Westside Investment Management, Inc.
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 4, 2025), Westside Investment Management, Inc. reported 1,381 stock positions worth $625.9 million. Its top holding was Apple (AAPL) at 3.5% of the portfolio, followed by Vanguard High DVD Yield ETF (VYM, 3.5%) and VG Morningstar TS MKT ETF-US (VTI, 3.1%). Compared with Q2 2025, it opened 152 new positions, sold out of 54, added to 591 and reduced 117. The biggest buy was a new position in Schwab Municipal Money-Ult (SWOXX) and the biggest sale Vanguard High DVD Yield ETF (VYM, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- SANTA MONICA, CA
- CIK
- 0001538383
- Portfolio Value
- $625.9M (Q3 2025)
- SEC Filing
- 0001538383-25-000006 ↗ filed Nov 4, 2025
Holdings Value
Holdings 1,381 stocks · $625.9M
| AAPL Apple Inc. | 3.49% | 85,723 | $21.9M | Add +2.5% |
| VYM Vanguard High DVD Yield ETF | 3.47% | 154,025 | $21.7M | Reduce -1.4% |
| VTI VG Morningstar TS MKT ETF-US | 3.07% | 58,476 | $19.2M | Add +0.9% |
| QQQ Invesco QQQ Trust Series 1 | 2.94% | 30,688 | $18.4M | Reduce -1.0% |
| TPC Tutor Perini Corp. | 2.41% | 230,212 | $15.1M | Reduce -3.5% |
| MSFT Microsoft Corp. | 2.28% | 27,531 | $14.3M | Add +4.6% |
| AMZN Amazon.com Inc. | 1.96% | 55,866 | $12.3M | Add +1.4% |
| UBER Uber Technologies Inc. | 1.88% | 120,254 | $11.8M | Reduce -3.0% |
| GOOGL Alphabet Inc. Class A | 1.86% | 47,715 | $11.6M | Add +1.6% |
| META Meta Platforms Inc. Class A | 1.78% | 15,198 | $11.1M | Add +1.2% |
| ETON Eton Pharmaceuticals Inc. | 1.64% | 472,540 | $10.3M | Reduce -0.1% |
| IEFA iShares Core MSCI Eafe ETF | 1.63% | 116,708 | $10.2M | Add +1.0% |
| AGG iShares Core U.S. Aggregate | 1.40% | 87,372 | $8.8M | Add +8.1% |
| HROW Harrow Inc. | 1.38% | 179,576 | $8.7M | Reduce -0.8% |
| AVGO Broadcom Inc. | 1.38% | 26,006 | $8.6M | Add +1.5% |
| NVDA Nvidia Corp. | 1.36% | 45,381 | $8.5M | Add +10.3% |
| VCR Vanguard Consumer Discre ETF | 1.36% | 21,396 | $8.5M | Reduce -2.0% |
| SWOXX Schwab Municipal Money-Ult | 1.28% | 7,989,838 | $8.0M | New |
| GOOG Alphabet Inc. Class C | 1.27% | 32,567 | $8.0M | Add +0.0% |
| GLD SPDR Gold Shares | 1.19% | 20,883 | $7.4M | Add +0.5% |
| VIG Vanguard Dividend Apprec ETF | 1.14% | 32,912 | $7.1M | Reduce -1.1% |
| PBI Pitney Bowes Inc. | 1.11% | 607,564 | $6.9M | Reduce -0.1% |
| SHOP Shopify Inc. Class A | 0.97% | 40,821 | $6.1M | Reduce -2.0% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.94% | 126,124 | $5.9M | Add +0.2% |
| XLK SS Technology Select Sector | 0.94% | 20,853 | $5.9M | Reduce -2.1% |
| FCAL First Trust California Munic | 0.86% | 110,445 | $5.4M | Add +0.3% |
| URI United Rentals Inc. | 0.85% | 5,585 | $5.3M | Add +0.5% |
| NOC Northrop Grumman Corp. | 0.82% | 8,441 | $5.1M | Reduce -6.3% |
