Uhlmann Price Securities, LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 12, 2026), Uhlmann Price Securities, LLC reported 195 stock positions worth $168.7 million. Its top holding was Wisdomtree Floating Rate Tre (USFR) at 14.0% of the portfolio, followed by Intuit (INTU, 3.8%) and Blackstone (BX, 3.6%). Compared with Q3 2025, it opened 11 new positions, sold out of 8, added to 112 and reduced 45. The biggest buy was PayPal (PYPL, shares +681%) and the biggest sale Wisdomtree Floating Rate Tre (USFR, shares −9%).
- Most Recent 13F
- Q2 2026
- Location
- SKOKIE, IL
- CIK
- 0001035344
- Portfolio Value
- $168.7M (Q4 2025)
- SEC Filing
- 0001035344-26-000001 ↗ filed Jan 12, 2026
Holdings Value
Holdings 195 stocks · $168.7M
| USFR Wisdomtree Floating Rate Tre | 14.00% | 465,255 | $23.6M | Reduce -8.6% |
| INTU Intuit Inc. | 3.84% | 9,787 | $6.5M | Add +5.9% |
| BX Blackstone Inc. | 3.65% | 39,932 | $6.2M | Add +2.1% |
| JPM JPMorgan Chase & Co. | 2.66% | 13,934 | $4.5M | Add +0.0% |
| AAPL Apple Inc. | 2.35% | 14,613 | $4.0M | Add +3.2% |
| GOOG Alphabet Inc. Class C | 2.32% | 12,463 | $3.9M | Reduce -1.0% |
| GS Goldman Sachs Group Inc. | 2.30% | 4,426 | $3.9M | Add +4.0% |
| UBER Uber Technologies Inc. | 1.71% | 35,237 | $2.9M | Add +2.8% |
| SHOP Shopify Inc. Class A | 1.55% | 16,199 | $2.6M | Reduce -4.5% |
| QQQ Invesco QQQ Trust Series 1 | 1.38% | 3,795 | $2.3M | No change |
| EXE Expand Energy Corp. | 1.28% | 19,556 | $2.2M | Add +2.4% |
| MXF Mexico Fund Inc. | 1.26% | 105,141 | $2.1M | Add +1.0% |
| DLN Wisdomtree US Largecap Divid | 1.21% | 23,216 | $2.0M | Add +4.1% |
| NML Neuberger Energy Infrastruct | 1.17% | 233,098 | $2.0M | Add +1.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.15% | 3,845 | $1.9M | Add +15.2% |
| CHWY Chewy Inc. Class A | 1.14% | 58,415 | $1.9M | Add +9.4% |
| GOOGL Alphabet Inc. Class A | 1.14% | 6,122 | $1.9M | Reduce -5.0% |
| AEM Agnico Eagle Mines Ltd. | 1.10% | 10,935 | $1.9M | Reduce -3.3% |
| MAT Mattel Inc. | 1.01% | 86,190 | $1.7M | Add +0.1% |
| TGT Target Corp. | 1.00% | 17,173 | $1.7M | Add +6.4% |
| STEW SRH Total Return Fund Inc. | 0.93% | 85,047 | $1.6M | Add +22.7% |
| PLTR Palantir Technologies Inc. Class A | 0.93% | 8,799 | $1.6M | Add +0.2% |
| TPZ Tort Electf Infra ETF-Usd Inc. filed as TORTOISE CAPITAL SERIES TRUS | 0.91% | 75,500 | $1.5M | Add +0.5% |
| CSCO Cisco Systems Inc. | 0.88% | 19,320 | $1.5M | Add +3.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.87% | 4,976 | $1.5M | Reduce -1.3% |
| MSFT Microsoft Corp. | 0.87% | 3,019 | $1.5M | No change |
| PEO Adams Natural Resources Fund | 0.85% | 66,180 | $1.4M | Add +2.5% |
| PYPL PayPal Holdings Inc. | 0.85% | 24,575 | $1.4M | Add +681.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.80% | 11,869 | $1.4M | Add +7.7% |
| PAYX Paychex Inc. | 0.77% | 11,654 | $1.3M | Add +6.0% |
