Wealth Enhancement Advisory Services, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 24, 2024), Wealth Enhancement Advisory Services, LLC reported 2,612 stock positions worth $46.5 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 7.7% of the portfolio, followed by Apple (AAPL, 3.1%) and iShares Core U.S. Aggregate (AGG, 2.8%). Compared with Q2 2024, it opened 252 new positions, sold out of 118, added to 1,337 and reduced 952. The biggest buy was a new position in Axs Knowledge Leaders ETF (KNO) and the biggest sale Nvidia (NVDA, shares −4%).
- Most Recent 13F
- Q2 2026
- Location
- PLYMOUTH, MN
- CIK
- 0001632972
- Portfolio Value
- $46.5B (Q3 2024)
- SEC Filing
- 0001214659-24-017874 ↗ filed Oct 24, 2024
Holdings Value
Holdings 2,612 stocks · $46.5B
| IVV iShares Core S&P 500 ETF | 7.66% | 6,170,596 | $3.6B | Add +6.3% |
| AAPL Apple Inc. | 3.14% | 6,261,038 | $1.5B | Add +3.4% |
| AGG iShares Core U.S. Aggregate | 2.79% | 12,818,097 | $1.3B | Add +9.6% |
| MSFT Microsoft Corp. | 2.12% | 2,285,791 | $983.6M | Add +2.6% |
| NVDA Nvidia Corp. | 1.67% | 6,375,062 | $774.2M | Reduce -4.2% |
| IMTM iShares MSCI Intl Momentum F | 1.62% | 18,629,698 | $752.3M | Add +4.1% |
| SMTH Alps SMTH Cor BD Plus ETF | 1.53% | 26,862,866 | $710.3M | Add +20.7% |
| VWO Vanguard Ftse Emerging Marke | 1.46% | 14,168,112 | $677.9M | Add +4.1% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 1.34% | 16,654,462 | $622.4M | Add +5.3% |
| DWAS Invesco Dorsey Wright Smallc | 1.22% | 6,117,302 | $568.1M | Add +1.9% |
| JMOM JPMorgan US Momentum Factor | 1.18% | 9,619,219 | $549.5M | Add +8.8% |
| AMZN Amazon.com Inc. | 1.17% | 2,912,705 | $542.7M | Add +5.3% |
| SPHQ Invesco S&P 500 Quality ETF | 1.13% | 7,834,480 | $527.0M | Add +5.0% |
| AVLV Avantis US Large Cap Value | 1.09% | 7,706,130 | $507.3M | Add +10.6% |
| MDYV SS SPDR S&P 400 MC Val ETF | 1.09% | 6,357,586 | $505.2M | Add +7.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.97% | 978,657 | $450.4M | Add +8.9% |
| VOO Vanguard S&P 500 ETF | 0.87% | 768,337 | $405.4M | Add +4.2% |
| VGLT Vanguard Long-Term Treasury | 0.86% | 6,514,698 | $400.9M | Add +10.8% |
| SCHX Schwab US Large-Cap ETF | 0.82% | 5,627,827 | $381.8M | Reduce -16.1% |
| GOOGL Alphabet Inc. Class A | 0.77% | 2,154,907 | $357.4M | Add +3.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.77% | 620,979 | $356.3M | Add +1.5% |
| UYLD Angel Oak Ultrashort Income | 0.71% | 6,448,518 | $330.0M | Add +24.0% |
| JPM JPMorgan Chase & Co. | 0.66% | 1,455,141 | $306.8M | Reduce -7.0% |
| SCHD Schwab US DVD Equity ETF | 0.66% | 3,629,338 | $306.8M | Add +2.9% |
| AVDE Avantis International Equity | 0.66% | 4,553,222 | $305.2M | Add +4.8% |
| QQQM Invesco Nasdaq 100 ETF | 0.63% | 1,457,528 | $292.7M | Add +3.3% |
| USMV iShares MSCI USA Min Vol Fac | 0.63% | 3,204,000 | $292.4M | Add +0.1% |
