Wealth Enhancement Advisory Services, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 8, 2026), Wealth Enhancement Advisory Services, LLC reported 3,519 stock positions worth $45.5 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 6.5% of the portfolio, followed by iShares Core U.S. Aggregate (AGG, 3.2%) and Alps SMTH Cor BD Plus ETF (SMTH, 2.4%). Compared with Q4 2025, it opened 277 new positions, sold out of 324, added to 1,205 and reduced 2,008. The biggest buy was KLA (KLAC, shares +321%) and the biggest sale Broadcom (AVGO, shares −84%).
- Most Recent 13F
- Q2 2026
- Location
- PLYMOUTH, MN
- CIK
- 0001632972
- Portfolio Value
- $45.5B (Q1 2026)
- SEC Filing
- 0001214659-26-004436 ↗ filed Apr 8, 2026
Holdings Value
Holdings 3,519 stocks · $45.5B
| IVV iShares Core S&P 500 ETF | 6.48% | 4,483,729 | $2.9B | Reduce -31.4% |
| AGG iShares Core U.S. Aggregate | 3.24% | 14,925,651 | $1.5B | Reduce -23.9% |
| SMTH Alps SMTH Cor BD Plus ETF | 2.36% | 42,086,273 | $1.1B | Reduce -24.1% |
| MSFT Microsoft Corp. | 1.76% | 2,358,353 | $799.4M | Reduce -21.8% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 1.56% | 14,592,927 | $707.7M | Reduce -20.9% |
| VWO Vanguard Ftse Emerging Marke | 1.52% | 12,959,833 | $693.1M | Reduce -29.6% |
| USVM Victoryshares US Small Mid C | 1.45% | 6,973,559 | $659.5M | Reduce -20.5% |
| JMOM JPMorgan US Momentum Factor | 1.38% | 9,124,355 | $628.2M | Reduce -25.5% |
| AVLV Avantis US Large Cap Value | 1.37% | 7,700,512 | $621.2M | Reduce -25.8% |
| IMTM iShares MSCI Intl Momentum F | 1.28% | 11,979,760 | $581.6M | Reduce -39.7% |
| AMZN Amazon.com Inc. | 1.24% | 2,927,864 | $562.1M | Reduce -25.1% |
| GOOGL Alphabet Inc. Class A | 1.21% | 2,102,382 | $550.3M | Reduce -25.8% |
| GOVT iShares US Treasury Bond ETF | 1.15% | 22,955,036 | $521.4M | Reduce -22.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.02% | 992,531 | $465.6M | Reduce -8.1% |
| UYLD Angel Oak Ultrashort Income | 0.93% | 8,365,161 | $422.1M | Reduce -23.3% |
| SPHQ Invesco S&P 500 Quality ETF | 0.91% | 5,507,331 | $415.8M | Reduce -30.4% |
| USMV iShares MSCI USA Min Vol Fac | 0.90% | 4,370,460 | $406.9M | Reduce -37.4% |
| AVDE Avantis International Equity | 0.88% | 4,679,558 | $398.1M | Reduce -8.3% |
| VOO Vanguard S&P 500 ETF | 0.77% | 582,041 | $348.8M | Reduce -34.0% |
| JNJ Johnson & Johnson | 0.75% | 1,555,687 | $340.6M | Reduce -19.7% |
| JPM JPMorgan Chase & Co. | 0.72% | 1,264,868 | $328.8M | Reduce -23.1% |
| SCHX Schwab US Large-Cap ETF | 0.63% | 11,009,922 | $284.7M | Reduce -42.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.63% | 1,446,101 | $284.5M | Reduce -16.6% |
| XOM Exxon Mobil Corp. | 0.61% | 1,828,424 | $275.6M | Reduce -30.3% |
| VIG Vanguard Dividend Apprec ETF | 0.54% | 1,147,118 | $247.6M | Reduce -27.1% |
| WMT Walmart Inc. | 0.53% | 1,955,094 | $241.7M | Reduce -34.9% |
| GOOG Alphabet Inc. Class C | 0.52% | 850,790 | $238.1M | Reduce -32.1% |