| SCHW Schwab (charles) Corp. | 0.77% | 12,990 | $1.3M | Add +0.2% |
| HQL Abrdn Life Sciences Investor | 0.76% | 76,138 | $1.3M | Add +3.0% |
| DHS Wisdomtree US High Dividend | 0.75% | 12,370 | $1.3M | Add +0.7% |
| ABBV Abbvie Inc. | 0.72% | 5,352 | $1.2M | Add +0.4% |
| JNJ Johnson & Johnson | 0.68% | 5,545 | $1.1M | Add +1.7% |
| DGRW Wisdomtree U.S. Quality Divi | 0.68% | 12,780 | $1.1M | Add +1.2% |
| AEO American Eagle Outfitters | 0.62% | 39,626 | $1.0M | Reduce -4.2% |
| EPD Enterprise Products Partners | 0.58% | 30,536 | $979K | Reduce -7.3% |
| CBOE Cboe Global Markets Inc. | 0.58% | 3,900 | $979K | No change |
| PINS Pinterest Inc. Class A | 0.57% | 36,895 | $955K | Add +11.8% |
| CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT | 0.56% | 32,161 | $950K | Add +4.1% |
| AMZN Amazon.com Inc. | 0.55% | 4,030 | $930K | Add +1.6% |
| SBUX Starbucks Corp. | 0.54% | 10,839 | $913K | Add +46.7% |
| RMT Royce Micro-Cap Trust Inc. | 0.53% | 85,331 | $890K | Add +2.3% |
| CAVA Cava Group Inc. | 0.53% | 15,124 | $888K | Add +10.0% |
| KWEB Kranesh Csi China Internet | 0.51% | 25,487 | $868K | Add +3.8% |
| SLV iShares Silver Trust | 0.50% | 13,121 | $845K | Reduce -2.6% |
| MCHP Microchip Technology Inc. | 0.49% | 13,016 | $829K | Add +8.5% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.49% | 23,734 | $822K | Reduce -1.1% |
| NWL Newell Brands Inc. | 0.48% | 218,619 | $810K | Reduce -8.4% |
| NIM Nuveen Select Maturit Muni | 0.48% | 86,329 | $804K | Add +4.9% |
| HCKT The Hackett Group Inc. | 0.47% | 40,681 | $799K | No change |
| FANG Diamondback Energy Inc. | 0.47% | 5,280 | $794K | Add +0.4% |
| CME Cme Group Inc. | 0.47% | 2,891 | $789K | Add +8.9% |
| ECF Ellsworth Growth and Income | 0.47% | 67,718 | $788K | Reduce -0.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.47% | 4,112 | $785K | Add +0.8% |
| ADX Adams Diversified Equity | 0.46% | 33,565 | $783K | Add +2.0% |
| MU Micron Technology Inc. | 0.46% | 2,700 | $771K | Reduce -10.0% |
| NOC Northrop Grumman Corp. | 0.45% | 1,338 | $762K | Add +7.0% |
| CGMS Cap Group US Multi-Sect Bond | 0.44% | 26,767 | $739K | Add +12.4% |
| CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED | 0.44% | 20,900 | $738K | Add +24.4% |
| KO The Coca-Cola Co. | 0.44% | 10,549 | $737K | Add +0.8% |
| TYG Tortoise Energy Infrastruct | 0.42% | 17,137 | $701K | Add +18.2% |
| CQQQ Invesco China Technology ETF | 0.42% | 13,477 | $701K | Add +1.5% |
| ASGI Abrdn Global Infrastructure | 0.41% | 30,877 | $690K | Add +2.0% |
| WMT Walmart Inc. | 0.39% | 5,947 | $663K | No change |
| CGHM Cap Group Muni High-Income | 0.39% | 25,782 | $657K | Add +29.3% |
| STLD Steel Dynamics Inc. | 0.38% | 3,776 | $640K | Reduce -2.6% |
| DON Wisdomtree US Midcap Dividen | 0.38% | 12,324 | $636K | Reduce -2.0% |
| CRK Comstock Resources Inc. | 0.36% | 26,503 | $614K | Reduce -4.2% |
| EOG EOG Resources Inc. | 0.36% | 5,817 | $611K | Add +7.6% |
