Uhlmann Price Securities, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 7, 2025), Uhlmann Price Securities, LLC reported 192 stock positions worth $163.5 million. Its top holding was Wisdomtree Floating Rate Tre (USFR) at 15.5% of the portfolio, followed by Blackstone (BX, 4.1%) and Intuit (INTU, 3.9%). Compared with Q2 2025, it opened 18 new positions, sold out of 12, added to 113 and reduced 44. The biggest buy was Wisdomtree Floating Rate Tre (USFR, shares +50%) and the biggest sale Microsoft (MSFT, shares −46%).
- Most Recent 13F
- Q2 2026
- Location
- SKOKIE, IL
- CIK
- 0001035344
- Portfolio Value
- $163.5M (Q3 2025)
- SEC Filing
- 0001035344-25-000006 ↗ filed Nov 7, 2025
Holdings Value
Holdings 192 stocks · $163.5M
| USFR Wisdomtree Floating Rate Tre | 15.50% | 509,193 | $25.3M | Add +50.4% |
| BX Blackstone Inc. | 4.08% | 39,097 | $6.7M | Reduce -0.8% |
| INTU Intuit Inc. | 3.86% | 9,243 | $6.3M | Add +8.3% |
| JPM JPMorgan Chase & Co. | 2.69% | 13,932 | $4.4M | Reduce -2.3% |
| AAPL Apple Inc. | 2.20% | 14,157 | $3.6M | Reduce -2.2% |
| GS Goldman Sachs Group Inc. | 2.07% | 4,254 | $3.4M | Reduce -0.8% |
| UBER Uber Technologies Inc. | 2.05% | 34,277 | $3.4M | Add +89.1% |
| GOOG Alphabet Inc. Class C | 1.88% | 12,592 | $3.1M | Reduce -0.5% |
| SHOP Shopify Inc. Class A | 1.54% | 16,962 | $2.5M | Add +4.5% |
| QQQ Invesco QQQ Trust Series 1 | 1.39% | 3,795 | $2.3M | Reduce -0.9% |
| CHWY Chewy Inc. Class A | 1.32% | 53,400 | $2.2M | Add +0.8% |
| MXF Mexico Fund Inc. | 1.25% | 104,067 | $2.1M | Add +2.5% |
| EXE Expand Energy Corp. | 1.24% | 19,100 | $2.0M | Reduce -2.1% |
| NML Neuberger Energy Infrastruct | 1.22% | 228,922 | $2.0M | Add +4.7% |
| DLN Wisdomtree US Largecap Divid | 1.19% | 22,310 | $1.9M | Add +94.0% |
| AEM Agnico Eagle Mines Ltd. | 1.17% | 11,308 | $1.9M | Reduce -1.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.03% | 3,337 | $1.7M | Add +3.1% |
| PLTR Palantir Technologies Inc. Class A | 0.98% | 8,781 | $1.6M | Reduce -7.8% |
| TPZ Tort Electf Infra ETF-Usd Inc. filed as TORTOISE CAPITAL SERIES TRUS | 0.97% | 75,129 | $1.6M | Add +39.9% |
| GOOGL Alphabet Inc. Class A | 0.96% | 6,447 | $1.6M | Reduce -5.9% |
| MSFT Microsoft Corp. | 0.96% | 3,019 | $1.6M | Reduce -46.3% |
| MAT Mattel Inc. | 0.89% | 86,115 | $1.4M | Reduce -0.3% |
| TGT Target Corp. | 0.89% | 16,136 | $1.4M | Add +331.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.87% | 5,040 | $1.4M | Add +0.5% |
| PAYX Paychex Inc. | 0.85% | 10,996 | $1.4M | Add +30.5% |
| PEO Adams Natural Resources Fund | 0.85% | 64,568 | $1.4M | Add +4.7% |
| CSCO Cisco Systems Inc. | 0.78% | 18,693 | $1.3M | Add +1.5% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.77% | 11,020 | $1.3M | Add +1.4% |
| STEW SRH Total Return Fund Inc. | 0.77% | 69,306 | $1.3M | Add +0.9% |
| NWL Newell Brands Inc. | 0.76% | 238,585 | $1.3M | Add +4.1% |
