Westside Investment Management, Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 20, 2024), Westside Investment Management, Inc. reported 987 stock positions worth $469.5 million. Its top holding was Apple (AAPL) at 4.3% of the portfolio, followed by Vanguard High DVD Yield ETF (VYM, 3.7%) and VG Morningstar TS MKT ETF-US (VTI, 3.5%). Compared with Q2 2024, it opened 45 new positions, sold out of 40, added to 165 and reduced 153. The biggest buy was Eton Pharmaceuticals (ETON, shares +6%) and the biggest sale Invesco QQQ Trust Series 1 (QQQ, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- SANTA MONICA, CA
- CIK
- 0001538383
- Portfolio Value
- $469.5M (Q3 2024)
- SEC Filing
- 0001538383-24-000005 ↗ filed Nov 20, 2024
Holdings Value
Holdings 987 stocks · $469.5M
| AAPL Apple Inc. | 4.35% | 90,003 | $20.4M | Reduce -1.0% |
| VYM Vanguard High DVD Yield ETF | 3.73% | 137,257 | $17.5M | Add +6.2% |
| VTI VG Morningstar TS MKT ETF-US | 3.50% | 57,959 | $16.4M | Add +3.9% |
| QQQ Invesco QQQ Trust Series 1 | 3.17% | 30,585 | $14.9M | Reduce -3.0% |
| MSFT Microsoft Corp. | 2.27% | 24,826 | $10.6M | Add +0.1% |
| AMZN Amazon.com Inc. | 2.14% | 54,073 | $10.0M | Add +1.2% |
| UBER Uber Technologies Inc. | 2.03% | 130,928 | $9.5M | Reduce -4.5% |
| IEFA iShares Core MSCI Eafe ETF | 1.91% | 115,234 | $9.0M | Add +2.9% |
| META Meta Platforms Inc. Class A | 1.70% | 14,172 | $8.0M | Add +0.0% |
| AGG iShares Core U.S. Aggregate | 1.60% | 74,342 | $7.5M | Add +0.9% |
| HROW Harrow Inc. | 1.59% | 165,944 | $7.5M | Reduce -21.0% |
| VCR Vanguard Consumer Discre ETF | 1.57% | 21,792 | $7.4M | Reduce -0.1% |
| GOOGL Alphabet Inc. Class A | 1.51% | 42,560 | $7.1M | Reduce -0.5% |
| TPC Tutor Perini Corp. | 1.47% | 253,748 | $6.9M | Reduce -3.4% |
| JPST JPMorgan Ultra-Short Income | 1.43% | 132,275 | $6.7M | Reduce -5.7% |
| VIG Vanguard Dividend Apprec ETF | 1.37% | 32,637 | $6.4M | Reduce -3.1% |
| MINT PIMCO Enhanced Short Maturit | 1.26% | 58,540 | $5.9M | Add +6.9% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 1.18% | 118,079 | $5.6M | Reduce -0.5% |
| GOOG Alphabet Inc. Class C | 1.17% | 32,606 | $5.5M | Add +0.7% |
| GLD SPDR Gold Shares | 1.15% | 22,281 | $5.4M | Reduce -0.1% |
| XLK SS Technology Select Sector | 1.11% | 23,312 | $5.2M | Reduce -3.0% |
| NOC Northrop Grumman Corp. | 1.07% | 9,917 | $5.0M | Reduce -0.8% |
| SDY SS SPDR S&P Dividend ETF | 1.00% | 33,107 | $4.7M | Add +1.3% |
| FCAL First Trust California Munic | 0.97% | 90,830 | $4.6M | Add +1.0% |
| PBI Pitney Bowes Inc. | 0.95% | 622,839 | $4.4M | Reduce -0.8% |
| NVDA Nvidia Corp. | 0.89% | 36,810 | $4.2M | Reduce -1.6% |
| URI United Rentals Inc. | 0.89% | 5,144 | $4.2M | Reduce -0.2% |
| AVGO Broadcom Inc. | 0.88% | 25,815 | $4.1M | Reduce -0.4% |
| CVS CVS Health Corp. | 0.86% | 64,517 | $4.0M | Add +4.6% |
| SMMU PIMCO SHRT TRM Muni BND ETF | 0.86% | 79,829 | $4.0M | Add +3.3% |
| QCOM Qualcomm Inc. | 0.84% | 23,360 | $3.9M | Add +0.2% |
| ETON Eton Pharmaceuticals Inc. | 0.79% | 618,675 | $3.7M | Add +5.7% |
| XLF SS Financial Select Sector | 0.76% | 79,683 | $3.6M | Reduce -2.6% |