| LRCX Lam Research Corp. | 0.48% | 1,075,725 | $218.6M | Reduce -44.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.45% | 467,125 | $205.7M | Reduce -23.2% |
| QQQM Invesco Nasdaq 100 ETF | 0.45% | 852,166 | $204.1M | Reduce -27.3% |
| FLIA Franklin International Aggre | 0.44% | 10,005,029 | $200.0M | Reduce -23.2% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.41% | 2,499,654 | $188.3M | Reduce -24.8% |
| JPST JPMorgan Ultra-Short Income | 0.40% | 3,642,456 | $183.8M | Reduce -36.0% |
| KLAC KLA Corp. | 0.40% | 123,174 | $183.4M | Add +321.4% |
| IJR iShares Core S&P Small-Cap E | 0.40% | 1,462,756 | $182.9M | Reduce -40.2% |
| IEFA iShares Core MSCI Eafe ETF | 0.40% | 1,973,972 | $180.0M | Reduce -21.7% |
| CVX Chevron Corp. | 0.39% | 1,031,783 | $177.6M | Reduce -24.1% |
| APH Amphenol Corp. Class A | 0.37% | 1,560,039 | $169.0M | Add +500.7% |
| META Meta Platforms Inc. Class A | 0.36% | 325,768 | $165.4M | Reduce -54.6% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.36% | 4,047,031 | $165.0M | Add +31.8% |
| PG The Procter & Gamble Co. | 0.36% | 1,255,704 | $164.3M | Reduce -26.9% |
| BOXX Alpha Architect 1-3 MNTH Box | 0.36% | 1,406,217 | $163.5M | Reduce -41.8% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.35% | 2,819,788 | $159.9M | Reduce -39.2% |
| V Visa Inc. Class A | 0.35% | 593,095 | $158.8M | Reduce -55.3% |
| MRK Merck & Co. Inc. | 0.35% | 1,431,644 | $157.3M | Reduce -20.4% |
| VXUS Vanguard Total Intl Stock | 0.34% | 2,026,689 | $155.2M | Reduce -36.5% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.34% | 990,375 | $153.2M | Reduce -26.6% |
| MTUM iShares MSCI USA Momentum Fa | 0.33% | 614,259 | $151.0M | Reduce -37.4% |
| SCHD Schwab US DVD Equity ETF | 0.33% | 4,979,785 | $150.9M | Reduce -35.3% |
| SGOV iShares 0-3 Month Treasury B | 0.32% | 1,459,670 | $146.6M | Reduce -31.3% |
| CSCO Cisco Systems Inc. | 0.32% | 1,925,495 | $143.9M | Reduce -28.7% |
| PEP Pepsico Inc. | 0.31% | 984,358 | $142.7M | Reduce -23.0% |
| VEA Vanguard Ftse Developed ETF | 0.31% | 2,187,334 | $140.8M | Reduce -32.8% |
| SCHF Schwab Intl Equity ETF | 0.31% | 5,609,716 | $140.1M | Reduce -39.6% |
| HD Home Depot Inc. | 0.31% | 506,076 | $139.6M | Reduce -23.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.30% | 617,749 | $135.9M | Reduce -23.4% |
| LLY Eli Lilly & Co. | 0.30% | 161,388 | $135.5M | Reduce -24.6% |
| IWF iShares Russell 1000 Growth | 0.29% | 311,547 | $132.9M | Reduce -20.8% |
| LMT Lockheed Martin Corp. | 0.29% | 236,710 | $132.3M | Add +30.6% |
| IJH iShares Core S&P Midcap ETF | 0.29% | 2,014,496 | $130.0M | Reduce -21.0% |
| CIEN Ciena Corp. | 0.28% | 290,123 | $125.6M | Reduce -60.5% |
| TMUS T-Mobile US Inc. | 0.27% | 676,657 | $124.9M | Add +5.6% |
| GLW Corning Inc. | 0.27% | 863,573 | $123.9M | Reduce -32.9% |
| TSLA Tesla Inc. | 0.27% | 344,515 | $120.9M | Reduce -23.7% |
| GEV GE Vernova Inc. | 0.27% | 139,435 | $120.7M | Reduce -39.0% |
| ABT Abbott Laboratories | 0.26% | 1,203,269 | $118.9M | Reduce -22.2% |
