Uhlmann Price Securities, LLC

Name: UHLMANN PRICE SECURITIES, LLC 13F holdings, Q3 2025
Creator: UHLMANN PRICE SECURITIES, LLC
Published: 2025-11-07

Q2 2026Q1 2026Q4 2025Q2 2025Q1 2025Q4 2024Q3 2024

In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 7, 2025), Uhlmann Price Securities, LLC reported 192 stock positions worth $163.5 million. Its top holding was Wisdomtree Floating Rate Tre (USFR) at 15.5% of the portfolio, followed by Blackstone (BX, 4.1%) and Intuit (INTU, 3.9%). Compared with Q2 2025, it opened 18 new positions, sold out of 12, added to 113 and reduced 44. The biggest buy was Wisdomtree Floating Rate Tre (USFR, shares +50%) and the biggest sale Microsoft (MSFT, shares −46%).

Most Recent 13F: Q2 2026
Location: SKOKIE, IL
CIK: 0001035344
Portfolio Value: $163.5M (Q3 2025)
SEC Filing: 0001035344-25-000006 ↗ filed Nov 7, 2025

Holdings Value

Holdings 192 stocks · $163.5M


USFR Wisdomtree Floating Rate Tre	15.50%	509,193	$25.3M	Add +50.4%
BX Blackstone Inc.	4.08%	39,097	$6.7M	Reduce -0.8%
INTU Intuit Inc.	3.86%	9,243	$6.3M	Add +8.3%
JPM JPMorgan Chase & Co.	2.69%	13,932	$4.4M	Reduce -2.3%
AAPL Apple Inc.	2.20%	14,157	$3.6M	Reduce -2.2%
GS Goldman Sachs Group Inc.	2.07%	4,254	$3.4M	Reduce -0.8%
UBER Uber Technologies Inc.	2.05%	34,277	$3.4M	Add +89.1%
GOOG Alphabet Inc. Class C	1.88%	12,592	$3.1M	Reduce -0.5%
SHOP Shopify Inc. Class A	1.54%	16,962	$2.5M	Add +4.5%
QQQ Invesco QQQ Trust Series 1	1.39%	3,795	$2.3M	Reduce -0.9%
CHWY Chewy Inc. Class A	1.32%	53,400	$2.2M	Add +0.8%
MXF Mexico Fund Inc.	1.25%	104,067	$2.1M	Add +2.5%
EXE Expand Energy Corp.	1.24%	19,100	$2.0M	Reduce -2.1%
NML Neuberger Energy Infrastruct	1.22%	228,922	$2.0M	Add +4.7%
DLN Wisdomtree US Largecap Divid	1.19%	22,310	$1.9M	Add +94.0%
AEM Agnico Eagle Mines Ltd.	1.17%	11,308	$1.9M	Reduce -1.1%
BRK.B Berkshire Hathaway Inc. Class B	1.03%	3,337	$1.7M	Add +3.1%
PLTR Palantir Technologies Inc. Class A	0.98%	8,781	$1.6M	Reduce -7.8%
TPZ Tort Electf Infra ETF-Usd Inc. filed as TORTOISE CAPITAL SERIES TRUS	0.97%	75,129	$1.6M	Add +39.9%
GOOGL Alphabet Inc. Class A	0.96%	6,447	$1.6M	Reduce -5.9%
MSFT Microsoft Corp.	0.96%	3,019	$1.6M	Reduce -46.3%
MAT Mattel Inc.	0.89%	86,115	$1.4M	Reduce -0.3%
TGT Target Corp.	0.89%	16,136	$1.4M	Add +331.4%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.87%	5,040	$1.4M	Add +0.5%
