Uhlmann Price Securities, LLC
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed July 17, 2025), Uhlmann Price Securities, LLC reported 186 stock positions worth $135.8 million. Its top holding was Wisdomtree Floating Rate Tre (USFR) at 14.4% of the portfolio, followed by Intuit (INTU, 4.4%) and Blackstone (BX, 4.1%). Compared with Q4 2024, it opened 14 new positions, sold out of 5, added to 104 and reduced 43. The biggest buy was Nuveen Select Maturit Muni (NIM, shares +177%) and the biggest sale an exit from BlackRock HLTH Sci TRM TR II (BMEZ).
- Most Recent 13F
- Q2 2026
- Location
- SKOKIE, IL
- CIK
- 0001035344
- Portfolio Value
- $135.8M (Q1 2025)
- SEC Filing
- 0001085146-25-003904 ↗ filed Jul 17, 2025
Holdings Value
Holdings 186 stocks · $135.8M
| USFR Wisdomtree Floating Rate Tre | 14.44% | 389,735 | $19.6M | Reduce -0.5% |
| INTU Intuit Inc. | 4.37% | 9,672 | $5.9M | Add +3.0% |
| BX Blackstone Inc. | 4.14% | 40,256 | $5.6M | Add +1.3% |
| AAPL Apple Inc. | 2.47% | 15,116 | $3.4M | Reduce -0.8% |
| UBER Uber Technologies Inc. | 1.89% | 35,260 | $2.6M | Reduce -0.3% |
| GS Goldman Sachs Group Inc. | 1.73% | 4,319 | $2.4M | Add +3.1% |
| EXE Expand Energy Corp. | 1.65% | 20,161 | $2.2M | Add +0.7% |
| GOOG Alphabet Inc. Class C | 1.46% | 12,704 | $2.0M | Reduce -1.5% |
| CHWY Chewy Inc. Class A | 1.37% | 57,050 | $1.9M | Reduce -4.8% |
| NML Neuberger Energy Infrastruct | 1.35% | 204,007 | $1.8M | Add +1.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.35% | 3,437 | $1.8M | No change |
| QQQ Invesco QQQ Trust Series 1 | 1.32% | 3,818 | $1.8M | No change |
| PAYX Paychex Inc. | 1.31% | 11,539 | $1.8M | Add +1.6% |
| SHOP Shopify Inc. Class A | 1.30% | 18,434 | $1.8M | Reduce -0.1% |
| DLN Wisdomtree US Largecap Divid | 1.25% | 21,403 | $1.7M | Add +3.6% |
| TPZ Tort Electf Infra ETF-Usd Inc. filed as TORTOISE CAPITAL SERIES TRUS | 1.23% | 80,925 | $1.7M | Reduce -25.8% |
| MAT Mattel Inc. | 1.16% | 81,365 | $1.6M | Add +5.8% |
| AEM Agnico Eagle Mines Ltd. | 1.06% | 13,334 | $1.4M | Add +2.1% |
| MXF Mexico Fund Inc. | 1.06% | 100,788 | $1.4M | Add +5.9% |
| NWL Newell Brands Inc. | 1.04% | 227,243 | $1.4M | Add +15.5% |
| PEO Adams Natural Resources Fund | 1.03% | 61,209 | $1.4M | Add +21.9% |
| SWZ Total Return Securities Fund | 0.98% | 143,837 | $1.3M | Add +2.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.93% | 5,085 | $1.3M | Add +1.4% |
| PLTR Palantir Technologies Inc. Class A | 0.89% | 14,390 | $1.2M | Reduce -5.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.88% | 12,084 | $1.2M | Add +18.2% |
| HCKT The Hackett Group Inc. | 0.88% | 40,681 | $1.2M | No change |
| DHS Wisdomtree US High Dividend | 0.87% | 11,908 | $1.2M | Add +3.8% |
| MSFT Microsoft Corp. | 0.86% | 3,118 | $1.2M | Reduce -3.1% |
| STEW SRH Total Return Fund Inc. | 0.85% | 66,766 | $1.2M | Add +8.3% |