| JPST JPMorgan Ultra-Short Income | 0.63% | 5,755,150 | $292.0M | Add +22.4% |
| PG The Procter & Gamble Co. | 0.57% | 1,534,201 | $265.7M | Reduce -0.6% |
| VTI VG Morningstar TS MKT ETF-US | 0.52% | 855,666 | $242.3M | Add +3.1% |
| HD Home Depot Inc. | 0.52% | 595,437 | $241.3M | Reduce -5.3% |
| VGSH Vanguard Short-Term Treasury | 0.49% | 3,862,312 | $228.0M | Add +8.2% |
| UNH Unitedhealth Group Inc. | 0.48% | 383,016 | $223.9M | Reduce -5.7% |
| V Visa Inc. Class A | 0.48% | 803,111 | $220.8M | Add +14.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.47% | 451,355 | $220.3M | Reduce -1.3% |
| XOM Exxon Mobil Corp. | 0.47% | 1,878,691 | $220.2M | Add +12.8% |
| JNJ Johnson & Johnson | 0.46% | 1,328,909 | $215.4M | Add +4.7% |
| JAAA Janus Henderson Aaa Clo ETF | 0.46% | 4,195,271 | $213.5M | Add +23.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.44% | 534,897 | $205.4M | Add +1.1% |
| SCHV Schwab US Large-Cap Value | 0.44% | 2,549,611 | $204.9M | Reduce -1.3% |
| AUSF Global X Adaptive US Factor | 0.44% | 4,747,154 | $202.7M | Reduce -3.7% |
| META Meta Platforms Inc. Class A | 0.42% | 343,838 | $196.8M | Add +18.0% |
| MTUM iShares MSCI USA Momentum Fa | 0.42% | 967,866 | $196.2M | Reduce -5.0% |
| WMT Walmart Inc. | 0.40% | 2,316,752 | $187.1M | Reduce -4.0% |
| VIG Vanguard Dividend Apprec ETF | 0.40% | 935,371 | $185.3M | Reduce -0.6% |
| AVGO Broadcom Inc. | 0.39% | 1,049,549 | $181.0M | Add +13.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.39% | 1,028,623 | $179.6M | Add +6.2% |
| GOOG Alphabet Inc. Class C | 0.37% | 1,040,097 | $173.9M | Reduce -4.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.37% | 779,468 | $172.3M | Add +9.7% |
| VXUS Vanguard Total Intl Stock | 0.37% | 2,644,922 | $171.2M | Reduce -0.2% |
| FLIA Franklin International Aggre | 0.37% | 8,180,333 | $170.1M | Add +16.9% |
| PEP Pepsico Inc. | 0.37% | 998,967 | $169.9M | Add +3.3% |
| SCHM Schwab US Mid Cap ETF | 0.37% | 2,042,382 | $169.7M | Reduce -1.4% |
| SCHF Schwab Intl Equity ETF | 0.36% | 4,096,236 | $168.4M | Reduce -1.3% |
| ETN Eaton Corp. PLC | 0.35% | 484,518 | $160.6M | Reduce -1.8% |
| DFAC Dimensional US Core Equity 2 | 0.33% | 4,495,574 | $154.2M | Reduce -3.2% |
| MRK Merck & Co. Inc. | 0.32% | 1,328,564 | $150.8M | Add +5.1% |
| MA Mastercard Inc. Class A | 0.32% | 302,889 | $149.6M | Add +10.1% |
| IWF iShares Russell 1000 Growth | 0.32% | 397,062 | $149.0M | Add +3.1% |
| LLY Eli Lilly & Co. | 0.32% | 167,718 | $148.6M | Add +6.8% |
| IEFA iShares Core MSCI Eafe ETF | 0.31% | 1,871,371 | $146.1M | Reduce -2.3% |
| IEF iShares 7-10 Year Treasury B | 0.31% | 1,462,895 | $143.5M | Add +11.5% |
| IJR iShares Core S&P Small-Cap E | 0.30% | 1,195,698 | $139.8M | Add +1.2% |
| CSCO Cisco Systems Inc. | 0.30% | 2,596,059 | $138.2M | Add +9.1% |
| TSLA Tesla Inc. | 0.29% | 521,945 | $136.6M | Reduce -6.3% |
| QCOM Qualcomm Inc. | 0.29% | 792,056 | $134.7M | Add +22.2% |