| MINT PIMCO Enhanced Short Maturit | 0.81% | 50,624 | $5.1M | Add +0.2% |
| SDY SS SPDR S&P Dividend ETF | 0.80% | 35,753 | $5.0M | Add +1.6% |
| AVUV Avantis US Small Cap Value | 0.77% | 48,385 | $4.8M | Reduce -0.8% |
| ORCL Oracle Corp. | 0.73% | 16,211 | $4.6M | Add +2.3% |
| XLV SS Health Care Select Sector | 0.73% | 32,618 | $4.6M | Reduce -0.5% |
| SWVXX Schwa Prime Adv Money FD-Inv filed as SCHWAB PRIME ADVANTAGE MONEY INVESTOR | 0.71% | 4,430,346 | $4.4M | Add +55.4% |
| XLF SS Financial Select Sector | 0.68% | 78,969 | $4.2M | Add +0.2% |
| QQQM Invesco Nasdaq 100 ETF | 0.67% | 17,038 | $4.2M | Reduce -0.8% |
| CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED | 0.66% | 119,195 | $4.1M | Add +10.3% |
| ABBV Abbvie Inc. | 0.63% | 16,972 | $4.0M | Reduce -1.6% |
| QCOM Qualcomm Inc. | 0.62% | 23,169 | $3.9M | Reduce -1.0% |
| COHR Coherent Corp. | 0.61% | 35,693 | $3.8M | Reduce -3.7% |
| MUB iShares National Muni Bond E | 0.60% | 35,559 | $3.8M | Add +4.5% |
| JPST JPMorgan Ultra-Short Income | 0.60% | 74,055 | $3.8M | Add +0.6% |
| CVS CVS Health Corp. | 0.57% | 47,508 | $3.6M | Reduce -2.1% |
| BCO The Brink's Co. | 0.57% | 30,548 | $3.6M | Reduce -0.2% |
| SMMU PIMCO SHRT TRM Muni BND ETF | 0.56% | 69,628 | $3.5M | No change |
| FMB First Trust Managed Municipa | 0.56% | 68,859 | $3.5M | Add +0.7% |
| IEMG iShares Core MSCI Emerging | 0.54% | 51,405 | $3.4M | Add +2.4% |
| SMH Vaneck Semiconductor ETF | 0.54% | 10,340 | $3.4M | Reduce -0.4% |
| VXUS Vanguard Total Intl Stock | 0.51% | 43,211 | $3.2M | Add +0.2% |
| SNOW Snowflake Inc. | 0.49% | 13,631 | $3.1M | Reduce -1.5% |
| VHT Vanguard Health Care ETF | 0.49% | 11,715 | $3.0M | Reduce -0.4% |
| MU Micron Technology Inc. | 0.47% | 16,901 | $2.9M | Add +0.6% |
| IJR iShares Core S&P Small-Cap E | 0.46% | 24,360 | $2.9M | Add +1.6% |
| AMGN Amgen Inc. | 0.45% | 9,950 | $2.8M | Reduce -1.6% |
| MLN Vaneck Long Muni ETF | 0.45% | 161,796 | $2.8M | Add +26.8% |
| FIXD First Trust Smith Opportunis | 0.44% | 62,475 | $2.8M | Reduce -6.0% |
| SHY iShares 1-3 Year Treasury Bo | 0.44% | 33,293 | $2.8M | Add +5.3% |
| GILD Gilead Sciences Inc. | 0.43% | 24,054 | $2.7M | Reduce -2.2% |
| IBB iShares Biotechnology ETF | 0.41% | 17,883 | $2.6M | Reduce -3.6% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.39% | 30,605 | $2.5M | Add +1.1% |
| XLE SS Energy Select Sector | 0.39% | 27,303 | $2.4M | Reduce -2.0% |
| AIVL Wisdomtree US AI Enhanced Va | 0.38% | 20,796 | $2.4M | Add +0.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.37% | 4,660 | $2.3M | Add +7.3% |
| VDC Vanguard Consumer Staple ETF | 0.37% | 10,867 | $2.3M | No change |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.37% | 3,484 | $2.3M | Reduce -12.6% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.37% | 9,065 | $2.3M | Reduce -1.5% |
