Westside Investment Management, Inc.
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 17, 2025), Westside Investment Management, Inc. reported 984 stock positions worth $474.4 million. Its top holding was Apple (AAPL) at 4.6% of the portfolio, followed by Vanguard High DVD Yield ETF (VYM, 3.7%) and VG Morningstar TS MKT ETF-US (VTI, 3.5%). Compared with Q3 2024, it opened 60 new positions, sold out of 63, added to 176 and reduced 160. The biggest buy was Schwab Municipal Money-Inv (SWTXX, shares +495%) and the biggest sale Harrow (HROW, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- SANTA MONICA, CA
- CIK
- 0001538383
- Portfolio Value
- $474.4M (Q4 2024)
- SEC Filing
- 0001538383-25-000001 ↗ filed Jan 17, 2025
Holdings Value
Holdings 984 stocks · $474.4M
| AAPL Apple Inc. | 4.58% | 86,782 | $21.7M | Reduce -3.6% |
| VYM Vanguard High DVD Yield ETF | 3.72% | 138,149 | $17.6M | Add +0.7% |
| VTI VG Morningstar TS MKT ETF-US | 3.54% | 57,984 | $16.8M | Add +0.0% |
| QQQ Invesco QQQ Trust Series 1 | 3.26% | 30,279 | $15.5M | Reduce -1.0% |
| AMZN Amazon.com Inc. | 2.47% | 53,505 | $11.7M | Reduce -1.1% |
| MSFT Microsoft Corp. | 2.21% | 24,848 | $10.5M | Add +0.1% |
| GOOGL Alphabet Inc. Class A | 1.74% | 43,635 | $8.3M | Add +2.5% |
| META Meta Platforms Inc. Class A | 1.74% | 14,106 | $8.3M | Reduce -0.5% |
| VCR Vanguard Consumer Discre ETF | 1.69% | 21,409 | $8.0M | Reduce -1.8% |
| IEFA iShares Core MSCI Eafe ETF | 1.68% | 113,472 | $8.0M | Reduce -1.5% |
| UBER Uber Technologies Inc. | 1.63% | 128,010 | $7.7M | Reduce -2.2% |
| ETON Eton Pharmaceuticals Inc. | 1.61% | 575,222 | $7.7M | Reduce -7.0% |
| AGG iShares Core U.S. Aggregate | 1.58% | 77,132 | $7.5M | Add +3.8% |
| MINT PIMCO Enhanced Short Maturit | 1.39% | 65,943 | $6.6M | Add +12.7% |
| VIG Vanguard Dividend Apprec ETF | 1.35% | 32,803 | $6.4M | Add +0.5% |
| JPST JPMorgan Ultra-Short Income | 1.35% | 126,818 | $6.4M | Reduce -4.1% |
| GOOG Alphabet Inc. Class C | 1.30% | 32,337 | $6.2M | Reduce -0.8% |
| TPC Tutor Perini Corp. | 1.27% | 248,203 | $6.0M | Reduce -2.2% |
| AVGO Broadcom Inc. | 1.23% | 25,194 | $5.8M | Reduce -2.4% |
| HROW Harrow Inc. | 1.16% | 163,541 | $5.5M | Reduce -1.4% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 1.14% | 119,929 | $5.4M | Add +1.6% |
| GLD SPDR Gold Shares | 1.12% | 21,871 | $5.3M | Reduce -1.8% |
| XLK SS Technology Select Sector | 1.10% | 22,423 | $5.2M | Reduce -3.8% |
| FCAL First Trust California Munic | 1.05% | 100,930 | $5.0M | Add +11.1% |
| NVDA Nvidia Corp. | 0.97% | 34,265 | $4.6M | Reduce -6.9% |
| PBI Pitney Bowes Inc. | 0.96% | 625,939 | $4.5M | Add +0.5% |
| SHOP Shopify Inc. Class A | 0.92% | 40,970 | $4.4M | Reduce -3.2% |
| SDY SS SPDR S&P Dividend ETF | 0.91% | 32,533 | $4.3M | Reduce -1.7% |
| NOC Northrop Grumman Corp. | 0.87% | 8,760 | $4.1M | Reduce -11.7% |
| SMMU PIMCO SHRT TRM Muni BND ETF | 0.82% | 77,879 | $3.9M | Reduce -2.4% |
| XLF SS Financial Select Sector | 0.81% | 79,279 | $3.8M | Reduce -0.5% |
| URI United Rentals Inc. | 0.77% | 5,171 | $3.6M | Add +0.5% |