| IWB iShares Russell 1000 ETF | 0.26% | 333,625 | $118.0M | Reduce -34.4% |
| AUSF Global X Adaptive US Factor | 0.26% | 2,399,578 | $117.0M | Reduce -48.7% |
| SCHV Schwab US Large-Cap Value | 0.26% | 3,812,136 | $117.0M | Reduce -40.2% |
| DFAC Dimensional US Core Equity 2 | 0.26% | 2,983,695 | $116.9M | Reduce -31.4% |
| IEF iShares 7-10 Year Treasury B | 0.26% | 1,218,901 | $116.1M | Reduce -27.6% |
| VZ Verizon Communications Inc. | 0.25% | 2,831,757 | $115.1M | Add +32.4% |
| JMUB JPMorgan Municipal ETF | 0.25% | 2,268,233 | $113.7M | Reduce -16.5% |
| VGIT Vanguard Intermediate-Term T | 0.25% | 1,912,898 | $113.6M | Add +855.5% |
| T AT&T Inc. | 0.25% | 4,044,856 | $112.2M | Add +20.0% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.25% | 1,405,129 | $112.1M | Reduce -27.7% |
| AMGN Amgen Inc. | 0.24% | 388,718 | $110.5M | Add +2.8% |
| MDYV SS SPDR S&P 400 MC Val ETF | 0.24% | 1,285,715 | $110.1M | Reduce -37.7% |
| SHV iShares 0-1 Year Treasury Bo | 0.24% | 999,682 | $110.1M | Reduce -38.7% |
| HELO JPMorgan Hedged Equity ETF | 0.24% | 1,706,244 | $109.4M | Reduce -15.6% |
| GE General Electric filed as GE AEROSPACE | 0.24% | 394,518 | $109.1M | Reduce -35.8% |
| IEMG iShares Core MSCI Emerging | 0.24% | 1,574,732 | $109.1M | Reduce -12.7% |
| SCHM Schwab US Mid Cap ETF | 0.24% | 3,418,815 | $107.3M | Reduce -40.5% |
| IWD iShares Russell 1000 Value E | 0.24% | 497,878 | $107.3M | Reduce -23.6% |
| RTX RTX Corp. | 0.23% | 704,867 | $105.8M | Reduce -5.5% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.23% | 3,059,294 | $103.9M | Reduce -17.8% |
| WM Waste Management Inc. | 0.22% | 487,222 | $101.4M | Reduce -38.6% |
| DSTL Distillate US Fundamental St | 0.22% | 1,822,049 | $101.4M | Reduce -28.0% |
| CB Chubb Ltd. | 0.22% | 347,292 | $98.5M | Reduce -14.5% |
| ETN Eaton Corp. PLC | 0.22% | 273,391 | $98.2M | Reduce -41.1% |
| UI Ubiquiti Inc. | 0.21% | 118,046 | $97.7M | Reduce -24.3% |
| JMTG Mortgage-Backed Securities filed as J P MORGAN EXCHANGE TRADED F | 0.21% | 1,860,571 | $94.7M | Reduce -37.4% |
| NBCM Neuberger Commodity Strategy | 0.21% | 3,344,383 | $94.0M | Reduce -31.4% |
| MCK McKesson Corp. | 0.21% | 106,615 | $93.6M | Reduce -41.4% |
| MS Morgan Stanley | 0.20% | 699,710 | $92.8M | Reduce -28.0% |
| ABBV Abbvie Inc. | 0.20% | 540,541 | $92.7M | Reduce -15.1% |
| DFUV Dimensional US Marketwide Va | 0.19% | 1,806,666 | $87.9M | Reduce -33.1% |
| WFC Wells Fargo & Co. | 0.19% | 1,217,072 | $87.9M | Reduce -34.0% |
| ICSH iShares Ultra Short Duration | 0.19% | 1,737,458 | $87.7M | Reduce -39.9% |
| ORCL Oracle Corp. | 0.19% | 797,655 | $87.0M | Reduce -13.0% |
Options reported separately and not counted above: AAPL puts ($1.3B), NVDA puts ($972.4M), SPY puts ($362.9M), AVGO puts ($263.3M), QQQ puts ($246.1M), VTI puts ($211.7M), GLD puts ($78.5M), RSP calls ($75.5M), NOC puts ($62.0M), XLE puts ($19.8M), BSX puts ($11.0M), BMO puts ($5.6M), and 13 more.
