Uhlmann Price Securities, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 16, 2026), Uhlmann Price Securities, LLC reported 253 stock positions worth $1.5 billion. Its top holding was KLA (KLAC) at 82.1% of the portfolio, followed by Wisdomtree Floating Rate Tre (USFR, 1.5%) and Apple (AAPL, 0.7%). Compared with Q4 2025, it opened 66 new positions, sold out of 8, added to 140 and reduced 40. The biggest buy was KLA (KLAC, shares +209303%) and the biggest sale Wisdomtree Floating Rate Tre (USFR, shares −6%).
- Most Recent 13F
- Q2 2026
- Location
- SKOKIE, IL
- CIK
- 0001035344
- Portfolio Value
- $1.5B (Q1 2026)
- SEC Filing
- 0001035344-26-000003 ↗ filed Apr 16, 2026
Holdings Value
Holdings 253 stocks · $1.5B
| KLAC KLA Corp. | 82.15% | 781,072 | $1.2B | Add +209302.7% |
| USFR Wisdomtree Floating Rate Tre | 1.49% | 438,370 | $22.2M | Reduce -5.8% |
| AAPL Apple Inc. | 0.74% | 43,717 | $11.0M | Add +199.2% |
| SO The Southern Co. | 0.68% | 107,523 | $10.1M | New |
| CSCO Cisco Systems Inc. | 0.40% | 73,648 | $5.9M | Add +281.2% |
| GS Goldman Sachs Group Inc. | 0.37% | 6,488 | $5.5M | Add +46.6% |
| GOOG Alphabet Inc. Class C | 0.36% | 18,512 | $5.3M | Add +48.5% |
| BX Blackstone Inc. | 0.35% | 44,989 | $5.2M | Add +12.7% |
| INTU Intuit Inc. | 0.32% | 11,008 | $4.8M | Add +12.5% |
| VOO Vanguard S&P 500 ETF | 0.32% | 7,786 | $4.7M | New |
| JPM JPMorgan Chase & Co. | 0.30% | 15,328 | $4.5M | Add +10.0% |
| LLY Eli Lilly & Co. | 0.29% | 4,701 | $4.2M | New |
| MSFT Microsoft Corp. | 0.25% | 10,101 | $3.8M | Add +234.6% |
| NVDA Nvidia Corp. | 0.23% | 19,592 | $3.4M | Add +572.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.23% | 5,137 | $3.4M | Add +1054.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.22% | 6,921 | $3.3M | Add +80.0% |
| JNJ Johnson & Johnson | 0.22% | 13,846 | $3.3M | Add +149.7% |
| HSY The Hershey Co. | 0.22% | 14,938 | $3.2M | New |
| UBER Uber Technologies Inc. | 0.21% | 42,889 | $3.1M | Add +21.7% |
| WMT Walmart Inc. | 0.19% | 23,051 | $2.8M | Add +287.6% |
| AXP American Express Co. | 0.19% | 9,296 | $2.8M | New |
| ABBV Abbvie Inc. | 0.18% | 12,875 | $2.7M | Add +140.6% |
| NML Neuberger Energy Infrastruct | 0.17% | 239,902 | $2.5M | Add +2.9% |
| AGG iShares Core U.S. Aggregate | 0.17% | 24,927 | $2.5M | New |
| MXF Mexico Fund Inc. | 0.15% | 107,154 | $2.2M | Add +1.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.15% | 3,862 | $2.2M | Add +1.8% |
| GOOGL Alphabet Inc. Class A | 0.15% | 7,646 | $2.2M | Add +24.9% |
| KO The Coca-Cola Co. | 0.14% | 28,486 | $2.1M | Add +170.0% |
| SCHW Schwab (charles) Corp. | 0.14% | 22,417 | $2.1M | Add +72.6% |
| TGT Target Corp. | 0.14% | 17,328 | $2.1M | Add +0.9% |
| INTC Intel Corp. | 0.14% | 47,503 | $2.1M | Add +664.1% |
