Wealth Enhancement Advisory Services, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 15, 2024), Wealth Enhancement Advisory Services, LLC reported 2,365 stock positions worth $38.7 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 7.4% of the portfolio, followed by iShares Core U.S. Aggregate (AGG, 2.6%) and Apple (AAPL, 2.5%). Compared with Q4 2023, it opened 214 new positions, sold out of 97, added to 1,177 and reduced 888. The biggest buy was a new position in Alps SMTH Cor BD Plus ETF (SMTH) and the biggest sale SS Doubleline TR Tact ETF (TOTL, shares −81%).
- Most Recent 13F
- Q2 2026
- Location
- PLYMOUTH, MN
- CIK
- 0001632972
- Portfolio Value
- $38.7B (Q1 2024)
- SEC Filing
- 0001214659-24-006797 ↗ filed Apr 15, 2024
Holdings Value
Holdings 2,365 stocks · $38.7B
| IVV iShares Core S&P 500 ETF | 7.43% | 5,466,912 | $2.9B | Add +7.6% |
| AGG iShares Core U.S. Aggregate | 2.64% | 10,420,989 | $1.0B | Add +17.9% |
| AAPL Apple Inc. | 2.48% | 5,584,390 | $957.6M | Add +1.4% |
| MSFT Microsoft Corp. | 2.28% | 2,092,688 | $880.4M | Add +2.2% |
| IMTM iShares MSCI Intl Momentum F | 1.74% | 17,153,804 | $672.9M | Add +5.6% |
| NVDA Nvidia Corp. | 1.47% | 627,728 | $567.2M | Reduce -1.4% |
| VWO Vanguard Ftse Emerging Marke | 1.40% | 12,975,930 | $542.0M | Reduce -16.5% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 1.38% | 14,995,515 | $534.0M | Add +4.7% |
| SMTH Alps SMTH Cor BD Plus ETF | 1.32% | 19,926,994 | $511.4M | New |
| DWAS Invesco Dorsey Wright Smallc | 1.31% | 5,566,982 | $506.1M | Add +9.1% |
| AMZN Amazon.com Inc. | 1.18% | 2,532,488 | $456.8M | Add +10.7% |
| SCHX Schwab US Large-Cap ETF | 1.16% | 7,254,686 | $450.2M | Reduce -3.4% |
| JMOM JPMorgan US Momentum Factor | 1.10% | 8,096,156 | $426.5M | Add +1766.0% |
| SPHQ Invesco S&P 500 Quality ETF | 1.09% | 6,978,220 | $421.6M | Add +20.4% |
| AVLV Avantis US Large Cap Value | 1.04% | 6,251,242 | $401.7M | Add +3489.7% |
| MDYV SS SPDR S&P 400 MC Val ETF | 1.03% | 5,237,228 | $398.0M | Add +16.0% |
| VGLT Vanguard Long-Term Treasury | 0.85% | 5,563,726 | $329.6M | Add +66.0% |
| GOOGL Alphabet Inc. Class A | 0.80% | 2,039,173 | $307.8M | Add +1.6% |
| JPM JPMorgan Chase & Co. | 0.79% | 1,530,987 | $306.7M | Reduce -1.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.79% | 728,792 | $306.5M | Add +7.3% |
| SCHD Schwab US DVD Equity ETF | 0.70% | 3,375,640 | $272.2M | Add +4.5% |
| USMV iShares MSCI USA Min Vol Fac | 0.69% | 3,170,418 | $265.0M | Add +31.3% |
| AVDE Avantis International Equity | 0.68% | 4,109,921 | $262.0M | Add +8.3% |
| QQQM Invesco Nasdaq 100 ETF | 0.68% | 1,428,387 | $261.0M | Add +6.0% |
| JPST JPMorgan Ultra-Short Income | 0.63% | 4,833,237 | $243.8M | Add +37.5% |
| UYLD Angel Oak Ultrashort Income | 0.63% | 4,772,916 | $242.8M | New |
| PG The Procter & Gamble Co. | 0.63% | 1,493,787 | $242.4M | Add +1.2% |
