Uhlmann Price Securities, LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed July 17, 2025), Uhlmann Price Securities, LLC reported 177 stock positions worth $132.5 million. Its top holding was Wisdomtree Floating Rate Tre (USFR) at 14.9% of the portfolio, followed by Blackstone (BX, 5.2%) and Intuit (INTU, 4.5%). Compared with Q3 2024, it opened 7 new positions, sold out of 8, added to 110 and reduced 38. The biggest buy was a new position in Tort Electf Infra ETF-Usd (TPZ) and the biggest sale an exit from Tortoise Pipeline & Energy (XTTPX).
- Most Recent 13F
- Q2 2026
- Location
- SKOKIE, IL
- CIK
- 0001035344
- Portfolio Value
- $132.5M (Q4 2024)
- SEC Filing
- 0001085146-25-003903 ↗ filed Jul 17, 2025
Holdings Value
Holdings 177 stocks · $132.5M
| USFR Wisdomtree Floating Rate Tre | 14.88% | 391,811 | $19.7M | Add +14.9% |
| BX Blackstone Inc. | 5.17% | 39,757 | $6.9M | Add +2.8% |
| INTU Intuit Inc. | 4.45% | 9,386 | $5.9M | Reduce -4.3% |
| AAPL Apple Inc. | 2.88% | 15,240 | $3.8M | Add +5.9% |
| GOOG Alphabet Inc. Class C | 1.85% | 12,897 | $2.5M | Add +5.0% |
| GS Goldman Sachs Group Inc. | 1.81% | 4,187 | $2.4M | Add +1.5% |
| TPZ Tort Electf Infra ETF-Usd Inc. filed as TORTOISE CAPITAL SERIES TRUS | 1.65% | 109,093 | $2.2M | New |
| UBER Uber Technologies Inc. | 1.61% | 35,350 | $2.1M | Add +1.9% |
| CHWY Chewy Inc. Class A | 1.52% | 59,950 | $2.0M | Add +3.1% |
| EXE Expand Energy Corp. | 1.50% | 20,012 | $2.0M | Add +85.1% |
| SHOP Shopify Inc. Class A | 1.48% | 18,448 | $2.0M | Reduce -4.9% |
| NWL Newell Brands Inc. | 1.48% | 196,794 | $2.0M | Add +119.1% |
| QQQ Invesco QQQ Trust Series 1 | 1.47% | 3,818 | $2.0M | Add +0.1% |
| NML Neuberger Energy Infrastruct | 1.34% | 200,691 | $1.8M | Add +1.2% |
| DLN Wisdomtree US Largecap Divid | 1.21% | 20,656 | $1.6M | Add +6.3% |
| PAYX Paychex Inc. | 1.20% | 11,353 | $1.6M | Add +3.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.18% | 3,437 | $1.6M | Reduce -0.6% |
| MAT Mattel Inc. | 1.03% | 76,930 | $1.4M | Add +5.9% |
| MSFT Microsoft Corp. | 1.02% | 3,218 | $1.4M | Add +4.9% |
| MXF Mexico Fund Inc. | 0.95% | 95,197 | $1.3M | Add +36.2% |
| HCKT The Hackett Group Inc. | 0.94% | 40,681 | $1.2M | Reduce -16.4% |
| GOOGL Alphabet Inc. Class A | 0.94% | 6,560 | $1.2M | Add +4.0% |
| BMEZ BlackRock HLTH Sci TRM TR II | 0.88% | 81,268 | $1.2M | Reduce -9.8% |
| PLTR Palantir Technologies Inc. Class A | 0.87% | 15,215 | $1.2M | Reduce -21.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.86% | 10,221 | $1.1M | Add +7.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.83% | 5,015 | $1.1M | Add +1.4% |
| PEO Adams Natural Resources Fund | 0.82% | 50,222 | $1.1M | Add +6.1% |
| DHS Wisdomtree US High Dividend | 0.81% | 11,471 | $1.1M | Add +6.5% |
| SWZ Total Return Securities Fund | 0.80% | 140,919 | $1.1M | Add +41.4% |