| EPD Enterprise Products Partners | 0.84% | 33,382 | $1.1M | Add +3.8% |
| CSCO Cisco Systems Inc. | 0.81% | 17,858 | $1.1M | Add +0.8% |
| ABBV Abbvie Inc. | 0.77% | 5,014 | $1.0M | Reduce -0.3% |
| GOOGL Alphabet Inc. Class A | 0.75% | 6,604 | $1.0M | Add +0.7% |
| DGRW Wisdomtree U.S. Quality Divi | 0.74% | 12,662 | $1.0M | Add +1.1% |
| SCHW Schwab (charles) Corp. | 0.74% | 12,758 | $999K | Add +1.4% |
| AMZN Amazon.com Inc. | 0.67% | 4,816 | $916K | Add +33.2% |
| HQL Abrdn Life Sciences Investor | 0.66% | 70,943 | $900K | Add +5.5% |
| CBOE Cboe Global Markets Inc. | 0.65% | 3,900 | $883K | No change |
| KWEB Kranesh Csi China Internet | 0.64% | 24,723 | $863K | Reduce -1.9% |
| CME Cme Group Inc. | 0.63% | 3,205 | $850K | Reduce -1.8% |
| JNJ Johnson & Johnson | 0.61% | 4,973 | $825K | Add +0.9% |
| FANG Diamondback Energy Inc. | 0.59% | 5,023 | $803K | Add +49.6% |
| KO The Coca-Cola Co. | 0.55% | 10,394 | $744K | Add +58.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.54% | 4,239 | $732K | Add +4.6% |
| CRK Comstock Resources Inc. | 0.52% | 34,940 | $711K | Reduce -2.2% |
| NIM Nuveen Select Maturit Muni | 0.52% | 76,067 | $709K | Add +177.4% |
| SDY SS SPDR S&P Dividend ETF | 0.51% | 5,067 | $687K | Add +0.1% |
| EOG EOG Resources Inc. | 0.51% | 5,354 | $687K | Add +0.4% |
| CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT | 0.50% | 27,902 | $683K | Add +185.0% |
| CQQQ Invesco China Technology ETF | 0.48% | 14,711 | $652K | Reduce -6.0% |
| NOC Northrop Grumman Corp. | 0.47% | 1,243 | $636K | Add +4.8% |
| MCHP Microchip Technology Inc. | 0.47% | 13,100 | $634K | Reduce -1.3% |
| RMT Royce Micro-Cap Trust Inc. | 0.45% | 72,145 | $608K | Add +94.2% |
| DON Wisdomtree US Midcap Dividen | 0.45% | 12,242 | $606K | Add +2.6% |
| ADX Adams Diversified Equity | 0.44% | 31,624 | $601K | Add +2.3% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.44% | 14,346 | $600K | Reduce -0.1% |
| AR Antero Resources Corp. | 0.43% | 14,600 | $590K | Add +10.6% |
| SUN Sunoco LP | 0.42% | 9,788 | $568K | Add +0.0% |
| EQT Eqt Corp. | 0.42% | 10,624 | $568K | Reduce -19.0% |
| TYG Tortoise Energy Infrastruct | 0.41% | 13,085 | $563K | Add +1.9% |
| HD Home Depot Inc. | 0.41% | 1,534 | $562K | Reduce -0.5% |
| GLD SPDR Gold Shares | 0.41% | 1,949 | $562K | No change |
| FSK FS KKR Capital Corp. | 0.41% | 26,734 | $560K | Add +1.0% |
| STLD Steel Dynamics Inc. | 0.41% | 4,401 | $550K | Reduce -5.3% |
| ECF Ellsworth Growth and Income | 0.40% | 60,478 | $549K | Add +1.4% |
| ZTS Zoetis Inc. | 0.40% | 3,300 | $543K | Reduce -5.7% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.40% | 19,073 | $540K | No change |
| ASGI Abrdn Global Infrastructure | 0.39% | 28,723 | $528K | Add +4.0% |
| WMT Walmart Inc. | 0.38% | 5,944 | $522K | Add +0.0% |
| ABT Abbott Laboratories | 0.37% | 3,795 | $503K | Add +0.1% |