Other holdings (50): bonds, preferreds, convertibles and warrants · $8.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 36,009 | $2.4M | New |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 1,829 | $2.1M | Add +37.7% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 31,519 | $2.1M | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 350 | $413K | Reduce -28.0% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 12,984 | $318K | Add +4.5% |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 3,115 | $221K | Reduce -35.5% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 17,097 | $169K | No change |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 12,000 | $100K | Reduce -20.0% |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 31,956 | $38K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 30,000 | $35K | No change |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 34,000 | $31K | No change |
| DATADOG INC (DDOG 0 12/01/29) | NOTE 12/0 · principal | 23,000 | $22K | Add +109.1% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 18,000 | $22K | Reduce -5.3% |
| COINBASE GLOBAL INC (COIN 0.25 04/01/30) | NOTE 0.250% 4/0 · principal | 23,000 | $21K | New |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 18,000 | $19K | Add +12.5% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 19,000 | $19K | Reduce -26.9% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 12,000 | $18K | No change |
| AFFIRM HOLDINGS INC (AFRM 0.75 12/15/29) | NOTE 0.750%12/1 · principal | 19,000 | $18K | New |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 17,000 | $18K | Reduce -19.1% |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | 17,000 | $17K | New |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 18,000 | $16K | No change |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 11/01/29) | NOTE 1.250%11/0 · principal | 16,000 | $16K | New |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 16,000 | $15K | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 17,000 | $15K | New |
| ITRON INC (ITRI 1.375 07/15/30) | NOTE 1.375% 7/1 · principal | 15,000 | $15K | Add +7.1% |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 15,000 | $15K | Reduce -76.9% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 13,000 | $14K | No change |
| HAEMONETICS CORP (HAE 2.5 06/01/29) | NOTE 2.500% 6/0 · principal | 15,000 | $14K | New |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 12,000 | $14K | No change |
| UPSTART HOLDINGS INC (UPST 1 11/15/30) | NOTE 1.000%11/1 · principal | 19,000 | $14K | Add +35.7% |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 12,000 | $13K | No change |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 12,000 | $13K | Reduce -55.6% |
| GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) | NOTE 1.500% 3/0 · principal | 15,000 | $13K | No change |
| SUPER MICRO COMPUTER INC (SMCI 3.5 03/01/29) | NOTE 3.500% 3/0 · principal | 16,000 | $13K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 11,000 | $13K | Reduce -35.3% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 13,000 | $12K | Reduce -18.8% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 11,000 | $12K | No change |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 10,000 | $12K | New |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 12,000 | $12K | Reduce -7.7% |
| ENOVIS CORP (ENOV 3.875 10/15/28) | NOTE 3.875%10/1 · principal | 12,000 | $12K | No change |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 12,000 | $11K | New |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 12,000 | $11K | New |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 11,000 | $11K | No change |
| MICROCHIP TECHNOLOGY INC (MCHP 0.75 06/01/30) | NOTE 0.750% 6/0 · principal | 11,000 | $11K | New |
