Triumph Capital Management
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed February 14, 2025), Triumph Capital Management reported 265 stock positions worth $280.6 million. Its top holding was First Trust Enh Short Mat FD (FTSM) at 5.1% of the portfolio, followed by First Trust Smith Opportunis (FIXD, 3.7%) and SS SPDR S&P 500 ETF Trust-US (SPY, 3.3%). Compared with Q2 2024, it opened 72 new positions, sold out of 47, added to 106 and reduced 82. The biggest buy was Advanced Micro Devices (AMD, shares +936%) and the biggest sale FT-Preferred Secur & Inc. ETF (FPE, shares −34%).
- Most Recent 13F
- Q2 2026
- Location
- DENVER, CO
- CIK
- 0001730765
- Portfolio Value
- $280.6M (Q3 2024)
- SEC Filing
- 0001730765-25-000002 ↗ filed Feb 14, 2025
Holdings Value
Holdings 265 stocks · $280.6M
| FTSM First Trust Enh Short Mat FD | 5.14% | 239,979 | $14.4M | Reduce -2.9% |
| FIXD First Trust Smith Opportunis | 3.69% | 228,959 | $10.4M | Add +3.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.33% | 16,241 | $9.3M | Add +12.1% |
| FEX First Trust Large Cap Core A | 3.04% | 82,003 | $8.5M | Add +0.0% |
| BND Vanguard Total Bond Market | 2.67% | 99,604 | $7.5M | Add +1.3% |
| SDVY First Trust Smid Cap Rising | 2.43% | 187,209 | $6.8M | Add +22.2% |
| RDVY First Trust Rising Dividend | 2.29% | 108,652 | $6.4M | Add +5.4% |
| FPE FT-Preferred Secur & Inc. ETF | 2.07% | 321,675 | $5.8M | Reduce -34.2% |
| IWM iShares Russell 2000 ETF | 2.02% | 25,686 | $5.7M | Reduce -13.0% |
| IWR iShares Russell Mid-Cap ETF | 1.87% | 59,536 | $5.2M | Add +0.5% |
| JPST JPMorgan Ultra-Short Income | 1.78% | 98,315 | $5.0M | Reduce -16.6% |
| BNDX Vanguard Total Intl Bond ETF | 1.73% | 96,707 | $4.9M | Add +1.0% |
| IVV iShares Core S&P 500 ETF | 1.57% | 7,638 | $4.4M | Reduce -0.9% |
| FTCS First Trust Capital Strength | 1.50% | 46,358 | $4.2M | Reduce -3.9% |
| MSFT Microsoft Corp. | 1.50% | 9,780 | $4.2M | Add +48.3% |
| QQQ Invesco QQQ Trust Series 1 | 1.50% | 8,599 | $4.2M | Add +4.3% |
| NVDA Nvidia Corp. | 1.40% | 32,320 | $3.9M | Add +7.2% |
| AAPL Apple Inc. | 1.31% | 15,809 | $3.7M | Add +1.3% |
| SOFI Sofi Technologies Inc. | 1.08% | 385,190 | $3.0M | Add +0.5% |
| AMD Advanced Micro Devices | 1.07% | 18,335 | $3.0M | Add +936.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.04% | 6,357 | $2.9M | Add +7.6% |
| QUAL iShares MSCI USA Quality Fac | 0.96% | 14,996 | $2.7M | Reduce -24.0% |
| SFLR Innovator Eqty MGD Floor ETF | 0.96% | 84,287 | $2.7M | Add +22.0% |
| PLTR Palantir Technologies Inc. Class A | 0.91% | 68,531 | $2.5M | Add +4.4% |
| JEPI JPMorgan Equity Premium Inco | 0.85% | 40,254 | $2.4M | Reduce -2.8% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.85% | 5,637 | $2.4M | Add +2.3% |
| UAPR Innovator U.S. Equity Ultra | 0.85% | 79,022 | $2.4M | Add +0.5% |
| MOAT Vaneck Morningstar Wide Moat | 0.76% | 21,939 | $2.1M | Add +1.6% |
| AON Aon PLC Class A | 0.75% | 6,049 | $2.1M | Reduce -9.0% |
