Uhlmann Price Securities, LLC

Name: UHLMANN PRICE SECURITIES, LLC 13F holdings, Q4 2024
Creator: UHLMANN PRICE SECURITIES, LLC
Published: 2025-07-17

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q3 2024

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed July 17, 2025), Uhlmann Price Securities, LLC reported 177 stock positions worth $132.5 million. Its top holding was Wisdomtree Floating Rate Tre (USFR) at 14.9% of the portfolio, followed by Blackstone (BX, 5.2%) and Intuit (INTU, 4.5%). Compared with Q3 2024, it opened 7 new positions, sold out of 8, added to 110 and reduced 38. The biggest buy was a new position in Tort Electf Infra ETF-Usd (TPZ) and the biggest sale an exit from Tortoise Pipeline & Energy (XTTPX).

Most Recent 13F: Q2 2026
Location: SKOKIE, IL
CIK: 0001035344
Portfolio Value: $132.5M (Q4 2024)
SEC Filing: 0001085146-25-003903 ↗ filed Jul 17, 2025

Holdings Value

Holdings 177 stocks · $132.5M


USFR Wisdomtree Floating Rate Tre	14.88%	391,811	$19.7M	Add +14.9%
BX Blackstone Inc.	5.17%	39,757	$6.9M	Add +2.8%
INTU Intuit Inc.	4.45%	9,386	$5.9M	Reduce -4.3%
AAPL Apple Inc.	2.88%	15,240	$3.8M	Add +5.9%
GOOG Alphabet Inc. Class C	1.85%	12,897	$2.5M	Add +5.0%
GS Goldman Sachs Group Inc.	1.81%	4,187	$2.4M	Add +1.5%
TPZ Tort Electf Infra ETF-Usd Inc. filed as TORTOISE CAPITAL SERIES TRUS	1.65%	109,093	$2.2M	New
UBER Uber Technologies Inc.	1.61%	35,350	$2.1M	Add +1.9%
CHWY Chewy Inc. Class A	1.52%	59,950	$2.0M	Add +3.1%
EXE Expand Energy Corp.	1.50%	20,012	$2.0M	Add +85.1%
SHOP Shopify Inc. Class A	1.48%	18,448	$2.0M	Reduce -4.9%
NWL Newell Brands Inc.	1.48%	196,794	$2.0M	Add +119.1%
QQQ Invesco QQQ Trust Series 1	1.47%	3,818	$2.0M	Add +0.1%
NML Neuberger Energy Infrastruct	1.34%	200,691	$1.8M	Add +1.2%
DLN Wisdomtree US Largecap Divid	1.21%	20,656	$1.6M	Add +6.3%
PAYX Paychex Inc.	1.20%	11,353	$1.6M	Add +3.3%
BRK.B Berkshire Hathaway Inc. Class B	1.18%	3,437	$1.6M	Reduce -0.6%
MAT Mattel Inc.	1.03%	76,930	$1.4M	Add +5.9%
MSFT Microsoft Corp.	1.02%	3,218	$1.4M	Add +4.9%
MXF Mexico Fund Inc.	0.95%	95,197	$1.3M	Add +36.2%
HCKT The Hackett Group Inc.	0.94%	40,681	$1.2M	Reduce -16.4%
GOOGL Alphabet Inc. Class A	0.94%	6,560	$1.2M	Add +4.0%
