Wealth Enhancement Advisory Services, LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed March 17, 2025), Wealth Enhancement Advisory Services, LLC reported 2,863 stock positions worth $52.2 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 7.3% of the portfolio, followed by Apple (AAPL, 3.4%) and iShares Core U.S. Aggregate (AGG, 2.7%). Compared with Q3 2024, it opened 362 new positions, sold out of 111, added to 1,827 and reduced 621. The biggest buy was iShares US Treasury Bond ETF (GOVT, shares +1067%) and the biggest sale Vanguard Long-Term Treasury (VGLT, shares −91%).
- Most Recent 13F
- Q2 2026
- Location
- PLYMOUTH, MN
- CIK
- 0001632972
- Portfolio Value
- $52.2B (Q4 2024)
- SEC Filing
- 0001214659-25-004463 ↗ filed Mar 17, 2025
Holdings Value
Holdings 2,863 stocks · $52.2B
| IVV iShares Core S&P 500 ETF | 7.35% | 6,512,721 | $3.8B | Add +5.5% |
| AAPL Apple Inc. | 3.42% | 7,134,996 | $1.8B | Add +14.0% |
| AGG iShares Core U.S. Aggregate | 2.66% | 14,334,897 | $1.4B | Add +11.8% |
| MSFT Microsoft Corp. | 2.10% | 2,598,280 | $1.1B | Add +13.7% |
| NVDA Nvidia Corp. | 1.85% | 7,170,359 | $962.9M | Add +12.5% |
| SMTH Alps SMTH Cor BD Plus ETF | 1.74% | 35,667,256 | $910.2M | Add +32.8% |
| AMZN Amazon.com Inc. | 1.65% | 3,918,697 | $859.7M | Add +34.5% |
| IMTM iShares MSCI Intl Momentum F | 1.41% | 19,664,249 | $735.4M | Add +5.5% |
| VWO Vanguard Ftse Emerging Marke | 1.25% | 14,845,920 | $653.8M | Add +4.8% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 1.14% | 17,952,297 | $596.2M | Add +7.8% |
| JMOM JPMorgan US Momentum Factor | 1.13% | 10,103,855 | $588.8M | Add +5.0% |
| DWAS Invesco Dorsey Wright Smallc | 1.13% | 6,444,120 | $588.3M | Add +5.3% |
| MDYV SS SPDR S&P 400 MC Val ETF | 1.05% | 6,846,141 | $549.1M | Add +7.7% |
| SPHQ Invesco S&P 500 Quality ETF | 1.05% | 8,163,750 | $547.2M | Add +4.2% |
| AVLV Avantis US Large Cap Value | 1.04% | 8,166,120 | $545.3M | Add +6.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.98% | 1,127,476 | $511.1M | Add +15.2% |
| GOVT iShares US Treasury Bond ETF | 0.95% | 21,613,760 | $496.7M | Add +1067.0% |
| GOOGL Alphabet Inc. Class A | 0.87% | 2,388,432 | $452.1M | Add +10.8% |
| VOO Vanguard S&P 500 ETF | 0.83% | 800,436 | $431.3M | Add +4.2% |
| SCHX Schwab US Large-Cap ETF | 0.78% | 17,473,484 | $405.0M | Add +3.5% |
| JPM JPMorgan Chase & Co. | 0.74% | 1,603,327 | $384.3M | Add +10.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.74% | 655,510 | $384.2M | Add +5.6% |
| UYLD Angel Oak Ultrashort Income | 0.71% | 7,300,696 | $372.8M | Add +13.2% |
| QQQM Invesco Nasdaq 100 ETF | 0.66% | 1,630,124 | $343.1M | Add +11.8% |
| SCHD Schwab US DVD Equity ETF | 0.60% | 11,471,870 | $313.4M | Add +5.4% |
| AVGO Broadcom Inc. | 0.58% | 1,304,370 | $302.4M | Add +24.3% |
| GOOG Alphabet Inc. Class C | 0.58% | 1,581,967 | $301.3M | Add +52.1% |