| AMZN Amazon.com Inc. | 0.74% | 11,174 | $2.1M | Add +151.4% |
| LMBS First Trust Low Duration Opp | 0.73% | 41,526 | $2.1M | Add +95.7% |
| BKLN Invesco Senior Loan ETF | 0.69% | 92,790 | $1.9M | Reduce -35.7% |
| COWZ Pacer US Cash Cows 100 ETF | 0.67% | 32,176 | $1.9M | Add +3.6% |
| SMTH Alps SMTH Cor BD Plus ETF | 0.66% | 69,876 | $1.8M | Add +54.1% |
| FVD First Trust Value Line DVD | 0.61% | 37,708 | $1.7M | Add +1.3% |
| BCSF Bain Capital Specialty Finan | 0.60% | 99,040 | $1.7M | Add +29.1% |
| ARCC Ares Capital Corp. | 0.54% | 72,335 | $1.5M | Add +23.2% |
| XLE SS Energy Select Sector | 0.54% | 17,178 | $1.5M | Add +369.3% |
| ECC Eagle Point Credit Co. | 0.52% | 147,533 | $1.5M | New |
| MINT PIMCO Enhanced Short Maturit | 0.52% | 14,410 | $1.5M | New |
| OXFORD LANE CAP CORP | 0.49% | 264,833 | $1.4M | Add +187.2% |
| FYX First Trust Small Cap Core A | 0.48% | 13,425 | $1.3M | New |
| GBIL Goldman Sachs Access Treasur | 0.46% | 12,883 | $1.3M | Reduce -33.5% |
| BA The Boeing Co. | 0.46% | 8,473 | $1.3M | Add +11.6% |
| IWO iShares Russell 2000 Growth | 0.46% | 4,519 | $1.3M | Reduce -1.3% |
| KNG FT Vest S&P 500 DVD Arst TRG | 0.45% | 23,181 | $1.3M | Reduce -11.0% |
| GBDC Golub Capital BDC Inc. | 0.45% | 83,447 | $1.3M | Add +37.3% |
| BX Blackstone Inc. | 0.45% | 8,210 | $1.3M | Add +202.2% |
| AGG iShares Core U.S. Aggregate | 0.42% | 11,752 | $1.2M | Reduce -1.5% |
| IGV iShares Expanded Tech-Softwa | 0.42% | 13,307 | $1.2M | Add +5.3% |
| IVE iShares S&P 500 Value ETF | 0.41% | 5,874 | $1.2M | Add +105.3% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.41% | 4,116 | $1.2M | Add +24.9% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.39% | 12,021 | $1.1M | Reduce -6.2% |
| QFLR Innovator Nasdaq-100 MF ETF | 0.38% | 38,631 | $1.1M | Add +51.4% |
| LLY Eli Lilly & Co. | 0.38% | 1,196 | $1.1M | Add +79.8% |
| MDY State Street SPDR S&P Midcap | 0.37% | 1,815 | $1.0M | Reduce -27.2% |
| TSLA Tesla Inc. | 0.37% | 3,920 | $1.0M | Reduce -60.7% |
| NLY Annaly Capital Management Inc. | 0.36% | 48,623 | $1.0M | Add +137.8% |
| ZS Zscaler Inc. | 0.36% | 5,851 | $1.0M | Add +322.1% |
| APO Apollo Global Management Inc. | 0.36% | 8,000 | $999K | New |
| META Meta Platforms Inc. Class A | 0.36% | 1,741 | $997K | Add +21.4% |
| MISL First Trust Indxx Aero & Def | 0.35% | 30,798 | $977K | Reduce -6.8% |
| BXSL Blackstone Secured Lending F | 0.35% | 32,471 | $976K | Add +17.4% |
| OBDC Blue Owl Capital Corp. | 0.35% | 64,862 | $969K | Add +57.2% |
| SDIV Global X Superdividend ETF | 0.34% | 40,800 | $960K | Reduce -26.6% |
| JMEE JPM Sma & Mid Cap En Eq Et-U filed as J P MORGAN EXCHANGE TRADED F | 0.34% | 15,675 | $956K | New |
| RVT Royce Small-Cap Trust Inc. | 0.33% | 58,801 | $923K | Add +40.8% |
| KKR KKR & Co. Inc. | 0.33% | 7,000 | $914K | New |
| DSL Doubleline Income Solutions | 0.32% | 70,250 | $912K | Add +6.5% |
| AGNC AGNC Investment Corp. | 0.32% | 85,134 | $901K | New |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.32% | 19,276 | $900K | Add +26.4% |