| MSI Motorola Solutions Inc. | 0.29% | 295,828 | $133.0M | Reduce -1.1% |
| DFAT Dimensional US Target Value | 0.28% | 2,348,951 | $130.7M | Reduce -0.2% |
| CVX Chevron Corp. | 0.28% | 881,599 | $129.8M | Reduce -0.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.27% | 3,192,120 | $126.7M | Add +1.2% |
| BIV Vanguard Intermediate-Term B | 0.27% | 1,610,345 | $126.2M | Add +59.0% |
| IWD iShares Russell 1000 Value E | 0.27% | 662,070 | $125.7M | Reduce -0.7% |
| DFUV Dimensional US Marketwide Va | 0.26% | 2,910,296 | $121.3M | Reduce -11.5% |
| SHV iShares 0-1 Year Treasury Bo | 0.26% | 1,090,363 | $120.6M | Reduce -3.6% |
| ABT Abbott Laboratories | 0.26% | 1,048,220 | $119.5M | Add +1.4% |
| NBCM Neuberger Commodity Strategy | 0.25% | 5,390,404 | $118.1M | Reduce -11.0% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.25% | 1,672,558 | $117.2M | Reduce -4.0% |
| ICSH iShares Ultra Short Duration | 0.25% | 2,293,747 | $116.4M | Add +3.6% |
| BOXX Alpha Architect 1-3 MNTH Box | 0.25% | 1,047,642 | $114.1M | Add +89.0% |
| MCD McDonald's Corp. | 0.24% | 365,663 | $111.3M | Reduce -7.0% |
| ABBV Abbvie Inc. | 0.24% | 556,295 | $109.9M | Add +23.1% |
| COWZ Pacer US Cash Cows 100 ETF | 0.23% | 1,888,102 | $109.2M | Add +6.3% |
| COST Costco Wholesale Corp. | 0.23% | 122,992 | $109.0M | Add +6.7% |
| WM Waste Management Inc. | 0.23% | 522,016 | $108.4M | Add +7.8% |
| WFC Wells Fargo & Co. | 0.23% | 1,885,583 | $106.5M | Reduce -4.7% |
| PRF Invesco Rafi US 1000 ETF | 0.23% | 2,587,564 | $105.1M | Reduce -0.3% |
| AMGN Amgen Inc. | 0.23% | 325,976 | $105.0M | Reduce -4.6% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.23% | 1,089,798 | $104.8M | Add +1.5% |
| DHI D.R. Horton Inc. | 0.22% | 547,912 | $104.5M | Reduce -3.3% |
| TMUS T-Mobile US Inc. | 0.22% | 506,285 | $104.5M | Reduce -0.8% |
| GE General Electric filed as GE AEROSPACE | 0.22% | 546,343 | $103.0M | Add +0.0% |
| SPAB SS SPDR P Agg Bond ETF | 0.22% | 3,918,255 | $102.4M | Reduce -9.1% |
| KNO Axs Knowledge Leaders ETF | 0.22% | 2,107,388 | $102.0M | New |
| DFUS Dimensional US Eq MKT ETF | 0.22% | 1,637,530 | $101.9M | Add +0.1% |
| MS Morgan Stanley | 0.22% | 973,063 | $101.4M | Add +2.6% |
| TXN Texas Instruments Inc. | 0.22% | 490,191 | $101.3M | Add +0.8% |
| IJH iShares Core S&P Midcap ETF | 0.21% | 1,583,048 | $98.7M | Add +7.7% |
| VEA Vanguard Ftse Developed ETF | 0.21% | 1,844,888 | $97.4M | Add +0.3% |
| ONOF Global X Adaptive U.S. Risk | 0.21% | 2,834,335 | $97.2M | Reduce -2.0% |
| LOW Lowe's Cos Inc. | 0.21% | 357,774 | $96.9M | Reduce -1.4% |
Options reported separately and not counted above: NVDA calls ($19.9M), SPY calls ($4.2M), TSLA calls ($1.5M), ARM calls ($1.5M), CRWD calls ($1.4M), NOW calls ($1.3M), AMZN calls ($1.1M), VRT calls ($1.1M), PANW calls ($1.1M), META calls ($965K), CDNS calls ($745K), AAPL calls ($730K), and 133 more.