| QCOM Qualcomm Inc. | 0.75% | 23,207 | $3.6M | Reduce -0.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.70% | 5,684 | $3.3M | Add +0.2% |
| SWTXX Schwab Municipal Money-Inv | 0.67% | 3,194,377 | $3.2M | Add +494.8% |
| FMB First Trust Managed Municipa | 0.67% | 62,076 | $3.2M | Reduce -2.1% |
| ABBV Abbvie Inc. | 0.65% | 17,317 | $3.1M | Add +0.1% |
| IEMG iShares Core MSCI Emerging | 0.65% | 58,682 | $3.1M | Reduce -0.4% |
| AVUV Avantis US Small Cap Value | 0.64% | 31,517 | $3.0M | Add +4.9% |
| MUB iShares National Muni Bond E | 0.64% | 28,312 | $3.0M | Add +23.7% |
| XLV SS Health Care Select Sector | 0.62% | 21,513 | $3.0M | Reduce -0.8% |
| BCO The Brink's Co. | 0.60% | 30,653 | $2.8M | Add +0.8% |
| VHT Vanguard Health Care ETF | 0.59% | 11,067 | $2.8M | Add +0.5% |
| COHR Coherent Corp. | 0.58% | 29,079 | $2.8M | Reduce -0.3% |
| CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED | 0.57% | 87,196 | $2.7M | Add +42.7% |
| AMGN Amgen Inc. | 0.55% | 10,047 | $2.6M | Add +0.0% |
| IJR iShares Core S&P Small-Cap E | 0.54% | 22,307 | $2.6M | Reduce -0.2% |
| FIXD First Trust Smith Opportunis | 0.54% | 59,192 | $2.5M | Add +5.0% |
| SHY iShares 1-3 Year Treasury Bo | 0.53% | 30,849 | $2.5M | Add +0.0% |
| GILD Gilead Sciences Inc. | 0.53% | 27,345 | $2.5M | Reduce -0.4% |
| ORCL Oracle Corp. | 0.53% | 14,961 | $2.5M | No change |
| CMF iShares California Muni Bond | 0.52% | 43,084 | $2.5M | Add +5.5% |
| VXUS Vanguard Total Intl Stock | 0.51% | 41,280 | $2.4M | Add +10.8% |
| QQQM Invesco Nasdaq 100 ETF | 0.50% | 11,195 | $2.4M | Reduce -1.2% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.49% | 9,637 | $2.3M | Add +0.1% |
| VDC Vanguard Consumer Staple ETF | 0.48% | 10,809 | $2.3M | Add +0.4% |
| IBB iShares Biotechnology ETF | 0.47% | 16,952 | $2.2M | Reduce -0.3% |
| CVS CVS Health Corp. | 0.46% | 49,083 | $2.2M | Reduce -23.9% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.43% | 28,783 | $2.1M | Add +3.1% |
| BX Blackstone Inc. | 0.42% | 11,615 | $2.0M | Reduce -0.3% |
| FDN First Trust DJ Internet Ind | 0.41% | 8,048 | $2.0M | Reduce -0.3% |
| SNOW Snowflake Inc. | 0.41% | 12,574 | $1.9M | Add +1.9% |
| BND Vanguard Total Bond Market | 0.39% | 25,696 | $1.8M | Add +0.3% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.39% | 42,042 | $1.8M | Reduce -1.2% |
| MUNI PIMCO Intermediate Municipal | 0.38% | 35,291 | $1.8M | No change |
| ITOT iShares Core S&P Total U.S. | 0.37% | 13,561 | $1.7M | Reduce -0.2% |
| SMH Vaneck Semiconductor ETF | 0.36% | 7,090 | $1.7M | No change |
| CRWD CrowdStrike Holdings Inc. Class A | 0.36% | 4,990 | $1.7M | Add +0.0% |
| VWO Vanguard Ftse Emerging Marke | 0.36% | 38,345 | $1.7M | Reduce -8.8% |
| BNDX Vanguard Total Intl Bond ETF | 0.35% | 34,283 | $1.7M | Add +3.1% |
| FVD First Trust Value Line DVD | 0.35% | 38,477 | $1.7M | No change |
| DKNG Draftkings Inc. Class A | 0.35% | 45,118 | $1.7M | Add +0.6% |
| NEAR iShares SH Dba ETF Usd Inc. | 0.35% | 32,450 | $1.6M | Add +5.0% |
| UNH Unitedhealth Group Inc. | 0.34% | 3,210 | $1.6M | Add +16.4% |