| SCHW Schwab (charles) Corp. | 0.76% | 12,967 | $1.2M | Add +20.8% |
| DHS Wisdomtree US High Dividend | 0.76% | 12,281 | $1.2M | Add +162.8% |
| ABBV Abbvie Inc. | 0.75% | 5,333 | $1.2M | Add +4.0% |
| HQL Abrdn Life Sciences Investor | 0.70% | 73,900 | $1.1M | Add +19.8% |
| DGRW Wisdomtree U.S. Quality Divi | 0.69% | 12,634 | $1.1M | Add +0.9% |
| PINS Pinterest Inc. Class A | 0.65% | 32,990 | $1.1M | Add +9.4% |
| KWEB Kranesh Csi China Internet | 0.63% | 24,553 | $1.0M | Add +0.6% |
| EPD Enterprise Products Partners | 0.63% | 32,947 | $1.0M | Reduce -0.5% |
| JNJ Johnson & Johnson | 0.62% | 5,450 | $1.0M | Add +2.2% |
| CBOE Cboe Global Markets Inc. | 0.58% | 3,900 | $956K | Add +178.6% |
| CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT | 0.56% | 30,904 | $915K | Add +1.6% |
| AMZN Amazon.com Inc. | 0.53% | 3,965 | $871K | Reduce -10.2% |
| RMT Royce Micro-Cap Trust Inc. | 0.53% | 83,415 | $867K | Add +18.7% |
| CAVA Cava Group Inc. | 0.51% | 13,748 | $831K | Add +6.9% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.50% | 24,010 | $820K | Add +24.1% |
| ECF Ellsworth Growth and Income | 0.48% | 67,837 | $787K | Add +1.7% |
| CQQQ Invesco China Technology ETF | 0.48% | 13,274 | $783K | Reduce -9.8% |
| HCKT The Hackett Group Inc. | 0.47% | 40,681 | $773K | No change |
| MCHP Microchip Technology Inc. | 0.47% | 12,001 | $771K | Add +6.3% |
| NIM Nuveen Select Maturit Muni | 0.47% | 82,287 | $762K | Add +4.2% |
| NOC Northrop Grumman Corp. | 0.47% | 1,250 | $761K | Add +1.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.47% | 4,079 | $761K | Add +1.9% |
| FANG Diamondback Energy Inc. | 0.46% | 5,261 | $753K | Add +3.4% |
| ADX Adams Diversified Equity | 0.45% | 32,905 | $734K | Add +2.1% |
| CME Cme Group Inc. | 0.44% | 2,655 | $717K | New |
| AEO American Eagle Outfitters | 0.43% | 41,381 | $708K | Reduce -2.1% |
| KO The Coca-Cola Co. | 0.42% | 10,469 | $694K | Add +2.4% |
| SWZ Total Return Securities Fund | 0.42% | 111,654 | $679K | Add +6.7% |
| CGMS Cap Group US Multi-Sect Bond | 0.40% | 23,804 | $661K | Add +5.2% |
| DON Wisdomtree US Midcap Dividen | 0.40% | 12,570 | $657K | Add +66.9% |
| ASGI Abrdn Global Infrastructure | 0.39% | 30,279 | $640K | Add +2.8% |
| SBUX Starbucks Corp. | 0.38% | 7,387 | $625K | New |
| TYG Tortoise Energy Infrastruct | 0.38% | 14,499 | $625K | Add +31.7% |
| HD Home Depot Inc. | 0.38% | 1,540 | $624K | Add +0.2% |
| WMT Walmart Inc. | 0.37% | 5,947 | $613K | New |
| EOG EOG Resources Inc. | 0.37% | 5,404 | $606K | Add +0.5% |
| SDY SS SPDR S&P Dividend ETF | 0.37% | 4,280 | $599K | Add +13.7% |
| CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED | 0.36% | 16,796 | $583K | Add +4.8% |
| EQT Eqt Corp. | 0.35% | 10,634 | $579K | Add +0.1% |
| SLV iShares Silver Trust | 0.35% | 13,468 | $571K | Reduce -16.6% |
| NVDA Nvidia Corp. | 0.34% | 2,973 | $555K | Reduce -15.5% |