| AEROVIRONMENT INC (AVAV 0 07/15/30) | NOTE 7/1 · principal | 11,000 | $11K | New |
| PROGRESS SOFTWARE CORP (PRGS 3.5 03/01/30) | NOTE 3.500% 3/0 · principal | 12,000 | $11K | Reduce -36.8% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 10,000 | $10K | No change |
| WINNEBAGO INDUSTRIES (WGO 3.25 01/15/30) | NOTE 3.250% 1/1 · principal | 11,000 | $10K | No change |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 10,000 | $9K | No change |
| BILL HOLDINGS INC (BILL 0 04/01/30) | NOTE 4/0 · principal | 10,000 | $9K | No change |
Total filed on the 13F, all lines: $45.5B.
Portfolio Sells Q4 2025 → Q1 2026
| AVGO Broadcom Inc. | Reduce -83.7% | 0.00% | −3.77 |
| AAPL Apple Inc. | Reduce -29.1% | 0.00% | −2.78 |
| NVDA Nvidia Corp. | Reduce -16.8% | 0.00% | −1.97 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -16.3% | 0.00% | −0.65 |
| DWAS Invesco Dorsey Wright Smallc | Reduce -91.0% | 0.09% | −0.51 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -37.3% | 0.00% | −0.50 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -25.9% | 0.00% | −0.49 |
| V Visa Inc. Class A | Reduce -55.3% | 0.35% | −0.29 |
| PLTR Palantir Technologies Inc. Class A | Reduce -73.8% | 0.14% | −0.29 |
| META Meta Platforms Inc. Class A | Reduce -54.6% | 0.36% | −0.28 |
| APP AppLovin Corp. Class A | Reduce -95.3% | 0.01% | −0.27 |
| MSFT Microsoft Corp. | Reduce -21.8% | 1.76% | −0.20 |
| GLD SPDR Gold Shares | Reduce -35.2% | 0.00% | −0.16 |
| RSP Invesco S&P 500 Equal Weight | Reduce -31.2% | 0.00% | −0.15 |
| DFAU Dimensional US Core Equity M | Reduce -89.5% | 0.02% | −0.12 |
| EVSB Eaton Vance Ult-SHRT Income | Sold out | 0.00% | −0.12 |
| NOC Northrop Grumman Corp. | Reduce -33.7% | 0.00% | −0.11 |
| ALAB Astera Labs Inc. | Reduce -97.2% | 0.00% | −0.11 |
| PRF Invesco Rafi US 1000 ETF | Reduce -68.3% | 0.09% | −0.08 |
| SCHX Schwab US Large-Cap ETF | Reduce -42.3% | 0.63% | −0.08 |
| HCA HCA Healthcare Inc. | Reduce -79.7% | 0.03% | −0.07 |
| LRCX Lam Research Corp. | Reduce -44.0% | 0.48% | −0.06 |
| FFIV F5 Inc. | Reduce -94.3% | 0.00% | −0.06 |
| TMO Thermo Fisher Scientific Inc. | Reduce -32.1% | 0.06% | −0.06 |
| IMTM iShares MSCI Intl Momentum F | Reduce -39.7% | 1.28% | −0.06 |
| IBKR Interactive Brokers Gro Class A | Reduce -92.9% | 0.01% | −0.05 |
| ORCL Oracle Corp. | Reduce -13.0% | 0.19% | −0.05 |
| BX Blackstone Inc. | Reduce -49.8% | 0.05% | −0.05 |
| WFC Wells Fargo & Co. | Reduce -34.0% | 0.19% | −0.05 |
| AMZN Amazon.com Inc. | Reduce -25.1% | 1.24% | −0.05 |
| JMST JPM Ultra-Short Muni Income | Reduce -69.0% | 0.04% | −0.04 |
| AUSF Global X Adaptive US Factor | Reduce -48.7% | 0.26% | −0.04 |
| MS Morgan Stanley | Reduce -28.0% | 0.20% | −0.04 |
| GWW WW Grainger Inc. | Reduce -75.1% | 0.03% | −0.04 |
| ACN Accenture PLC Class A | Reduce -25.1% | 0.08% | −0.04 |
| AZN Astrazeneca PLC-Spons ADR | Sold out | 0.00% | −0.04 |
| ONOF Global X Adaptive U.S. Risk | Reduce -52.1% | 0.10% | −0.04 |
| APPF Appfolio Inc. Class A | Reduce -95.6% | 0.00% | −0.03 |
| PANW Palo Alto Networks Inc. | Reduce -19.6% | 0.08% | −0.03 |
| PEGA Pegasystems Inc. | Reduce -85.0% | 0.01% | −0.03 |
| GE General Electric | Reduce -35.8% | 0.24% | −0.03 |
| IBM Intl Business Machines Corp. | Reduce -23.4% | 0.30% | −0.03 |
| TBIL F/M US Treasury 3 Month Bill | Reduce -54.2% | 0.09% | −0.03 |
| ISRG Intuitive Surgical Inc. | Reduce -29.2% | 0.08% | −0.03 |
| DIS The Walt Disney Co. | Reduce -28.9% | 0.12% | −0.03 |
| XLE SS Energy Select Sector | Reduce -33.1% | 0.00% | −0.03 |
| RKLB Rocket Lab Corp. | Reduce -66.0% | 0.02% | −0.03 |
| AXP American Express Co. | Reduce -28.7% | 0.14% | −0.03 |
| MINT PIMCO Enhanced Short Maturit | Reduce -66.3% | 0.03% | −0.03 |
| PJUL Innovator U.S. Equity Power | Reduce -85.3% | 0.01% | −0.03 |