| DLN Wisdomtree US Largecap Divid | 0.14% | 23,294 | $2.1M | Add +0.3% |
| EXE Expand Energy Corp. | 0.14% | 18,911 | $2.1M | Reduce -3.3% |
| AEM Agnico Eagle Mines Ltd. | 0.13% | 9,761 | $2.0M | Reduce -10.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.13% | 8,101 | $2.0M | Add +62.8% |
| SHOP Shopify Inc. Class A | 0.13% | 16,003 | $1.9M | Reduce -1.2% |
| LMT Lockheed Martin Corp. | 0.13% | 3,106 | $1.9M | New |
| PEO Adams Natural Resources Fund | 0.13% | 67,396 | $1.9M | Add +1.8% |
| XOM Exxon Mobil Corp. | 0.12% | 10,605 | $1.8M | Add +424.7% |
| CHWY Chewy Inc. Class A | 0.12% | 64,265 | $1.7M | Add +10.0% |
| AMZN Amazon.com Inc. | 0.11% | 8,221 | $1.7M | Add +104.0% |
| MRK Merck & Co. Inc. | 0.11% | 13,861 | $1.6M | Add +235.1% |
| TPZ Tort Electf Infra ETF-Usd Inc. filed as TORTOISE CAPITAL SERIES TRUS | 0.11% | 74,155 | $1.6M | Reduce -1.8% |
| STEW SRH Total Return Fund Inc. | 0.11% | 89,699 | $1.6M | Add +5.5% |
| LRCX Lam Research Corp. | 0.10% | 6,538 | $1.6M | New |
| PSX Phillips 66 | 0.10% | 8,481 | $1.6M | Add +135.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.10% | 15,624 | $1.5M | Add +31.6% |
| HYIN Wisdomtree PRV CRD & Alt Inc. | 0.10% | 98,698 | $1.4M | New |
| MAT Mattel Inc. | 0.09% | 96,015 | $1.4M | Add +11.4% |
| DHS Wisdomtree US High Dividend | 0.09% | 12,320 | $1.3M | Reduce -0.4% |
| PLTR Palantir Technologies Inc. Class A | 0.09% | 9,187 | $1.3M | Add +4.4% |
| PG The Procter & Gamble Co. | 0.09% | 9,245 | $1.3M | New |
| VMRK Vivmark Residential filed as EQUITY RESIDENTIAL | 0.09% | 21,451 | $1.3M | New |
| HQL Abrdn Life Sciences Investor | 0.09% | 77,857 | $1.3M | Add +2.3% |
| CAVA Cava Group Inc. | 0.08% | 15,436 | $1.2M | Add +2.1% |
| PYPL PayPal Holdings Inc. | 0.08% | 26,583 | $1.2M | Add +8.2% |
| CLX Clorox Company | 0.08% | 11,485 | $1.2M | New |
| PAYX Paychex Inc. | 0.08% | 12,438 | $1.1M | Add +6.7% |
| ITB iShares U.S. Home Constructi | 0.08% | 12,505 | $1.1M | New |
| DGRW Wisdomtree U.S. Quality Divi | 0.08% | 12,812 | $1.1M | Add +0.3% |
| AEP American Electric Power | 0.08% | 8,721 | $1.1M | New |
| EPD Enterprise Products Partners | 0.07% | 27,363 | $1.0M | Reduce -10.4% |
| FANG Diamondback Energy Inc. | 0.07% | 5,094 | $1.0M | Reduce -3.5% |
| CBOE Cboe Global Markets Inc. | 0.07% | 3,541 | $996K | Reduce -9.2% |
| RMT Royce Micro-Cap Trust Inc. | 0.07% | 87,400 | $988K | Add +2.4% |
| PFE Pfizer Inc. | 0.07% | 35,602 | $976K | Add +147.2% |
| SBUX Starbucks Corp. | 0.07% | 10,863 | $973K | Add +0.2% |
| CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT | 0.06% | 32,400 | $955K | Add +0.7% |
| PINS Pinterest Inc. Class A | 0.06% | 51,195 | $939K | Add +38.8% |
| BMY Bristol-Myers Squibb Co. | 0.06% | 15,841 | $927K | Add +172.9% |