| CRK Comstock Resources Inc. | 0.34% | 27,653 | $548K | Add +2.4% |
| AVGO Broadcom Inc. | 0.33% | 1,654 | $546K | Reduce -5.8% |
| STLD Steel Dynamics Inc. | 0.33% | 3,876 | $540K | Reduce -5.7% |
| NFJ Virtus DVD Intrst & PRM STR | 0.33% | 41,184 | $536K | Add +21.6% |
| JBL Jabil Inc. | 0.32% | 2,400 | $521K | No change |
| DES Wisdomtree US Smallcap Divid | 0.31% | 15,216 | $512K | Add +49.3% |
| CGSM Cap Group Short Muni Income | 0.31% | 19,352 | $510K | Add +19.4% |
| BA The Boeing Co. | 0.31% | 2,360 | $509K | No change |
| ABT Abbott Laboratories | 0.31% | 3,800 | $509K | Add +8.7% |
| AR Antero Resources Corp. | 0.31% | 15,125 | $508K | Add +2.2% |
| BCV Bancroft Fund Ltd. | 0.31% | 23,152 | $507K | Add +3.8% |
| CGHM Cap Group Muni High-Income | 0.31% | 19,935 | $504K | Add +66.0% |
| MU Micron Technology Inc. | 0.31% | 3,000 | $502K | No change |
| ZTS Zoetis Inc. | 0.30% | 3,300 | $483K | Add +44.6% |
| VLO Valero Energy Corp. | 0.29% | 2,804 | $477K | New |
| PSX Phillips 66 | 0.29% | 3,483 | $474K | Add +6.6% |
| GILD Gilead Sciences Inc. | 0.29% | 4,245 | $471K | Add +0.6% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.28% | 13,473 | $463K | Add +4.5% |
| HQH Abrdn Healthcare Investors | 0.28% | 24,930 | $460K | Add +7.1% |
| SUN Sunoco LP | 0.28% | 9,036 | $452K | Add +2.9% |
| KNSL Kinsale Capital Group Inc. | 0.27% | 1,048 | $447K | Add +9.8% |
| PFE Pfizer Inc. | 0.27% | 16,813 | $436K | Reduce -8.0% |
| MCD McDonald's Corp. | 0.27% | 1,432 | $435K | Add +7.8% |
| KLAC KLA Corp. | 0.26% | 401 | $433K | Reduce -1.5% |
| FDX FedEx Corp. | 0.26% | 1,807 | $426K | Add +0.1% |
| MPWR Monolithic Power Systems Inc. | 0.26% | 454 | $418K | No change |
| NTRS Northern Trust Corp. | 0.26% | 3,100 | $417K | No change |
| EQIX Equinix Inc. | 0.25% | 528 | $414K | No change |
| SCCO Southern Copper Corp. | 0.25% | 3,383 | $410K | Add +1.4% |
Options reported separately and not counted above: TGT calls ($3K), UAA calls ($2K).
Portfolio Sells Q2 2025 → Q3 2025
| MSFT Microsoft Corp. | Reduce -46.3% | 0.96% | −1.04 |
| PEP Pepsico Inc. | Sold out | 0.00% | −0.59 |
| SLF Sun Life Financial Inc. | Sold out | 0.00% | −0.50 |
| EXE Expand Energy Corp. | Reduce -2.1% | 1.24% | −0.39 |
| MAT Mattel Inc. | Reduce -0.3% | 0.89% | −0.33 |
| JPM JPMorgan Chase & Co. | Reduce -2.3% | 2.69% | −0.26 |
| WM Waste Management Inc. | Sold out | 0.00% | −0.22 |
| XC Wisdomtree True Emerging Mar | Sold out | 0.00% | −0.22 |
| FIRST TR EXCHNG TRADED FD VI | Sold out | 0.00% | −0.20 |
| PNC PNC Financial Services Group | Sold out | 0.00% | −0.19 |
| XAGDX Abrdn GLBL DYNM Divid | Sold out | 0.00% | −0.18 |
| XJEQX Abrdn Japan Equity Fund Inc. | Sold out | 0.00% | −0.18 |
| VOO Vanguard S&P 500 ETF | Sold out | 0.00% | −0.18 |
| FSK FS KKR Capital Corp. | Reduce -9.0% | 0.22% | −0.17 |
| AMZN Amazon.com Inc. | Reduce -10.2% | 0.53% | −0.16 |