| JPIE JPMorgan Income ETF | 0.32% | 19,363 | $898K | New |
| CELH Celsius Holdings Inc. | 0.32% | 28,557 | $896K | New |
| GOOGL Alphabet Inc. Class A | 0.32% | 5,382 | $893K | Add +84.9% |
| SPEM State Street SP PTF Em ETF | 0.31% | 21,332 | $881K | Reduce -8.3% |
| PFFD Global X US Preferred ETF | 0.31% | 41,987 | $872K | Reduce -48.5% |
| SPYI Neos S&P 500 High Income ETF | 0.31% | 16,913 | $866K | Reduce -38.9% |
| HQH Abrdn Healthcare Investors | 0.31% | 46,160 | $859K | New |
| SMH Vaneck Semiconductor ETF | 0.30% | 3,459 | $849K | New |
| BALT Inn Defined Wealth Shield | 0.30% | 27,478 | $847K | Add +41.0% |
| BCE Bce Inc. | 0.30% | 23,710 | $842K | Add +18.2% |
| INTC Intel Corp. | 0.30% | 35,758 | $839K | Add +78.3% |
| JAAA Janus Henderson Aaa Clo ETF | 0.29% | 16,202 | $824K | Add +86.9% |
| CEFS Saba Opport Hedg Cef ETF-Usd | 0.29% | 36,931 | $822K | New |
| PG The Procter & Gamble Co. | 0.29% | 4,637 | $803K | Add +35.3% |
| SHOP Shopify Inc. Class A | 0.28% | 9,925 | $795K | Add +33.6% |
| ALB Albemarle Corp. | 0.28% | 8,350 | $794K | Add +1.2% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.28% | 14,227 | $781K | Reduce -19.9% |
| AVGO Broadcom Inc. | 0.28% | 4,505 | $777K | Add +11.0% |
| MBLY Mobileye Global Inc. Class A | 0.28% | 56,657 | $776K | Add +253.3% |
| ARM Arm Holdings PLC-ADR | 0.27% | 5,350 | $765K | Reduce -47.5% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.27% | 7,901 | $760K | Add +62.0% |
| PANW Palo Alto Networks Inc. | 0.27% | 2,209 | $755K | Reduce -47.6% |
| VFLO Victoryshares Free Cash Flow | 0.27% | 22,402 | $746K | Add +45.1% |
| MAGS Roundhill Magnificent Seven | 0.27% | 15,598 | $744K | New |
| PYPL PayPal Holdings Inc. | 0.26% | 9,400 | $733K | Reduce -27.3% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.26% | 19,521 | $733K | Reduce -32.1% |
| SCHW Schwab (charles) Corp. | 0.26% | 11,174 | $724K | New |
| IBB iShares Biotechnology ETF | 0.25% | 4,860 | $708K | Add +50.6% |
| SNOW Snowflake Inc. | 0.24% | 5,915 | $679K | Add +13.0% |
Portfolio Sells Q2 2024 → Q3 2024
| FPE FT-Preferred Secur & Inc. ETF | Reduce -34.2% | 2.07% | −1.24 |
| FTSM First Trust Enh Short Mat FD | Reduce -2.9% | 5.14% | −0.63 |
| XLRE SS Real Estate Select Sector | Sold out | 0.00% | −0.60 |
| JPST JPMorgan Ultra-Short Income | Reduce -16.6% | 1.78% | −0.55 |
| BKLN Invesco Senior Loan ETF | Reduce -35.7% | 0.69% | −0.49 |
| GILD Gilead Sciences Inc. | Reduce -84.4% | 0.09% | −0.45 |
| IIPR Innovative Industrial Proper | Reduce -86.2% | 0.08% | −0.41 |
| PFE Pfizer Inc. | Reduce -81.4% | 0.09% | −0.41 |
| TSLA Tesla Inc. | Reduce -60.7% | 0.37% | −0.41 |
| XLF SS Financial Select Sector | Sold out | 0.00% | −0.38 |
| FDIS Fidelity MSCI Cons Discr Ind | Sold out | 0.00% | −0.38 |
| ARM Arm Holdings PLC-ADR | Reduce -47.5% | 0.27% | −0.38 |
| QUAL iShares MSCI USA Quality Fac | Reduce -24.0% | 0.96% | −0.36 |