BMEZ BlackRock HLTH Sci TRM TR II	0.88%	81,268	$1.2M	Reduce -9.8%
PLTR Palantir Technologies Inc. Class A	0.87%	15,215	$1.2M	Reduce -21.1%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.86%	10,221	$1.1M	Add +7.3%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.83%	5,015	$1.1M	Add +1.4%
PEO Adams Natural Resources Fund	0.82%	50,222	$1.1M	Add +6.1%
DHS Wisdomtree US High Dividend	0.81%	11,471	$1.1M	Add +6.5%
SWZ Total Return Securities Fund	0.80%	140,919	$1.1M	Add +41.4%
CSCO Cisco Systems Inc.	0.79%	17,714	$1.0M	Add +0.6%
AEM Agnico Eagle Mines Ltd.	0.77%	13,055	$1.0M	Add +0.3%
DGRW Wisdomtree U.S. Quality Divi	0.77%	12,529	$1.0M	Add +2.2%
EPD Enterprise Products Partners	0.76%	32,166	$1.0M	Add +0.9%
STEW SRH Total Return Fund Inc.	0.75%	61,656	$988K	Add +3.9%
SCHW Schwab (charles) Corp.	0.70%	12,578	$931K	Add +0.3%
ABBV Abbvie Inc.	0.67%	5,027	$893K	Add +0.5%
HQL Abrdn Life Sciences Investor	0.67%	67,246	$882K	Add +1.1%
AMZN Amazon.com Inc.	0.60%	3,616	$793K	Add +7.5%
CBOE Cboe Global Markets Inc.	0.58%	3,900	$762K	No change
MCHP Microchip Technology Inc.	0.57%	13,269	$761K	Reduce -1.4%
CME Cme Group Inc.	0.57%	3,265	$758K	No change
KWEB Kranesh Csi China Internet	0.56%	25,188	$736K	Reduce -10.7%
JNJ Johnson & Johnson	0.54%	4,929	$713K	Add +78.5%
VTV Vanguard Mrngstr Val ETF-Aui	0.52%	4,051	$686K	Add +3.7%
SDY SS SPDR S&P Dividend ETF	0.50%	5,063	$669K	Add +0.1%
EOG EOG Resources Inc.	0.49%	5,331	$654K	Reduce -1.2%
CRK Comstock Resources Inc.	0.49%	35,738	$651K	Reduce -18.0%
ADX Adams Diversified Equity	0.47%	30,926	$625K	Add +9.1%
CQQQ Invesco China Technology ETF	0.47%	15,650	$616K	Add +4.2%
DON Wisdomtree US Midcap Dividen	0.46%	11,934	$608K	Add +2.2%
EQT Eqt Corp.	0.46%	13,118	$605K	Add +0.1%
HD Home Depot Inc.	0.45%	1,541	$599K	Add +0.1%
ECF Ellsworth Growth and Income	0.44%	59,661	$578K	Add +1.4%
FSK FS KKR Capital Corp.	0.43%	26,467	$575K	Add +13.4%
ZTS Zoetis Inc.	0.43%	3,500	$570K	Add +6.1%
PFE Pfizer Inc.	0.43%	21,252	$564K	Reduce -2.5%
NVDA Nvidia Corp.	0.42%	4,179	$561K	Add +3.9%
CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT	0.42%	19,073	$557K	Add +11.4%
NOC Northrop Grumman Corp.	0.42%	1,186	$557K	Add +2.0%
SLB SLB Ltd. filed as SCHLUMBERGER LTD	0.42%	14,367	$551K	Reduce -15.7%