| FDN First Trust DJ Internet Ind | 0.37% | 8,223 | $2.3M | Reduce -0.2% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.37% | 4,680 | $2.3M | Add +1.0% |
| JPM JPMorgan Chase & Co. | 0.37% | 7,305 | $2.3M | Add +14.1% |
| CMF iShares California Muni Bond | 0.36% | 39,525 | $2.3M | Reduce -1.9% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.36% | 43,307 | $2.2M | Add +0.1% |
| VWO Vanguard Ftse Emerging Marke | 0.34% | 39,763 | $2.2M | Add +1.5% |
| FVD First Trust Value Line DVD | 0.34% | 46,231 | $2.1M | Add +16.4% |
| AMD Advanced Micro Devices | 0.34% | 12,918 | $2.1M | Reduce -2.6% |
| FZIIX Fidelity Adv Interm Muni-I | 0.33% | 199,446 | $2.0M | Reduce -0.7% |
| BX Blackstone Inc. | 0.32% | 11,899 | $2.0M | Add +1.2% |
| XLP SS Consumer Staples Sel Sect | 0.31% | 24,638 | $1.9M | Add +0.6% |
| TRMB Trimble Inc. | 0.31% | 23,472 | $1.9M | Reduce -0.2% |
| ITOT iShares Core S&P Total U.S. | 0.30% | 13,003 | $1.9M | Reduce -0.3% |
| BND Vanguard Total Bond Market | 0.29% | 24,451 | $1.8M | Add +0.6% |
| MUNI PIMCO Intermediate Municipal | 0.29% | 34,392 | $1.8M | Reduce -0.3% |
| LLY Eli Lilly & Co. | 0.29% | 2,318 | $1.8M | Add +9.3% |
| INEQ Columbia Intl Eqty Inc. ETF | 0.28% | 47,640 | $1.8M | Reduce -0.9% |
| MDT Medtronic PLC | 0.28% | 18,387 | $1.8M | Add +1.5% |
| DKNG Draftkings Inc. Class A | 0.28% | 46,683 | $1.7M | Reduce -0.4% |
| HPE Hewlett Packard Enterprise | 0.28% | 70,632 | $1.7M | Add +0.5% |
| GBIL Goldman Sachs Access Treasur | 0.28% | 17,272 | $1.7M | Reduce -0.8% |
| UNH Unitedhealth Group Inc. | 0.27% | 4,808 | $1.7M | Add +19.7% |
| TSLA Tesla Inc. | 0.25% | 3,495 | $1.6M | Add +9.8% |
| BNDX Vanguard Total Intl Bond ETF | 0.25% | 31,575 | $1.6M | Reduce -0.9% |
| AMLP Alerian MLP ETF | 0.25% | 33,009 | $1.5M | Add +1.2% |
| FDVV Fidelity High Dividend ETF | 0.25% | 27,648 | $1.5M | Add +6.4% |
| CI The Cigna Group | 0.25% | 5,325 | $1.5M | Add +1.8% |
| SHM SS SPDR N Ice St Muni ETF | 0.24% | 31,382 | $1.5M | Add +3.7% |
| ANCFX Amer FND Fndmntl Invst-A filed as AMERICAN FUNDS FUNDAMENTAL INVS A | 0.24% | 15,979 | $1.5M | New |
| SPLB SS SPDR P Long Term C ETF | 0.24% | 64,763 | $1.5M | Add +33.3% |
| IAU iShares Gold Trust | 0.24% | 20,568 | $1.5M | No change |
| HYD Vaneck High Yield Muni ETF | 0.24% | 29,380 | $1.5M | Add +5.8% |
| AMAT Applied Materials Inc. | 0.23% | 7,126 | $1.5M | Add +2.2% |
| MSI Motorola Solutions Inc. | 0.22% | 3,060 | $1.4M | Add +1.7% |
Other holdings (3): bonds, preferreds, convertibles and warrants · $186 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | 20,001 | $162 | No change |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 225 | $18 | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 2 | $6 | No change |
Total filed on the 13F, all lines: $625.9M.