| HD Home Depot Inc. | 0.60% | 605,338 | $232.2M | Add +4.2% |
| SCHV Schwab US Large-Cap Value | 0.54% | 2,753,534 | $209.2M | Reduce -57.9% |
| AUSF Global X Adaptive US Factor | 0.53% | 4,974,781 | $203.3M | Reduce -0.6% |
| UNH Unitedhealth Group Inc. | 0.52% | 404,653 | $200.2M | Add +4.7% |
| MTUM iShares MSCI USA Momentum Fa | 0.51% | 1,052,751 | $197.2M | Reduce -68.1% |
| VGSH Vanguard Short-Term Treasury | 0.50% | 3,342,868 | $194.1M | Reduce -13.8% |
| JNJ Johnson & Johnson | 0.50% | 1,222,380 | $193.4M | Add +3.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.49% | 364,949 | $190.9M | Add +3.2% |
| V Visa Inc. Class A | 0.49% | 682,924 | $190.6M | Add +7.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.47% | 698,378 | $181.5M | Add +5.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.45% | 395,556 | $175.6M | Add +5.5% |
| SCHM Schwab US Mid Cap ETF | 0.45% | 2,140,092 | $174.3M | Reduce -2.3% |
| VOO Vanguard S&P 500 ETF | 0.44% | 357,433 | $171.8M | Add +22.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.44% | 498,011 | $171.4M | Reduce -0.2% |
| XOM Exxon Mobil Corp. | 0.44% | 1,457,105 | $169.4M | Add +2.9% |
| PEP Pepsico Inc. | 0.42% | 934,310 | $163.5M | Reduce -1.2% |
| MRK Merck & Co. Inc. | 0.42% | 1,225,129 | $161.7M | Add +2.6% |
| GOOG Alphabet Inc. Class C | 0.41% | 1,051,344 | $160.1M | Add +0.1% |
| SCHF Schwab Intl Equity ETF | 0.40% | 4,010,715 | $156.5M | Reduce -5.1% |
| VXUS Vanguard Total Intl Stock | 0.40% | 2,590,079 | $156.2M | Reduce -0.0% |
| NBCM Neuberger Commodity Strategy | 0.40% | 7,138,219 | $154.3M | Add +2.9% |
| JAAA Janus Henderson Aaa Clo ETF | 0.39% | 3,006,306 | $152.5M | Add +19.9% |
| VIG Vanguard Dividend Apprec ETF | 0.38% | 811,425 | $148.2M | Add +1.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.38% | 902,284 | $146.9M | Add +4.8% |
| DFAC Dimensional US Core Equity 2 | 0.37% | 4,521,704 | $144.5M | Add +0.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.37% | 1,174,888 | $143.8M | Add +4.9% |
| CVX Chevron Corp. | 0.36% | 889,441 | $140.3M | Add +3.4% |
| ETN Eaton Corp. PLC | 0.35% | 438,713 | $137.2M | Reduce -0.7% |
| WMT Walmart Inc. | 0.35% | 2,279,715 | $137.2M | Add +2.4% |
| DFUV Dimensional US Marketwide Va | 0.35% | 3,306,152 | $135.2M | Reduce -5.3% |
| IWD iShares Russell 1000 Value E | 0.35% | 750,245 | $134.4M | Reduce -1.1% |
| IWF iShares Russell 1000 Growth | 0.34% | 394,554 | $133.0M | Reduce -0.1% |
| FLIA Franklin International Aggre | 0.33% | 6,343,075 | $128.3M | Add +13.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.33% | 663,320 | $126.7M | Add +0.3% |
| IJR iShares Core S&P Small-Cap E | 0.32% | 1,135,222 | $125.5M | Add +2.5% |
| DFAT Dimensional US Target Value | 0.32% | 2,295,880 | $125.0M | Add +3.0% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.32% | 1,946,291 | $124.9M | Reduce -56.8% |
| MCD McDonald's Corp. | 0.32% | 441,334 | $124.4M | Reduce -3.4% |