PAYX Paychex Inc.	0.85%	10,996	$1.4M	Add +30.5%
PEO Adams Natural Resources Fund	0.85%	64,568	$1.4M	Add +4.7%
CSCO Cisco Systems Inc.	0.78%	18,693	$1.3M	Add +1.5%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.77%	11,020	$1.3M	Add +1.4%
STEW SRH Total Return Fund Inc.	0.77%	69,306	$1.3M	Add +0.9%
NWL Newell Brands Inc.	0.76%	238,585	$1.3M	Add +4.1%
SCHW Schwab (charles) Corp.	0.76%	12,967	$1.2M	Add +20.8%
DHS Wisdomtree US High Dividend	0.76%	12,281	$1.2M	Add +162.8%
ABBV Abbvie Inc.	0.75%	5,333	$1.2M	Add +4.0%
HQL Abrdn Life Sciences Investor	0.70%	73,900	$1.1M	Add +19.8%
DGRW Wisdomtree U.S. Quality Divi	0.69%	12,634	$1.1M	Add +0.9%
PINS Pinterest Inc. Class A	0.65%	32,990	$1.1M	Add +9.4%
KWEB Kranesh Csi China Internet	0.63%	24,553	$1.0M	Add +0.6%
EPD Enterprise Products Partners	0.63%	32,947	$1.0M	Reduce -0.5%
JNJ Johnson & Johnson	0.62%	5,450	$1.0M	Add +2.2%
CBOE Cboe Global Markets Inc.	0.58%	3,900	$956K	Add +178.6%
CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT	0.56%	30,904	$915K	Add +1.6%
AMZN Amazon.com Inc.	0.53%	3,965	$871K	Reduce -10.2%
RMT Royce Micro-Cap Trust Inc.	0.53%	83,415	$867K	Add +18.7%
CAVA Cava Group Inc.	0.51%	13,748	$831K	Add +6.9%
CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT	0.50%	24,010	$820K	Add +24.1%
ECF Ellsworth Growth and Income	0.48%	67,837	$787K	Add +1.7%
CQQQ Invesco China Technology ETF	0.48%	13,274	$783K	Reduce -9.8%
HCKT The Hackett Group Inc.	0.47%	40,681	$773K	No change
MCHP Microchip Technology Inc.	0.47%	12,001	$771K	Add +6.3%
NIM Nuveen Select Maturit Muni	0.47%	82,287	$762K	Add +4.2%
NOC Northrop Grumman Corp.	0.47%	1,250	$761K	Add +1.9%
VTV Vanguard Mrngstr Val ETF-Aui	0.47%	4,079	$761K	Add +1.9%
FANG Diamondback Energy Inc.	0.46%	5,261	$753K	Add +3.4%
ADX Adams Diversified Equity	0.45%	32,905	$734K	Add +2.1%
CME Cme Group Inc.	0.44%	2,655	$717K	New
AEO American Eagle Outfitters	0.43%	41,381	$708K	Reduce -2.1%
KO The Coca-Cola Co.	0.42%	10,469	$694K	Add +2.4%
SWZ Total Return Securities Fund	0.42%	111,654	$679K	Add +6.7%
CGMS Cap Group US Multi-Sect Bond	0.40%	23,804	$661K	Add +5.2%
DON Wisdomtree US Midcap Dividen	0.40%	12,570	$657K	Add +66.9%
ASGI Abrdn Global Infrastructure	0.39%	30,279	$640K	Add +2.8%
SBUX Starbucks Corp.	0.38%	7,387	$625K	New
TYG Tortoise Energy Infrastruct	0.38%	14,499	$625K	Add +31.7%
HD Home Depot Inc.	0.38%	1,540	$624K	Add +0.2%