Portfolio Buys Q4 2025 → Q1 2026
| KLAC KLA Corp. | Add +321.4% | 0.40% | +0.35 |
| APH Amphenol Corp. Class A | Add +500.7% | 0.37% | +0.32 |
| VGIT Vanguard Intermediate-Term T | Add +855.5% | 0.25% | +0.23 |
| LMT Lockheed Martin Corp. | Add +30.6% | 0.29% | +0.16 |
| VNQ Vanguard Real Estate ETF | Add +228.4% | 0.19% | +0.15 |
| VZ Verizon Communications Inc. | Add +32.4% | 0.25% | +0.14 |
| T AT&T Inc. | Add +20.0% | 0.25% | +0.14 |
| BAC Bank of America Corp. | Add +31.8% | 0.36% | +0.12 |
| VCIT Vanguard Int-Term Corporate | Add +147.5% | 0.16% | +0.11 |
| TMUS T-Mobile US Inc. | Add +5.6% | 0.27% | +0.10 |
| HWM Howmet Aerospace Inc. | Add +297.2% | 0.11% | +0.10 |
| GS Goldman Sachs Group Inc. | Add +111.2% | 0.18% | +0.09 |
| MBB iShares MBS ETF | Add +163.1% | 0.12% | +0.09 |
| XAGG Ev Income Opportunities ETF | New | 0.08% | +0.08 |
| ROST Ross Stores Inc. | Add +138.0% | 0.10% | +0.08 |
| SCHO Schwab Short-Term US Treas | Add +7.3% | 0.18% | +0.08 |
| AMGN Amgen Inc. | Add +2.8% | 0.24% | +0.07 |
| PDBC Invesco Optimum Yield Divers | Add +107.9% | 0.09% | +0.07 |
| WELL Welltower Inc. | Add +41.0% | 0.12% | +0.07 |
| SCCO Southern Copper Corp. | Add +888.0% | 0.07% | +0.07 |
| CMCSA Comcast Corp. Class A | Add +82.7% | 0.10% | +0.06 |
| MU Micron Technology Inc. | Add +30.4% | 0.13% | +0.06 |
| BMY Bristol-Myers Squibb Co. | Add +6.7% | 0.18% | +0.06 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +365.1% | 0.07% | +0.06 |
| NEE Nextera Energy Inc. | Add +6.9% | 0.12% | +0.06 |
| CAT Caterpillar Inc. | Add +10.3% | 0.19% | +0.05 |
| IVE iShares S&P 500 Value ETF | Add +83.6% | 0.08% | +0.05 |
| EFV iShares MSCI Eafe Value ETF | Add +49.5% | 0.09% | +0.05 |
| IVW iShares S&P 500 Growth ETF | Add +0.8% | 0.15% | +0.05 |
| WULF Terawulf Inc. | Add +161.4% | 0.06% | +0.05 |
| FIX Comfort Systems USA Inc. | Add +37.5% | 0.07% | +0.05 |
| CI The Cigna Group | Add +55.1% | 0.08% | +0.04 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +500.2% | 0.04% | +0.04 |
| TLH iShares 10-20 Year Treasury | Add +48.4% | 0.06% | +0.04 |
| IGSB iShares 1-5Y Inv Grade Corp. | Add +8.4% | 0.08% | +0.04 |
| EIX Edison International | Add +31.8% | 0.06% | +0.03 |
| WDC Western Digital Corp. | Add +26.1% | 0.06% | +0.03 |
| CGCB Cap Group Core Bond | Add +54.6% | 0.05% | +0.03 |
| NEM Newmont Corp. | Add +8.5% | 0.07% | +0.03 |
| AMT American Tower Corp. | Add +4.5% | 0.08% | +0.03 |
| PCG P G & E Corp. | Add +48.4% | 0.05% | +0.03 |
| DFVX Dim US Large Cap Vector ETF | Add +50.5% | 0.05% | +0.03 |
| RGLD Royal Gold Inc. | Add +119.3% | 0.04% | +0.03 |
| WWD Woodward Inc. | Add +121.2% | 0.04% | +0.03 |
| EA Electronic Arts Inc. | Add +223.2% | 0.04% | +0.03 |
| CHRW C.H. Robinson Worldwide Inc. | Add +37.1% | 0.05% | +0.03 |
| FTI Technipfmc PLC | Add +38.0% | 0.04% | +0.03 |
| AMD Advanced Micro Devices | Add +33.9% | 0.09% | +0.03 |
| RDVY First Trust Rising Dividend | Add +26.3% | 0.06% | +0.03 |
| KMI Kinder Morgan Inc. | Add +29.8% | 0.07% | +0.03 |
Options Activity Q4 2025 → Q1 2026
| AAPL Apple Inc. | put | Add +0.0% | 77,900 | $1.3B |
| NVDA Nvidia Corp. | put | Add +0.0% | 28,200 | $972.4M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +998.0% | 59,700 | $362.9M |
| AVGO Broadcom Inc. | put | Reduce -48.0% | 7,600 | $263.3M |
| QQQ Invesco QQQ Trust Series 1 | put | Add +0.0% | 19,500 | $246.1M |
| VTI VG Morningstar TS MKT ETF-US | put | New | 20,800 | $211.7M |
| GLD SPDR Gold Shares | put | Add +0.0% | 10,100 | $78.5M |
| NOC Northrop Grumman Corp. | put | New | 4,600 | $62.0M |
| XLE SS Energy Select Sector | put | New | 10,000 | $19.8M |
| IBIT iShares Bitcoin Trust ETF | call | Sold out | 216,000 | $2.4Mbefore exit |
| BMNR Bitmine Immersion Technologi | call | Sold out | 150,400 | $1.9Mbefore exit |