| AVGO Broadcom Inc. | 0.32% | 92,556 | $122.7M | Reduce -2.6% |
| META Meta Platforms Inc. Class A | 0.31% | 246,756 | $119.8M | Add +10.9% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.31% | 3,154,343 | $119.6M | Reduce -4.5% |
| CSCO Cisco Systems Inc. | 0.31% | 2,378,428 | $118.7M | Reduce -3.1% |
| SPAB SS SPDR P Agg Bond ETF | 0.29% | 4,470,886 | $113.0M | Reduce -30.2% |
| AMD Advanced Micro Devices | 0.29% | 613,701 | $110.8M | Reduce -0.5% |
| IEF iShares 7-10 Year Treasury B | 0.29% | 1,168,216 | $110.6M | Add +20.9% |
| MSI Motorola Solutions Inc. | 0.28% | 308,969 | $109.7M | Reduce -1.5% |
| MA Mastercard Inc. Class A | 0.28% | 224,300 | $108.0M | Reduce -13.8% |
| QCOM Qualcomm Inc. | 0.27% | 625,783 | $105.9M | Reduce -1.2% |
| SHV iShares 0-1 Year Treasury Bo | 0.27% | 952,662 | $105.3M | Add +26.3% |
| ABT Abbott Laboratories | 0.27% | 920,858 | $104.7M | Add +2.6% |
| LLY Eli Lilly & Co. | 0.27% | 134,450 | $104.6M | Add +8.7% |
| WM Waste Management Inc. | 0.27% | 490,244 | $104.5M | Reduce -1.4% |
| PRF Invesco Rafi US 1000 ETF | 0.26% | 2,640,608 | $101.6M | Reduce -0.4% |
| INVESTMENT MANAGERS SER TR | 0.26% | 2,267,660 | $101.4M | Reduce -0.5% |
| IEFA iShares Core MSCI Eafe ETF | 0.26% | 1,358,624 | $100.8M | Add +2.9% |
| DHI D.R. Horton Inc. | 0.26% | 603,350 | $99.3M | Reduce -0.9% |
| TOTL SS Doubleline TR Tact ETF | 0.26% | 2,470,272 | $98.9M | Reduce -80.6% |
| GE General Electric | 0.25% | 558,831 | $98.1M | Reduce -1.0% |
| ICSH iShares Ultra Short Duration | 0.25% | 1,937,169 | $97.9M | Add +19.9% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.25% | 1,591,394 | $97.9M | Reduce -4.1% |
| MCK McKesson Corp. | 0.25% | 182,018 | $97.7M | Reduce -4.4% |
| AMGN Amgen Inc. | 0.24% | 326,866 | $92.9M | Add +6.2% |
| TXN Texas Instruments Inc. | 0.24% | 528,832 | $92.1M | Add +0.5% |
| ONOF Global X Adaptive U.S. Risk | 0.24% | 2,805,422 | $91.9M | Add +3.3% |
| MS Morgan Stanley | 0.23% | 939,065 | $88.4M | Add +3.9% |
| COWZ Pacer US Cash Cows 100 ETF | 0.23% | 1,519,653 | $88.3M | Add +6.8% |
| TMUS T-Mobile US Inc. | 0.23% | 533,328 | $87.0M | Add +2.3% |
| LOW Lowe's Cos Inc. | 0.23% | 341,672 | $87.0M | Reduce -7.8% |
| JEPI JPMorgan Equity Premium Inco | 0.23% | 1,504,186 | $87.0M | Add +5.8% |
| IWB iShares Russell 1000 ETF | 0.23% | 302,066 | $87.0M | Reduce -2.2% |
| COST Costco Wholesale Corp. | 0.22% | 116,942 | $85.7M | Add +8.7% |
| SCHZ Schwab US Aggregate Bond ETF | 0.22% | 1,855,663 | $85.4M | Reduce -12.4% |
| HII Huntington Ingalls Industrie | 0.22% | 292,245 | $85.2M | Reduce -16.9% |
Options reported separately and not counted above: GOOGL calls ($167K), MDT calls ($127K), MSTR calls ($121K), SAP calls ($102K), ADBE calls ($100K), NOW calls ($91K), ZS calls ($80K), WST puts ($79K), ACN calls ($77K), VRT calls ($70K), MSFT calls ($70K), AVGO calls ($65K), and 91 more.