Other holdings (36): bonds, preferreds, convertibles and warrants · $8.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 44,145 | $2.1M | Add +476.3% |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | 29,061 | $1.8M | Add +385.3% |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 95,282 | $1.1M | Add +502.6% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 20,187 | $936K | Add +277.1% |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 9,486 | $503K | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 374 | $476K | Add +10.7% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 276 | $354K | Add +5.8% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 11,550 | $301K | No change |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 65,000 | $62K | Add +30.0% |
| ASTLW Algoma Steel Group Inc. -CW26 | *W EXP 10/19/202 | 30,000 | $52K | No change |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 31,956 | $35K | No change |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 14,000 | $31K | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 30,000 | $31K | New |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 18,000 | $18K | New |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 18,000 | $17K | New |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 18,000 | $17K | New |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 16,000 | $16K | New |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 16,000 | $16K | New |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 15,000 | $15K | New |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 12,000 | $15K | New |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 14,000 | $14K | New |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 14,000 | $14K | New |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 13,000 | $14K | New |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 14,000 | $14K | New |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 11,000 | $14K | New |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 12,000 | $13K | New |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 12,000 | $13K | New |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 11,000 | $12K | New |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | 12,000 | $12K | New |
| RWT HOLDINGS INC (RWT 5.75 10/01/25) | NOTE 5.750%10/0 · principal | 12,000 | $12K | No change |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 11,000 | $11K | New |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 10,000 | $11K | New |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 10,000 | $10K | New |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 10,000 | $4K | No change |
| ARQQW Arqit Quantum Inc. -CW26 | *W EXP 09/03/202 | 23,610 | $2K | No change |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | 40,871 | $813 | Reduce -70.9% |
Total filed on the 13F, all lines: $46.5B.
Portfolio Sells Q2 2024 → Q3 2024
| NVDA Nvidia Corp. | Reduce -4.2% | 1.67% | −0.29 |
| INVESTMENT MANAGERS SER TR | Sold out | 0.00% | −0.23 |
| SCHX Schwab US Large-Cap ETF | Reduce -16.1% | 0.82% | −0.20 |
| GOOG Alphabet Inc. Class C | Reduce -4.9% | 0.37% | −0.10 |
| PAAA Pgim Aaa Clo ETF | Reduce -82.3% | 0.02% | −0.10 |
| JPM JPMorgan Chase & Co. | Reduce -7.0% | 0.66% | −0.09 |
| JSCP JPMorgan Short Duration Core | Reduce -81.7% | 0.01% | −0.06 |
| NBCM Neuberger Commodity Strategy | Reduce -11.0% | 0.25% | −0.06 |
| ADBE Adobe Inc. | Reduce -23.0% | 0.11% | −0.06 |
| WFC Wells Fargo & Co. | Reduce -4.7% | 0.23% | −0.05 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -5.0% | 0.42% | −0.05 |
| CVX Chevron Corp. | Reduce -0.1% | 0.28% | −0.05 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -1.3% | 0.47% | −0.05 |
| DFUV Dimensional US Marketwide Va | Reduce -11.5% | 0.26% | −0.05 |
| JEPI JPMorgan Equity Premium Inco | Reduce -14.0% | 0.18% | −0.04 |