WMT Walmart Inc.	0.37%	5,947	$613K	New
EOG EOG Resources Inc.	0.37%	5,404	$606K	Add +0.5%
SDY SS SPDR S&P Dividend ETF	0.37%	4,280	$599K	Add +13.7%
CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED	0.36%	16,796	$583K	Add +4.8%
EQT Eqt Corp.	0.35%	10,634	$579K	Add +0.1%
SLV iShares Silver Trust	0.35%	13,468	$571K	Reduce -16.6%
NVDA Nvidia Corp.	0.34%	2,973	$555K	Reduce -15.5%
CRK Comstock Resources Inc.	0.34%	27,653	$548K	Add +2.4%
AVGO Broadcom Inc.	0.33%	1,654	$546K	Reduce -5.8%
STLD Steel Dynamics Inc.	0.33%	3,876	$540K	Reduce -5.7%
NFJ Virtus DVD Intrst & PRM STR	0.33%	41,184	$536K	Add +21.6%
JBL Jabil Inc.	0.32%	2,400	$521K	No change
DES Wisdomtree US Smallcap Divid	0.31%	15,216	$512K	Add +49.3%
CGSM Cap Group Short Muni Income	0.31%	19,352	$510K	Add +19.4%
BA The Boeing Co.	0.31%	2,360	$509K	No change
ABT Abbott Laboratories	0.31%	3,800	$509K	Add +8.7%
AR Antero Resources Corp.	0.31%	15,125	$508K	Add +2.2%
BCV Bancroft Fund Ltd.	0.31%	23,152	$507K	Add +3.8%
CGHM Cap Group Muni High-Income	0.31%	19,935	$504K	Add +66.0%
MU Micron Technology Inc.	0.31%	3,000	$502K	No change
ZTS Zoetis Inc.	0.30%	3,300	$483K	Add +44.6%
VLO Valero Energy Corp.	0.29%	2,804	$477K	New
PSX Phillips 66	0.29%	3,483	$474K	Add +6.6%
GILD Gilead Sciences Inc.	0.29%	4,245	$471K	Add +0.6%
SLB SLB Ltd. filed as SCHLUMBERGER LTD	0.28%	13,473	$463K	Add +4.5%
HQH Abrdn Healthcare Investors	0.28%	24,930	$460K	Add +7.1%
SUN Sunoco LP	0.28%	9,036	$452K	Add +2.9%
KNSL Kinsale Capital Group Inc.	0.27%	1,048	$447K	Add +9.8%
PFE Pfizer Inc.	0.27%	16,813	$436K	Reduce -8.0%
MCD McDonald's Corp.	0.27%	1,432	$435K	Add +7.8%
KLAC KLA Corp.	0.26%	401	$433K	Reduce -1.5%
FDX FedEx Corp.	0.26%	1,807	$426K	Add +0.1%
MPWR Monolithic Power Systems Inc.	0.26%	454	$418K	No change
NTRS Northern Trust Corp.	0.26%	3,100	$417K	No change
EQIX Equinix Inc.	0.25%	528	$414K	No change
SCCO Southern Copper Corp.	0.25%	3,383	$410K	Add +1.4%
BSTZ BlackRock Sci & Tech TRM TR	0.25%	18,517	$410K	Reduce -8.5%
AMD Advanced Micro Devices	0.25%	2,529	$409K	No change
SYK Stryker Corp.	0.25%	1,102	$407K	Add +29.6%
RRC Range Resources Corp.	0.25%	10,803	$407K	Add +24.6%
BGR BlackRock Enrgy & Res TR	0.24%	29,513	$400K	Add +2.2%
AMAT Applied Materials Inc.	0.24%	1,953	$400K	Add +0.1%
NPFD Nuveen Var RT Pref & Inc.	0.24%	19,742	$394K	Add +4.0%