| BSX Boston Scientific Corp. | Sold out | 0.00% | −0.15 |
| HYEM Vaneck Emrg MKTS Hi YLD | Sold out | 0.00% | −0.15 |
| KR Kroger Co. | Sold out | 0.00% | −0.14 |
| BX Blackstone Inc. | Reduce -0.8% | 4.08% | −0.12 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -0.9% | 1.39% | −0.11 |
| EPD Enterprise Products Partners | Reduce -0.5% | 0.63% | −0.10 |
| GS Goldman Sachs Group Inc. | Reduce -0.8% | 2.07% | −0.09 |
| INVH Invitation Homes Inc. | Reduce -10.3% | 0.17% | −0.08 |
| IQDG Wisdomtree Intl QLTY DVD GRW | Reduce -13.8% | 0.22% | −0.08 |
| MRK Merck & Co. Inc. | Reduce -18.7% | 0.21% | −0.07 |
| AMT American Tower Corp. | Reduce -11.4% | 0.14% | −0.07 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -24.3% | 0.13% | −0.07 |
| NVDA Nvidia Corp. | Reduce -15.5% | 0.34% | −0.06 |
| BMY Bristol-Myers Squibb Co. | Reduce -11.8% | 0.15% | −0.05 |
| PFE Pfizer Inc. | Reduce -8.0% | 0.27% | −0.05 |
| BSTZ BlackRock Sci & Tech TRM TR | Reduce -8.5% | 0.25% | −0.05 |
| STLD Steel Dynamics Inc. | Reduce -5.7% | 0.33% | −0.04 |
| PYPL PayPal Holdings Inc. | Reduce -2.8% | 0.13% | −0.04 |
| PANW Palo Alto Networks Inc. | Reduce -5.4% | 0.15% | −0.04 |
| FDN First Trust DJ Internet Ind | Reduce -4.2% | 0.20% | −0.03 |
| SLV iShares Silver Trust | Reduce -16.6% | 0.35% | −0.03 |
| TSI TCW Strategic Income Fund | Reduce -9.2% | 0.11% | −0.03 |
| NTR Nutrien Ltd. | Reduce -0.9% | 0.15% | −0.03 |
| MDT Medtronic PLC | Reduce -7.7% | 0.16% | −0.02 |
| CAT Caterpillar Inc. | Reduce -16.2% | 0.18% | −0.02 |
| HBAN Huntington Bancshares Inc. | Reduce -5.5% | 0.11% | −0.02 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -3.1% | 0.18% | −0.02 |
| PCF High Income Securities Fund | Reduce -18.0% | 0.04% | −0.02 |
| FUBO Fubotv Inc. | Reduce -3.7% | 0.14% | −0.02 |
| AVGO Broadcom Inc. | Reduce -5.8% | 0.33% | −0.01 |
| ORCL Oracle Corp. | Reduce -15.2% | 0.16% | −0.01 |
| RIO Rio Tinto PLC-Spon ADR | Reduce -1.8% | 0.20% | −0.01 |
| LHX L3HARRIS Technologies Inc. | Reduce -5.2% | 0.19% | −0.00 |
| KLAC KLA Corp. | Reduce -1.5% | 0.26% | +0.00 |
| CQQQ Invesco China Technology ETF | Reduce -9.8% | 0.48% | +0.01 |
Portfolio Buys Q2 2025 → Q3 2025
| USFR Wisdomtree Floating Rate Tre | Add +50.4% | 15.50% | +3.34 |
| UBER Uber Technologies Inc. | Add +89.1% | 2.05% | +0.85 |
| TGT Target Corp. | Add +331.4% | 0.89% | +0.62 |
| DLN Wisdomtree US Largecap Divid | Add +94.0% | 1.19% | +0.51 |
| CME Cme Group Inc. | New | 0.44% | +0.44 |
| DHS Wisdomtree US High Dividend | Add +162.8% | 0.76% | +0.44 |
| SBUX Starbucks Corp. | New | 0.38% | +0.38 |
| WMT Walmart Inc. | New | 0.37% | +0.37 |
| CBOE Cboe Global Markets Inc. | Add +178.6% | 0.58% | +0.35 |
| VLO Valero Energy Corp. | New | 0.29% | +0.29 |
| WPM Wheaton Precious Metals Corp. | New | 0.21% | +0.21 |
| SHOP Shopify Inc. Class A | Add +4.5% | 1.54% | +0.20 |