| PFE Pfizer Inc. | 0.37% | 19,839 | $503K | Reduce -6.7% |
| SLV iShares Silver Trust | 0.37% | 16,142 | $500K | No change |
| GILD Gilead Sciences Inc. | 0.36% | 4,333 | $486K | Add +0.9% |
| DES Wisdomtree US Smallcap Divid | 0.35% | 14,835 | $474K | Add +3.5% |
| BMY Bristol-Myers Squibb Co. | 0.35% | 7,754 | $473K | Add +6.4% |
| KNSL Kinsale Capital Group Inc. | 0.34% | 954 | $465K | No change |
| NVDA Nvidia Corp. | 0.34% | 4,258 | $462K | Add +1.9% |
| MCD McDonald's Corp. | 0.33% | 1,419 | $443K | Add +0.5% |
| FDX FedEx Corp. | 0.32% | 1,802 | $439K | Reduce -0.1% |
| EQIX Equinix Inc. | 0.32% | 528 | $431K | No change |
| INVH Invitation Homes Inc. | 0.31% | 12,272 | $428K | Reduce -14.8% |
| BSTZ BlackRock Sci & Tech TRM TR | 0.31% | 24,045 | $427K | Reduce -3.8% |
| BGR BlackRock Enrgy & Res TR | 0.31% | 30,926 | $420K | Reduce -22.5% |
| CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED | 0.31% | 13,494 | $418K | Add +45.0% |
| RRC Range Resources Corp. | 0.31% | 10,415 | $416K | Reduce -9.2% |
| TGT Target Corp. | 0.30% | 3,881 | $405K | Add +5.5% |
| HQH Abrdn Healthcare Investors | 0.30% | 24,733 | $402K | Add +4.3% |
| AEO American Eagle Outfitters | 0.30% | 34,550 | $402K | Add +38.6% |
| CGSM Cap Group Short Muni Income | 0.29% | 15,088 | $392K | New |
| BA The Boeing Co. | 0.28% | 2,260 | $385K | Add +1.6% |
| NFJ Virtus DVD Intrst & PRM STR | 0.28% | 31,453 | $382K | Add +2.5% |
| MRK Merck & Co. Inc. | 0.27% | 4,118 | $370K | Reduce -10.7% |
| BTX BlackRock Tech & Priv Eqty | 0.27% | 58,008 | $363K | Add +3.7% |
| VLO Valero Energy Corp. | 0.27% | 2,745 | $362K | Add +4.2% |
| NPFD Nuveen Var RT Pref & Inc. | 0.26% | 18,917 | $355K | Reduce -2.7% |
| T AT&T Inc. | 0.26% | 12,268 | $347K | Add +11.2% |
| IGA Voya Global Advan & Prem Opp | 0.25% | 35,196 | $346K | Add +2.3% |
| BCV Bancroft Fund Ltd. | 0.25% | 19,647 | $342K | Add +1.7% |
| AVGO Broadcom Inc. | 0.25% | 2,029 | $340K | Add +0.4% |
| JBL Jabil Inc. | 0.24% | 2,400 | $327K | No change |
Options reported separately and not counted above: MAT calls ($2K), PFE calls ($486).
Portfolio Sells Q4 2024 → Q1 2025
| BMEZ BlackRock HLTH Sci TRM TR II | Sold out | 0.00% | −0.88 |
| USFR Wisdomtree Floating Rate Tre | Reduce -0.5% | 14.44% | −0.44 |
| TPZ Tort Electf Infra ETF-Usd Inc. | Reduce -25.8% | 1.23% | −0.42 |
| AAPL Apple Inc. | Reduce -0.8% | 2.47% | −0.41 |
| GOOG Alphabet Inc. Class C | Reduce -1.5% | 1.46% | −0.39 |
| SHOP Shopify Inc. Class A | Reduce -0.1% | 1.30% | −0.18 |
| MRVL Marvell Technology Inc. | Sold out | 0.00% | −0.17 |
| MSFT Microsoft Corp. | Reduce -3.1% | 0.86% | −0.16 |
| CHWY Chewy Inc. Class A | Reduce -4.8% | 1.37% | −0.15 |
| HIO Western Asset Hi Inc. Opport | Sold out | 0.00% | −0.13 |
| MCHP Microchip Technology Inc. | Reduce -1.3% | 0.47% | −0.11 |
| PARAA Paramount Global Class B | Sold out | 0.00% | −0.08 |