| AIVL Wisdomtree US AI Enhanced Va | 0.34% | 15,163 | $1.6M | Reduce -5.8% |
| CRM Salesforce Inc. | 0.34% | 4,797 | $1.6M | Add +0.1% |
| RVTY Revvity Inc. | 0.34% | 14,363 | $1.6M | Add +0.8% |
| GBIL Goldman Sachs Access Treasur | 0.33% | 15,551 | $1.6M | Add +24.8% |
| INEQ Columbia Intl Eqty Inc. ETF | 0.32% | 51,790 | $1.5M | No change |
| LLY Eli Lilly & Co. | 0.32% | 1,963 | $1.5M | Reduce -5.1% |
| XLP SS Consumer Staples Sel Sect | 0.31% | 18,826 | $1.5M | Reduce -0.2% |
| MDT Medtronic PLC | 0.31% | 18,474 | $1.5M | Add +5.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.31% | 3,215 | $1.5M | Reduce -2.3% |
| SHM SS SPDR N Ice St Muni ETF | 0.31% | 30,733 | $1.5M | Reduce -10.0% |
| TRMB Trimble Inc. | 0.31% | 20,552 | $1.5M | Add +1.2% |
| JPM JPMorgan Chase & Co. | 0.30% | 6,026 | $1.4M | Add +2.4% |
| ATOM Atomera Inc. | 0.30% | 123,512 | $1.4M | Add +6.8% |
| PYPL PayPal Holdings Inc. | 0.30% | 16,785 | $1.4M | Add +0.4% |
| CI The Cigna Group | 0.30% | 5,173 | $1.4M | Add +5.0% |
| FZIIX Fidelity Adv Interm Muni-I | 0.30% | 141,503 | $1.4M | Add +22.0% |
| CHTR Charter Communications Inc. Class A | 0.29% | 4,049 | $1.4M | Reduce -4.1% |
| FDX FedEx Corp. | 0.29% | 4,908 | $1.4M | Add +1.0% |
| MSI Motorola Solutions Inc. | 0.29% | 2,963 | $1.4M | Add +0.2% |
| HYD Vaneck High Yield Muni ETF | 0.29% | 26,099 | $1.4M | Add +12.8% |
| HPE Hewlett Packard Enterprise | 0.28% | 62,523 | $1.3M | Add +0.8% |
| MLN Vaneck Long Muni ETF | 0.28% | 73,828 | $1.3M | Add +32.8% |
| AMLP Alerian MLP ETF | 0.28% | 27,406 | $1.3M | Reduce -1.0% |
| BOND PIMCO Active Bond Exchange-T | 0.27% | 13,981 | $1.3M | Reduce -4.8% |
| MU Micron Technology Inc. | 0.25% | 14,273 | $1.2M | Reduce -4.2% |
| HMOP Hartford Municipal Opp ETF | 0.25% | 30,559 | $1.2M | Reduce -1.0% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $76K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 6 PERP GG) | PFD | 3,000 | $76K | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 2 | $14 | No change |
Total filed on the 13F, all lines: $474.5M.
Portfolio Sells Q3 2024 → Q4 2024
| HROW Harrow Inc. | Reduce -1.4% | 1.16% | −0.43 |
| UBER Uber Technologies Inc. | Reduce -2.2% | 1.63% | −0.40 |
| CVS CVS Health Corp. | Reduce -23.9% | 0.46% | −0.40 |
| TLT iShares 20+ Year Treasury BD | Reduce -70.0% | 0.09% | −0.26 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -90.2% | 0.03% | −0.25 |
| CTLT Catalent Inc. | Sold out | 0.00% | −0.24 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -1.5% | 1.68% | −0.23 |
| TPC Tutor Perini Corp. | Reduce -2.2% | 1.27% | −0.20 |
| NOC Northrop Grumman Corp. | Reduce -11.7% | 0.87% | −0.20 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.10 |
| SDY SS SPDR S&P Dividend ETF | Reduce -1.7% | 0.91% | −0.10 |
| RISN Inspire Capital Appreciation | Reduce -31.3% | 0.19% | −0.10 |
| QCOM Qualcomm Inc. | Reduce -0.7% | 0.75% | −0.09 |
| XLV SS Health Care Select Sector | Reduce -0.8% | 0.62% | −0.09 |
| JPST JPMorgan Ultra-Short Income | Reduce -4.1% | 1.35% | −0.08 |