| AVDE Avantis International Equity | 0.58% | 4,890,241 | $300.1M | Add +7.4% |
| UNH Unitedhealth Group Inc. | 0.57% | 585,311 | $296.1M | Add +52.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.56% | 1,012,869 | $293.5M | Add +18.4% |
| USMV iShares MSCI USA Min Vol Fac | 0.56% | 3,271,611 | $290.5M | Add +2.1% |
| PG The Procter & Gamble Co. | 0.54% | 1,671,883 | $280.3M | Add +9.0% |
| TSLA Tesla Inc. | 0.53% | 683,456 | $276.0M | Add +30.9% |
| WMT Walmart Inc. | 0.49% | 2,838,663 | $256.5M | Add +22.5% |
| JPST JPMorgan Ultra-Short Income | 0.49% | 5,082,038 | $256.0M | Reduce -11.7% |
| QQQ Invesco QQQ Trust Series 1 | 0.48% | 494,884 | $253.0M | Add +9.6% |
| META Meta Platforms Inc. Class A | 0.47% | 419,162 | $245.4M | Add +21.9% |
| VIG Vanguard Dividend Apprec ETF | 0.47% | 1,252,651 | $245.3M | Add +33.9% |
| HD Home Depot Inc. | 0.46% | 615,415 | $239.4M | Add +3.4% |
| XOM Exxon Mobil Corp. | 0.46% | 2,215,277 | $238.3M | Add +17.9% |
| JAAA Janus Henderson Aaa Clo ETF | 0.44% | 4,569,070 | $231.7M | Add +8.9% |
| JNJ Johnson & Johnson | 0.44% | 1,600,222 | $231.4M | Add +20.4% |
| V Visa Inc. Class A | 0.43% | 706,543 | $223.3M | Reduce -12.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.42% | 538,222 | $220.9M | Add +0.6% |
| ETN Eaton Corp. PLC | 0.40% | 624,137 | $207.1M | Add +28.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.38% | 908,083 | $199.6M | Add +16.5% |
| AUSF Global X Adaptive US Factor | 0.38% | 4,725,670 | $198.5M | Reduce -0.5% |
| SCHV Schwab US Large-Cap Value | 0.38% | 7,608,951 | $198.4M | Reduce -0.5% |
| MTUM iShares MSCI USA Momentum Fa | 0.37% | 943,286 | $195.2M | Reduce -2.5% |
| WFC Wells Fargo & Co. | 0.37% | 2,724,696 | $191.4M | Add +44.5% |
| FLIA Franklin International Aggre | 0.36% | 9,302,450 | $188.7M | Add +13.7% |
| CSCO Cisco Systems Inc. | 0.36% | 3,133,361 | $185.5M | Add +20.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.34% | 1,057,992 | $179.1M | Add +2.9% |
| PEP Pepsico Inc. | 0.32% | 1,110,484 | $168.9M | Add +11.2% |
| SCHM Schwab US Mid Cap ETF | 0.32% | 6,089,280 | $168.7M | Reduce -0.6% |
| DFAC Dimensional US Core Equity 2 | 0.32% | 4,827,737 | $167.0M | Add +7.4% |
| IWF iShares Russell 1000 Growth | 0.31% | 404,669 | $162.5M | Add +1.9% |
| VXUS Vanguard Total Intl Stock | 0.31% | 2,734,817 | $161.2M | Add +3.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.31% | 3,662,222 | $161.0M | Add +14.7% |
| BOXX Alpha Architect 1-3 MNTH Box | 0.30% | 1,442,726 | $159.1M | Add +37.7% |
| SCHF Schwab Intl Equity ETF | 0.30% | 8,464,449 | $156.6M | Add +3.3% |
| IJR iShares Core S&P Small-Cap E | 0.30% | 1,347,392 | $155.2M | Add +12.7% |
| MRK Merck & Co. Inc. | 0.30% | 1,560,491 | $155.2M | Add +17.5% |
| CVX Chevron Corp. | 0.29% | 1,029,649 | $149.1M | Add +16.8% |
| IEF iShares 7-10 Year Treasury B | 0.28% | 1,598,953 | $147.8M | Add +9.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.28% | 2,090,321 | $146.9M | Add +11.7% |