| BCO The Brink's Co. | 0.75% | 30,421 | $3.5M | Reduce -0.3% |
| ABBV Abbvie Inc. | 0.72% | 17,296 | $3.4M | Add +1.0% |
| IEMG iShares Core MSCI Emerging | 0.72% | 58,894 | $3.4M | Add +6.5% |
| XLV SS Health Care Select Sector | 0.71% | 21,675 | $3.3M | Add +6.9% |
| FMB First Trust Managed Municipa | 0.70% | 63,442 | $3.3M | Add +0.5% |
| AMGN Amgen Inc. | 0.69% | 10,046 | $3.3M | Reduce -0.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.69% | 5,672 | $3.2M | Reduce -1.7% |
| SHOP Shopify Inc. Class A | 0.68% | 42,320 | $3.2M | Reduce -2.8% |
| VHT Vanguard Health Care ETF | 0.66% | 11,013 | $3.1M | Add +2.5% |
| AVUV Avantis US Small Cap Value | 0.61% | 30,047 | $2.9M | Add +39.2% |
| IJR iShares Core S&P Small-Cap E | 0.56% | 22,357 | $2.6M | Add +1.8% |
| COHR Coherent Corp. | 0.55% | 29,156 | $2.6M | Reduce -0.8% |
| SHY iShares 1-3 Year Treasury Bo | 0.55% | 30,843 | $2.6M | Add +1.9% |
| FIXD First Trust Smith Opportunis | 0.54% | 56,346 | $2.5M | Add +1.2% |
| ORCL Oracle Corp. | 0.53% | 14,961 | $2.5M | Add +0.6% |
| MUB iShares National Muni Bond E | 0.53% | 22,895 | $2.5M | Add +0.3% |
| IBB iShares Biotechnology ETF | 0.53% | 17,002 | $2.5M | Add +1.2% |
| VXUS Vanguard Total Intl Stock | 0.51% | 37,271 | $2.4M | Add +12.1% |
| CMF iShares California Muni Bond | 0.51% | 40,820 | $2.4M | Reduce -0.2% |
| VDC Vanguard Consumer Staple ETF | 0.50% | 10,769 | $2.3M | Add +0.4% |
| QQQM Invesco Nasdaq 100 ETF | 0.48% | 11,333 | $2.3M | Add +17.0% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.48% | 9,627 | $2.3M | Add +0.5% |
| GILD Gilead Sciences Inc. | 0.48% | 27,443 | $2.2M | Add +3.5% |
| VWO Vanguard Ftse Emerging Marke | 0.42% | 42,049 | $2.0M | Add +2.0% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.42% | 27,906 | $2.0M | Reduce -0.5% |
| BND Vanguard Total Bond Market | 0.41% | 25,607 | $1.9M | Reduce -0.1% |
| CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED | 0.40% | 61,117 | $1.9M | Add +39.1% |
| MUNI PIMCO Intermediate Municipal | 0.40% | 35,291 | $1.9M | Reduce -3.0% |
| LLY Eli Lilly & Co. | 0.39% | 2,068 | $1.8M | Reduce -8.8% |
| RVTY Revvity Inc. | 0.39% | 14,255 | $1.8M | Reduce -0.3% |
| AIVL Wisdomtree US AI Enhanced Va | 0.38% | 16,090 | $1.8M | Add +0.4% |
| BX Blackstone Inc. | 0.38% | 11,650 | $1.8M | Reduce -10.1% |
| DKNG Draftkings Inc. Class A | 0.37% | 44,830 | $1.8M | Add +26.5% |
| SMH Vaneck Semiconductor ETF | 0.37% | 7,090 | $1.7M | Add +0.7% |
| FVD First Trust Value Line DVD | 0.37% | 38,477 | $1.7M | Add +13.8% |
| ITOT iShares Core S&P Total U.S. | 0.36% | 13,583 | $1.7M | Add +1.2% |
| CI The Cigna Group | 0.36% | 4,925 | $1.7M | No change |
| FDN First Trust DJ Internet Ind | 0.36% | 8,068 | $1.7M | Reduce -2.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.36% | 42,542 | $1.7M | Add +0.7% |
| BNDX Vanguard Total Intl Bond ETF | 0.36% | 33,248 | $1.7M | Add +23.8% |
| TLT iShares 20+ Year Treasury BD | 0.35% | 16,953 | $1.7M | Add +0.2% |
| INEQ Columbia Intl Eqty Inc. ETF | 0.35% | 51,790 | $1.7M | Add +0.5% |