| CSCO Cisco Systems Inc. | 0.79% | 17,714 | $1.0M | Add +0.6% |
| AEM Agnico Eagle Mines Ltd. | 0.77% | 13,055 | $1.0M | Add +0.3% |
| DGRW Wisdomtree U.S. Quality Divi | 0.77% | 12,529 | $1.0M | Add +2.2% |
| EPD Enterprise Products Partners | 0.76% | 32,166 | $1.0M | Add +0.9% |
| STEW SRH Total Return Fund Inc. | 0.75% | 61,656 | $988K | Add +3.9% |
| SCHW Schwab (charles) Corp. | 0.70% | 12,578 | $931K | Add +0.3% |
| ABBV Abbvie Inc. | 0.67% | 5,027 | $893K | Add +0.5% |
| HQL Abrdn Life Sciences Investor | 0.67% | 67,246 | $882K | Add +1.1% |
| AMZN Amazon.com Inc. | 0.60% | 3,616 | $793K | Add +7.5% |
| CBOE Cboe Global Markets Inc. | 0.58% | 3,900 | $762K | No change |
| MCHP Microchip Technology Inc. | 0.57% | 13,269 | $761K | Reduce -1.4% |
| CME Cme Group Inc. | 0.57% | 3,265 | $758K | No change |
| KWEB Kranesh Csi China Internet | 0.56% | 25,188 | $736K | Reduce -10.7% |
| JNJ Johnson & Johnson | 0.54% | 4,929 | $713K | Add +78.5% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.52% | 4,051 | $686K | Add +3.7% |
| SDY SS SPDR S&P Dividend ETF | 0.50% | 5,063 | $669K | Add +0.1% |
| EOG EOG Resources Inc. | 0.49% | 5,331 | $654K | Reduce -1.2% |
| CRK Comstock Resources Inc. | 0.49% | 35,738 | $651K | Reduce -18.0% |
| ADX Adams Diversified Equity | 0.47% | 30,926 | $625K | Add +9.1% |
| CQQQ Invesco China Technology ETF | 0.47% | 15,650 | $616K | Add +4.2% |
| DON Wisdomtree US Midcap Dividen | 0.46% | 11,934 | $608K | Add +2.2% |
| EQT Eqt Corp. | 0.46% | 13,118 | $605K | Add +0.1% |
| HD Home Depot Inc. | 0.45% | 1,541 | $599K | Add +0.1% |
| ECF Ellsworth Growth and Income | 0.44% | 59,661 | $578K | Add +1.4% |
| FSK FS KKR Capital Corp. | 0.43% | 26,467 | $575K | Add +13.4% |
| ZTS Zoetis Inc. | 0.43% | 3,500 | $570K | Add +6.1% |
| PFE Pfizer Inc. | 0.43% | 21,252 | $564K | Reduce -2.5% |
| NVDA Nvidia Corp. | 0.42% | 4,179 | $561K | Add +3.9% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.42% | 19,073 | $557K | Add +11.4% |
| NOC Northrop Grumman Corp. | 0.42% | 1,186 | $557K | Add +2.0% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.42% | 14,367 | $551K | Reduce -15.7% |
| FANG Diamondback Energy Inc. | 0.42% | 3,358 | $550K | Add +0.2% |
| TYG Tortoise Energy Infrastruct | 0.41% | 12,840 | $539K | Add +13.6% |
| WMT Walmart Inc. | 0.41% | 5,943 | $537K | No change |
| STLD Steel Dynamics Inc. | 0.40% | 4,645 | $530K | Reduce -2.0% |
| BSTZ BlackRock Sci & Tech TRM TR | 0.39% | 24,982 | $517K | Reduce -7.2% |
| FDX FedEx Corp. | 0.38% | 1,803 | $507K | Add +0.2% |
| BGR BlackRock Enrgy & Res TR | 0.38% | 39,922 | $503K | Reduce -9.8% |
| SUN Sunoco LP | 0.38% | 9,784 | $503K | Reduce -2.9% |
| EQIX Equinix Inc. | 0.38% | 528 | $498K | No change |
| TGT Target Corp. | 0.38% | 3,677 | $497K | Add +0.1% |
| DES Wisdomtree US Smallcap Divid | 0.37% | 14,327 | $492K | Add +2.9% |