FANG Diamondback Energy Inc.	0.42%	3,358	$550K	Add +0.2%
TYG Tortoise Energy Infrastruct	0.41%	12,840	$539K	Add +13.6%
WMT Walmart Inc.	0.41%	5,943	$537K	No change
STLD Steel Dynamics Inc.	0.40%	4,645	$530K	Reduce -2.0%
BSTZ BlackRock Sci & Tech TRM TR	0.39%	24,982	$517K	Reduce -7.2%
FDX FedEx Corp.	0.38%	1,803	$507K	Add +0.2%
BGR BlackRock Enrgy & Res TR	0.38%	39,922	$503K	Reduce -9.8%
SUN Sunoco LP	0.38%	9,784	$503K	Reduce -2.9%
EQIX Equinix Inc.	0.38%	528	$498K	No change
TGT Target Corp.	0.38%	3,677	$497K	Add +0.1%
DES Wisdomtree US Smallcap Divid	0.37%	14,327	$492K	Add +2.9%
ASGI Abrdn Global Infrastructure	0.37%	27,624	$484K	Add +1.4%
GLD SPDR Gold Shares	0.36%	1,949	$472K	Add +4.4%
AVGO Broadcom Inc.	0.35%	2,021	$469K	Add +0.3%
AR Antero Resources Corp.	0.35%	13,200	$463K	Reduce -1.5%
INVH Invitation Homes Inc.	0.35%	14,400	$460K	Add +1.3%
MRK Merck & Co. Inc.	0.35%	4,613	$459K	Add +32.3%
KNSL Kinsale Capital Group Inc.	0.34%	954	$445K	No change
ABT Abbott Laboratories	0.32%	3,792	$429K	Reduce -2.6%
SLV iShares Silver Trust	0.32%	16,142	$425K	Add +4.7%
BTX BlackRock Tech & Priv Eqty	0.31%	55,932	$416K	Reduce -14.9%
AEO American Eagle Outfitters	0.31%	24,931	$416K	Add +4.9%
RRC Range Resources Corp.	0.31%	11,471	$413K	Reduce -0.8%
BMY Bristol-Myers Squibb Co.	0.31%	7,287	$412K	Add +0.1%
MCD McDonald's Corp.	0.31%	1,412	$409K	Add +0.5%
KO The Coca-Cola Co.	0.31%	6,561	$409K	Add +0.4%
GILD Gilead Sciences Inc.	0.30%	4,294	$397K	Add +0.1%
BA The Boeing Co.	0.30%	2,225	$394K	Add +1.6%
NFJ Virtus DVD Intrst & PRM STR	0.29%	30,692	$388K	Add +2.4%
HQH Abrdn Healthcare Investors	0.29%	23,718	$381K	Reduce -12.0%
RMT Royce Micro-Cap Trust Inc.	0.27%	37,157	$362K	Add +76.0%
SPY SS SPDR S&P 500 ETF Trust-US	0.27%	608	$357K	Add +0.2%
NPFD Nuveen Var RT Pref & Inc.	0.27%	19,446	$355K	Add +3.0%
JBL Jabil Inc.	0.26%	2,400	$345K	No change
BCV Bancroft Fund Ltd.	0.26%	19,313	$342K	Add +1.5%
XBOEX BlackRock Enh GLBL DVD TR	0.25%	30,505	$329K	Reduce -8.7%
VLO Valero Energy Corp.	0.24%	2,634	$323K	Add +5.4%
XAWFX Alliancebernstein GL Hi Inc.	0.24%	29,903	$321K	Add +1.8%
NTRS Northern Trust Corp.	0.24%	3,100	$318K	No change
AMAT Applied Materials Inc.	0.24%	1,952	$317K	No change