Other holdings (13): bonds, preferreds, convertibles and warrants · $2.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 440 | $537K | Reduce -28.8% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 375 | $448K | No change |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 6,760 | $324K | Add +6.3% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 11,550 | $283K | New |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | 5,004 | $282K | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 6,176 | $266K | Add +4.7% |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 11,062 | $168K | Add +2.0% |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 50,000 | $45K | No change |
| ASTLW Algoma Steel Group Inc. -CW26 | *W EXP 10/19/202 | 30,000 | $41K | No change |
| RWT HOLDINGS INC (RWT 5.75 10/01/25) | NOTE 5.750%10/0 · principal | 12,000 | $12K | No change |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 14,285 | $10K | No change |
| ARQQW Arqit Quantum Inc. -CW26 | *W EXP 09/03/202 | 23,610 | $5K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 10,000 | $4K | No change |
Total filed on the 13F, all lines: $38.7B.
Portfolio Sells Q4 2023 → Q1 2024
| TOTL SS Doubleline TR Tact ETF | Reduce -80.6% | 0.26% | −1.23 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -68.1% | 0.51% | −0.99 |
| SCHV Schwab US Large-Cap Value | Reduce -57.9% | 0.54% | −0.79 |
| SPIB SS SPDR P Int C Corp. ETF | Reduce -89.5% | 0.06% | −0.60 |
| VWO Vanguard Ftse Emerging Marke | Reduce -16.5% | 1.40% | −0.45 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -56.8% | 0.32% | −0.44 |
| SPAB SS SPDR P Agg Bond ETF | Reduce -30.2% | 0.29% | −0.18 |
| TSLA Tesla Inc. | Reduce -13.6% | 0.21% | −0.17 |
| IUSV iShares Core S&P U.S. Value | Reduce -57.1% | 0.11% | −0.17 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -70.1% | 0.06% | −0.16 |
| X United States Steel Corp. | Reduce -99.2% | 0.00% | −0.16 |
| VGSH Vanguard Short-Term Treasury | Reduce -13.8% | 0.50% | −0.15 |
| UPS United Parcel Service Class B | Reduce -37.3% | 0.14% | −0.13 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -51.0% | 0.11% | −0.12 |
| JSCP JPMorgan Short Duration Core | Sold out | 0.00% | −0.08 |
| MCD McDonald's Corp. | Reduce -3.4% | 0.32% | −0.07 |
| SCHX Schwab US Large-Cap ETF | Reduce -3.4% | 1.16% | −0.07 |
| SCHZ Schwab US Aggregate Bond ETF | Reduce -12.4% | 0.22% | −0.07 |
| CSCO Cisco Systems Inc. | Reduce -3.1% | 0.31% | −0.05 |
| IDMO Invesco S&P International DE | Reduce -67.1% | 0.03% | −0.05 |
| SCHF Schwab Intl Equity ETF | Reduce -5.1% | 0.40% | −0.05 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -59.4% | 0.03% | −0.05 |
| FBND Fidelity Total Bond ETF | Reduce -65.1% | 0.02% | −0.05 |
| LGLV SPDR US LC Low Vol Idx | Reduce -80.3% | 0.01% | −0.05 |
| HII Huntington Ingalls Industrie | Reduce -16.9% | 0.22% | −0.04 |
| IVOL Quadratic Int Rte Vol Infl H | Sold out | 0.00% | −0.04 |
| RAAX Vaneck Real Assets ETF | Reduce -98.4% | 0.00% | −0.04 |