| ASGI Abrdn Global Infrastructure | 0.37% | 27,624 | $484K | Add +1.4% |
| GLD SPDR Gold Shares | 0.36% | 1,949 | $472K | Add +4.4% |
| AVGO Broadcom Inc. | 0.35% | 2,021 | $469K | Add +0.3% |
| AR Antero Resources Corp. | 0.35% | 13,200 | $463K | Reduce -1.5% |
| INVH Invitation Homes Inc. | 0.35% | 14,400 | $460K | Add +1.3% |
| MRK Merck & Co. Inc. | 0.35% | 4,613 | $459K | Add +32.3% |
| KNSL Kinsale Capital Group Inc. | 0.34% | 954 | $445K | No change |
| ABT Abbott Laboratories | 0.32% | 3,792 | $429K | Reduce -2.6% |
| SLV iShares Silver Trust | 0.32% | 16,142 | $425K | Add +4.7% |
| BTX BlackRock Tech & Priv Eqty | 0.31% | 55,932 | $416K | Reduce -14.9% |
| AEO American Eagle Outfitters | 0.31% | 24,931 | $416K | Add +4.9% |
| RRC Range Resources Corp. | 0.31% | 11,471 | $413K | Reduce -0.8% |
| BMY Bristol-Myers Squibb Co. | 0.31% | 7,287 | $412K | Add +0.1% |
| MCD McDonald's Corp. | 0.31% | 1,412 | $409K | Add +0.5% |
| KO The Coca-Cola Co. | 0.31% | 6,561 | $409K | Add +0.4% |
| GILD Gilead Sciences Inc. | 0.30% | 4,294 | $397K | Add +0.1% |
| BA The Boeing Co. | 0.30% | 2,225 | $394K | Add +1.6% |
| NFJ Virtus DVD Intrst & PRM STR | 0.29% | 30,692 | $388K | Add +2.4% |
| HQH Abrdn Healthcare Investors | 0.29% | 23,718 | $381K | Reduce -12.0% |
| RMT Royce Micro-Cap Trust Inc. | 0.27% | 37,157 | $362K | Add +76.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.27% | 608 | $357K | Add +0.2% |
| NPFD Nuveen Var RT Pref & Inc. | 0.27% | 19,446 | $355K | Add +3.0% |
| JBL Jabil Inc. | 0.26% | 2,400 | $345K | No change |
| BCV Bancroft Fund Ltd. | 0.26% | 19,313 | $342K | Add +1.5% |
| XBOEX BlackRock Enh GLBL DVD TR | 0.25% | 30,505 | $329K | Reduce -8.7% |
| VLO Valero Energy Corp. | 0.24% | 2,634 | $323K | Add +5.4% |
| XAWFX Alliancebernstein GL Hi Inc. | 0.24% | 29,903 | $321K | Add +1.8% |
| NTRS Northern Trust Corp. | 0.24% | 3,100 | $318K | No change |
| AMAT Applied Materials Inc. | 0.24% | 1,952 | $317K | No change |
Options reported separately and not counted above: PARAA calls ($5K), PFE calls ($368).
Portfolio Sells Q3 2024 → Q4 2024
| XTTPX Tortoise Pipeline & Energy | Sold out | 0.00% | −1.43 |
| SWN Southwestern Energy Co. | Sold out | 0.00% | −0.58 |
| MSOS Advisorshares Pure US Cann | Reduce -32.6% | 0.17% | −0.33 |
| MCHP Microchip Technology Inc. | Reduce -1.4% | 0.57% | −0.28 |
| BMEZ BlackRock HLTH Sci TRM TR II | Reduce -9.8% | 0.88% | −0.25 |
| KWEB Kranesh Csi China Internet | Reduce -10.7% | 0.56% | −0.20 |
| INTU Intuit Inc. | Reduce -4.3% | 4.45% | −0.20 |
| NEM Newmont Corp. | Sold out | 0.00% | −0.20 |
| INSIGHT SELECT INCOME FUND | Sold out | 0.00% | −0.19 |
| INTC Intel Corp. | Sold out | 0.00% | −0.18 |
| AZN Astrazeneca PLC-Spons ADR | Sold out | 0.00% | −0.17 |
| DINO HF Sinclair Corp. | Sold out | 0.00% | −0.17 |
| SLB SLB Ltd. | Reduce -15.7% | 0.42% | −0.15 |