| PM Philip Morris International | 0.06% | 5,642 | $925K | Add +351.0% |
| NOC Northrop Grumman Corp. | 0.06% | 1,335 | $911K | Reduce -0.2% |
| ANGI Angi Inc. | 0.06% | 131,099 | $898K | Add +347.1% |
| RTX RTX Corp. | 0.06% | 4,614 | $895K | New |
| CGMS Cap Group US Multi-Sect Bond | 0.06% | 32,147 | $875K | Add +20.1% |
| NIM Nuveen Select Maturit Muni | 0.06% | 92,138 | $871K | Add +6.7% |
| VZ Verizon Communications Inc. | 0.06% | 16,465 | $837K | New |
| EOG EOG Resources Inc. | 0.06% | 5,752 | $832K | Reduce -1.1% |
| ABT Abbott Laboratories | 0.05% | 7,860 | $813K | Add +106.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.05% | 4,129 | $810K | Add +0.4% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.05% | 23,856 | $796K | Add +0.5% |
| T AT&T Inc. | 0.05% | 26,903 | $778K | Add +169.8% |
| ECF Ellsworth Growth and Income | 0.05% | 68,718 | $766K | Add +1.5% |
| COP Conocophillips | 0.05% | 5,872 | $760K | New |
| CGHM Cap Group Muni High-Income | 0.05% | 29,874 | $756K | Add +15.9% |
| NWL Newell Brands Inc. | 0.05% | 218,393 | $749K | Reduce -0.1% |
| ADX Adams Diversified Equity | 0.05% | 34,195 | $749K | Add +1.9% |
| MCHP Microchip Technology Inc. | 0.05% | 11,364 | $734K | Reduce -12.7% |
| AMAT Applied Materials Inc. | 0.05% | 2,115 | $728K | Add +8.3% |
| CME Cme Group Inc. | 0.05% | 2,436 | $719K | Reduce -15.7% |
| CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED | 0.05% | 20,899 | $719K | Reduce 0.0% |
| KWEB Kranesh Csi China Internet | 0.05% | 25,232 | $717K | Reduce -1.0% |
| GLW Corning Inc. | 0.05% | 5,000 | $710K | New |
| HD Home Depot Inc. | 0.05% | 2,083 | $686K | Add +35.0% |
| STLD Steel Dynamics Inc. | 0.05% | 3,780 | $680K | Add +0.1% |
| SLB SLB Ltd. filed as SLB LIMITED | 0.05% | 13,147 | $675K | Reduce -2.9% |
| SLV iShares Silver Trust | 0.05% | 8,833 | $675K | Reduce -32.7% |
| EQT Eqt Corp. | 0.05% | 10,577 | $673K | Add +0.8% |
| VLO Valero Energy Corp. | 0.04% | 2,687 | $664K | Reduce -4.5% |
| DON Wisdomtree US Midcap Dividen | 0.04% | 12,376 | $650K | Add +0.4% |
Options reported separately and not counted above: PFE calls ($4K).
Portfolio Sells Q4 2025 → Q1 2026
| USFR Wisdomtree Floating Rate Tre | Reduce -5.8% | 1.49% | −12.51 |
| SHOP Shopify Inc. Class A | Reduce -1.2% | 0.13% | −1.42 |
| EXE Expand Energy Corp. | Reduce -3.3% | 0.14% | −1.14 |
| AEM Agnico Eagle Mines Ltd. | Reduce -10.7% | 0.13% | −0.97 |
| TPZ Tort Electf Infra ETF-Usd Inc. | Reduce -1.8% | 0.11% | −0.80 |
| DHS Wisdomtree US High Dividend | Reduce -0.4% | 0.09% | −0.66 |
| AEO American Eagle Outfitters | Reduce -1.9% | 0.04% | −0.58 |
| CBOE Cboe Global Markets Inc. | Reduce -9.2% | 0.07% | −0.51 |
| EPD Enterprise Products Partners | Reduce -10.4% | 0.07% | −0.51 |
| KWEB Kranesh Csi China Internet | Reduce -1.0% | 0.05% | −0.47 |