| SHM SS SPDR N Ice St Muni ETF | 0.35% | 34,146 | $1.6M | Add +0.1% |
| UNH Unitedhealth Group Inc. | 0.34% | 2,759 | $1.6M | Reduce -0.3% |
| MDT Medtronic PLC | 0.34% | 17,584 | $1.6M | No change |
| NEAR iShares SH Dba ETF Usd Inc. | 0.34% | 30,900 | $1.6M | Add +2.3% |
| XLP SS Consumer Staples Sel Sect | 0.33% | 18,867 | $1.6M | Add +8.8% |
| MU Micron Technology Inc. | 0.33% | 14,902 | $1.6M | Reduce -0.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.32% | 3,291 | $1.5M | Add +3.4% |
| SNOW Snowflake Inc. | 0.31% | 12,344 | $1.4M | Add +47.4% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.30% | 4,988 | $1.4M | Add +44.8% |
| BOND PIMCO Active Bond Exchange-T | 0.29% | 14,681 | $1.4M | Add +10.8% |
| CHTR Charter Communications Inc. Class A | 0.29% | 4,222 | $1.4M | Reduce -11.0% |
| RISN Inspire Capital Appreciation | 0.28% | 49,483 | $1.3M | New |
| FDX FedEx Corp. | 0.28% | 4,859 | $1.3M | No change |
| MSI Motorola Solutions Inc. | 0.28% | 2,957 | $1.3M | Reduce -1.1% |
| AMLP Alerian MLP ETF | 0.28% | 27,673 | $1.3M | Add +3.4% |
| CRM Salesforce Inc. | 0.27% | 4,792 | $1.3M | Reduce -0.4% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.27% | 16,521 | $1.3M | Add +0.9% |
| PYPL PayPal Holdings Inc. | 0.27% | 16,712 | $1.3M | Reduce -0.1% |
| AMAT Applied Materials Inc. | 0.27% | 6,328 | $1.3M | No change |
| HPE Hewlett Packard Enterprise | 0.27% | 62,048 | $1.3M | No change |
| TRMB Trimble Inc. | 0.27% | 20,305 | $1.3M | No change |
| GBIL Goldman Sachs Access Treasur | 0.27% | 12,465 | $1.3M | Add +26.8% |
| JPM JPMorgan Chase & Co. | 0.26% | 5,885 | $1.2M | Reduce -1.0% |
| HYD Vaneck High Yield Muni ETF | 0.26% | 23,133 | $1.2M | Add +6.3% |
| HMOP Hartford Municipal Opp ETF | 0.26% | 30,859 | $1.2M | Add +12.0% |
Other holdings (3): bonds, preferreds, convertibles and warrants · $78K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 6 PERP GG) | PFD | 3,000 | $75K | No change |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 38 | $2K | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 2 | $17 | No change |
Total filed on the 13F, all lines: $469.6M.
Portfolio Sells Q2 2024 → Q3 2024
| QQQ Invesco QQQ Trust Series 1 | Reduce -3.0% | 3.17% | −0.28 |
| GOOGL Alphabet Inc. Class A | Reduce -0.5% | 1.51% | −0.27 |
| UBER Uber Technologies Inc. | Reduce -4.5% | 2.03% | −0.25 |
| JPST JPMorgan Ultra-Short Income | Reduce -5.7% | 1.43% | −0.19 |
| NVDA Nvidia Corp. | Reduce -1.6% | 0.89% | −0.17 |
| XLK SS Technology Select Sector | Reduce -3.0% | 1.11% | −0.14 |
| BA The Boeing Co. | Reduce -22.4% | 0.22% | −0.13 |
| MU Micron Technology Inc. | Reduce -0.5% | 0.33% | −0.11 |
| LLY Eli Lilly & Co. | Reduce -8.8% | 0.39% | −0.08 |
| AVGO Broadcom Inc. | Reduce -0.4% | 0.88% | −0.07 |
| USFR Wisdomtree Floating Rate Tre | Reduce -92.8% | 0.01% | −0.07 |
| DLX Deluxe Corp. | Reduce -4.1% | 0.20% | −0.06 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -0.5% | 1.18% | −0.05 |
| VIG Vanguard Dividend Apprec ETF | Reduce -3.1% | 1.37% | −0.04 |
| MUNI PIMCO Intermediate Municipal | Reduce -3.0% | 0.40% | −0.04 |