| BSTZ BlackRock Sci & Tech TRM TR | Reduce -3.8% | 0.31% | −0.08 |
| F Ford Motor Co. | Sold out | 0.00% | −0.07 |
| MRK Merck & Co. Inc. | Reduce -10.7% | 0.27% | −0.07 |
| BGR BlackRock Enrgy & Res TR | Reduce -22.5% | 0.31% | −0.07 |
| XJEQX Abrdn Japan Equity Fund Inc. | Reduce -35.4% | 0.17% | −0.07 |
| FDX FedEx Corp. | Reduce -0.1% | 0.32% | −0.06 |
| MSOS Advisorshares Pure US Cann | Reduce -0.5% | 0.11% | −0.06 |
| PFE Pfizer Inc. | Reduce -6.7% | 0.37% | −0.06 |
| FV First Trust DW Focus 5 Fund | Reduce -15.1% | 0.17% | −0.05 |
| AEF Abrdn Emerging Markets Ex CH | Reduce -21.7% | 0.14% | −0.05 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -10.9% | 0.22% | −0.05 |
| EQT Eqt Corp. | Reduce -19.0% | 0.42% | −0.04 |
| HD Home Depot Inc. | Reduce -0.5% | 0.41% | −0.04 |
| FDN First Trust DJ Internet Ind | Reduce -3.9% | 0.20% | −0.03 |
| INVH Invitation Homes Inc. | Reduce -14.8% | 0.31% | −0.03 |
| ZTS Zoetis Inc. | Reduce -5.7% | 0.40% | −0.03 |
| XBOEX BlackRock Enh GLBL DVD TR | Reduce -9.5% | 0.22% | −0.03 |
| XAWPX Abrdn Global Premier Propert | Reduce -24.3% | 0.05% | −0.02 |
| K Kellanova | Reduce -4.4% | 0.22% | −0.01 |
| NPFD Nuveen Var RT Pref & Inc. | Reduce -2.7% | 0.26% | −0.01 |
| RIO Rio Tinto PLC-Spon ADR | Reduce -2.5% | 0.21% | −0.01 |
| RRC Range Resources Corp. | Reduce -9.2% | 0.31% | −0.01 |
| LIONS GATE ENTMNT CORP | Reduce -4.5% | 0.11% | −0.00 |
| BCX BlackRock Resources & Commod | Reduce -8.5% | 0.08% | −0.00 |
| KLAC KLA Corp. | Reduce -4.9% | 0.21% | +0.00 |
| LGF.B Lions Gate Entertainment-B | Reduce -1.3% | 0.11% | +0.00 |
| STLD Steel Dynamics Inc. | Reduce -5.3% | 0.41% | +0.01 |
| KLG WK Kellogg Co. | Reduce -1.0% | 0.20% | +0.01 |
| CQQQ Invesco China Technology ETF | Reduce -6.0% | 0.48% | +0.01 |
| PLTR Palantir Technologies Inc. Class A | Reduce -5.4% | 0.89% | +0.03 |
| SLB SLB Ltd. | Reduce -0.1% | 0.44% | +0.03 |
| CRK Comstock Resources Inc. | Reduce -2.2% | 0.52% | +0.03 |
| CME Cme Group Inc. | Reduce -1.8% | 0.63% | +0.05 |
| KWEB Kranesh Csi China Internet | Reduce -1.9% | 0.64% | +0.08 |
| ABBV Abbvie Inc. | Reduce -0.3% | 0.77% | +0.10 |
| UBER Uber Technologies Inc. | Reduce -0.3% | 1.89% | +0.28 |
Portfolio Buys Q4 2024 → Q1 2025
| NIM Nuveen Select Maturit Muni | Add +177.4% | 0.52% | +0.34 |
| CGXU Cap Group Intl Focus | Add +185.0% | 0.50% | +0.32 |
| AEM Agnico Eagle Mines Ltd. | Add +2.1% | 1.06% | +0.29 |
| CGSM Cap Group Short Muni Income | New | 0.29% | +0.29 |
| KO The Coca-Cola Co. | Add +58.4% | 0.55% | +0.24 |
| PINS Pinterest Inc. Class A | New | 0.23% | +0.23 |
| PSX Phillips 66 | New | 0.21% | +0.21 |
| VBF Invesco Bond Fund | New | 0.21% | +0.21 |
| PEO Adams Natural Resources Fund | Add +21.9% | 1.03% | +0.20 |
| DD Dupont DE Nemours Inc. | New | 0.18% | +0.18 |
| SWZ Total Return Securities Fund | Add +2.1% | 0.98% | +0.18 |
| FANG Diamondback Energy Inc. | Add +49.6% | 0.59% | +0.18 |