| PEP Pepsico Inc. | Reduce -1.2% | 0.42% | −0.04 |
| MA Mastercard Inc. Class A | Reduce -13.8% | 0.28% | −0.04 |
| HTRB Hartford TTL RTRN BND ETF | Reduce -8.5% | 0.18% | −0.04 |
| ULST SS Ultra Short TM Bond ETF | Reduce -62.9% | 0.02% | −0.04 |
| DGRW Wisdomtree U.S. Quality Divi | Reduce -15.9% | 0.16% | −0.04 |
| PFE Pfizer Inc. | Reduce -11.3% | 0.12% | −0.04 |
| USRT iShares Core US REIT ETF | Reduce -24.7% | 0.07% | −0.04 |
| ACN Accenture PLC Class A | Reduce -3.1% | 0.19% | −0.03 |
| VXUS Vanguard Total Intl Stock | Reduce -0.0% | 0.40% | −0.03 |
| PANW Palo Alto Networks Inc. | Reduce -4.6% | 0.14% | −0.03 |
| RTX RTX Corp. | Reduce -18.3% | 0.17% | −0.03 |
| PDP Invesco Dorsey Wright Moment | Reduce -55.9% | 0.02% | −0.03 |
| T AT&T Inc. | Reduce -34.9% | 0.05% | −0.03 |
| CCI Crown Castle Inc. | Reduce -16.8% | 0.06% | −0.03 |
| ITM Vaneck Intermediate Muni ETF | Reduce -11.8% | 0.10% | −0.03 |
| SCHM Schwab US Mid Cap ETF | Reduce -2.3% | 0.45% | −0.03 |
| DFUV Dimensional US Marketwide Va | Reduce -5.3% | 0.35% | −0.03 |
| SCHP Schwab U.S. Tips ETF | Reduce -2.8% | 0.18% | −0.03 |
| IEMG iShares Core MSCI Emerging | Reduce -4.9% | 0.17% | −0.03 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -19.6% | 0.06% | −0.03 |
| EMR Emerson Electric Co. | Reduce -25.6% | 0.09% | −0.03 |
| HON Honeywell International Inc. | Reduce -2.7% | 0.14% | −0.02 |
| SPTS SS SPDR P St Term TSY ETF | Reduce -9.5% | 0.09% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| SMTH Alps SMTH Cor BD Plus ETF | New | 1.32% | +1.32 |
| JMOM JPMorgan US Momentum Factor | Add +1766.0% | 1.10% | +1.05 |
| AVLV Avantis US Large Cap Value | Add +3489.7% | 1.04% | +1.01 |
| UYLD Angel Oak Ultrashort Income | New | 0.63% | +0.63 |
| IVV iShares Core S&P 500 ETF | Add +7.6% | 7.43% | +0.39 |
| VGLT Vanguard Long-Term Treasury | Add +66.0% | 0.85% | +0.25 |
| SPHQ Invesco S&P 500 Quality ETF | Add +20.4% | 1.09% | +0.18 |
| AMZN Amazon.com Inc. | Add +10.7% | 1.18% | +0.17 |
| USMV iShares MSCI USA Min Vol Fac | Add +31.3% | 0.69% | +0.14 |
| DSTL Distillate US Fundamental St | New | 0.13% | +0.13 |
| IMTM iShares MSCI Intl Momentum F | Add +5.6% | 1.74% | +0.12 |
| JPST JPMorgan Ultra-Short Income | Add +37.5% | 0.63% | +0.12 |
| AGG iShares Core U.S. Aggregate | Add +17.9% | 2.64% | +0.09 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +7.3% | 0.79% | +0.09 |
| TBIL F/M US Treasury 3 Month Bill | Add +14266.1% | 0.09% | +0.09 |
| META Meta Platforms Inc. Class A | Add +10.9% | 0.31% | +0.08 |
| DIS The Walt Disney Co. | Add +4.9% | 0.37% | +0.08 |
| VOO Vanguard S&P 500 ETF | Add +22.7% | 0.44% | +0.07 |
| DUHP Dimensional US High Profi Et | Add +205.9% | 0.11% | +0.07 |
| DVN Devon Energy Corp. | Add +63.4% | 0.18% | +0.07 |
| VEA Vanguard Ftse Developed ETF | Add +61.3% | 0.20% | +0.07 |
| DWAS Invesco Dorsey Wright Smallc | Add +9.1% | 1.31% | +0.07 |
| MDYV SS SPDR S&P 400 MC Val ETF | Add +16.0% | 1.03% | +0.07 |