| CHTR Charter Communications Inc. Class A | Reduce -11.0% | 0.29% | −0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -1.7% | 0.69% | −0.03 |
| INTC Intel Corp. | Reduce -10.3% | 0.05% | −0.03 |
| AMGN Amgen Inc. | Reduce -0.6% | 0.69% | −0.03 |
| CMF iShares California Muni Bond | Reduce -0.2% | 0.51% | −0.03 |
| CRSP Crispr Therapeutics AG | Reduce -13.7% | 0.07% | −0.03 |
| FDN First Trust DJ Internet Ind | Reduce -2.4% | 0.36% | −0.03 |
| SEEGX JPMorgan Large Cap Grow-I | Sold out | 0.00% | −0.02 |
| AIQ Global X Art Intel & Tech | Reduce -39.7% | 0.03% | −0.02 |
| SUSA iShares ESG Optimized MSCI U | Reduce -9.3% | 0.21% | −0.02 |
| AAPL Apple Inc. | Reduce -1.0% | 4.35% | −0.02 |
| WOBDX JPMorgan Core Bond-I | Sold out | 0.00% | −0.02 |
| COST Costco Wholesale Corp. | Reduce -0.5% | 0.20% | −0.02 |
| IWD iShares Russell 1000 Value E | Reduce -53.8% | 0.01% | −0.02 |
| MUST Columbia Multi-Sect Muni Inc. | Reduce -17.9% | 0.05% | −0.01 |
| FABLX Fidelity Advisor Balanced-A | Sold out | 0.00% | −0.01 |
| MRK Merck & Co. Inc. | Reduce -1.5% | 0.07% | −0.01 |
| BND Vanguard Total Bond Market | Reduce -0.1% | 0.41% | −0.01 |
| FDLO Fidelity Low Volat Fact ETF | Reduce -5.9% | 0.21% | −0.01 |
| VGT Vanguard Info Tech ETF | Reduce -5.2% | 0.10% | −0.01 |
| TBCH Turtle Beach Corp. | Reduce -13.4% | 0.07% | −0.01 |
| DSI iShares ESG MSCI KLD 400 ETF | Reduce -26.8% | 0.03% | −0.01 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -16.4% | 0.06% | −0.01 |
| KWEB Kranesh Csi China Internet | Sold out | 0.00% | −0.01 |
| JPM JPMorgan Chase & Co. | Reduce -1.0% | 0.26% | −0.01 |
| SIGNATURE BANK NEW YORK (SBNY 4.6 07/15/24) | Sold out | 0.00% | −0.01 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -0.5% | 0.42% | −0.01 |
| XLF SS Financial Select Sector | Reduce -2.6% | 0.76% | −0.01 |
| CRM Salesforce Inc. | Reduce -0.4% | 0.27% | −0.01 |
| PG The Procter & Gamble Co. | Reduce -0.6% | 0.16% | −0.01 |
| ABNB Airbnb Inc. Class A | Reduce -7.1% | 0.02% | −0.01 |
| GOVT iShares US Treasury Bond ETF | Sold out | 0.00% | −0.01 |
| BANF Bancfirst Corp. | Sold out | 0.00% | −0.01 |
| XOM Exxon Mobil Corp. | Reduce -0.4% | 0.11% | −0.01 |
| IDRV iShares Self-Driving Ev&tech | Sold out | 0.00% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| ETON Eton Pharmaceuticals Inc. | Add +5.7% | 0.79% | +0.35 |
| RISN Inspire Capital Appreciation | New | 0.28% | +0.28 |
| VYM Vanguard High DVD Yield ETF | Add +6.2% | 3.73% | +0.22 |
| AVUV Avantis US Small Cap Value | Add +39.2% | 0.61% | +0.17 |
| CGBL Cap Group Core Balanced | Add +39.1% | 0.40% | +0.11 |
| VTI VG Morningstar TS MKT ETF-US | Add +3.9% | 3.50% | +0.08 |
| DKNG Draftkings Inc. Class A | Add +26.5% | 0.37% | +0.06 |
| META Meta Platforms Inc. Class A | Add +0.0% | 1.70% | +0.06 |
| GILD Gilead Sciences Inc. | Add +3.5% | 0.48% | +0.06 |
| BNDX Vanguard Total Intl Bond ETF | Add +23.8% | 0.36% | +0.06 |
| VXUS Vanguard Total Intl Stock | Add +12.1% | 0.51% | +0.06 |
| FVD First Trust Value Line DVD | Add +13.8% | 0.37% | +0.05 |
| CFLT Confluent Inc. Class A | Add +11796.1% | 0.05% | +0.05 |