Portfolio Sells Q2 2025 → Q3 2025
| VYM Vanguard High DVD Yield ETF | Reduce -1.4% | 3.47% | −0.40 |
| UBER Uber Technologies Inc. | Reduce -3.0% | 1.88% | −0.26 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -1.0% | 2.94% | −0.23 |
| NVNO Envveno Medical Corporation | Reduce -23.9% | 0.03% | −0.18 |
| VIG Vanguard Dividend Apprec ETF | Reduce -1.1% | 1.14% | −0.13 |
| PBI Pitney Bowes Inc. | Reduce -0.1% | 1.11% | −0.12 |
| VCR Vanguard Consumer Discre ETF | Reduce -2.0% | 1.36% | −0.11 |
| FIXD First Trust Smith Opportunis | Reduce -6.0% | 0.44% | −0.10 |
| DKNG Draftkings Inc. Class A | Reduce -0.4% | 0.28% | −0.09 |
| XLV SS Health Care Select Sector | Reduce -0.5% | 0.73% | −0.09 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -12.6% | 0.37% | −0.09 |
| GILD Gilead Sciences Inc. | Reduce -2.2% | 0.43% | −0.08 |
| SNOW Snowflake Inc. | Reduce -1.5% | 0.49% | −0.08 |
| QCOM Qualcomm Inc. | Reduce -1.0% | 0.62% | −0.08 |
| AMGN Amgen Inc. | Reduce -1.6% | 0.45% | −0.07 |
| RVTY Revvity Inc. | Reduce -0.2% | 0.22% | −0.06 |
| PYPL PayPal Holdings Inc. | Reduce -7.1% | 0.15% | −0.06 |
| XLK SS Technology Select Sector | Reduce -2.1% | 0.94% | −0.06 |
| CMF iShares California Muni Bond | Reduce -1.9% | 0.36% | −0.06 |
| AVUV Avantis US Small Cap Value | Reduce -0.8% | 0.77% | −0.06 |
| VHT Vanguard Health Care ETF | Reduce -0.4% | 0.49% | −0.06 |
| FUMB First Trust Ultra Short Dur | Reduce -25.0% | 0.10% | −0.05 |
| QQQM Invesco Nasdaq 100 ETF | Reduce -0.8% | 0.67% | −0.05 |
| XLE SS Energy Select Sector | Reduce -2.0% | 0.39% | −0.05 |
| FZIIX Fidelity Adv Interm Muni-I | Reduce -0.7% | 0.33% | −0.05 |
| CVS CVS Health Corp. | Reduce -2.1% | 0.57% | −0.05 |
| GBIL Goldman Sachs Access Treasur | Reduce -0.8% | 0.28% | −0.05 |
| FDN First Trust DJ Internet Ind | Reduce -0.2% | 0.37% | −0.04 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -0.9% | 0.25% | −0.04 |
| MUNI PIMCO Intermediate Municipal | Reduce -0.3% | 0.29% | −0.04 |
| SNAXX Schwa Prime Adv Money FD-Ult | Reduce -6.3% | 0.16% | −0.04 |
| FDLO Fidelity Low Volat Fact ETF | Reduce -13.1% | 0.13% | −0.04 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -1.5% | 0.37% | −0.04 |
| BOND PIMCO Active Bond Exchange-T | Reduce -1.0% | 0.21% | −0.03 |
| INEQ Columbia Intl Eqty Inc. ETF | Reduce -0.9% | 0.28% | −0.03 |
| SNOXX Schwab Trsry Obl MNY-Inv | Reduce -7.2% | 0.10% | −0.03 |