| FETH Fidelity Ethereum Fund | call | Sold out | 270,000 | $1.5Mbefore exit |
| BE Bloom Energy Corp. Class A | call | Sold out | 11,000 | $784Kbefore exit |
| FISV Fiserv Inc. | put | Sold out | 184 | $436Kbefore exit |
| TLT iShares 20+ Year Treasury BD | call | Sold out | 215,000 | $427Kbefore exit |
| IONQ Ionq Inc. | call | Sold out | 17,700 | $289Kbefore exit |
| LRCX Lam Research Corp. | put | Sold out | 13,400 | $142Kbefore exit |
| GRAB Grab Holdings Ltd. Class A | call | Reduce -80.0% | 10,000 | $91K |
| ITB iShares U.S. Home Constructi | put | Sold out | 10,800 | $68Kbefore exit |
| NU Nu Holdings Ltd./Cayman Isl-A | call | Sold out | 10,000 | $63Kbefore exit |
| SPXS Dirx Dai S&P500 B 3X ETF-Usd | call | Sold out | 48,000 | $17Kbefore exit |
| FAZ Direx DLY Fin Bea 3X ETF-Usd | call | Sold out | 40,000 | $15Kbefore exit |
| RZLV Rezolve AI PLC | call | Sold out | 10,000 | $11Kbefore exit |
| FLG Flagstar Bank NA | call | Sold out | 13,500 | $8Kbefore exit |
| GLXY Galaxy Digital Inc. Class A | call | Add +0.9% | 10,600 | $0 |
| SHW The Sherwin-Williams Co. | put | Add +13.7% | 16,900 | $0 |
| AMD Advanced Micro Devices | call | Sold out | 0 | $0before exit |
| MO Altria Group Inc. | call | Add +50.2% | 24,800 | $0 |
| AMZN Amazon.com Inc. | put | Sold out | 0 | $0before exit |
| GLW Corning Inc. | put | New | 15,000 | $0 |
| CRWD CrowdStrike Holdings Inc. Class A | call | Sold out | 2,799 | $0before exit |
| DEFT Defi Technologies Inc. | call | New | 14,000 | $0 |
| XOM Exxon Mobil Corp. | put | Sold out | 0 | $0before exit |
| QQQ Invesco QQQ Trust Series 1 | call | Sold out | 0 | $0before exit |
| IWM iShares Russell 2000 ETF | call | Sold out | 27,477 | $0before exit |
| JPM JPMorgan Chase & Co. | call | Sold out | 0 | $0before exit |
| MSFT Microsoft Corp. | put | Add +0.0% | 35,600 | $0 |
| NEM Newmont Corp. | put | New | 30,300 | $0 |
| NVDA Nvidia Corp. | call | Sold out | 0 | $0before exit |
| PLTR Palantir Technologies Inc. Class A | call | Sold out | 7,107 | $0before exit |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +0.0% | 27,300 | $0 |
| DIA SS SPDR Dow Jones Indus Avg | put | New | 10,000 | $0 |
| USB US Bancorp | put | Add +1860.8% | 18,000 | $0 |
| UPS United Parcel Service Class B | put | Add +251.2% | 20,400 | $0 |
| WDC Western Digital Corp. | call | Sold out | 0 | $0before exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Sold out | 51,283 | $2.5Mbefore exit |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | New | 36,009 | $2.4M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +37.7% | 1,829 | $2.1M |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | New | 31,519 | $2.1M |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | Sold out | 17,766 | $827Kbefore exit |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Sold out | 9,330 | $741Kbefore exit |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -28.0% | 350 | $413K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Add +4.5% | 12,984 | $318K |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | Reduce -35.5% | 3,115 | $221K |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | Sold out | 6,778 | $210Kbefore exit |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | Reduce -20.0% | 12,000 | $100K |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Sold out | 26,000 | $26Kbefore exit |
| DATADOG INC (DDOG 0 12/01/29) | NOTE 12/0 · principal | Add +109.1% | 23,000 | $22K |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | Reduce -5.3% | 18,000 | $22K |
| COINBASE GLOBAL INC (COIN 0.25 04/01/30) | NOTE 0.250% 4/0 · principal | New | 23,000 | $21K |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | Add +12.5% | 18,000 | $19K |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Reduce -26.9% | 19,000 | $19K |