| ABBV Abbvie Inc. | Add +1.0% | 0.72% | +0.05 |
| ORCL Oracle Corp. | Add +0.6% | 0.53% | +0.05 |
| IEFA iShares Core MSCI Eafe ETF | Add +2.9% | 1.91% | +0.05 |
| SDY SS SPDR S&P Dividend ETF | Add +1.3% | 1.00% | +0.05 |
| SNOW Snowflake Inc. | Add +47.4% | 0.31% | +0.05 |
| QQQM Invesco Nasdaq 100 ETF | Add +17.0% | 0.48% | +0.05 |
| IEMG iShares Core MSCI Emerging | Add +6.5% | 0.72% | +0.04 |
| GDX Vaneck Gold Miners ETF | Add +64.6% | 0.09% | +0.04 |
| GBIL Goldman Sachs Access Treasur | Add +26.8% | 0.27% | +0.04 |
| XLV SS Health Care Select Sector | Add +6.9% | 0.71% | +0.03 |
| XLE SS Energy Select Sector | Add +27.5% | 0.24% | +0.03 |
| RSP Invesco S&P 500 Equal Weight | Add +157.2% | 0.05% | +0.03 |
| XLP SS Consumer Staples Sel Sect | Add +8.8% | 0.33% | +0.03 |
| MLN Vaneck Long Muni ETF | Add +19.8% | 0.22% | +0.03 |
| WWJD Inspire International ETF | New | 0.03% | +0.03 |
| BOXX Alpha Architect 1-3 MNTH Box | New | 0.03% | +0.03 |
| VGK Vanguard Ftse Europe ETF | New | 0.02% | +0.02 |
| CVS CVS Health Corp. | Add +4.6% | 0.86% | +0.02 |
| SWVXX Schwa Prime Adv Money FD-Inv | Add +41.5% | 0.09% | +0.02 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +0.9% | 0.27% | +0.02 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +3.4% | 0.32% | +0.02 |
| IJR iShares Core S&P Small-Cap E | Add +1.8% | 0.56% | +0.02 |
| ICF iShares Select U.S. REIT ETF | Add +9.1% | 0.14% | +0.02 |
| BOND PIMCO Active Bond Exchange-T | Add +10.8% | 0.29% | +0.02 |
| DIA SS SPDR Dow Jones Indus Avg | Add +75.5% | 0.04% | +0.02 |
| SPLB SS SPDR P Long Term C ETF | Add +63.8% | 0.04% | +0.02 |
| NVNO Envveno Medical Corporation | Add +128.0% | 0.06% | +0.02 |
| ANIX Anixa Biosciences Inc. | Add +151.8% | 0.02% | +0.02 |
| LULU Lululemon Athletica Inc. | Add +900.0% | 0.02% | +0.02 |
| AIVL Wisdomtree US AI Enhanced Va | Add +0.4% | 0.38% | +0.02 |
| XCEM Columbia Em Core Ex-China | New | 0.01% | +0.01 |
| HMOP Hartford Municipal Opp ETF | Add +12.0% | 0.26% | +0.01 |
| FCX Freeport-McMoran Inc. | Add +33.0% | 0.08% | +0.01 |
| EFV iShares MSCI Eafe Value ETF | Add +4.5% | 0.26% | +0.01 |
| TFFP TFF Pharmaceuticals Inc. | Add +49.1% | 0.03% | +0.01 |
| SWTXX Schwab Municipal Money-Inv | Add +20.4% | 0.11% | +0.01 |
| WMT Walmart Inc. | Add +0.0% | 0.14% | +0.01 |
Notes & Other Activity Q2 2024 → Q3 2024
| BOH Bank of Hawaii Corp. | COM | Reduce -100.0% | 0 | $0 |
| NURE Nuveen Shortterm REIT ETF | NUVEEN SHRT TERM | Sold out | 0 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,445 | $761.3M | AAPL, VYM, QQQ, VTI, GOOGL |
| Q1 2026 | 1,475 | $652.7M | VYM, AAPL, VTI, QQQ, TPC |
| Q4 2025 | 1,494 | $625.1M | AAPL, VYM, VTI, QQQ, TPC |
| Q3 2025 | 1,381 | $625.9M | AAPL, VYM, VTI, QQQ, TPC |
| Q2 2025 | 1,283 | $539.1M | VYM, VTI, AAPL, QQQ, MSFT |
| Q1 2025 | 976 | $469.4M | VYM, AAPL, VTI, QQQ, AMZN |
| Q4 2024 | 984 | $474.4M | AAPL, VYM, VTI, QQQ, AMZN |
| Q3 2024 | 987 | $469.5M | AAPL, VYM, VTI, QQQ, MSFT |
| Q2 2024 | 982 | $436.8M | AAPL, VYM, QQQ, VTI, MSFT |
| Q1 2024 | 896 | $417.1M | AAPL, VYM, VTI, QQQ, UBER |