| HMOP Hartford Municipal Opp ETF | Reduce -1.1% | 0.17% | −0.03 |
| TRMB Trimble Inc. | Reduce -0.2% | 0.31% | −0.03 |
| ITOT iShares Core S&P Total U.S. | Reduce -0.3% | 0.30% | −0.02 |
| SNSXX Schwab US Treasury Money-Inv | Sold out | 0.00% | −0.02 |
| VFH Vanguard Financials ETF | Reduce -2.0% | 0.15% | −0.02 |
| IBB iShares Biotechnology ETF | Reduce -3.6% | 0.41% | −0.02 |
| HTRB Hartford TTL RTRN BND ETF | Reduce -2.4% | 0.12% | −0.02 |
| NOC Northrop Grumman Corp. | Reduce -6.3% | 0.82% | −0.02 |
| DFQTX Dfa US Core Eqty 2 Port-Inst | Reduce -34.4% | 0.03% | −0.02 |
| EFV iShares MSCI Eafe Value ETF | Reduce -0.8% | 0.20% | −0.02 |
| SUSA iShares ESG Optimized MSCI U | Reduce -4.3% | 0.14% | −0.02 |
| AIQ Global X Art Intel & Tech | Reduce -9.3% | 0.14% | −0.02 |
| PRU Prudential Financial Inc. | Reduce -8.1% | 0.06% | −0.02 |
| GM General Motors Co. | Reduce -56.2% | 0.01% | −0.02 |
Portfolio Buys Q2 2025 → Q3 2025
| SWOXX Schwab Municipal Money-Ult | New | 1.28% | +1.28 |
| GOOGL Alphabet Inc. Class A | Add +1.6% | 1.86% | +0.32 |
| AAPL Apple Inc. | Add +2.5% | 3.49% | +0.29 |
| ANCFX Amer FND Fndmntl Invst-A | New | 0.24% | +0.24 |
| GOOG Alphabet Inc. Class C | Add +0.0% | 1.27% | +0.20 |
| SWVXX Schwa Prime Adv Money FD-Inv | Add +55.4% | 0.71% | +0.18 |
| NVDA Nvidia Corp. | Add +10.3% | 1.36% | +0.18 |
| AMECX Amer FNDS Inc. of Amer-A | New | 0.14% | +0.14 |
| FKTFX Franklin Ca Tax-FR Inc.-A1 | New | 0.11% | +0.11 |
| CAIBX Amer FNDS Cap Inc. BLDR-A | New | 0.10% | +0.10 |
| AVGO Broadcom Inc. | Add +1.5% | 1.38% | +0.09 |
| ORCL Oracle Corp. | Add +2.3% | 0.73% | +0.09 |
| ALMU Aeluma Inc. | New | 0.09% | +0.09 |
| MU Micron Technology Inc. | Add +0.6% | 0.47% | +0.08 |
| URI United Rentals Inc. | Add +0.5% | 0.85% | +0.08 |
| TSLA Tesla Inc. | Add +9.8% | 0.25% | +0.07 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Add +1129.9% | 0.07% | +0.06 |
| BDX Becton Dickinson and Co. | Add +1094.0% | 0.06% | +0.05 |
| MLN Vaneck Long Muni ETF | Add +26.8% | 0.45% | +0.05 |
| SWTXX Schwab Municipal Money-Inv | Add +51.5% | 0.21% | +0.05 |
| CWGIX Af Cap WLRD GR & Inc. Class A | New | 0.04% | +0.04 |
| EAGLE MOUNTAIN-SAGINA (TX EAMSCD 4 08/15/2032) | Add +100.0% | 0.10% | +0.04 |
| AMRMX American Mutual Fund-A | New | 0.04% | +0.04 |
| SUB iShares Short-Term National | New | 0.04% | +0.04 |
| PAAA Pgim Aaa Clo ETF | Add +59.2% | 0.13% | +0.04 |
| SPLB SS SPDR P Long Term C ETF | Add +33.3% | 0.24% | +0.04 |