| AFFIRM HOLDINGS INC (AFRM 0.75 12/15/29) | NOTE 0.750%12/1 · principal | New | 19,000 | $18K |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | Reduce -19.1% | 17,000 | $18K |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Sold out | 16,000 | $17Kbefore exit |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | New | 17,000 | $17K |
| FIVE9 INC (FIVN 1 03/15/29) | NOTE 1.000% 3/1 · principal | Sold out | 18,000 | $16Kbefore exit |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 11/01/29) | NOTE 1.250%11/0 · principal | New | 16,000 | $16K |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | Sold out | 16,000 | $16Kbefore exit |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Sold out | 15,000 | $15Kbefore exit |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | New | 17,000 | $15K |
| ITRON INC (ITRI 1.375 07/15/30) | NOTE 1.375% 7/1 · principal | Add +7.1% | 15,000 | $15K |
| VARONIS SYSTEM INC (VRNS 1 09/15/29) | NOTE 1.000% 9/1 · principal | Sold out | 16,000 | $15Kbefore exit |
| LIVE NATION ENTERTAINMEN (LYV 2.875 01/15/30) | NOTE 2.875% 1/1 · principal | Sold out | 14,000 | $15Kbefore exit |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | Reduce -76.9% | 15,000 | $15K |
| APPLIED OPTOELECTRONICS INC | NOTE 2.750% 1/1 · principal | Sold out | 12,000 | $15Kbefore exit |
| BOX INC (BOX 1.5 09/15/29) | NOTE 1.500% 9/1 · principal | Sold out | 15,000 | $14Kbefore exit |
| HAEMONETICS CORP (HAE 2.5 06/01/29) | NOTE 2.500% 6/0 · principal | New | 15,000 | $14K |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | Sold out | 14,000 | $14Kbefore exit |
| UPSTART HOLDINGS INC (UPST 1 11/15/30) | NOTE 1.000%11/1 · principal | Add +35.7% | 19,000 | $14K |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | Reduce -55.6% | 12,000 | $13K |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | Reduce -35.3% | 11,000 | $13K |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | Reduce -18.8% | 13,000 | $12K |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | Sold out | 12,000 | $12Kbefore exit |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | New | 10,000 | $12K |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | Reduce -7.7% | 12,000 | $12K |
| SNAP INC (SNAP 0.5 05/01/30) | NOTE 0.500% 5/0 · principal | Sold out | 13,000 | $12Kbefore exit |
| VERTEX INC (VERX 0.75 05/01/29) | NOTE 0.750% 5/0 · principal | Sold out | 12,000 | $11Kbefore exit |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Sold out | 10,000 | $11Kbefore exit |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | New | 12,000 | $11K |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | New | 12,000 | $11K |
| MICROCHIP TECHNOLOGY INC (MCHP 0.75 06/01/30) | NOTE 0.750% 6/0 · principal | New | 11,000 | $11K |
| MERITAGE HOMES CORP (MTH 1.75 05/15/28) | NOTE 1.750% 5/1 · principal | Sold out | 11,000 | $11Kbefore exit |
| AEROVIRONMENT INC (AVAV 0 07/15/30) | NOTE 7/1 · principal | New | 11,000 | $11K |
| PROGRESS SOFTWARE CORP (PRGS 3.5 03/01/30) | NOTE 3.500% 3/0 · principal | Reduce -36.8% | 12,000 | $11K |
Showing the first 50 of 53.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,915 | $59.6B | IVV, AAPL, AGG, NVDA, SMTH |
| Q1 2026 | 3,519 | $45.5B | IVV, AGG, SMTH, MSFT, FNDF |
| Q4 2025 | 3,566 | $73.7B | IVV, AVGO, AAPL, AGG, NVDA |
| Q3 2025 | 3,473 | $66.1B | IVV, AAPL, AGG, MSFT, NVDA |
| Q2 2025 | 3,273 | $60.4B | IVV, AGG, AAPL, MSFT, NVDA |
| Q1 2025 | 2,921 | $52.3B | IVV, AAPL, AGG, MSFT, SMTH |
| Q4 2024Amended | 2,863 | $52.2B | IVV, AAPL, AGG, MSFT, NVDA |
| Q3 2024 | 2,612 | $46.5B | IVV, AAPL, AGG, MSFT, NVDA |
| Q2 2024 | 2,476 | $42.1B | IVV, AAPL, AGG, MSFT, NVDA |
| Q1 2024 | 2,365 | $38.7B | IVV, AGG, AAPL, MSFT, IMTM |