| RMT Royce Micro-Cap Trust Inc. | Add +94.2% | 0.45% | +0.17 |
| EES Wisdomtree US Smallcap Fund | New | 0.17% | +0.17 |
| TSLA Tesla Inc. | New | 0.17% | +0.17 |
| INTC Intel Corp. | New | 0.17% | +0.17 |
| WPM Wheaton Precious Metals Corp. | New | 0.17% | +0.17 |
| NTR Nutrien Ltd. | New | 0.16% | +0.16 |
| AZN Astrazeneca PLC-Spons ADR | New | 0.15% | +0.15 |
| EXE Expand Energy Corp. | Add +0.7% | 1.65% | +0.15 |
| BSX Boston Scientific Corp. | New | 0.15% | +0.15 |
| MAT Mattel Inc. | Add +5.8% | 1.16% | +0.13 |
| PAYX Paychex Inc. | Add +1.6% | 1.31% | +0.11 |
| FUBO Fubotv Inc. | New | 0.11% | +0.11 |
| MXF Mexico Fund Inc. | Add +5.9% | 1.06% | +0.11 |
| STEW SRH Total Return Fund Inc. | Add +8.3% | 0.85% | +0.10 |
| KIO KKR Income Opportunities | New | 0.10% | +0.10 |
| IBM Intl Business Machines Corp. | Add +1.4% | 0.93% | +0.10 |
| CGBL Cap Group Core Balanced | Add +45.0% | 0.31% | +0.09 |
| AR Antero Resources Corp. | Add +10.6% | 0.43% | +0.09 |
| EPD Enterprise Products Partners | Add +3.8% | 0.84% | +0.08 |
| AMZN Amazon.com Inc. | Add +33.2% | 0.67% | +0.08 |
| JNJ Johnson & Johnson | Add +0.9% | 0.61% | +0.07 |
| T AT&T Inc. | Add +11.2% | 0.26% | +0.07 |
| DHS Wisdomtree US High Dividend | Add +3.8% | 0.87% | +0.06 |
| GILD Gilead Sciences Inc. | Add +0.9% | 0.36% | +0.06 |
| NOC Northrop Grumman Corp. | Add +4.8% | 0.47% | +0.05 |
| ABT Abbott Laboratories | Add +0.1% | 0.37% | +0.05 |
| SUN Sunoco LP | Add +0.0% | 0.42% | +0.04 |
| DLN Wisdomtree US Largecap Divid | Add +3.6% | 1.25% | +0.04 |
| BMY Bristol-Myers Squibb Co. | Add +6.4% | 0.35% | +0.04 |
| CGMS Cap Group US Multi-Sect Bond | Add +19.3% | 0.24% | +0.03 |
| SCHW Schwab (charles) Corp. | Add +1.4% | 0.74% | +0.03 |
| SHEL Shell PLC-ADR | Add +0.1% | 0.21% | +0.03 |
| ASGI Abrdn Global Infrastructure | Add +4.0% | 0.39% | +0.02 |
| VLO Valero Energy Corp. | Add +4.2% | 0.27% | +0.02 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +4.6% | 0.54% | +0.02 |
| MO Altria Group Inc. | Add +0.7% | 0.19% | +0.02 |
| CSCO Cisco Systems Inc. | Add +0.8% | 0.81% | +0.02 |
| DIS The Walt Disney Co. | Add +18.2% | 0.88% | +0.02 |
Options Activity Q4 2024 → Q1 2025
| PARAA Paramount Global Class B | call | Sold out | 10,000 | $5Kbefore exit |
| MAT Mattel Inc. | call | New | 1,000 | $2K |
| PFE Pfizer Inc. | call | Add +120.0% | 1,100 | $486 |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 290 | $2.7B | KLAC, USFR, AAPL, SO, CSCO |
| Q1 2026 | 253 | $1.5B | KLAC, USFR, AAPL, SO, CSCO |
| Q4 2025 | 195 | $168.7M | USFR, INTU, BX, JPM, AAPL |
| Q3 2025 | 192 | $163.5M | USFR, BX, INTU, JPM, AAPL |
| Q2 2025 | 186 | $140.1M | USFR, INTU, BX, JPM, GS |
| Q1 2025 | 186 | $135.8M | USFR, INTU, BX, AAPL, UBER |
| Q4 2024 | 177 | $132.5M | USFR, BX, INTU, AAPL, GOOG |
| Q3 2024 | 178 | $125.8M | USFR, BX, INTU, AAPL, UBER |