| TPZ Tort Electf Infra ETF-Usd Inc. | Add +39.9% | 0.97% | +0.18 |
| PSN Parsons Corp. | New | 0.16% | +0.16 |
| TSLA Tesla Inc. | New | 0.15% | +0.15 |
| INTC Intel Corp. | New | 0.15% | +0.15 |
| DINO HF Sinclair Corp. | New | 0.15% | +0.15 |
| HQL Abrdn Life Sciences Investor | Add +19.8% | 0.70% | +0.14 |
| MS Morgan Stanley | New | 0.13% | +0.13 |
| DON Wisdomtree US Midcap Dividen | Add +66.9% | 0.40% | +0.13 |
| AZN Astrazeneca PLC-Spons ADR | New | 0.13% | +0.13 |
| ANGI Angi Inc. | New | 0.13% | +0.13 |
| LAZ Lazard Inc. | New | 0.13% | +0.13 |
| DIAX Nuveen Dow 30 Dynamic Overwr | New | 0.13% | +0.13 |
| NFLX Netflix Inc. | New | 0.12% | +0.12 |
| TU Telus Corp. | New | 0.12% | +0.12 |
| CGHM Cap Group Muni High-Income | Add +66.0% | 0.31% | +0.10 |
| DES Wisdomtree US Smallcap Divid | Add +49.3% | 0.31% | +0.08 |
| SABA Saba Capital Income & Opp II | New | 0.08% | +0.08 |
| ABBV Abbvie Inc. | Add +4.0% | 0.75% | +0.08 |
| REMX Vaneck Rar Earth ND STG-Usdi | Add +4.0% | 0.22% | +0.07 |
| RMT Royce Micro-Cap Trust Inc. | Add +18.7% | 0.53% | +0.07 |
| CGGO Cap Group Global Growth | Add +24.1% | 0.50% | +0.06 |
| SCHW Schwab (charles) Corp. | Add +20.8% | 0.76% | +0.06 |
| ZTS Zoetis Inc. | Add +44.6% | 0.30% | +0.04 |
| TYG Tortoise Energy Infrastruct | Add +31.7% | 0.38% | +0.04 |
| JNJ Johnson & Johnson | Add +2.2% | 0.62% | +0.04 |
| KWEB Kranesh Csi China Internet | Add +0.6% | 0.63% | +0.03 |
| LION Lionsgate Studios Corp. | Add +13.8% | 0.21% | +0.03 |
| NOC Northrop Grumman Corp. | Add +1.9% | 0.47% | +0.03 |
| NFJ Virtus DVD Intrst & PRM STR | Add +21.6% | 0.33% | +0.03 |
| UAA Under Armour Inc. Class A | New | 0.03% | +0.03 |
| HQH Abrdn Healthcare Investors | Add +7.1% | 0.28% | +0.02 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Add +16.4% | 0.20% | +0.01 |
| IDE Voya Infrastructure Indust | Add +20.5% | 0.18% | +0.01 |
| WMB Williams Cos Inc. | Add +23.7% | 0.19% | +0.01 |
| PSX Phillips 66 | Add +6.6% | 0.29% | +0.01 |
| EES Wisdomtree US Smallcap Fund | Add +13.8% | 0.18% | +0.01 |
| SCCO Southern Copper Corp. | Add +1.4% | 0.25% | +0.01 |
| CGSM Cap Group Short Muni Income | Add +19.4% | 0.31% | +0.01 |
Options Activity Q2 2025 → Q3 2025
| TGT Target Corp. | call | New | 2,000 | $3K |
| UAA Under Armour Inc. Class A | call | New | 5,000 | $2K |
| PFE Pfizer Inc. | call | Sold out | 800 | $278before exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 290 | $2.7B | KLAC, USFR, AAPL, SO, CSCO |
| Q1 2026 | 253 | $1.5B | KLAC, USFR, AAPL, SO, CSCO |
| Q4 2025 | 195 | $168.7M | USFR, INTU, BX, JPM, AAPL |
| Q3 2025 | 192 | $163.5M | USFR, BX, INTU, JPM, AAPL |
| Q2 2025 | 186 | $140.1M | USFR, INTU, BX, JPM, GS |
| Q1 2025 | 186 | $135.8M | USFR, INTU, BX, AAPL, UBER |
| Q4 2024 | 177 | $132.5M | USFR, BX, INTU, AAPL, GOOG |
| Q3 2024 | 178 | $125.8M | USFR, BX, INTU, AAPL, UBER |