| MMM 3M Co. | Reduce -83.0% | 0.09% | −0.33 |
| IEP Icahn Enterprises LP | Reduce -73.1% | 0.08% | −0.32 |
| IWM iShares Russell 2000 ETF | Reduce -13.0% | 2.02% | −0.32 |
| PFFD Global X US Preferred ETF | Reduce -48.5% | 0.31% | −0.32 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -50.9% | 0.24% | −0.30 |
| URA Global X Uranium ETF | Sold out | 0.00% | −0.30 |
| GBIL Goldman Sachs Access Treasur | Reduce -33.5% | 0.46% | −0.30 |
| PANW Palo Alto Networks Inc. | Reduce -47.6% | 0.27% | −0.29 |
| DE Deere & Co. | Sold out | 0.00% | −0.29 |
| SPSM SS SPDR P S&P 600 Small Cap | Reduce -55.3% | 0.22% | −0.27 |
| ITA iShares U.S. Aerospace & Def | Sold out | 0.00% | −0.27 |
| FXH First Trust Health Care Alph | Sold out | 0.00% | −0.27 |
| YYY Amplify Cef High Income ETF | Reduce -83.3% | 0.05% | −0.26 |
| NOBL Proshares S&P 500 Dividend A | Sold out | 0.00% | −0.25 |
| QYLD Global X Nasd 100 Cov Call | Reduce -76.7% | 0.07% | −0.25 |
| OGN Organon & Co. | Reduce -42.1% | 0.23% | −0.24 |
| AMAT Applied Materials Inc. | Reduce -56.8% | 0.12% | −0.24 |
| PM Philip Morris International | Sold out | 0.00% | −0.24 |
| XLY SS Consumer Disc Select Sect | Sold out | 0.00% | −0.23 |
| SPYI Neos S&P 500 High Income ETF | Reduce -38.9% | 0.31% | −0.23 |
| JPXN iShares JPX-Nikkei 400 ETF | Reduce -55.5% | 0.17% | −0.23 |
| MDLZ Mondelez International Inc. Class A | Sold out | 0.00% | −0.23 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -57.3% | 0.16% | −0.22 |
| UAUG Innovator U.S. Equity Ultra | Sold out | 0.00% | −0.21 |
| INTR Inter & Co. Inc. Class A | Reduce -82.6% | 0.04% | −0.21 |
| FDX FedEx Corp. | Sold out | 0.00% | −0.20 |
| SBUX Starbucks Corp. | Sold out | 0.00% | −0.18 |
| EALT Innovator US Eqty 5TO15 Buff | Sold out | 0.00% | −0.18 |
| MCD McDonald's Corp. | Sold out | 0.00% | −0.17 |
| SGOV iShares 0-3 Month Treasury B | Reduce -36.2% | 0.23% | −0.17 |
| BMY Bristol-Myers Squibb Co. | Reduce -64.5% | 0.10% | −0.15 |
| MDY State Street SPDR S&P Midcap | Reduce -27.2% | 0.37% | −0.15 |
| IQLT iShares MSCI International Q | Reduce -48.5% | 0.15% | −0.15 |
| PAVE Global X US Infrastructure | Sold out | 0.00% | −0.15 |
| XEL Xcel Energy Inc. | Reduce -58.4% | 0.12% | −0.14 |
| SDIV Global X Superdividend ETF | Reduce -26.6% | 0.34% | −0.14 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -32.1% | 0.26% | −0.13 |
Portfolio Buys Q2 2024 → Q3 2024
| AMD Advanced Micro Devices | Add +936.5% | 1.07% | +0.96 |
| ECC Eagle Point Credit Co. | New | 0.52% | +0.52 |
| MINT PIMCO Enhanced Short Maturit | New | 0.52% | +0.52 |
| FYX First Trust Small Cap Core A | New | 0.48% | +0.48 |
| SDVY First Trust Smid Cap Rising | Add +22.2% | 2.43% | +0.43 |
| XLE SS Energy Select Sector | Add +369.3% | 0.54% | +0.41 |
| AMZN Amazon.com Inc. | Add +151.4% | 0.74% | +0.41 |
| APO Apollo Global Management Inc. | New | 0.36% | +0.36 |
| MSFT Microsoft Corp. | Add +48.3% | 1.50% | +0.35 |
| JMEE JPM Sma & Mid Cap En Eq Et-U | New | 0.34% | +0.34 |