| SDY SS SPDR S&P Dividend ETF | 0.35% | 4,284 | $596K | Add +0.1% |
| EQT Eqt Corp. | 0.33% | 10,489 | $562K | Reduce -1.4% |
| JBL Jabil Inc. | 0.32% | 2,400 | $547K | No change |
| NVDA Nvidia Corp. | 0.32% | 2,913 | $543K | Reduce -2.0% |
| NFJ Virtus DVD Intrst & PRM STR | 0.32% | 42,151 | $543K | Add +2.4% |
| AVGO Broadcom Inc. | 0.32% | 1,553 | $538K | Reduce -6.1% |
| HD Home Depot Inc. | 0.31% | 1,543 | $531K | Add +0.2% |
| FDX FedEx Corp. | 0.31% | 1,809 | $523K | Add +0.1% |
| GILD Gilead Sciences Inc. | 0.31% | 4,249 | $522K | Add +0.1% |
| AR Antero Resources Corp. | 0.31% | 15,100 | $520K | Reduce -0.2% |
| SLB SLB Ltd. filed as SLB LIMITED | 0.31% | 13,545 | $520K | Add +0.5% |
| BCV Bancroft Fund Ltd. | 0.31% | 23,519 | $520K | Add +1.6% |
| CGSM Cap Group Short Muni Income | 0.30% | 19,507 | $514K | Add +0.8% |
| BA The Boeing Co. | 0.30% | 2,360 | $512K | No change |
| DES Wisdomtree US Smallcap Divid | 0.30% | 15,126 | $506K | Reduce -0.6% |
| AMAT Applied Materials Inc. | 0.30% | 1,953 | $502K | No change |
| LION Lionsgate Studios Corp. | 0.30% | 54,586 | $498K | Add +10.5% |
| SCCO Southern Copper Corp. | 0.29% | 3,409 | $489K | Add +0.8% |
| HQH Abrdn Healthcare Investors | 0.29% | 25,711 | $487K | Add +3.1% |
| GRX Gabelli Healthcare & Well | 0.29% | 50,502 | $486K | Add +44.2% |
| AMD Advanced Micro Devices | 0.29% | 2,252 | $482K | Reduce -10.9% |
| ABT Abbott Laboratories | 0.28% | 3,802 | $476K | Add +0.1% |
| PSX Phillips 66 | 0.28% | 3,598 | $464K | Add +3.3% |
| VLO Valero Energy Corp. | 0.27% | 2,813 | $457K | Add +0.3% |
| KLAC KLA Corp. | 0.27% | 373 | $454K | Reduce -7.0% |
| MCD McDonald's Corp. | 0.26% | 1,439 | $440K | Add +0.5% |
| MRK Merck & Co. Inc. | 0.26% | 4,137 | $435K | Add +0.1% |
| NTRS Northern Trust Corp. | 0.25% | 3,100 | $423K | No change |
| SUN Sunoco LP | 0.25% | 8,020 | $420K | Reduce -11.2% |
Options reported separately and not counted above: UAA calls ($2K), PFE calls ($1K).
Portfolio Sells Q3 2025 → Q4 2025
| USFR Wisdomtree Floating Rate Tre | Reduce -8.6% | 14.00% | −1.50 |
| SWZ Total Return Securities Fund | Sold out | 0.00% | −0.42 |
| NWL Newell Brands Inc. | Reduce -8.4% | 0.48% | −0.28 |
| PSN Parsons Corp. | Sold out | 0.00% | −0.16 |
| ORCL Oracle Corp. | Sold out | 0.00% | −0.16 |
| FV First Trust DW Focus 5 Fund | Sold out | 0.00% | −0.15 |
| ETN Eaton Corp. PLC | Sold out | 0.00% | −0.14 |
| LAZ Lazard Inc. | Sold out | 0.00% | −0.13 |
| NFLX Netflix Inc. | Sold out | 0.00% | −0.12 |
| FSK FS KKR Capital Corp. | Reduce -54.4% | 0.10% | −0.12 |
| XTEAX Tortoise Sust&social Imp Ter | Sold out | 0.00% | −0.09 |
| AEM Agnico Eagle Mines Ltd. | Reduce -3.3% | 1.10% | −0.07 |
| FUBO Fubotv Inc. | Reduce -4.5% | 0.08% | −0.06 |
| PFE Pfizer Inc. | Reduce -14.3% | 0.21% | −0.05 |
| KNSL Kinsale Capital Group Inc. | Reduce -8.7% | 0.22% | −0.05 |