| MU Micron Technology Inc. | Reduce -4.2% | 0.25% | −0.08 |
| BABA Alibaba Group Holding-SP ADR | Reduce -14.2% | 0.16% | −0.07 |
| IEMG iShares Core MSCI Emerging | Reduce -0.4% | 0.65% | −0.07 |
| LLY Eli Lilly & Co. | Reduce -5.1% | 0.32% | −0.07 |
| VWO Vanguard Ftse Emerging Marke | Reduce -8.8% | 0.36% | −0.07 |
| BIIB Biogen Inc. | Reduce -44.1% | 0.04% | −0.06 |
| IBB iShares Biotechnology ETF | Reduce -0.3% | 0.47% | −0.06 |
| SHM SS SPDR N Ice St Muni ETF | Reduce -10.0% | 0.31% | −0.04 |
| ICLN iShares Global Clean Energy | Reduce -79.4% | 0.01% | −0.04 |
| AIVL Wisdomtree US AI Enhanced Va | Reduce -5.8% | 0.34% | −0.04 |
| SMMU PIMCO SHRT TRM Muni BND ETF | Reduce -2.4% | 0.82% | −0.04 |
| GLD SPDR Gold Shares | Reduce -1.8% | 1.12% | −0.04 |
| SNAXX Schwa Prime Adv Money FD-Ult | Reduce -24.2% | 0.11% | −0.04 |
| FMB First Trust Managed Municipa | Reduce -2.1% | 0.67% | −0.03 |
| TFFP TFF Pharmaceuticals Inc. | Sold out | 0.00% | −0.03 |
| CAPITAL ONE NA (COF 3.25 08/26/24) | Sold out | 0.00% | −0.03 |
| LMT Lockheed Martin Corp. | Reduce -0.8% | 0.15% | −0.03 |
| VCADX Vanguard Ca Int TRM T/F-Adm | Reduce -18.4% | 0.12% | −0.03 |
| BOND PIMCO Active Bond Exchange-T | Reduce -4.8% | 0.27% | −0.03 |
| GDX Vaneck Gold Miners ETF | Reduce -15.3% | 0.07% | −0.03 |
| EFV iShares MSCI Eafe Value ETF | Reduce -0.2% | 0.23% | −0.03 |
| SFM Sprouts Farmers Market Inc. | Sold out | 0.00% | −0.03 |
| LEN Lennar Corp. Class A | Reduce -28.6% | 0.02% | −0.02 |
| XLP SS Consumer Staples Sel Sect | Reduce -0.2% | 0.31% | −0.02 |
| AMERICAN EXPR NATL BK (AXP 4.2 09/30/24 0000) | Sold out | 0.00% | −0.02 |
| BSCP Invesco Bulletshares 2025 CB | Reduce -86.7% | 0.00% | −0.02 |
| XOM Exxon Mobil Corp. | Reduce -9.6% | 0.09% | −0.02 |
| PDI PIMCO Dynamic Income Fund | Reduce -54.2% | 0.01% | −0.02 |
| FTSM First Trust Enh Short Mat FD | Reduce -32.4% | 0.04% | −0.02 |
| DELL Dell Technologies -C | Reduce -46.0% | 0.02% | −0.02 |
| INTC Intel Corp. | Reduce -20.4% | 0.03% | −0.02 |
| MGA Magna International Inc. | Sold out | 0.00% | −0.02 |
| STX Seagate Technology Holdings | Reduce -0.8% | 0.06% | −0.02 |
| IJR iShares Core S&P Small-Cap E | Reduce -0.2% | 0.54% | −0.02 |
| T AT&T Inc. | Reduce -43.1% | 0.02% | −0.01 |
Portfolio Buys Q3 2024 → Q4 2024
| SWTXX Schwab Municipal Money-Inv | Add +494.8% | 0.67% | +0.56 |
| ATOM Atomera Inc. | Add +6.8% | 0.30% | +0.24 |
| GOOGL Alphabet Inc. Class A | Add +2.5% | 1.74% | +0.23 |
| CGBL Cap Group Core Balanced | Add +42.7% | 0.57% | +0.17 |
| MINT PIMCO Enhanced Short Maturit | Add +12.7% | 1.39% | +0.14 |
| MUB iShares National Muni Bond E | Add +23.7% | 0.64% | +0.11 |
| SNOW Snowflake Inc. | Add +1.9% | 0.41% | +0.10 |
| VGK Vanguard Ftse Europe ETF | Add +472.9% | 0.12% | +0.10 |
| FCAL First Trust California Munic | Add +11.1% | 1.05% | +0.08 |
| SWVXX Schwa Prime Adv Money FD-Inv | Add +85.5% | 0.17% | +0.08 |
| NVNO Envveno Medical Corporation | Add +132.0% | 0.13% | +0.07 |
| CRM Salesforce Inc. | Add +0.1% | 0.34% | +0.06 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +0.0% | 0.36% | +0.06 |