GLD SPDR Gold Shares	0.24%	1,096	$390K	No change
IGA Voya Global Advan & Prem Opp	0.22%	37,062	$368K	Add +2.6%
IQDG Wisdomtree Intl QLTY DVD GRW	0.22%	9,126	$364K	Reduce -13.8%
FSK FS KKR Capital Corp.	0.22%	23,970	$358K	Reduce -9.0%
REMX Vaneck Rar Earth ND STG-Usdi	0.22%	5,405	$356K	Add +4.0%
XAWFX Alliancebernstein GL Hi Inc.	0.22%	31,424	$352K	Add +1.8%
MRK Merck & Co. Inc.	0.21%	4,132	$347K	Reduce -18.7%
DELL Dell Technologies -C	0.21%	2,408	$342K	Add +4.6%
LION Lionsgate Studios Corp.	0.21%	49,411	$341K	Add +13.8%
WPM Wheaton Precious Metals Corp.	0.21%	3,000	$336K	New
VBR Vngrd Mrngst SL-CP Val ETF-U	0.20%	1,588	$332K	Add +16.4%
RIO Rio Tinto PLC-Spon ADR	0.20%	4,911	$324K	Reduce -1.8%
FDN First Trust DJ Internet Ind	0.20%	1,146	$321K	Reduce -4.2%
GRX Gabelli Healthcare & Well	0.19%	35,029	$318K	Add +14.9%
WIW Western Asst Infl-LNK Opp	0.19%	35,285	$314K	Add +9.7%
LHX L3HARRIS Technologies Inc.	0.19%	1,017	$310K	Reduce -5.2%
WMB Williams Cos Inc.	0.19%	4,812	$305K	Add +23.7%
IDE Voya Infrastructure Indust	0.18%	24,451	$297K	Add +20.5%
SPY SS SPDR S&P 500 ETF Trust-US	0.18%	444	$296K	Reduce -3.1%
CMI Cummins Inc.	0.18%	700	$296K	No change
VBF Invesco Bond Fund	0.18%	18,662	$295K	Add +8.4%
XBOEX BlackRock Enh GLBL DVD TR	0.18%	25,314	$293K	Add +2.1%
CAT Caterpillar Inc.	0.18%	612	$292K	Reduce -16.2%
EES Wisdomtree US Smallcap Fund	0.18%	5,222	$292K	Add +13.8%
SHEL Shell PLC-ADR	0.17%	3,993	$286K	Add +0.1%
INVH Invitation Homes Inc.	0.17%	9,685	$284K	Reduce -10.3%
MSOS Advisorshares Pure US Cann	0.17%	59,200	$284K	No change
T AT&T Inc.	0.17%	9,930	$280K	Add +0.4%
NUE Nucor Corp.	0.17%	2,018	$273K	Add +0.1%
ICE Intercontinental Exchange Inc.	0.17%	1,602	$270K	Add +0.1%
PSN Parsons Corp.	0.16%	3,200	$265K	New
ORCL Oracle Corp.	0.16%	933	$262K	Reduce -15.2%
MO Altria Group Inc.	0.16%	3,962	$262K	Add +6.2%
MDT Medtronic PLC	0.16%	2,700	$257K	Reduce -7.7%
AEF Abrdn Emerging Markets Ex CH	0.16%	39,140	$254K	Add +0.3%
TSLA Tesla Inc.	0.15%	569	$253K	New
RA Brookfield Real Assets Incom	0.15%	18,836	$252K	Add +5.0%
PANW Palo Alto Networks Inc.	0.15%	1,230	$250K	Reduce -5.4%
NTR Nutrien Ltd.	0.15%	4,263	$250K	Reduce -0.9%
INTC Intel Corp.	0.15%	7,342	$246K	New
DINO HF Sinclair Corp.	0.15%	4,700	$246K	New
LAMR Lamar Advertising Co. Class A	0.15%	2,000	$245K	No change
BMY Bristol-Myers Squibb Co.	0.15%	5,428	$245K	Reduce -11.8%