| MA Mastercard Inc. Class A | 0.28% | 278,843 | $146.8M | Reduce -7.9% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.28% | 1,309,347 | $145.8M | Add +20.1% |
| ISRG Intuitive Surgical Inc. | 0.26% | 264,033 | $137.8M | Add +69.4% |
| MSI Motorola Solutions Inc. | 0.26% | 292,957 | $135.4M | Reduce -1.0% |
| COWZ Pacer US Cash Cows 100 ETF | 0.26% | 2,394,761 | $135.3M | Add +26.8% |
| AMGN Amgen Inc. | 0.26% | 518,796 | $135.2M | Add +59.1% |
| QCOM Qualcomm Inc. | 0.26% | 870,595 | $133.7M | Add +9.9% |
| SHV iShares 0-1 Year Treasury Bo | 0.26% | 1,211,434 | $133.4M | Add +11.1% |
| ABT Abbott Laboratories | 0.24% | 1,130,393 | $127.9M | Add +7.8% |
| BIV Vanguard Intermediate-Term B | 0.24% | 1,708,551 | $127.7M | Add +6.1% |
| MCD McDonald's Corp. | 0.24% | 437,959 | $127.0M | Add +19.8% |
| DFAT Dimensional US Target Value | 0.24% | 2,271,842 | $126.5M | Reduce -3.3% |
| COST Costco Wholesale Corp. | 0.24% | 137,322 | $125.8M | Add +11.7% |
| IWD iShares Russell 1000 Value E | 0.24% | 671,674 | $124.3M | Add +1.4% |
| MUB iShares National Muni Bond E | 0.24% | 1,166,387 | $124.3M | Add +73.1% |
| ICSH iShares Ultra Short Duration | 0.24% | 2,440,637 | $123.1M | Add +6.4% |
| MS Morgan Stanley | 0.23% | 974,647 | $122.5M | Add +0.2% |
| TMUS T-Mobile US Inc. | 0.23% | 553,174 | $122.1M | Add +9.3% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.23% | 1,763,706 | $121.6M | Add +23.6% |
| BND Vanguard Total Bond Market | 0.23% | 1,656,183 | $119.1M | Add +46.1% |
| BA The Boeing Co. | 0.23% | 672,792 | $119.1M | Add +50.0% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.23% | 1,664,184 | $118.9M | Reduce -0.5% |
| DFUV Dimensional US Marketwide Va | 0.23% | 2,890,125 | $118.3M | Reduce -0.7% |
| WM Waste Management Inc. | 0.22% | 574,306 | $115.9M | Add +10.0% |
| SPAB SS SPDR P Agg Bond ETF | 0.22% | 4,595,619 | $114.8M | Add +17.3% |
| RTX RTX Corp. | 0.22% | 985,262 | $114.0M | Add +49.4% |
| AXP American Express Co. | 0.22% | 382,701 | $113.6M | Add +23.8% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.21% | 925,279 | $111.8M | Add +49.4% |
| IWB iShares Russell 1000 ETF | 0.21% | 339,227 | $109.3M | Add +10.3% |
| IJH iShares Core S&P Midcap ETF | 0.21% | 1,742,498 | $108.6M | Add +10.1% |
| TOTL SS Doubleline TR Tact ETF | 0.21% | 2,726,718 | $107.4M | Add +23.7% |
| RSP Invesco S&P 500 Equal Weight | 0.21% | 612,351 | $107.3M | Add +17.9% |
| APD Air Products & Chemicals Inc. | 0.20% | 367,858 | $106.7M | Add +56.4% |
| LLY Eli Lilly & Co. | 0.20% | 138,172 | $106.7M | Reduce -17.6% |
Options reported separately and not counted above: NVDA calls ($22.6M), TSLA calls ($3.4M), SPY calls ($2.1M), AMZN calls ($1.9M), MRVL calls ($1.8M), NOW calls ($1.7M), CRWD calls ($1.5M), PANW calls ($1.4M), PLTR calls ($1.3M), VRT calls ($1.1M), CDNS calls ($1.1M), META calls ($979K), and 36 more.