| BOXX Alpha Architect 1-3 MNTH Box | Add +1384.9% | 0.07% | +0.07 |
| LLY Eli Lilly & Co. | Add +8.7% | 0.27% | +0.06 |
| IDT Idt Corp. Class B | New | 0.06% | +0.06 |
| CRM Salesforce Inc. | Add +95.0% | 0.11% | +0.06 |
| ADBE Adobe Inc. | Add +115.1% | 0.14% | +0.05 |
| MGNR Amer Beac GLG NTRL Rsrcs ETF | New | 0.05% | +0.05 |
| GUNR NT Mstar GLBL NR ETF | Add +4504.7% | 0.05% | +0.05 |
| STIP iShares 0-5 Year Tips Bond E | Add +175.4% | 0.08% | +0.05 |
| CASH Pathward Financial Inc. | New | 0.05% | +0.05 |
| DFNM Dimensional National Muni BD | Add +371.2% | 0.06% | +0.04 |
| NFLX Netflix Inc. | Add +41.9% | 0.11% | +0.04 |
| MSFT Microsoft Corp. | Add +2.2% | 2.28% | +0.04 |
| MRK Merck & Co. Inc. | Add +2.6% | 0.42% | +0.04 |
| VWOB Vanguard Emerg MKTS Gov BND | Add +858.5% | 0.04% | +0.04 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +62.8% | 0.11% | +0.04 |
| RSP Invesco S&P 500 Equal Weight | Add +37.4% | 0.16% | +0.04 |
| BND Vanguard Total Bond Market | Add +73.6% | 0.11% | +0.04 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +91.0% | 0.07% | +0.04 |
| EVSB Eaton Vance Ult-SHRT Income | New | 0.03% | +0.03 |
| RAVI NT Ultrashrt Fi ETF | New | 0.03% | +0.03 |
| WFC Wells Fargo & Co. | Add +22.5% | 0.15% | +0.03 |
| CGMS Cap Group US Multi-Sect Bond | Add +422.1% | 0.04% | +0.03 |
| GBTC Grayscale Bitcoin Trust ETF | New | 0.03% | +0.03 |
| SHV iShares 0-1 Year Treasury Bo | Add +26.3% | 0.27% | +0.03 |
| KKR KKR & Co. Inc. | Add +352.6% | 0.04% | +0.03 |
| PFEB Innovator U.S. Equity Power | Add +724.7% | 0.03% | +0.03 |
| EVLN Eaton Vance Floating-Rate | New | 0.03% | +0.03 |
Options Activity Q4 2023 → Q1 2024
| GOOGL Alphabet Inc. Class A | call | New | 5,500 | $167K |
| MDT Medtronic PLC | call | New | 14,000 | $127K |
| SAP Sap SE-Sponsored ADR | call | New | 6,000 | $102K |
| ADBE Adobe Inc. | call | Reduce -63.6% | 2,000 | $100K |
| NOW ServiceNow Inc. | call | New | 600 | $91K |
| ZS Zscaler Inc. | call | New | 1,900 | $80K |
| WST West Pharmaceutical Services | put | Add +94.1% | 3,300 | $79K |
| ACN Accenture PLC Class A | call | New | 3,500 | $77K |
| VRT Vertiv Holdings Co. Class A | call | New | 2,500 | $70K |
| MSFT Microsoft Corp. | call | Add +1100.0% | 1,200 | $70K |
| AVGO Broadcom Inc. | call | New | 600 | $65K |
| LLY Eli Lilly & Co. | call | Reduce -75.0% | 500 | $54K |
| VRTX Vertex Pharmaceuticals Inc. | call | Reduce -68.9% | 1,400 | $47K |
| AMZN Amazon.com Inc. | call | Reduce -33.3% | 1,000 | $41K |
| SHOP Shopify Inc. Class A | put | New | 4,000 | $36K |
| NVDA Nvidia Corp. | call | Reduce -98.3% | 100 | $36K |
| TSLA Tesla Inc. | call | Reduce -91.1% | 1,200 | $33K |
| META Meta Platforms Inc. Class A | put | Reduce -53.3% | 700 | $30K |
| EW Edwards Lifesciences Corp. | put | New | 9,500 | $27K |
| SMCI Super Micro Computer Inc. | put | New | 500 | $24K |
| ORCL Oracle Corp. | call | Sold out | 4,000 | $21Kbefore exit |
| GPI Group 1 Automotive Inc. | put | Reduce -50.0% | 3,500 | $20K |