| EPD Enterprise Products Partners | Reduce -7.3% | 0.58% | −0.05 |
| GLD SPDR Gold Shares | Reduce -21.1% | 0.20% | −0.04 |
| TU Telus Corp. | Reduce -9.8% | 0.09% | −0.03 |
| FDN First Trust DJ Internet Ind | Reduce -9.6% | 0.17% | −0.03 |
| SUN Sunoco LP | Reduce -11.2% | 0.25% | −0.03 |
| DON Wisdomtree US Midcap Dividen | Reduce -2.0% | 0.38% | −0.03 |
| MSOS Advisorshares Pure US Cann | Reduce -10.4% | 0.15% | −0.03 |
| MO Altria Group Inc. | Reduce -0.2% | 0.14% | −0.02 |
| MPWR Monolithic Power Systems Inc. | Reduce -5.5% | 0.23% | −0.02 |
| RRC Range Resources Corp. | Reduce -0.8% | 0.22% | −0.02 |
| EQT Eqt Corp. | Reduce -1.4% | 0.33% | −0.02 |
| NPFD Nuveen Var RT Pref & Inc. | Reduce -1.0% | 0.22% | −0.02 |
| NVDA Nvidia Corp. | Reduce -2.0% | 0.32% | −0.02 |
| AVGO Broadcom Inc. | Reduce -6.1% | 0.32% | −0.01 |
| INTC Intel Corp. | Reduce -15.3% | 0.14% | −0.01 |
| ECF Ellsworth Growth and Income | Reduce -0.2% | 0.47% | −0.01 |
| CGGO Cap Group Global Growth | Reduce -1.1% | 0.49% | −0.01 |
| WIW Western Asst Infl-LNK Opp | Reduce -1.0% | 0.18% | −0.01 |
| DES Wisdomtree US Smallcap Divid | Reduce -0.6% | 0.30% | −0.01 |
| MS Morgan Stanley | Reduce -15.8% | 0.12% | −0.01 |
| PPT Franklin Premir Inc. Trust-Ui | Reduce -12.8% | 0.05% | −0.01 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Reduce -2.7% | 0.19% | −0.01 |
| BSTZ BlackRock Sci & Tech TRM TR | Reduce -2.2% | 0.24% | −0.01 |
| XWIAX Western Asset Infl-Link Sec | Reduce -2.6% | 0.09% | −0.01 |
| AR Antero Resources Corp. | Reduce -0.2% | 0.31% | −0.00 |
| IBM Intl Business Machines Corp. | Reduce -1.3% | 0.87% | +0.00 |
| SHOP Shopify Inc. Class A | Reduce -4.5% | 1.55% | +0.00 |
| KLAC KLA Corp. | Reduce -7.0% | 0.27% | +0.00 |
| AEF Abrdn Emerging Markets Ex CH | Reduce -1.1% | 0.16% | +0.01 |
| NUE Nucor Corp. | Reduce -3.0% | 0.19% | +0.02 |
| CRK Comstock Resources Inc. | Reduce -4.2% | 0.36% | +0.03 |
| AMD Advanced Micro Devices | Reduce -10.9% | 0.29% | +0.04 |
| STLD Steel Dynamics Inc. | Reduce -2.6% | 0.38% | +0.05 |
| MU Micron Technology Inc. | Reduce -10.0% | 0.46% | +0.15 |
| SLV iShares Silver Trust | Reduce -2.6% | 0.50% | +0.15 |
Portfolio Buys Q3 2025 → Q4 2025
| PYPL PayPal Holdings Inc. | Add +681.4% | 0.85% | +0.72 |
| KYN Kayne Anderson Energy Infra | New | 0.24% | +0.24 |
| GS Goldman Sachs Group Inc. | Add +4.0% | 2.30% | +0.23 |
| GIS General Mills Inc. | New | 0.17% | +0.17 |
| WM Waste Management Inc. | New | 0.17% | +0.17 |
| STEW SRH Total Return Fund Inc. | Add +22.7% | 0.93% | +0.16 |
| XLK SS Technology Select Sector | New | 0.16% | +0.16 |
| SBUX Starbucks Corp. | Add +46.7% | 0.54% | +0.16 |
| AAPL Apple Inc. | Add +3.2% | 2.35% | +0.15 |
| CNQ Canadian Natural Resources | New | 0.15% | +0.15 |
| CGCP Cap Group Core Plus Income | New | 0.14% | +0.14 |
| GM General Motors Co. | New | 0.13% | +0.13 |
| MAT Mattel Inc. | Add +0.1% | 1.01% | +0.13 |