Other holdings (33): bonds, preferreds, convertibles and warrants · $6.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 42,830 | $2.1M | Reduce -3.0% |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 88,690 | $940K | Reduce -6.9% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 22,216 | $909K | Add +10.1% |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 12,158 | $593K | Add +28.2% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 480 | $586K | Add +28.3% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 435 | $519K | Add +57.6% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 12,379 | $304K | Add +7.2% |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 65,000 | $62K | No change |
| ASTLW Algoma Steel Group Inc. -CW26 | *W EXP 10/19/202 | 30,000 | $45K | No change |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 14,000 | $31K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 30,000 | $30K | No change |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 31,956 | $20K | No change |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 18,000 | $17K | No change |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 18,000 | $17K | No change |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 15,000 | $16K | No change |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 16,000 | $16K | No change |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 16,000 | $15K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 14,000 | $14K | No change |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 14,000 | $14K | No change |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 14,000 | $14K | No change |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 12,000 | $14K | No change |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 11,000 | $13K | No change |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 13,000 | $13K | No change |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 12,000 | $12K | No change |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | 12,000 | $12K | No change |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 12,000 | $12K | No change |
| RWT HOLDINGS INC (RWT 5.75 10/01/25) | NOTE 5.750%10/0 · principal | 12,000 | $12K | No change |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 11,000 | $12K | No change |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 11,000 | $11K | No change |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 10,000 | $10K | No change |
| SABRE GLBL INC (SABHLD 4 04/15/25) | NOTE 4.000% 4/1 · principal | 10,000 | $10K | New |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 10,000 | $10K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 10,000 | $3K | No change |
Total filed on the 13F, all lines: $52.2B.
Portfolio Sells Q3 2024 → Q4 2024
| VGLT Vanguard Long-Term Treasury | Reduce -90.8% | 0.06% | −0.80 |
| VGSH Vanguard Short-Term Treasury | Reduce -84.2% | 0.07% | −0.42 |
| GSST Goldman Sachs Ultra Short Bo | Reduce -90.5% | 0.01% | −0.15 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Reduce -67.7% | 0.05% | −0.15 |
| JPST JPMorgan Ultra-Short Income | Reduce -11.7% | 0.49% | −0.14 |
| LLY Eli Lilly & Co. | Reduce -17.6% | 0.20% | −0.12 |
| NBCM Neuberger Commodity Strategy | Reduce -27.8% | 0.16% | −0.10 |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | Reduce -58.1% | 0.04% | −0.07 |
| AMAT Applied Materials Inc. | Reduce -29.9% | 0.07% | −0.07 |
| F Ford Motor Co. | Reduce -85.8% | 0.01% | −0.07 |
| PAPR Innovator U.S. Equity Power | Reduce -91.0% | 0.01% | −0.06 |