| SLV iShares Silver Trust | Reduce -32.7% | 0.05% | −0.46 |
| MCHP Microchip Technology Inc. | Reduce -12.7% | 0.05% | −0.44 |
| NWL Newell Brands Inc. | Reduce -0.1% | 0.05% | −0.43 |
| MU Micron Technology Inc. | Reduce -50.0% | 0.03% | −0.43 |
| CME Cme Group Inc. | Reduce -15.7% | 0.05% | −0.42 |
| TYG Tortoise Energy Infrastruct | Sold out | 0.00% | −0.42 |
| ASGI Abrdn Global Infrastructure | Sold out | 0.00% | −0.41 |
| FANG Diamondback Energy Inc. | Reduce -3.5% | 0.07% | −0.40 |
| NOC Northrop Grumman Corp. | Reduce -0.2% | 0.06% | −0.39 |
| CGBL Cap Group Core Balanced | Reduce 0.0% | 0.05% | −0.39 |
| CQQQ Invesco China Technology ETF | Reduce -2.1% | 0.04% | −0.37 |
| CRK Comstock Resources Inc. | Reduce -2.3% | 0.04% | −0.33 |
| EOG EOG Resources Inc. | Reduce -1.1% | 0.06% | −0.31 |
| FDX FedEx Corp. | Reduce -50.1% | 0.02% | −0.29 |
| AR Antero Resources Corp. | Reduce -28.0% | 0.03% | −0.28 |
| CGSM Cap Group Short Muni Income | Reduce -5.7% | 0.03% | −0.27 |
| LION Lionsgate Studios Corp. | Reduce -7.7% | 0.03% | −0.26 |
| SLB SLB Ltd. | Reduce -2.9% | 0.05% | −0.26 |
| SCCO Southern Copper Corp. | Reduce -8.4% | 0.04% | −0.25 |
| VLO Valero Energy Corp. | Reduce -4.5% | 0.04% | −0.23 |
| SUN Sunoco LP | Reduce -1.9% | 0.03% | −0.21 |
| MPWR Monolithic Power Systems Inc. | Reduce -3.7% | 0.03% | −0.20 |
| RRC Range Resources Corp. | Reduce -7.3% | 0.03% | −0.19 |
| INVH Invitation Homes Inc. | Sold out | 0.00% | −0.16 |
| DELL Dell Technologies -C | Reduce -15.4% | 0.02% | −0.16 |
| LHX L3HARRIS Technologies Inc. | Reduce -0.1% | 0.02% | −0.15 |
| FDN First Trust DJ Internet Ind | Reduce -8.6% | 0.01% | −0.15 |
| NTR Nutrien Ltd. | Reduce -5.6% | 0.02% | −0.14 |
| DIAX Nuveen Dow 30 Dynamic Overwr | Sold out | 0.00% | −0.13 |
| DINO HF Sinclair Corp. | Sold out | 0.00% | −0.13 |
| MS Morgan Stanley | Sold out | 0.00% | −0.12 |
| MO Altria Group Inc. | Reduce -16.0% | 0.01% | −0.12 |
| BHP BHP Group Ltd.-Spon ADR | Reduce -0.7% | 0.02% | −0.11 |
| CGMM Cap Group Small and Mid Cap | Reduce -0.0% | 0.01% | −0.11 |
| FSK FS KKR Capital Corp. | Sold out | 0.00% | −0.10 |
| FUBO Fubotv Inc. | Sold out | 0.00% | −0.08 |
| XWIAX Western Asset Infl-Link Sec | Reduce -0.1% | 0.01% | −0.08 |
| PGZ Principal Real Estate Income | Reduce -10.8% | 0.01% | −0.07 |
Portfolio Buys Q4 2025 → Q1 2026
| KLAC KLA Corp. | Add +209302.7% | 82.15% | +81.88 |
| SO The Southern Co. | New | 0.68% | +0.68 |
| VOO Vanguard S&P 500 ETF | New | 0.32% | +0.32 |
| LLY Eli Lilly & Co. | New | 0.29% | +0.29 |
| HSY The Hershey Co. | New | 0.22% | +0.22 |
| AXP American Express Co. | New | 0.19% | +0.19 |
| AGG iShares Core U.S. Aggregate | New | 0.17% | +0.17 |
| LMT Lockheed Martin Corp. | New | 0.13% | +0.13 |