| LRCX Lam Research Corp. | Reduce -35.6% | 0.03% | −0.04 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -3.6% | 0.26% | −0.04 |
| SPAB SS SPDR P Agg Bond ETF | Reduce -9.1% | 0.22% | −0.04 |
| TOTL SS Doubleline TR Tact ETF | Reduce -10.5% | 0.20% | −0.04 |
| HII Huntington Ingalls Industrie | Reduce -22.6% | 0.10% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -0.6% | 0.57% | −0.03 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -22.0% | 0.07% | −0.03 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -21.6% | 0.11% | −0.03 |
| GS Goldman Sachs Group Inc. | Reduce -22.0% | 0.10% | −0.03 |
| AUSF Global X Adaptive US Factor | Reduce -3.7% | 0.44% | −0.03 |
| AMGN Amgen Inc. | Reduce -4.6% | 0.23% | −0.03 |
| XLK SS Technology Select Sector | Reduce -6.5% | 0.14% | −0.03 |
| F Ford Motor Co. | Reduce -2.4% | 0.07% | −0.03 |
| ONOF Global X Adaptive U.S. Risk | Reduce -2.0% | 0.21% | −0.02 |
| DFAC Dimensional US Core Equity 2 | Reduce -3.2% | 0.33% | −0.02 |
| AVUS Avantis U.S. Equity ETF | Reduce -11.6% | 0.13% | −0.02 |
| BND Vanguard Total Bond Market | Reduce -6.2% | 0.18% | −0.02 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -4.0% | 0.25% | −0.02 |
| OLED Universal Display Corp. | Reduce -26.5% | 0.04% | −0.02 |
| ACN Accenture PLC Class A | Reduce -17.4% | 0.15% | −0.02 |
| ETN Eaton Corp. PLC | Reduce -1.8% | 0.35% | −0.02 |
| COP Conocophillips | Reduce -23.6% | 0.04% | −0.02 |
| EVLN Eaton Vance Floating-Rate | Reduce -91.7% | 0.00% | −0.02 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -5.0% | 0.21% | −0.02 |
| PMAY Innovator U.S. Equity Power | Reduce -75.0% | 0.01% | −0.02 |
| SHEL Shell PLC-ADR | Reduce -11.0% | 0.06% | −0.02 |
| SCHG Schwab US Large-Cap Growth | Reduce -2.8% | 0.19% | −0.02 |
| ATO Atmos Energy Corp. | Reduce -87.2% | 0.00% | −0.02 |
| DFIV Dimensional International Va | Reduce -7.0% | 0.16% | −0.02 |
| DAKT Daktronics Inc. | Reduce -88.5% | 0.00% | −0.02 |
| AON Aon PLC Class A | Reduce -50.4% | 0.02% | −0.02 |
| OMFL Invesco Russell 1000 DYN M/F | Reduce -3.1% | 0.14% | −0.02 |
| SCHM Schwab US Mid Cap ETF | Reduce -1.4% | 0.37% | −0.02 |
| PVAL Putnam Focused LRG Cap Value | Reduce -31.5% | 0.03% | −0.02 |
| SNPS Synopsys Inc. | Reduce -29.9% | 0.02% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| KNO Axs Knowledge Leaders ETF | New | 0.22% | +0.22 |
| SMTH Alps SMTH Cor BD Plus ETF | Add +20.7% | 1.53% | +0.18 |
| IVV iShares Core S&P 500 ETF | Add +6.3% | 7.66% | +0.12 |
| AAPL Apple Inc. | Add +3.4% | 3.14% | +0.11 |
| BOXX Alpha Architect 1-3 MNTH Box | Add +89.0% | 0.25% | +0.10 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +8.9% | 0.97% | +0.10 |
| AGG iShares Core U.S. Aggregate | Add +9.6% | 2.79% | +0.10 |
| BIV Vanguard Intermediate-Term B | Add +59.0% | 0.27% | +0.09 |
| UYLD Angel Oak Ultrashort Income | Add +24.0% | 0.71% | +0.08 |
| IBM Intl Business Machines Corp. | Add +9.7% | 0.37% | +0.08 |
| META Meta Platforms Inc. Class A | Add +18.0% | 0.42% | +0.07 |
| JPST JPMorgan Ultra-Short Income | Add +22.4% | 0.63% | +0.06 |
| MDYV SS SPDR S&P 400 MC Val ETF | Add +7.6% | 1.09% | +0.06 |
| VGLT Vanguard Long-Term Treasury | Add +10.8% | 0.86% | +0.06 |
| JMOM JPMorgan US Momentum Factor | Add +8.8% | 1.18% | +0.06 |
| ABBV Abbvie Inc. | Add +23.1% | 0.24% | +0.05 |
| AVLV Avantis US Large Cap Value | Add +10.6% | 1.09% | +0.05 |
| LMT Lockheed Martin Corp. | Add +17.0% | 0.20% | +0.05 |
| MU Micron Technology Inc. | Add +371.7% | 0.07% | +0.05 |
| JAAA Janus Henderson Aaa Clo ETF | Add +23.4% | 0.46% | +0.05 |
| VWO Vanguard Ftse Emerging Marke | Add +4.1% | 1.46% | +0.04 |
| CGBL Cap Group Core Balanced | Add +120.8% | 0.08% | +0.04 |
| TCAF T Rowe PRC Cap Appreciation | Add +88.3% | 0.08% | +0.04 |
| DUK Duke Energy Corp. | Add +27.7% | 0.15% | +0.04 |
| DGRW Wisdomtree U.S. Quality Divi | Add +27.4% | 0.19% | +0.04 |