| LMBS First Trust Low Duration Opp | Add +95.7% | 0.73% | +0.33 |
| KKR KKR & Co. Inc. | New | 0.33% | +0.33 |
| AGNC AGNC Investment Corp. | New | 0.32% | +0.32 |
| JPIE JPMorgan Income ETF | New | 0.32% | +0.32 |
| CELH Celsius Holdings Inc. | New | 0.32% | +0.32 |
| BX Blackstone Inc. | Add +202.2% | 0.45% | +0.32 |
| HQH Abrdn Healthcare Investors | New | 0.31% | +0.31 |
| SMH Vaneck Semiconductor ETF | New | 0.30% | +0.30 |
| OXFORD LANE CAP CORP | Add +187.2% | 0.49% | +0.30 |
| CEFS Saba Opport Hedg Cef ETF-Usd | New | 0.29% | +0.29 |
| MAGS Roundhill Magnificent Seven | New | 0.27% | +0.27 |
| PLTR Palantir Technologies Inc. Class A | Add +4.4% | 0.91% | +0.26 |
| SCHW Schwab (charles) Corp. | New | 0.26% | +0.26 |
| ZS Zscaler Inc. | Add +322.1% | 0.36% | +0.25 |
| BTO John Hancock Financial Opp | New | 0.24% | +0.24 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +12.1% | 3.33% | +0.24 |
| PTY PIMCO Corporate & Income Opp | New | 0.24% | +0.24 |
| JPC Nuveen Prefered & Income Opp | New | 0.23% | +0.23 |
| USA Liberty All Star Equity Fund | New | 0.23% | +0.23 |
| AIG American International Group | New | 0.23% | +0.23 |
| CLOA iShares Aaa Clo Act ETF-Usdi | New | 0.22% | +0.22 |
| PDO PIMCO Dynamic Income Opport | New | 0.21% | +0.21 |
| IVE iShares S&P 500 Value ETF | Add +105.3% | 0.41% | +0.21 |
| SMTH Alps SMTH Cor BD Plus ETF | Add +54.1% | 0.66% | +0.21 |
| KAPR Innovator U.S. Small Cap Pow | New | 0.21% | +0.21 |
| NLY Annaly Capital Management Inc. | Add +137.8% | 0.36% | +0.20 |
| IWY iShares Russell Top 200 Grow | New | 0.20% | +0.20 |
| XAI OCTAGN FLT RAT & ALT INM | New | 0.20% | +0.20 |
| SLRC SLR Investment Corp. | New | 0.19% | +0.19 |
| XLK SS Technology Select Sector | New | 0.18% | +0.18 |
| IOT Samsara Inc. Class A | New | 0.17% | +0.17 |
| QBUF Innv Nasdaq -100 10 B - QRT | New | 0.16% | +0.16 |
| REGN Regeneron Pharmaceuticals | New | 0.16% | +0.16 |
| BIZD Vaneck BDC Income ETF | New | 0.15% | +0.15 |
| PFFA Virtus Infracap US Pref STCK | New | 0.15% | +0.15 |
| RIVN Rivian Automotive Inc. Class A | New | 0.15% | +0.15 |
| NEOS ENHANCED INCOME CREDIT SELECT ETF | New | 0.14% | +0.14 |
| LLY Eli Lilly & Co. | Add +79.8% | 0.38% | +0.14 |
| THQ Abrdn Healthcare Opport | New | 0.14% | +0.14 |
| TROW T Rowe Price Group Inc. | New | 0.14% | +0.14 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,852 | $552.0M | AAPL, SPY, RDVY, FIXD, VFLO |
| Q1 2026 | 1,827 | $485.7M | AAPL, SPY, FIXD, FTSM, RDVY |
| Q4 2025 | 1,762 | $462.8M | AAPL, FTSM, SPY, FIXD, RDVY |
| Q3 2025Amended | 314 | $370.7M | FTSM, FIXD, RDVY, FTCS, BND |
| Q2 2025Amended | 286 | $333.2M | FTSM, FIXD, FEX, SPY, RDVY |
| Q1 2025 | 276 | $300.2M | FTSM, FIXD, SPY, FEX, RDVY |
| Q4 2024 | 273 | $292.2M | FTSM, FIXD, SPY, FEX, SDVY |
| Q3 2024 | 265 | $280.6M | FTSM, FIXD, SPY, FEX, BND |
| Q2 2024 | 240 | $256.1M | FTSM, FIXD, FPE, FEX, SPY |
| Q1 2024 | 225 | $245.3M | FTSM, JPST, FIXD, FPE, FEX |