IGA Voya Global Advan & Prem Opp	0.24%	34,396	$316K	Add +2.7%
FDN First Trust DJ Internet Ind	0.24%	1,299	$316K	No change
LHX L3HARRIS Technologies Inc.	0.24%	1,497	$315K	Add +0.3%
XJEQX Abrdn Japan Equity Fund Inc.	0.23%	53,842	$310K	Add +2.0%
K Kellanova	0.23%	3,787	$307K	Reduce -11.2%
SYK Stryker Corp.	0.23%	850	$306K	Add +21.4%
IQDG Wisdomtree Intl QLTY DVD GRW	0.23%	8,944	$306K	Add +0.6%
VBR Vngrd Mrngst SL-CP Val ETF-U	0.23%	1,522	$301K	Add +0.6%
FV First Trust DW Focus 5 Fund	0.23%	5,083	$300K	No change
AMD Advanced Micro Devices	0.22%	2,447	$296K	Add +6.1%
LLY Eli Lilly & Co.	0.22%	378	$292K	No change
CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED	0.22%	9,308	$291K	Add +0.8%
RIO Rio Tinto PLC-Spon ADR	0.22%	4,860	$286K	Reduce -8.1%
SCCO Southern Copper Corp.	0.21%	3,054	$278K	Add +8.0%
PYPL PayPal Holdings Inc.	0.21%	3,235	$276K	No change
WIW Western Asst Infl-LNK Opp	0.21%	33,113	$274K	Reduce -20.9%
KLAC KLA Corp.	0.20%	431	$271K	Add +0.2%
MPWR Monolithic Power Systems Inc.	0.20%	452	$268K	No change
CGMS Cap Group US Multi-Sect Bond	0.20%	9,810	$268K	Add +26.2%
FGB First Trust Special Financ	0.20%	63,459	$267K	Add +2.3%
RHI Robert Half Inc.	0.20%	3,777	$266K	Reduce -2.2%
DHR Danaher Corp.	0.20%	1,148	$263K	Add +0.1%
WMB Williams Cos Inc.	0.20%	4,781	$259K	Add +0.4%
KLG WK Kellogg Co.	0.19%	14,067	$253K	Add +0.0%
MU Micron Technology Inc.	0.19%	3,000	$252K	No change
AEF Abrdn Emerging Markets Ex CH	0.19%	48,573	$252K	No change
T AT&T Inc.	0.19%	11,029	$251K	Add +0.4%
SHEL Shell PLC-ADR	0.19%	3,976	$249K	Add +0.2%
CMI Cummins Inc.	0.18%	700	$244K	No change
LAMR Lamar Advertising Co. Class A	0.18%	2,000	$243K	No change
CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT	0.18%	9,791	$242K	New
NIM Nuveen Select Maturit Muni	0.18%	27,422	$239K	New
ICE Intercontinental Exchange Inc.	0.18%	1,600	$238K	Add +28.0%
CAT Caterpillar Inc.	0.18%	655	$238K	No change
GRX Gabelli Healthcare & Well	0.18%	24,385	$235K	Add +1.5%
NUE Nucor Corp.	0.18%	2,007	$234K	Reduce -2.3%
AON Aon PLC Class A	0.18%	651	$234K	No change
MDT Medtronic PLC	0.18%	2,920	$233K	New
IDE Voya Infrastructure Indust	0.17%	22,800	$231K	Reduce -1.2%
MSOS Advisorshares Pure US Cann	0.17%	59,475	$227K	Reduce -32.6%