| MLN Vaneck Long Muni ETF | Add +32.8% | 0.28% | +0.06 |
| GBIL Goldman Sachs Access Treasur | Add +24.8% | 0.33% | +0.06 |
| FZIIX Fidelity Adv Interm Muni-I | Add +22.0% | 0.30% | +0.05 |
| VTI VG Morningstar TS MKT ETF-US | Add +0.0% | 3.54% | +0.05 |
| FDVV Fidelity High Dividend ETF | Add +30.2% | 0.20% | +0.04 |
| EVLV Evolv Technologies Holdings | New | 0.04% | +0.04 |
| JPM JPMorgan Chase & Co. | Add +2.4% | 0.30% | +0.04 |
| SMCI Super Micro Computer Inc. | New | 0.04% | +0.04 |
| TRMB Trimble Inc. | Add +1.2% | 0.31% | +0.04 |
| TCAF T Rowe PRC Cap Appreciation | Add +52.5% | 0.11% | +0.04 |
| BALANCED POOL | New | 0.03% | +0.03 |
| CGGR Cap Group Growth Equity | Add +650.0% | 0.04% | +0.03 |
| SPLB SS SPDR P Long Term C ETF | Add +88.6% | 0.07% | +0.03 |
| PYPL PayPal Holdings Inc. | Add +0.4% | 0.30% | +0.03 |
| AVUV Avantis US Small Cap Value | Add +4.9% | 0.64% | +0.03 |
| CGDV Cap Group Dividend Value | Add +1595.7% | 0.03% | +0.03 |
| IVV iShares Core S&P 500 ETF | Add +30.9% | 0.10% | +0.03 |
| FMHI First Trust Municipal High I | Add +100.0% | 0.05% | +0.02 |
| HYD Vaneck High Yield Muni ETF | Add +12.8% | 0.29% | +0.02 |
| VWELX Vanguard Wellington-Inv | New | 0.02% | +0.02 |
| MCD McDonald's Corp. | Add +61.5% | 0.06% | +0.02 |
| WOBDX JPMorgan Core Bond-I | New | 0.02% | +0.02 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Add +3.1% | 0.43% | +0.02 |
| MUST Columbia Multi-Sect Muni Inc. | Add +34.8% | 0.07% | +0.02 |
| CMF iShares California Muni Bond | Add +5.5% | 0.52% | +0.02 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +0.2% | 0.70% | +0.01 |
| IYY iShares Dow Jones U.S. ETF | Add +19.2% | 0.08% | +0.01 |
| FBAOX Fidelity Adv Balanced-A | New | 0.01% | +0.01 |
| HE Hawaiian Electric Inds | Add +422.4% | 0.02% | +0.01 |
| MSTR Strategy Inc. | New | 0.01% | +0.01 |
| NINDX Columbia Large Cap Index-I | New | 0.01% | +0.01 |
| ITM Vaneck Intermediate Muni ETF | Add +9.2% | 0.20% | +0.01 |
| HPE Hewlett Packard Enterprise | Add +0.8% | 0.28% | +0.01 |
| LULU Lululemon Athletica Inc. | Add +16.7% | 0.03% | +0.01 |
| OXY Occidental Petroleum Corp. | Add +224.0% | 0.02% | +0.01 |
| NEAR iShares SH Dba ETF Usd Inc. | Add +5.0% | 0.35% | +0.01 |
| PBI Pitney Bowes Inc. | Add +0.5% | 0.96% | +0.01 |
Notes & Other Activity Q3 2024 → Q4 2024
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Sold out | 38 | $2Kbefore exit |
| BOH Bank of Hawaii Corp. | COM | Sold out | 0 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,445 | $761.3M | AAPL, VYM, QQQ, VTI, GOOGL |
| Q1 2026 | 1,475 | $652.7M | VYM, AAPL, VTI, QQQ, TPC |
| Q4 2025 | 1,494 | $625.1M | AAPL, VYM, VTI, QQQ, TPC |
| Q3 2025 | 1,381 | $625.9M | AAPL, VYM, VTI, QQQ, TPC |
| Q2 2025 | 1,283 | $539.1M | VYM, VTI, AAPL, QQQ, MSFT |
| Q1 2025 | 976 | $469.4M | VYM, AAPL, VTI, QQQ, AMZN |
| Q4 2024 | 984 | $474.4M | AAPL, VYM, VTI, QQQ, AMZN |
| Q3 2024 | 987 | $469.5M | AAPL, VYM, VTI, QQQ, MSFT |
| Q2 2024 | 982 | $436.8M | AAPL, VYM, QQQ, VTI, MSFT |
| Q1 2024 | 896 | $417.1M | AAPL, VYM, VTI, QQQ, UBER |