| V Visa Inc. Class A | Add +14.1% | 0.48% | +0.04 |
| AVGO Broadcom Inc. | Add +13.1% | 0.39% | +0.04 |
| MA Mastercard Inc. Class A | Add +10.1% | 0.32% | +0.03 |
| PGR Progressive Corp. | Add +68.1% | 0.07% | +0.03 |
| FLIA Franklin International Aggre | Add +16.9% | 0.37% | +0.03 |
| DLR Digital Realty Trust Inc. | Add +594.6% | 0.04% | +0.03 |
| JEPQ JPM Nasdaq Equity Premium | Add +76.4% | 0.08% | +0.03 |
| IVOL Quadratic Int Rte Vol Infl H | New | 0.03% | +0.03 |
| ANET Arista Networks Inc. | Add +78.8% | 0.07% | +0.03 |
| SCCO Southern Copper Corp. | Add +1014.5% | 0.03% | +0.03 |
| CAT Caterpillar Inc. | Add +27.0% | 0.11% | +0.03 |
| SGOV iShares 0-3 Month Treasury B | Add +37.5% | 0.15% | +0.03 |
| CMG Chipotle Mexican Grill Inc. | Add +184.2% | 0.05% | +0.03 |
| CSCO Cisco Systems Inc. | Add +9.1% | 0.30% | +0.03 |
| HELO JPMorgan Hedged Equity ETF | Add +40.5% | 0.12% | +0.03 |
| APH Amphenol Corp. Class A | Add +177.2% | 0.05% | +0.03 |
| T AT&T Inc. | Add +53.5% | 0.08% | +0.03 |
| ITW Illinois Tool Works | Add +56.1% | 0.08% | +0.03 |
| DUHP Dimensional US High Profi Et | Add +21.4% | 0.19% | +0.03 |
| AEP American Electric Power | Add +54.3% | 0.07% | +0.03 |
| FICO Fair Isaac Corp. | Add +424.1% | 0.03% | +0.03 |
| UNP Union Pacific Corp. | Add +40.2% | 0.09% | +0.03 |
| CGMS Cap Group US Multi-Sect Bond | Add +58.9% | 0.08% | +0.03 |
| CGDV Cap Group Dividend Value | Add +29.8% | 0.11% | +0.02 |
| JNJ Johnson & Johnson | Add +4.7% | 0.46% | +0.02 |
Options Activity Q2 2024 → Q3 2024
| NVDA Nvidia Corp. | call | Add +14797.8% | 670,400 | $19.9M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +39200.0% | 78,600 | $4.2M |
| TSLA Tesla Inc. | call | Add +1043.8% | 18,300 | $1.5M |
| ARM Arm Holdings PLC-ADR | call | Add +13300.0% | 26,800 | $1.5M |
| CRWD CrowdStrike Holdings Inc. Class A | call | Add +28300.0% | 28,400 | $1.4M |
| NOW ServiceNow Inc. | call | Reduce -16.2% | 6,200 | $1.3M |
| AMZN Amazon.com Inc. | call | Add +6000.0% | 61,000 | $1.1M |
| VRT Vertiv Holdings Co. Class A | call | Add +233.3% | 40,000 | $1.1M |
| PANW Palo Alto Networks Inc. | call | Add +7100.0% | 14,400 | $1.1M |
| META Meta Platforms Inc. Class A | call | Add +5900.0% | 6,000 | $965K |
| CDNS Cadence Design SYS Inc. | call | New | 36,500 | $745K |
| AAPL Apple Inc. | call | Add +173.1% | 14,200 | $730K |
| TSLA Tesla Inc. | put | Add +26400.0% | 26,500 | $537K |
| GOOGL Alphabet Inc. Class A | call | Add +593.8% | 22,200 | $530K |
| XLE SS Energy Select Sector | call | Add +50000.0% | 50,100 | $485K |
| MSFT Microsoft Corp. | call | Add +189.3% | 8,100 | $473K |
| AAPL Apple Inc. | put | Add +2000.0% | 119,700 | $459K |
| QQQ Invesco QQQ Trust Series 1 | call | Add +4000.0% | 8,200 | $383K |
| MSFT Microsoft Corp. | put | Add +1878.6% | 27,700 | $377K |
| NVDA Nvidia Corp. | put | Add +320.0% | 42,000 | $285K |
| MU Micron Technology Inc. | call | Sold out | 8,000 | $268Kbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +5750.0% | 11,700 | $246K |
| VRTX Vertex Pharmaceuticals Inc. | call | New | 5,100 | $217K |
| DOV Dover Corp. | call | New | 34,000 | $204K |
| BLDR Builders Firstsource Inc. | call | Reduce -43.6% | 3,100 | $152K |
| AMAT Applied Materials Inc. | put | Add +42.9% | 10,000 | $117K |
| DE Deere & Co. | call | New | 1,800 | $113K |
| NXT Nextpower Inc. | call | Add +4800.0% | 98,000 | $113K |
| CMG Chipotle Mexican Grill Inc. | call | New | 16,300 | $106K |
| ACN Accenture PLC Class A | call | Sold out | 19,500 | $105Kbefore exit |
| UPS United Parcel Service Class B | put | New | 20,400 | $105K |
| DIA SS SPDR Dow Jones Indus Avg | call | Add +400.0% | 3,000 | $97K |
| FISV Fiserv Inc. | put | Add +8700.0% | 17,600 | $95K |
| BX Blackstone Inc. | call | New | 3,400 | $93K |
| AVGO Broadcom Inc. | call | Reduce -85.5% | 3,200 | $92K |
| CEG Constellation Energy | put | Add +100.0% | 8,800 | $91K |
| TLT iShares 20+ Year Treasury BD | call | New | 24,000 | $81K |