| SCHV Schwab US Large-Cap Value | Reduce -0.5% | 0.38% | −0.06 |
| ABBV Abbvie Inc. | Reduce -5.7% | 0.18% | −0.06 |
| AUSF Global X Adaptive US Factor | Reduce -0.5% | 0.38% | −0.06 |
| FMHI First Trust Municipal High I | Reduce -24.3% | 0.11% | −0.06 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -2.5% | 0.37% | −0.05 |
| KNO Axs Knowledge Leaders ETF | Reduce -1.4% | 0.17% | −0.05 |
| V Visa Inc. Class A | Reduce -12.0% | 0.43% | −0.05 |
| AMT American Tower Corp. | Reduce -2.5% | 0.10% | −0.04 |
| TXN Texas Instruments Inc. | Reduce -1.2% | 0.17% | −0.04 |
| SCHM Schwab US Mid Cap ETF | Reduce -0.6% | 0.32% | −0.04 |
| SPTS SS SPDR P St Term TSY ETF | Reduce -52.5% | 0.03% | −0.04 |
| SCHP Schwab U.S. Tips ETF | Reduce -25.2% | 0.07% | −0.04 |
| MA Mastercard Inc. Class A | Reduce -7.9% | 0.28% | −0.04 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -21.3% | 0.06% | −0.04 |
| DFAT Dimensional US Target Value | Reduce -3.3% | 0.24% | −0.04 |
| PSA Public Storage | Reduce -48.6% | 0.02% | −0.04 |
| SHW The Sherwin-Williams Co. | Reduce -27.7% | 0.05% | −0.04 |
| DFUV Dimensional US Marketwide Va | Reduce -0.7% | 0.23% | −0.03 |
| ENB Enbridge Inc. | Reduce -45.6% | 0.03% | −0.03 |
| ITW Illinois Tool Works | Reduce -30.4% | 0.05% | −0.03 |
| SCCO Southern Copper Corp. | Reduce -90.9% | 0.00% | −0.03 |
| UNP Union Pacific Corp. | Reduce -17.8% | 0.06% | −0.03 |
| IVOL Quadratic Int Rte Vol Infl H | Sold out | 0.00% | −0.03 |
| DUK Duke Energy Corp. | Reduce -3.6% | 0.12% | −0.03 |
| DLR Digital Realty Trust Inc. | Reduce -78.6% | 0.01% | −0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -3.0% | 0.05% | −0.03 |
| CTAS Cintas Corp. | Reduce -22.4% | 0.04% | −0.03 |
| SCHZ Schwab US Aggregate Bond ETF | Reduce -0.8% | 0.15% | −0.03 |
| MSI Motorola Solutions Inc. | Reduce -1.0% | 0.26% | −0.03 |
| HTRB Hartford TTL RTRN BND ETF | Reduce -2.8% | 0.12% | −0.03 |
| OMFL Invesco Russell 1000 DYN M/F | Reduce -10.7% | 0.11% | −0.03 |
| EOG EOG Resources Inc. | Reduce -41.3% | 0.03% | −0.03 |
| FICO Fair Isaac Corp. | Reduce -77.8% | 0.01% | −0.02 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -0.5% | 0.23% | −0.02 |
| ZROZ PIMCO 25+ YR Zero CPN US Tif | Reduce -76.3% | 0.00% | −0.02 |
| SCTXX Schwab Amt Tax FR MNY-Ultra | Sold out | 0.00% | −0.02 |
| MDLZ Mondelez International Inc. Class A | Reduce -0.3% | 0.06% | −0.02 |
| APH Amphenol Corp. Class A | Reduce -41.7% | 0.03% | −0.02 |
| DBEF Xtrackers MSCI Eafe Hedged E | Reduce -0.1% | 0.15% | −0.02 |
Portfolio Buys Q3 2024 → Q4 2024
| GOVT iShares US Treasury Bond ETF | Add +1067.0% | 0.95% | +0.86 |
| AMZN Amazon.com Inc. | Add +34.5% | 1.65% | +0.48 |
| AAPL Apple Inc. | Add +14.0% | 3.42% | +0.28 |
| TSLA Tesla Inc. | Add +30.9% | 0.53% | +0.24 |
| SMTH Alps SMTH Cor BD Plus ETF | Add +32.8% | 1.74% | +0.22 |
| GOOG Alphabet Inc. Class C | Add +52.1% | 0.58% | +0.20 |
| AVGO Broadcom Inc. | Add +24.3% | 0.58% | +0.19 |
| NVDA Nvidia Corp. | Add +12.5% | 1.85% | +0.18 |
| JSCP JPMorgan Short Duration Core | Add +1355.8% | 0.16% | +0.15 |
| WFC Wells Fargo & Co. | Add +44.5% | 0.37% | +0.14 |
| EVSB Eaton Vance Ult-SHRT Income | Add +685.9% | 0.15% | +0.13 |
| TEX Terex Corp. | New | 0.11% | +0.11 |
| ISRG Intuitive Surgical Inc. | Add +69.4% | 0.26% | +0.10 |
| GOOGL Alphabet Inc. Class A | Add +10.8% | 0.87% | +0.10 |
| WMT Walmart Inc. | Add +22.5% | 0.49% | +0.09 |
| UNH Unitedhealth Group Inc. | Add +52.8% | 0.57% | +0.09 |
| BA The Boeing Co. | Add +50.0% | 0.23% | +0.08 |
| MUB iShares National Muni Bond E | Add +73.1% | 0.24% | +0.08 |