MRVL Marvell Technology Inc.	0.17%	2,050	$226K	New
DVY iShares Select Dividend ETF	0.17%	1,680	$221K	No change
BHP BHP Group Ltd.-Spon ADR	0.17%	4,503	$220K	Add +2.3%
MO Altria Group Inc.	0.17%	4,184	$219K	Add +0.7%
VTEB Vanguard Tax-Exempt Bond ETF	0.16%	4,285	$215K	Add +1.1%
AMT American Tower Corp.	0.16%	1,170	$215K	No change
TTE Totalenergies SE -Spon ADR	0.16%	3,922	$214K	No change
XOM Exxon Mobil Corp.	0.16%	1,978	$213K	Add +0.6%
XAGDX Abrdn GLBL DYNM Divid	0.16%	21,635	$212K	Add +0.9%
RVT Royce Small-Cap Trust Inc.	0.15%	12,619	$199K	New
FMY First Trust Mortgage Income	0.14%	15,487	$186K	Add +1.1%
FPF First TR Interm Dur & Inc.	0.14%	10,298	$185K	Add +2.2%
FCT First Trust SNR FL RT Inc. II	0.14%	17,543	$182K	Add +2.8%
TSI TCW Strategic Income Fund	0.13%	36,691	$176K	Add +1.2%
XAODX Abrdn Total Dynamic Dividend	0.13%	20,781	$175K	Add +2.3%
RA Brookfield Real Assets Incom	0.13%	12,867	$171K	Add +15.8%
HIO Western Asset Hi Inc. Opport	0.13%	42,444	$167K	Reduce -5.0%
TU Telus Corp.	0.12%	11,541	$156K	Reduce -26.3%
IHD Voya Emrg MRKT Hi DVD Eqty	0.12%	31,082	$156K	Add +3.0%
LIONS GATE ENTMNT CORP	0.11%	17,750	$152K	Add +1.7%
XWIAX Western Asset Infl-Link Sec	0.11%	18,453	$148K	Reduce -28.9%
XIAEX Voya Asia Pac Hi DVD Eq Inc.	0.11%	23,755	$144K	Add +2.9%
LGF.B Lions Gate Entertainment-B	0.11%	18,875	$143K	Reduce -11.8%
NPCT Nuveen Core Plus Impact	0.11%	13,382	$141K	Add +4.3%
XTEAX Tortoise Sust&social Imp Ter	0.11%	11,626	$139K	Reduce -53.2%
EDD Morgan Stanley Emrg MRK Dom	0.10%	30,374	$138K	Add +0.9%
PGZ Principal Real Estate Income	0.10%	13,420	$133K	Add +3.0%
TEI Templeton Emrg MKTS Inc.	0.10%	24,752	$127K	Add +2.7%
SABA Saba Capital Income & Opp II	0.09%	13,149	$119K	New
NUV Nuveen Municipal Value	0.09%	13,411	$115K	Add +0.5%
XIGDX Voya GLBL Eqty DVD & PRM Opp	0.09%	21,138	$115K	Add +2.7%
PARAA Paramount Global Class B	0.08%	10,415	$109K	Reduce -51.3%
BCX BlackRock Resources & Commod	0.08%	12,270	$105K	Reduce -7.5%
F Ford Motor Co. filed as FORD MTR CO	0.07%	10,005	$99K	Reduce -4.4%
XAWPX Abrdn Global Premier Propert	0.07%	24,896	$96K	Reduce -0.0%
PCF High Income Securities Fund	0.07%	13,459	$88K	Add +2.8%
PPT Franklin Premir Inc. Trust-Ui	0.06%	23,959	$85K	Add +2.2%