FV First Trust DW Focus 5 Fund	0.15%	3,878	$240K	Add +14.4%
DVY iShares Select Dividend ETF	0.15%	1,680	$239K	No change
DHR Danaher Corp.	0.15%	1,200	$238K	Add +0.1%
TTE Totalenergies SE -Spon ADR	0.14%	3,922	$234K	No change
AON Aon PLC Class A	0.14%	651	$232K	No change
FUBO Fubotv Inc.	0.14%	54,900	$228K	Reduce -3.7%
XOM Exxon Mobil Corp.	0.14%	2,011	$227K	Add +0.6%
AMT American Tower Corp.	0.14%	1,170	$225K	Reduce -11.4%
ETN Eaton Corp. PLC	0.14%	600	$225K	No change
COST Costco Wholesale Corp.	0.14%	240	$223K	No change
VTEB Vanguard Tax-Exempt Bond ETF	0.13%	4,380	$219K	Reduce -24.3%
XAODX Abrdn Total Dynamic Dividend	0.13%	22,988	$217K	Add +3.3%
MS Morgan Stanley	0.13%	1,365	$217K	New
RVT Royce Small-Cap Trust Inc.	0.13%	13,368	$216K	Add +12.8%
AZN Astrazeneca PLC-Spons ADR	0.13%	2,800	$215K	New
IHD Voya Emrg MRKT Hi DVD Eqty	0.13%	33,979	$213K	Add +13.9%
PYPL PayPal Holdings Inc.	0.13%	3,145	$211K	Reduce -2.8%
FPF First TR Interm Dur & Inc.	0.13%	11,001	$211K	Add +2.1%
ANGI Angi Inc.	0.13%	12,780	$208K	New
LAZ Lazard Inc.	0.13%	3,900	$206K	New
DIAX Nuveen Dow 30 Dynamic Overwr	0.13%	13,781	$205K	New
NFLX Netflix Inc.	0.12%	170	$204K	New
PM Philip Morris International	0.12%	1,248	$202K	Add +2.2%
FMY First Trust Mortgage Income	0.12%	16,251	$199K	Add +1.7%
TU Telus Corp.	0.12%	12,351	$195K	New
XIAEX Voya Asia Pac Hi DVD Eq Inc.	0.12%	25,953	$195K	Add +2.8%
FCT First Trust SNR FL RT Inc. II	0.12%	19,104	$191K	Add +2.9%
HBAN Huntington Bancshares Inc.	0.11%	10,860	$188K	Reduce -5.5%
EDD Morgan Stanley Emrg MRK Dom	0.11%	33,037	$178K	Add +1.6%
TSI TCW Strategic Income Fund	0.11%	35,185	$173K	Reduce -9.2%
TEI Templeton Emrg MKTS Inc.	0.10%	26,668	$165K	Add +2.4%
NPCT Nuveen Core Plus Impact	0.10%	14,560	$160K	Add +3.0%
XWIAX Western Asset Infl-Link Sec	0.09%	18,319	$154K	Add +11.8%
KIO KKR Income Opportunities	0.09%	11,715	$148K	Add +2.9%
XTEAX Tortoise Sust&social Imp Ter	0.09%	12,439	$146K	Add +2.3%
PGZ Principal Real Estate Income	0.08%	12,971	$136K	Add +2.9%
XIGDX Voya GLBL Eqty DVD & PRM Opp	0.08%	22,600	$134K	Add +7.1%
SABA Saba Capital Income & Opp II	0.08%	13,926	$127K	New
NUV Nuveen Municipal Value	0.07%	13,550	$122K	Add +0.4%
PPT Franklin Premir Inc. Trust-Ui	0.06%	25,701	$95K	Add +2.1%
PCF High Income Securities Fund	0.04%	11,350	$72K	Reduce -18.0%
UAA Under Armour Inc. Class A	0.03%	8,735	$44K	New