| JPM JPMorgan Chase & Co. | Add +10.2% | 0.74% | +0.08 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +55.5% | 0.18% | +0.07 |
| VIG Vanguard Dividend Apprec ETF | Add +33.9% | 0.47% | +0.07 |
| DVN Devon Energy Corp. | Add +112.0% | 0.19% | +0.07 |
| JQUA JPMorgan US Quality Factor | New | 0.07% | +0.07 |
| GS Goldman Sachs Group Inc. | Add +59.2% | 0.16% | +0.06 |
| NOW ServiceNow Inc. | Add +40.5% | 0.19% | +0.06 |
| BOXX Alpha Architect 1-3 MNTH Box | Add +37.7% | 0.30% | +0.06 |
| PSC Principal US Small-Cap ETF | Add +1040.0% | 0.06% | +0.06 |
| CSCO Cisco Systems Inc. | Add +20.7% | 0.36% | +0.06 |
| TJX TJX Companies Inc. | Add +49.4% | 0.21% | +0.06 |
| APD Air Products & Chemicals Inc. | Add +56.4% | 0.20% | +0.05 |
| DIS The Walt Disney Co. | Add +20.1% | 0.28% | +0.05 |
| IGSB iShares 1-5Y Inv Grade Corp. | Add +60.7% | 0.18% | +0.05 |
| ETN Eaton Corp. PLC | Add +28.8% | 0.40% | +0.05 |
| BOND PIMCO Active Bond Exchange-T | Add +227.5% | 0.08% | +0.05 |
| POCT Innovator U.S. Equity Power | Add +418.1% | 0.06% | +0.05 |
| PLTR Palantir Technologies Inc. Class A | Add +8.2% | 0.10% | +0.05 |
| META Meta Platforms Inc. Class A | Add +21.9% | 0.47% | +0.05 |
| RTX RTX Corp. | Add +49.4% | 0.22% | +0.05 |
| CGGR Cap Group Growth Equity | Add +59.0% | 0.14% | +0.05 |
| BND Vanguard Total Bond Market | Add +46.1% | 0.23% | +0.04 |
| PNC PNC Financial Services Group | Add +53.2% | 0.15% | +0.04 |
| PVAL Putnam Focused LRG Cap Value | Add +172.8% | 0.08% | +0.04 |
| ANET Arista Networks Inc. | Add +58.9% | 0.11% | +0.04 |
| CGCP Cap Group Core Plus Income | Add +234.4% | 0.07% | +0.04 |
| VTI VG Morningstar TS MKT ETF-US | Add +18.4% | 0.56% | +0.04 |
| BSV Vanguard Short-Term Bond ETF | Add +135.5% | 0.08% | +0.04 |
| IMTB iShares Core 5-10 Year Usd | Add +4055.5% | 0.04% | +0.04 |
| SCHR Schwab Intermediate-Term US | Add +56.7% | 0.15% | +0.04 |
| AXP American Express Co. | Add +23.8% | 0.22% | +0.04 |
| APP AppLovin Corp. Class A | Add +2.7% | 0.07% | +0.04 |
Options Activity Q3 2024 → Q4 2024
| NVDA Nvidia Corp. | call | Add +10.2% | 738,600 | $22.6M |
| TSLA Tesla Inc. | call | Reduce -10.9% | 16,300 | $3.4M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +4.2% | 81,900 | $2.1M |
| AMZN Amazon.com Inc. | call | Reduce -9.8% | 55,000 | $1.9M |
| MRVL Marvell Technology Inc. | call | New | 70,200 | $1.8M |
| NOW ServiceNow Inc. | call | Reduce -14.5% | 5,300 | $1.7M |
| CRWD CrowdStrike Holdings Inc. Class A | call | Reduce -38.7% | 17,400 | $1.5M |
| PANW Palo Alto Networks Inc. | call | Add +10.4% | 31,800 | $1.4M |
| PLTR Palantir Technologies Inc. Class A | call | Add +4390.0% | 44,900 | $1.3M |
| VRT Vertiv Holdings Co. Class A | call | Reduce -15.0% | 34,000 | $1.1M |
| CDNS Cadence Design SYS Inc. | call | Reduce -4.1% | 35,000 | $1.1M |
| META Meta Platforms Inc. Class A | call | Add +1.7% | 6,100 | $979K |
| TSLA Tesla Inc. | put | Reduce -17.0% | 22,000 | $825K |
| AAPL Apple Inc. | put | Reduce -12.3% | 105,000 | $781K |
| AAPL Apple Inc. | call | Reduce -23.2% | 10,900 | $728K |
| ARM Arm Holdings PLC-ADR | call | Reduce -31.0% | 18,500 | $681K |
| CRM Salesforce Inc. | call | New | 7,800 | $618K |
| GOOGL Alphabet Inc. Class A | call | Sold out | 22,200 | $530Kbefore exit |
| QQQ Invesco QQQ Trust Series 1 | call | Add +215.8% | 25,900 | $523K |
| MSFT Microsoft Corp. | call | Sold out | 8,100 | $473Kbefore exit |
| IONQ Ionq Inc. | call | New | 25,000 | $411K |
| SHW The Sherwin-Williams Co. | put | Reduce -10.0% | 10,800 | $367K |
| MSFT Microsoft Corp. | put | Reduce -14.8% | 23,600 | $352K |