| XFRAX BlackRock Fltng RT Inc. Strat | Sold out | 0.00% | −0.15 |
| XTEAX Tortoise Sust&social Imp Ter | Reduce -53.2% | 0.11% | −0.12 |
| HQH Abrdn Healthcare Investors | Reduce -12.0% | 0.29% | −0.11 |
| PARAA Paramount Global Class B | Reduce -51.3% | 0.08% | −0.10 |
| TU Telus Corp. | Reduce -26.3% | 0.12% | −0.09 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -0.6% | 1.18% | −0.09 |
| WIW Western Asst Infl-LNK Opp | Reduce -20.9% | 0.21% | −0.09 |
| RIO Rio Tinto PLC-Spon ADR | Reduce -8.1% | 0.22% | −0.08 |
| BTX BlackRock Tech & Priv Eqty | Reduce -14.9% | 0.31% | −0.08 |
| PFE Pfizer Inc. | Reduce -2.5% | 0.43% | −0.08 |
| STLD Steel Dynamics Inc. | Reduce -2.0% | 0.40% | −0.07 |
| BGR BlackRock Enrgy & Res TR | Reduce -9.8% | 0.38% | −0.07 |
| HCKT The Hackett Group Inc. | Reduce -16.4% | 0.94% | −0.07 |
| NUE Nucor Corp. | Reduce -2.3% | 0.18% | −0.07 |
| XWIAX Western Asset Infl-Link Sec | Reduce -28.9% | 0.11% | −0.07 |
| XBOEX BlackRock Enh GLBL DVD TR | Reduce -8.7% | 0.25% | −0.05 |
| SUN Sunoco LP | Reduce -2.9% | 0.38% | −0.05 |
| K Kellanova | Reduce -11.2% | 0.23% | −0.04 |
| EOG EOG Resources Inc. | Reduce -1.2% | 0.49% | −0.03 |
| IDE Voya Infrastructure Indust | Reduce -1.2% | 0.17% | −0.03 |
| ABT Abbott Laboratories | Reduce -2.6% | 0.32% | −0.03 |
| BCX BlackRock Resources & Commod | Reduce -7.5% | 0.08% | −0.02 |
| BSTZ BlackRock Sci & Tech TRM TR | Reduce -7.2% | 0.39% | −0.02 |
| XAWPX Abrdn Global Premier Propert | Reduce -0.0% | 0.07% | −0.02 |
| HIO Western Asset Hi Inc. Opport | Reduce -5.0% | 0.13% | −0.02 |
| F Ford Motor Co. | Reduce -4.4% | 0.07% | −0.01 |
| LGF.B Lions Gate Entertainment-B | Reduce -11.8% | 0.11% | −0.01 |
| RHI Robert Half Inc. | Reduce -2.2% | 0.20% | −0.01 |
| RRC Range Resources Corp. | Reduce -0.8% | 0.31% | +0.03 |
| AR Antero Resources Corp. | Reduce -1.5% | 0.35% | +0.04 |
| CRK Comstock Resources Inc. | Reduce -18.0% | 0.49% | +0.11 |
| SHOP Shopify Inc. Class A | Reduce -4.9% | 1.48% | +0.24 |
| PLTR Palantir Technologies Inc. Class A | Reduce -21.1% | 0.87% | +0.30 |
Portfolio Buys Q3 2024 → Q4 2024
| TPZ Tort Electf Infra ETF-Usd Inc. | New | 1.65% | +1.65 |
| USFR Wisdomtree Floating Rate Tre | Add +14.9% | 14.88% | +1.27 |
| NWL Newell Brands Inc. | Add +119.1% | 1.48% | +0.93 |
| EXE Expand Energy Corp. | Add +85.1% | 1.50% | +0.80 |
| BX Blackstone Inc. | Add +2.8% | 5.17% | +0.47 |
| GOOG Alphabet Inc. Class C | Add +5.0% | 1.85% | +0.22 |
| AAPL Apple Inc. | Add +5.9% | 2.88% | +0.22 |
| GS Goldman Sachs Group Inc. | Add +1.5% | 1.81% | +0.19 |
| JNJ Johnson & Johnson | Add +78.5% | 0.54% | +0.18 |
| CGXU Cap Group Intl Focus | New | 0.18% | +0.18 |
| NIM Nuveen Select Maturit Muni | New | 0.18% | +0.18 |
| MDT Medtronic PLC | New | 0.18% | +0.18 |
| MRVL Marvell Technology Inc. | New | 0.17% | +0.17 |