| ITB iShares U.S. Home Constructi | put | New | 14,600 | $77K |
| QQQ Invesco QQQ Trust Series 1 | put | Add +1126.7% | 18,400 | $74K |
| LLY Eli Lilly & Co. | put | Add +142.9% | 1,700 | $73K |
| REGN Regeneron Pharmaceuticals | call | New | 900 | $71K |
| ETN Eaton Corp. PLC | put | New | 7,800 | $71K |
| DIREXION DLY S&P 500 BEAR 3X | call | New | 52,900 | $70K |
| AMD Advanced Micro Devices | call | Add +180.0% | 1,400 | $70K |
| TQQQ Proshares Ultrapro QQQ | call | Add +100.0% | 1,000 | $67K |
| DJP Ipath Bloomberg Commodity Inc. | call | New | 20,000 | $60K |
| NFLX Netflix Inc. | put | Add +475.0% | 2,300 | $57K |
| DIA SS SPDR Dow Jones Indus Avg | put | Add +10400.0% | 10,500 | $55K |
| HD Home Depot Inc. | put | Add +683.3% | 4,700 | $55K |
| ABBV Abbvie Inc. | put | Add +3225.0% | 13,300 | $52K |
Showing the first 50 of 143.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Add +476.3% | 44,145 | $2.1M |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | Add +385.3% | 29,061 | $1.8M |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | Add +502.6% | 95,282 | $1.1M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +277.1% | 20,187 | $936K |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | New | 9,486 | $503K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +10.7% | 374 | $476K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +5.8% | 276 | $354K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Sold out | 6,324 | $260Kbefore exit |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | Add +30.0% | 65,000 | $62K |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | New | 14,000 | $31K |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | New | 30,000 | $31K |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | New | 18,000 | $18K |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | New | 18,000 | $17K |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | New | 18,000 | $17K |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | New | 16,000 | $16K |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | New | 16,000 | $16K |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | New | 15,000 | $15K |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | New | 12,000 | $15K |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | New | 14,000 | $14K |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | New | 14,000 | $14K |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | New | 13,000 | $14K |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | New | 14,000 | $14K |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | New | 11,000 | $14K |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | New | 12,000 | $13K |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | New | 12,000 | $13K |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | New | 11,000 | $12K |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | New | 12,000 | $12K |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | New | 11,000 | $11K |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | New | 10,000 | $11K |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | New | 10,000 | $10K |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | Reduce -70.9% | 40,871 | $813 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,915 | $59.6B | IVV, AAPL, AGG, NVDA, SMTH |
| Q1 2026 | 3,519 | $45.5B | IVV, AGG, SMTH, MSFT, FNDF |
| Q4 2025 | 3,566 | $73.7B | IVV, AVGO, AAPL, AGG, NVDA |
| Q3 2025 | 3,473 | $66.1B | IVV, AAPL, AGG, MSFT, NVDA |
| Q2 2025 | 3,273 | $60.4B | IVV, AGG, AAPL, MSFT, NVDA |
| Q1 2025 | 2,921 | $52.3B | IVV, AAPL, AGG, MSFT, SMTH |
| Q4 2024Amended | 2,863 | $52.2B | IVV, AAPL, AGG, MSFT, NVDA |
| Q3 2024 | 2,612 | $46.5B | IVV, AAPL, AGG, MSFT, NVDA |
| Q2 2024 | 2,476 | $42.1B | IVV, AAPL, AGG, MSFT, NVDA |
| Q1 2024 | 2,365 | $38.7B | IVV, AGG, AAPL, MSFT, IMTM |