Options reported separately and not counted above: TGT calls ($3K), UAA calls ($2K).

Portfolio Sells Q2 2025 → Q3 2025


MSFT Microsoft Corp.	Reduce -46.3%	0.96%	−1.04
PEP Pepsico Inc.	Sold out	0.00%	−0.59
SLF Sun Life Financial Inc.	Sold out	0.00%	−0.50
EXE Expand Energy Corp.	Reduce -2.1%	1.24%	−0.39
MAT Mattel Inc.	Reduce -0.3%	0.89%	−0.33
JPM JPMorgan Chase & Co.	Reduce -2.3%	2.69%	−0.26
WM Waste Management Inc.	Sold out	0.00%	−0.22
XC Wisdomtree True Emerging Mar	Sold out	0.00%	−0.22
FIRST TR EXCHNG TRADED FD VI	Sold out	0.00%	−0.20
PNC PNC Financial Services Group	Sold out	0.00%	−0.19
XAGDX Abrdn GLBL DYNM Divid	Sold out	0.00%	−0.18
XJEQX Abrdn Japan Equity Fund Inc.	Sold out	0.00%	−0.18
VOO Vanguard S&P 500 ETF	Sold out	0.00%	−0.18
FSK FS KKR Capital Corp.	Reduce -9.0%	0.22%	−0.17
AMZN Amazon.com Inc.	Reduce -10.2%	0.53%	−0.16
BSX Boston Scientific Corp.	Sold out	0.00%	−0.15
HYEM Vaneck Emrg MKTS Hi YLD	Sold out	0.00%	−0.15
KR Kroger Co.	Sold out	0.00%	−0.14
BX Blackstone Inc.	Reduce -0.8%	4.08%	−0.12
QQQ Invesco QQQ Trust Series 1	Reduce -0.9%	1.39%	−0.11
EPD Enterprise Products Partners	Reduce -0.5%	0.63%	−0.10
GS Goldman Sachs Group Inc.	Reduce -0.8%	2.07%	−0.09
INVH Invitation Homes Inc.	Reduce -10.3%	0.17%	−0.08
IQDG Wisdomtree Intl QLTY DVD GRW	Reduce -13.8%	0.22%	−0.08
MRK Merck & Co. Inc.	Reduce -18.7%	0.21%	−0.07
AMT American Tower Corp.	Reduce -11.4%	0.14%	−0.07
VTEB Vanguard Tax-Exempt Bond ETF	Reduce -24.3%	0.13%	−0.07
NVDA Nvidia Corp.	Reduce -15.5%	0.34%	−0.06
BMY Bristol-Myers Squibb Co.	Reduce -11.8%	0.15%	−0.05
PFE Pfizer Inc.	Reduce -8.0%	0.27%	−0.05
BSTZ BlackRock Sci & Tech TRM TR	Reduce -8.5%	0.25%	−0.05
STLD Steel Dynamics Inc.	Reduce -5.7%	0.33%	−0.04
PYPL PayPal Holdings Inc.	Reduce -2.8%	0.13%	−0.04
PANW Palo Alto Networks Inc.	Reduce -5.4%	0.15%	−0.04
FDN First Trust DJ Internet Ind	Reduce -4.2%	0.20%	−0.03
SLV iShares Silver Trust	Reduce -16.6%	0.35%	−0.03
TSI TCW Strategic Income Fund	Reduce -9.2%	0.11%	−0.03
NTR Nutrien Ltd.	Reduce -0.9%	0.15%	−0.03
MDT Medtronic PLC	Reduce -7.7%	0.16%	−0.02
CAT Caterpillar Inc.	Reduce -16.2%	0.18%	−0.02
HBAN Huntington Bancshares Inc.	Reduce -5.5%	0.11%	−0.02
SPY SS SPDR S&P 500 ETF Trust-US	Reduce -3.1%	0.18%	−0.02
PCF High Income Securities Fund	Reduce -18.0%	0.04%	−0.02
FUBO Fubotv Inc.	Reduce -3.7%	0.14%	−0.02
AVGO Broadcom Inc.	Reduce -5.8%	0.33%	−0.01
ORCL Oracle Corp.	Reduce -15.2%	0.16%	−0.01
RIO Rio Tinto PLC-Spon ADR	Reduce -1.8%	0.20%	−0.01
LHX L3HARRIS Technologies Inc.	Reduce -5.2%	0.19%	−0.00
KLAC KLA Corp.	Reduce -1.5%	0.26%	+0.00
CQQQ Invesco China Technology ETF	Reduce -9.8%	0.48%	+0.01