| SNOW Snowflake Inc. | call | Reduce -69.7% | 1,000 | $16K |
| CVX Chevron Corp. | put | Sold out | 1,000 | $16Kbefore exit |
| CELH Celsius Holdings Inc. | call | Reduce -66.7% | 500 | $15K |
| COIN Coinbase Global Inc. Class A | put | Reduce -80.0% | 500 | $14K |
| CMC Commercial Metals Co. | put | Sold out | 8,000 | $14Kbefore exit |
| AMD Advanced Micro Devices | call | Add +100.0% | 400 | $13K |
| CRM Salesforce Inc. | call | Sold out | 300 | $13Kbefore exit |
| DIS The Walt Disney Co. | call | New | 500 | $13K |
| ETN Eaton Corp. PLC | put | Sold out | 3,700 | $13Kbefore exit |
| TQQQ Proshares Ultrapro QQQ | call | New | 200 | $11K |
| UNH Unitedhealth Group Inc. | put | Add +66.7% | 500 | $10K |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -50.0% | 400 | $10K |
| SLB SLB Ltd. | call | New | 1,000 | $9K |
| SCHW Schwab (charles) Corp. | put | Sold out | 3,500 | $9Kbefore exit |
| PG The Procter & Gamble Co. | put | Sold out | 2,000 | $8Kbefore exit |
| PYPL PayPal Holdings Inc. | call | New | 400 | $8K |
| NTAP Netapp Inc. | put | Sold out | 15,000 | $8Kbefore exit |
| OZK Bank Ozk | put | New | 2,000 | $8K |
| RIVN Rivian Automotive Inc. Class A | call | New | 2,000 | $8K |
| EBAY eBay Inc. | call | New | 700 | $8K |
| ONON On Holding AG Class A | call | New | 700 | $8K |
| ARM Arm Holdings PLC-ADR | put | New | 1,000 | $7K |
| KRE SS SPDR S&P Regional Bank | put | New | 1,700 | $7K |
| GOOG Alphabet Inc. Class C | put | New | 800 | $7K |
| BA The Boeing Co. | call | New | 1,000 | $7K |
| TMDX Transmedics Group Inc. | call | New | 500 | $7K |
| MARA Mara Holdings Inc. | call | Sold out | 500 | $6Kbefore exit |
| ARM Arm Holdings PLC-ADR | call | Reduce -90.0% | 100 | $6K |
Showing the first 50 of 108.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -28.8% | 440 | $537K |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Add +6.3% | 6,760 | $324K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | New | 11,550 | $283K |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | New | 5,004 | $282K |
| RPT REALTY (KIM 7.25 PERP D) | 7.25 PFD D CONV | Sold out | 4,843 | $277Kbefore exit |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +4.7% | 6,176 | $266K |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | Add +2.0% | 11,062 | $168K |
| LEVWQ Lion Electric Co./the -CW26 | *W EXP 05/06/202 | Sold out | 10,000 | $526before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,915 | $59.6B | IVV, AAPL, AGG, NVDA, SMTH |
| Q1 2026 | 3,519 | $45.5B | IVV, AGG, SMTH, MSFT, FNDF |
| Q4 2025 | 3,566 | $73.7B | IVV, AVGO, AAPL, AGG, NVDA |
| Q3 2025 | 3,473 | $66.1B | IVV, AAPL, AGG, MSFT, NVDA |
| Q2 2025 | 3,273 | $60.4B | IVV, AGG, AAPL, MSFT, NVDA |
| Q1 2025 | 2,921 | $52.3B | IVV, AAPL, AGG, MSFT, SMTH |
| Q4 2024Amended | 2,863 | $52.2B | IVV, AAPL, AGG, MSFT, NVDA |
| Q3 2024 | 2,612 | $46.5B | IVV, AAPL, AGG, MSFT, NVDA |
| Q2 2024 | 2,476 | $42.1B | IVV, AAPL, AGG, MSFT, NVDA |
| Q1 2024 | 2,365 | $38.7B | IVV, AGG, AAPL, MSFT, IMTM |