Options reported separately and not counted above: PARAA calls ($5K), PFE calls ($368).

Portfolio Sells Q3 2024 → Q4 2024


XTTPX Tortoise Pipeline & Energy	Sold out	0.00%	−1.43
SWN Southwestern Energy Co.	Sold out	0.00%	−0.58
MSOS Advisorshares Pure US Cann	Reduce -32.6%	0.17%	−0.33
MCHP Microchip Technology Inc.	Reduce -1.4%	0.57%	−0.28
BMEZ BlackRock HLTH Sci TRM TR II	Reduce -9.8%	0.88%	−0.25
KWEB Kranesh Csi China Internet	Reduce -10.7%	0.56%	−0.20
INTU Intuit Inc.	Reduce -4.3%	4.45%	−0.20
NEM Newmont Corp.	Sold out	0.00%	−0.20
INSIGHT SELECT INCOME FUND	Sold out	0.00%	−0.19
INTC Intel Corp.	Sold out	0.00%	−0.18
AZN Astrazeneca PLC-Spons ADR	Sold out	0.00%	−0.17
DINO HF Sinclair Corp.	Sold out	0.00%	−0.17
SLB SLB Ltd.	Reduce -15.7%	0.42%	−0.15
XFRAX BlackRock Fltng RT Inc. Strat	Sold out	0.00%	−0.15
XTEAX Tortoise Sust&social Imp Ter	Reduce -53.2%	0.11%	−0.12
HQH Abrdn Healthcare Investors	Reduce -12.0%	0.29%	−0.11
PARAA Paramount Global Class B	Reduce -51.3%	0.08%	−0.10
TU Telus Corp.	Reduce -26.3%	0.12%	−0.09
BRK.B Berkshire Hathaway Inc. Class B	Reduce -0.6%	1.18%	−0.09
WIW Western Asst Infl-LNK Opp	Reduce -20.9%	0.21%	−0.09
RIO Rio Tinto PLC-Spon ADR	Reduce -8.1%	0.22%	−0.08
BTX BlackRock Tech & Priv Eqty	Reduce -14.9%	0.31%	−0.08
PFE Pfizer Inc.	Reduce -2.5%	0.43%	−0.08
STLD Steel Dynamics Inc.	Reduce -2.0%	0.40%	−0.07
BGR BlackRock Enrgy & Res TR	Reduce -9.8%	0.38%	−0.07
HCKT The Hackett Group Inc.	Reduce -16.4%	0.94%	−0.07
NUE Nucor Corp.	Reduce -2.3%	0.18%	−0.07
XWIAX Western Asset Infl-Link Sec	Reduce -28.9%	0.11%	−0.07
XBOEX BlackRock Enh GLBL DVD TR	Reduce -8.7%	0.25%	−0.05
SUN Sunoco LP	Reduce -2.9%	0.38%	−0.05
K Kellanova	Reduce -11.2%	0.23%	−0.04
EOG EOG Resources Inc.	Reduce -1.2%	0.49%	−0.03
IDE Voya Infrastructure Indust	Reduce -1.2%	0.17%	−0.03
ABT Abbott Laboratories	Reduce -2.6%	0.32%	−0.03
BCX BlackRock Resources & Commod	Reduce -7.5%	0.08%	−0.02
BSTZ BlackRock Sci & Tech TRM TR	Reduce -7.2%	0.39%	−0.02
XAWPX Abrdn Global Premier Propert	Reduce -0.0%	0.07%	−0.02
HIO Western Asset Hi Inc. Opport	Reduce -5.0%	0.13%	−0.02
F Ford Motor Co.	Reduce -4.4%	0.07%	−0.01
LGF.B Lions Gate Entertainment-B	Reduce -11.8%	0.11%	−0.01
RHI Robert Half Inc.	Reduce -2.2%	0.20%	−0.01
RRC Range Resources Corp.	Reduce -0.8%	0.31%	+0.03
AR Antero Resources Corp.	Reduce -1.5%	0.35%	+0.04
CRK Comstock Resources Inc.	Reduce -18.0%	0.49%	+0.11
SHOP Shopify Inc. Class A	Reduce -4.9%	1.48%	+0.24
PLTR Palantir Technologies Inc. Class A	Reduce -21.1%	0.87%	+0.30