| LRCX Lam Research Corp. | New | 0.10% | +0.10 |
| HYIN Wisdomtree PRV CRD & Alt Inc. | New | 0.10% | +0.10 |
| PG The Procter & Gamble Co. | New | 0.09% | +0.09 |
| VMRK Vivmark Residential | New | 0.09% | +0.09 |
| CLX Clorox Company | New | 0.08% | +0.08 |
| ITB iShares U.S. Home Constructi | New | 0.08% | +0.08 |
| AEP American Electric Power | New | 0.08% | +0.08 |
| RTX RTX Corp. | New | 0.06% | +0.06 |
| VZ Verizon Communications Inc. | New | 0.06% | +0.06 |
| COP Conocophillips | New | 0.05% | +0.05 |
| GLW Corning Inc. | New | 0.05% | +0.05 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +1054.4% | 0.23% | +0.05 |
| DUK Duke Energy Corp. | New | 0.04% | +0.04 |
| VTR Ventas Inc. | New | 0.04% | +0.04 |
| FCX Freeport-McMoran Inc. | New | 0.04% | +0.04 |
| IXN iShares Global Tech ETF | New | 0.04% | +0.04 |
| MMM 3M Co. | New | 0.04% | +0.04 |
| XPO Xpo Inc. | New | 0.04% | +0.04 |
| APTV Aptiv PLC | New | 0.03% | +0.03 |
| ZBH Zimmer Biomet Holdings Inc. | New | 0.03% | +0.03 |
| GXO Gxo Logistics Inc. | New | 0.03% | +0.03 |
| QCOM Qualcomm Inc. | New | 0.03% | +0.03 |
| MAR Marriott International Class A | New | 0.03% | +0.03 |
| VUG Vanguard Mrngstar GR ETF-Sui | New | 0.03% | +0.03 |
| KMB Kimberly-Clark Corp. | New | 0.03% | +0.03 |
| MDLZ Mondelez International Inc. Class A | New | 0.03% | +0.03 |
| TJX TJX Companies Inc. | New | 0.03% | +0.03 |
| UNP Union Pacific Corp. | New | 0.03% | +0.03 |
| C Citigroup Inc. | New | 0.02% | +0.02 |
| BIL SS SPDR BB 1-3M T-Bill ETF | New | 0.02% | +0.02 |
| SNPS Synopsys Inc. | New | 0.02% | +0.02 |
| MTRN Materion Corp. | New | 0.02% | +0.02 |
| D Dominion Energy Inc. | New | 0.02% | +0.02 |
| REGN Regeneron Pharmaceuticals | New | 0.02% | +0.02 |
| CARR Carrier Global Corp. | New | 0.02% | +0.02 |
| KEYS Keysight Technologies Inc. | New | 0.02% | +0.02 |
| PGR Progressive Corp. | New | 0.02% | +0.02 |
| SYY Sysco Corp. | New | 0.02% | +0.02 |
| ODFL Old Dominion Freight Line | New | 0.02% | +0.02 |
| G Genpact Ltd. | New | 0.02% | +0.02 |
| NEM Newmont Corp. | New | 0.02% | +0.02 |
| TY Tri-Continental Corp. | New | 0.02% | +0.02 |
Options Activity Q4 2025 → Q1 2026
| PFE Pfizer Inc. | call | Reduce -99.0% | 16 | $4K |
| UAA Under Armour Inc. Class A | call | Sold out | 10,000 | $2Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 290 | $2.7B | KLAC, USFR, AAPL, SO, CSCO |
| Q1 2026 | 253 | $1.5B | KLAC, USFR, AAPL, SO, CSCO |
| Q4 2025 | 195 | $168.7M | USFR, INTU, BX, JPM, AAPL |
| Q3 2025 | 192 | $163.5M | USFR, BX, INTU, JPM, AAPL |
| Q2 2025 | 186 | $140.1M | USFR, INTU, BX, JPM, GS |
| Q1 2025 | 186 | $135.8M | USFR, INTU, BX, AAPL, UBER |
| Q4 2024 | 177 | $132.5M | USFR, BX, INTU, AAPL, GOOG |
| Q3 2024 | 178 | $125.8M | USFR, BX, INTU, AAPL, UBER |