| BHP BHP Group Ltd.-Spon ADR | New | 0.13% | +0.13 |
| CGMM Cap Group Small and Mid Cap | New | 0.12% | +0.12 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +15.2% | 1.15% | +0.12 |
| FBDC FT Conf BDC ETF | New | 0.12% | +0.12 |
| TGT Target Corp. | Add +6.4% | 1.00% | +0.11 |
| CSCO Cisco Systems Inc. | Add +3.4% | 0.88% | +0.10 |
| ANGI Angi Inc. | Add +129.5% | 0.22% | +0.10 |
| GRX Gabelli Healthcare & Well | Add +44.2% | 0.29% | +0.09 |
| LION Lionsgate Studios Corp. | Add +10.5% | 0.30% | +0.09 |
| CGHM Cap Group Muni High-Income | Add +29.3% | 0.39% | +0.08 |
| CGBL Cap Group Core Balanced | Add +24.4% | 0.44% | +0.08 |
| BKT BlackRock Income Trust | New | 0.07% | +0.07 |
| JNJ Johnson & Johnson | Add +1.7% | 0.68% | +0.06 |
| HQL Abrdn Life Sciences Investor | Add +3.0% | 0.76% | +0.06 |
| FDX FedEx Corp. | Add +0.1% | 0.31% | +0.05 |
| FMY First Trust Mortgage Income | Add +45.7% | 0.17% | +0.05 |
| MRK Merck & Co. Inc. | Add +0.1% | 0.26% | +0.05 |
| SCCO Southern Copper Corp. | Add +0.8% | 0.29% | +0.04 |
| EXE Expand Energy Corp. | Add +2.4% | 1.28% | +0.04 |
| BMY Bristol-Myers Squibb Co. | Add +7.0% | 0.19% | +0.04 |
| CGMS Cap Group US Multi-Sect Bond | Add +12.4% | 0.44% | +0.03 |
| TYG Tortoise Energy Infrastruct | Add +18.2% | 0.42% | +0.03 |
| CME Cme Group Inc. | Add +8.9% | 0.47% | +0.03 |
| DIS The Walt Disney Co. | Add +7.7% | 0.80% | +0.03 |
| SLB SLB Ltd. | Add +0.5% | 0.31% | +0.03 |
| DLN Wisdomtree US Largecap Divid | Add +4.1% | 1.21% | +0.02 |
| REMX Vaneck Rar Earth ND STG-Usdi | Add +1.6% | 0.24% | +0.02 |
| GILD Gilead Sciences Inc. | Add +0.1% | 0.31% | +0.02 |
| MCHP Microchip Technology Inc. | Add +8.5% | 0.49% | +0.02 |
| AMZN Amazon.com Inc. | Add +1.6% | 0.55% | +0.02 |
| CAVA Cava Group Inc. | Add +10.0% | 0.53% | +0.02 |
| ASGI Abrdn Global Infrastructure | Add +2.0% | 0.41% | +0.02 |
| ADX Adams Diversified Equity | Add +2.0% | 0.46% | +0.02 |
| KO The Coca-Cola Co. | Add +0.8% | 0.44% | +0.01 |
| SCHW Schwab (charles) Corp. | Add +0.2% | 0.77% | +0.01 |
| NIM Nuveen Select Maturit Muni | Add +4.9% | 0.48% | +0.01 |
| FANG Diamondback Energy Inc. | Add +0.4% | 0.47% | +0.01 |
Options Activity Q3 2025 → Q4 2025
| TGT Target Corp. | call | Sold out | 2,000 | $3Kbefore exit |
| UAA Under Armour Inc. Class A | call | Add +100.0% | 10,000 | $2K |
| PFE Pfizer Inc. | call | New | 1,600 | $1K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 290 | $2.7B | KLAC, USFR, AAPL, SO, CSCO |
| Q1 2026 | 253 | $1.5B | KLAC, USFR, AAPL, SO, CSCO |
| Q4 2025 | 195 | $168.7M | USFR, INTU, BX, JPM, AAPL |
| Q3 2025 | 192 | $163.5M | USFR, BX, INTU, JPM, AAPL |
| Q2 2025 | 186 | $140.1M | USFR, INTU, BX, JPM, GS |
| Q1 2025 | 186 | $135.8M | USFR, INTU, BX, AAPL, UBER |
| Q4 2024 | 177 | $132.5M | USFR, BX, INTU, AAPL, GOOG |
| Q3 2024 | 178 | $125.8M | USFR, BX, INTU, AAPL, UBER |