| CHWY Chewy Inc. Class A | Add +3.1% | 1.52% | +0.16 |
| RVT Royce Small-Cap Trust Inc. | New | 0.15% | +0.15 |
| DIS The Walt Disney Co. | Add +7.3% | 0.86% | +0.13 |
| RMT Royce Micro-Cap Trust Inc. | Add +76.0% | 0.27% | +0.11 |
| MXF Mexico Fund Inc. | Add +36.2% | 0.95% | +0.11 |
| GOOGL Alphabet Inc. Class A | Add +4.0% | 0.94% | +0.11 |
| AMZN Amazon.com Inc. | Add +7.5% | 0.60% | +0.10 |
| SABA Saba Capital Income & Opp II | New | 0.09% | +0.09 |
| SWZ Total Return Securities Fund | Add +41.4% | 0.80% | +0.09 |
| AVGO Broadcom Inc. | Add +0.3% | 0.35% | +0.08 |
| EQT Eqt Corp. | Add +0.1% | 0.46% | +0.07 |
| FSK FS KKR Capital Corp. | Add +13.4% | 0.43% | +0.07 |
| TYG Tortoise Energy Infrastruct | Add +13.6% | 0.41% | +0.07 |
| SCHW Schwab (charles) Corp. | Add +0.3% | 0.70% | +0.06 |
| CSCO Cisco Systems Inc. | Add +0.6% | 0.79% | +0.05 |
| NML Neuberger Energy Infrastruct | Add +1.2% | 1.34% | +0.04 |
| NVDA Nvidia Corp. | Add +3.9% | 0.42% | +0.04 |
| BA The Boeing Co. | Add +1.6% | 0.30% | +0.03 |
| MRK Merck & Co. Inc. | Add +32.3% | 0.35% | +0.03 |
| PAYX Paychex Inc. | Add +3.3% | 1.20% | +0.03 |
| CGMS Cap Group US Multi-Sect Bond | Add +26.2% | 0.20% | +0.03 |
| SYK Stryker Corp. | Add +21.4% | 0.23% | +0.03 |
| EPD Enterprise Products Partners | Add +0.9% | 0.76% | +0.02 |
| WMB Williams Cos Inc. | Add +0.4% | 0.20% | +0.02 |
| ICE Intercontinental Exchange Inc. | Add +28.0% | 0.18% | +0.02 |
| ECF Ellsworth Growth and Income | Add +1.4% | 0.44% | +0.02 |
| GILD Gilead Sciences Inc. | Add +0.1% | 0.30% | +0.01 |
| BMY Bristol-Myers Squibb Co. | Add +0.1% | 0.31% | +0.01 |
| CGGO Cap Group Global Growth | Add +11.4% | 0.42% | +0.01 |
| RA Brookfield Real Assets Incom | Add +15.8% | 0.13% | +0.01 |
| LIONS GATE ENTMNT CORP | Add +1.7% | 0.11% | +0.01 |
| DHS Wisdomtree US High Dividend | Add +6.5% | 0.81% | +0.01 |
| BCV Bancroft Fund Ltd. | Add +1.5% | 0.26% | +0.00 |
| FGB First Trust Special Financ | Add +2.3% | 0.20% | +0.00 |
| STEW SRH Total Return Fund Inc. | Add +3.9% | 0.75% | +0.00 |
| DLN Wisdomtree US Largecap Divid | Add +6.3% | 1.21% | +0.00 |
| KLG WK Kellogg Co. | Add +0.0% | 0.19% | −0.00 |
Options Activity Q3 2024 → Q4 2024
| PARAA Paramount Global Class B | call | New | 10,000 | $5K |
| UBER Uber Technologies Inc. | call | Sold out | 100 | $800before exit |
| PFE Pfizer Inc. | call | Reduce -28.6% | 500 | $368 |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 290 | $2.7B | KLAC, USFR, AAPL, SO, CSCO |
| Q1 2026 | 253 | $1.5B | KLAC, USFR, AAPL, SO, CSCO |
| Q4 2025 | 195 | $168.7M | USFR, INTU, BX, JPM, AAPL |
| Q3 2025 | 192 | $163.5M | USFR, BX, INTU, JPM, AAPL |
| Q2 2025 | 186 | $140.1M | USFR, INTU, BX, JPM, GS |
| Q1 2025 | 186 | $135.8M | USFR, INTU, BX, AAPL, UBER |
| Q4 2024 | 177 | $132.5M | USFR, BX, INTU, AAPL, GOOG |
| Q3 2024 | 178 | $125.8M | USFR, BX, INTU, AAPL, UBER |