| XLE SS Energy Select Sector | call | Reduce -20.0% | 40,100 | $345K |
| NVDA Nvidia Corp. | put | Reduce -36.0% | 26,900 | $241K |
| WST West Pharmaceutical Services | put | Sold out | 3,100 | $220Kbefore exit |
| AVGO Broadcom Inc. | call | Add +75.0% | 5,600 | $220K |
| VRTX Vertex Pharmaceuticals Inc. | call | Sold out | 5,100 | $217Kbefore exit |
| LEU Centrus Energy Corp. Class A | put | New | 9,000 | $211K |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +2.6% | 12,000 | $211K |
| DOV Dover Corp. | call | Sold out | 34,000 | $204Kbefore exit |
| BLDR Builders Firstsource Inc. | call | Sold out | 3,100 | $152Kbefore exit |
| UPS United Parcel Service Class B | put | Add +10.8% | 22,600 | $122K |
| CMG Chipotle Mexican Grill Inc. | call | Add +21.5% | 19,800 | $122K |
| AMAT Applied Materials Inc. | put | Sold out | 10,000 | $117Kbefore exit |
| DE Deere & Co. | call | Sold out | 1,800 | $113Kbefore exit |
| NXT Nextpower Inc. | call | Sold out | 98,000 | $113Kbefore exit |
| AVGO Broadcom Inc. | put | Add +134.1% | 10,300 | $109K |
| JPM JPMorgan Chase & Co. | put | Add +55.4% | 17,400 | $104K |
| XOM Exxon Mobil Corp. | put | Reduce -4.9% | 19,400 | $100K |
| DIA SS SPDR Dow Jones Indus Avg | call | Sold out | 3,000 | $97Kbefore exit |
| BX Blackstone Inc. | call | Sold out | 3,400 | $93Kbefore exit |
| ULTA Ulta Beauty Inc. | put | Sold out | 1,800 | $92Kbefore exit |
| CEG Constellation Energy | put | Sold out | 8,800 | $91Kbefore exit |
| TLT iShares 20+ Year Treasury BD | call | Sold out | 24,000 | $81Kbefore exit |
| P Everpure Inc. Class A | call | New | 13,600 | $79K |
| EW Edwards Lifesciences Corp. | put | Sold out | 9,500 | $77Kbefore exit |
| QQQ Invesco QQQ Trust Series 1 | put | Sold out | 18,400 | $74Kbefore exit |
| LLY Eli Lilly & Co. | put | Sold out | 1,700 | $73Kbefore exit |
| TLT iShares 20+ Year Treasury BD | put | Add +485.0% | 11,700 | $72K |
Showing the first 50 of 152.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Reduce -3.0% | 42,830 | $2.1M |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | Sold out | 29,061 | $1.8Mbefore exit |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | Reduce -6.9% | 88,690 | $940K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +10.1% | 22,216 | $909K |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | Add +28.2% | 12,158 | $593K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +28.3% | 480 | $586K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +57.6% | 435 | $519K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Add +7.2% | 12,379 | $304K |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | Sold out | 18,000 | $18Kbefore exit |
| SABRE GLBL INC (SABHLD 4 04/15/25) | NOTE 4.000% 4/1 · principal | New | 10,000 | $10K |
| ARQQW Arqit Quantum Inc. -CW26 | *W EXP 09/03/202 | Sold out | 23,610 | $2Kbefore exit |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | Sold out | 40,871 | $813before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,915 | $59.6B | IVV, AAPL, AGG, NVDA, SMTH |
| Q1 2026 | 3,519 | $45.5B | IVV, AGG, SMTH, MSFT, FNDF |
| Q4 2025 | 3,566 | $73.7B | IVV, AVGO, AAPL, AGG, NVDA |
| Q3 2025 | 3,473 | $66.1B | IVV, AAPL, AGG, MSFT, NVDA |
| Q2 2025 | 3,273 | $60.4B | IVV, AGG, AAPL, MSFT, NVDA |
| Q1 2025 | 2,921 | $52.3B | IVV, AAPL, AGG, MSFT, SMTH |
| Q4 2024Amended | 2,863 | $52.2B | IVV, AAPL, AGG, MSFT, NVDA |
| Q3 2024 | 2,612 | $46.5B | IVV, AAPL, AGG, MSFT, NVDA |
| Q2 2024 | 2,476 | $42.1B | IVV, AAPL, AGG, MSFT, NVDA |
| Q1 2024 | 2,365 | $38.7B | IVV, AGG, AAPL, MSFT, IMTM |