| ANWPX Amer FNDS New Perspect-A | New | 0.04% | +0.04 |
| ASML ASML Holding NV-NY Reg SHS | Add +19.4% | 0.17% | +0.03 |
| TACOMA-REV (WA TACPOL 5 12/01/2026) | Add +100.0% | 0.08% | +0.03 |
| TSM Taiwan Semiconductor-SP ADR | Add +75.4% | 0.07% | +0.03 |
| OK CNTY FIN AUTH (OK OKSGEN 5 12/01/2025) | Add +100.0% | 0.08% | +0.03 |
| LRCX Lam Research Corp. | Add +3.4% | 0.18% | +0.03 |
| UNH Unitedhealth Group Inc. | Add +19.7% | 0.27% | +0.03 |
| AWSHX Amer FND Wash MTL Inv-A | New | 0.03% | +0.03 |
| DICKSON-REV (TN DICPWR 5 07/01/2037) | New | 0.03% | +0.03 |
| CGDV Cap Group Dividend Value | Add +36.1% | 0.14% | +0.03 |
| AGTHX Amer FND GRW FD of Am-A | New | 0.03% | +0.03 |
| LAWRENCE IN WTRWKS RE (IN LAWUTL 5 01/01/2028) | New | 0.03% | +0.03 |
| SMCWX Amer FND Smallcap WRLD-A | New | 0.03% | +0.03 |
| INMB Inmune Bio Inc. | Add +384.0% | 0.03% | +0.03 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +56.3% | 0.09% | +0.02 |
| NEWFX Amer FNDS New World-A | New | 0.02% | +0.02 |
| JPM JPMorgan Chase & Co. | Add +14.1% | 0.37% | +0.02 |
| LOWER DAUPHIN SD (PA LWDSCD 5 09/15/2038) | New | 0.02% | +0.02 |
| SWTSX Schwab Tot STK MRKT Indx | New | 0.02% | +0.02 |
| AUSTIN-REV (TX AUSPWR 5 11/15/2036) | New | 0.02% | +0.02 |
| KANSAS CITY-A-REF (MO KAN 5 02/01/2031) | Add +100.0% | 0.05% | +0.02 |
| ARLINGTON ISD-REF (TX ASDSCD 5 02/15/2035) | New | 0.02% | +0.02 |
| LAKE HAVASU-REF (AZ LKHUTL 5 07/01/2034) | New | 0.02% | +0.02 |
| TALLAHASSEE ENERGY (FL TALPWR 5 10/01/2033) | New | 0.02% | +0.02 |
Notes & Other Activity Q2 2025 → Q3 2025
| BANK OF AMERICA CORP (BAC 6 PERP GG) | PFD | Sold out | 3,000 | $76Kbefore exit |
| STIP iShares 0-5 Year Tips Bond E | 0-5 YR TIPS ETF | Sold out | 0 | $0before exit |
| SSYS Stratasys Ltd. | SHS | Sold out | 0 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,445 | $761.3M | AAPL, VYM, QQQ, VTI, GOOGL |
| Q1 2026 | 1,475 | $652.7M | VYM, AAPL, VTI, QQQ, TPC |
| Q4 2025 | 1,494 | $625.1M | AAPL, VYM, VTI, QQQ, TPC |
| Q3 2025 | 1,381 | $625.9M | AAPL, VYM, VTI, QQQ, TPC |
| Q2 2025 | 1,283 | $539.1M | VYM, VTI, AAPL, QQQ, MSFT |
| Q1 2025 | 976 | $469.4M | VYM, AAPL, VTI, QQQ, AMZN |
| Q4 2024 | 984 | $474.4M | AAPL, VYM, VTI, QQQ, AMZN |
| Q3 2024 | 987 | $469.5M | AAPL, VYM, VTI, QQQ, MSFT |
| Q2 2024 | 982 | $436.8M | AAPL, VYM, QQQ, VTI, MSFT |
| Q1 2024 | 896 | $417.1M | AAPL, VYM, VTI, QQQ, UBER |