Portfolio Buys Q2 2025 → Q3 2025


USFR Wisdomtree Floating Rate Tre	Add +50.4%	15.50%	+3.34
UBER Uber Technologies Inc.	Add +89.1%	2.05%	+0.85
TGT Target Corp.	Add +331.4%	0.89%	+0.62
DLN Wisdomtree US Largecap Divid	Add +94.0%	1.19%	+0.51
CME Cme Group Inc.	New	0.44%	+0.44
DHS Wisdomtree US High Dividend	Add +162.8%	0.76%	+0.44
SBUX Starbucks Corp.	New	0.38%	+0.38
WMT Walmart Inc.	New	0.37%	+0.37
CBOE Cboe Global Markets Inc.	Add +178.6%	0.58%	+0.35
VLO Valero Energy Corp.	New	0.29%	+0.29
WPM Wheaton Precious Metals Corp.	New	0.21%	+0.21
SHOP Shopify Inc. Class A	Add +4.5%	1.54%	+0.20
TPZ Tort Electf Infra ETF-Usd Inc.	Add +39.9%	0.97%	+0.18
PSN Parsons Corp.	New	0.16%	+0.16
TSLA Tesla Inc.	New	0.15%	+0.15
INTC Intel Corp.	New	0.15%	+0.15
DINO HF Sinclair Corp.	New	0.15%	+0.15
HQL Abrdn Life Sciences Investor	Add +19.8%	0.70%	+0.14
MS Morgan Stanley	New	0.13%	+0.13
DON Wisdomtree US Midcap Dividen	Add +66.9%	0.40%	+0.13
AZN Astrazeneca PLC-Spons ADR	New	0.13%	+0.13
ANGI Angi Inc.	New	0.13%	+0.13
LAZ Lazard Inc.	New	0.13%	+0.13
DIAX Nuveen Dow 30 Dynamic Overwr	New	0.13%	+0.13
NFLX Netflix Inc.	New	0.12%	+0.12
TU Telus Corp.	New	0.12%	+0.12
CGHM Cap Group Muni High-Income	Add +66.0%	0.31%	+0.10
DES Wisdomtree US Smallcap Divid	Add +49.3%	0.31%	+0.08
SABA Saba Capital Income & Opp II	New	0.08%	+0.08
ABBV Abbvie Inc.	Add +4.0%	0.75%	+0.08
REMX Vaneck Rar Earth ND STG-Usdi	Add +4.0%	0.22%	+0.07
RMT Royce Micro-Cap Trust Inc.	Add +18.7%	0.53%	+0.07
CGGO Cap Group Global Growth	Add +24.1%	0.50%	+0.06
SCHW Schwab (charles) Corp.	Add +20.8%	0.76%	+0.06
ZTS Zoetis Inc.	Add +44.6%	0.30%	+0.04
TYG Tortoise Energy Infrastruct	Add +31.7%	0.38%	+0.04
JNJ Johnson & Johnson	Add +2.2%	0.62%	+0.04
KWEB Kranesh Csi China Internet	Add +0.6%	0.63%	+0.03
LION Lionsgate Studios Corp.	Add +13.8%	0.21%	+0.03
NOC Northrop Grumman Corp.	Add +1.9%	0.47%	+0.03
NFJ Virtus DVD Intrst & PRM STR	Add +21.6%	0.33%	+0.03
UAA Under Armour Inc. Class A	New	0.03%	+0.03
HQH Abrdn Healthcare Investors	Add +7.1%	0.28%	+0.02
VBR Vngrd Mrngst SL-CP Val ETF-U	Add +16.4%	0.20%	+0.01
IDE Voya Infrastructure Indust	Add +20.5%	0.18%	+0.01
WMB Williams Cos Inc.	Add +23.7%	0.19%	+0.01
PSX Phillips 66	Add +6.6%	0.29%	+0.01
EES Wisdomtree US Smallcap Fund	Add +13.8%	0.18%	+0.01
SCCO Southern Copper Corp.	Add +1.4%	0.25%	+0.01
CGSM Cap Group Short Muni Income	Add +19.4%	0.31%	+0.01

Options Activity Q2 2025 → Q3 2025


TGT Target Corp.	call	New	2,000	$3K
UAA Under Armour Inc. Class A	call	New	5,000	$2K
PFE Pfizer Inc.	call	Sold out	800	$278before exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	290	$2.7B	KLAC, USFR, AAPL, SO, CSCO
Q1 2026	253	$1.5B	KLAC, USFR, AAPL, SO, CSCO
Q4 2025	195	$168.7M	USFR, INTU, BX, JPM, AAPL
Q3 2025	192	$163.5M	USFR, BX, INTU, JPM, AAPL
Q2 2025	186	$140.1M	USFR, INTU, BX, JPM, GS
Q1 2025	186	$135.8M	USFR, INTU, BX, AAPL, UBER
Q4 2024	177	$132.5M	USFR, BX, INTU, AAPL, GOOG
Q3 2024	178	$125.8M	USFR, BX, INTU, AAPL, UBER