Portfolio Buys Q3 2024 → Q4 2024


TPZ Tort Electf Infra ETF-Usd Inc.	New	1.65%	+1.65
USFR Wisdomtree Floating Rate Tre	Add +14.9%	14.88%	+1.27
NWL Newell Brands Inc.	Add +119.1%	1.48%	+0.93
EXE Expand Energy Corp.	Add +85.1%	1.50%	+0.80
BX Blackstone Inc.	Add +2.8%	5.17%	+0.47
GOOG Alphabet Inc. Class C	Add +5.0%	1.85%	+0.22
AAPL Apple Inc.	Add +5.9%	2.88%	+0.22
GS Goldman Sachs Group Inc.	Add +1.5%	1.81%	+0.19
JNJ Johnson & Johnson	Add +78.5%	0.54%	+0.18
CGXU Cap Group Intl Focus	New	0.18%	+0.18
NIM Nuveen Select Maturit Muni	New	0.18%	+0.18
MDT Medtronic PLC	New	0.18%	+0.18
MRVL Marvell Technology Inc.	New	0.17%	+0.17
CHWY Chewy Inc. Class A	Add +3.1%	1.52%	+0.16
RVT Royce Small-Cap Trust Inc.	New	0.15%	+0.15
DIS The Walt Disney Co.	Add +7.3%	0.86%	+0.13
RMT Royce Micro-Cap Trust Inc.	Add +76.0%	0.27%	+0.11
MXF Mexico Fund Inc.	Add +36.2%	0.95%	+0.11
GOOGL Alphabet Inc. Class A	Add +4.0%	0.94%	+0.11
AMZN Amazon.com Inc.	Add +7.5%	0.60%	+0.10
SABA Saba Capital Income & Opp II	New	0.09%	+0.09
SWZ Total Return Securities Fund	Add +41.4%	0.80%	+0.09
AVGO Broadcom Inc.	Add +0.3%	0.35%	+0.08
EQT Eqt Corp.	Add +0.1%	0.46%	+0.07
FSK FS KKR Capital Corp.	Add +13.4%	0.43%	+0.07
TYG Tortoise Energy Infrastruct	Add +13.6%	0.41%	+0.07
SCHW Schwab (charles) Corp.	Add +0.3%	0.70%	+0.06
CSCO Cisco Systems Inc.	Add +0.6%	0.79%	+0.05
NML Neuberger Energy Infrastruct	Add +1.2%	1.34%	+0.04
NVDA Nvidia Corp.	Add +3.9%	0.42%	+0.04
BA The Boeing Co.	Add +1.6%	0.30%	+0.03
MRK Merck & Co. Inc.	Add +32.3%	0.35%	+0.03
PAYX Paychex Inc.	Add +3.3%	1.20%	+0.03
CGMS Cap Group US Multi-Sect Bond	Add +26.2%	0.20%	+0.03
SYK Stryker Corp.	Add +21.4%	0.23%	+0.03
EPD Enterprise Products Partners	Add +0.9%	0.76%	+0.02
WMB Williams Cos Inc.	Add +0.4%	0.20%	+0.02
ICE Intercontinental Exchange Inc.	Add +28.0%	0.18%	+0.02
ECF Ellsworth Growth and Income	Add +1.4%	0.44%	+0.02
GILD Gilead Sciences Inc.	Add +0.1%	0.30%	+0.01
BMY Bristol-Myers Squibb Co.	Add +0.1%	0.31%	+0.01
CGGO Cap Group Global Growth	Add +11.4%	0.42%	+0.01
RA Brookfield Real Assets Incom	Add +15.8%	0.13%	+0.01
LIONS GATE ENTMNT CORP	Add +1.7%	0.11%	+0.01
DHS Wisdomtree US High Dividend	Add +6.5%	0.81%	+0.01
BCV Bancroft Fund Ltd.	Add +1.5%	0.26%	+0.00
FGB First Trust Special Financ	Add +2.3%	0.20%	+0.00
STEW SRH Total Return Fund Inc.	Add +3.9%	0.75%	+0.00
DLN Wisdomtree US Largecap Divid	Add +6.3%	1.21%	+0.00
KLG WK Kellogg Co.	Add +0.0%	0.19%	−0.00

Options Activity Q3 2024 → Q4 2024


PARAA Paramount Global Class B	call	New	10,000	$5K
UBER Uber Technologies Inc.	call	Sold out	100	$800before exit
PFE Pfizer Inc.	call	Reduce -28.6%	500	$368

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	290	$2.7B	KLAC, USFR, AAPL, SO, CSCO
Q1 2026	253	$1.5B	KLAC, USFR, AAPL, SO, CSCO
Q4 2025	195	$168.7M	USFR, INTU, BX, JPM, AAPL
Q3 2025	192	$163.5M	USFR, BX, INTU, JPM, AAPL
Q2 2025	186	$140.1M	USFR, INTU, BX, JPM, GS
Q1 2025	186	$135.8M	USFR, INTU, BX, AAPL, UBER
Q4 2024	177	$132.5M	USFR, BX, INTU, AAPL, GOOG
Q3 2024	178	$125.8M	USFR, BX, INTU, AAPL, UBER