Westside Investment Management, Inc.
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 23, 2026), Westside Investment Management, Inc. reported 1,494 stock positions worth $625.1 million. Its top holding was Apple (AAPL) at 3.7% of the portfolio, followed by Vanguard High DVD Yield ETF (VYM, 3.6%) and VG Morningstar TS MKT ETF-US (VTI, 3.1%). Compared with Q3 2025, it opened 181 new positions, sold out of 71, added to 356 and reduced 189. The biggest buy was iShares National Muni Bond E (MUB, shares +30%) and the biggest sale iShares Core MSCI Eafe ETF (IEFA, shares −98%).
- Most Recent 13F
- Q2 2026
- Location
- SANTA MONICA, CA
- CIK
- 0001538383
- Portfolio Value
- $625.1M (Q4 2025)
- SEC Filing
- 0001538383-26-000001 ↗ filed Jan 23, 2026
Holdings Value
Holdings 1,494 stocks · $625.1M
| AAPL Apple Inc. | 3.67% | 84,514 | $22.9M | Reduce -1.4% |
| VYM Vanguard High DVD Yield ETF | 3.58% | 155,785 | $22.4M | Add +1.1% |
| VTI VG Morningstar TS MKT ETF-US | 3.11% | 57,896 | $19.4M | Reduce -1.0% |
| QQQ Invesco QQQ Trust Series 1 | 2.96% | 30,105 | $18.5M | Reduce -1.9% |
| TPC Tutor Perini Corp. | 2.43% | 226,422 | $15.2M | Reduce -1.6% |
| GOOGL Alphabet Inc. Class A | 2.39% | 47,580 | $14.9M | Reduce -0.3% |
| MSFT Microsoft Corp. | 2.13% | 27,634 | $13.3M | Add +0.4% |
| AMZN Amazon.com Inc. | 2.07% | 56,461 | $13.0M | Add +1.1% |
| META Meta Platforms Inc. Class A | 1.62% | 15,395 | $10.1M | Add +1.3% |
| GOOG Alphabet Inc. Class C | 1.60% | 31,901 | $10.0M | Reduce -2.0% |
| UBER Uber Technologies Inc. | 1.52% | 116,162 | $9.5M | Reduce -3.4% |
| AGG iShares Core U.S. Aggregate | 1.43% | 89,622 | $9.0M | Add +2.6% |
| HROW Harrow Inc. | 1.42% | 181,351 | $8.9M | Add +1.0% |
| AVGO Broadcom Inc. | 1.40% | 25,214 | $8.7M | Reduce -3.0% |
| NVDA Nvidia Corp. | 1.39% | 46,053 | $8.7M | Add +1.5% |
| VCR Vanguard Consumer Discre ETF | 1.35% | 21,482 | $8.5M | Add +0.4% |
| GLD SPDR Gold Shares | 1.31% | 20,723 | $8.2M | Reduce -0.8% |
| SWOXX Schwab Municipal Money-Ult | 1.28% | 7,989,857 | $8.0M | Add +0.0% |
| ETON Eton Pharmaceuticals Inc. | 1.27% | 470,940 | $8.0M | Reduce -0.3% |
| VIG Vanguard Dividend Apprec ETF | 1.14% | 32,441 | $7.1M | Reduce -1.4% |
| PBI Pitney Bowes Inc. | 1.05% | 618,364 | $6.5M | Add +1.8% |
| SHOP Shopify Inc. Class A | 1.00% | 39,118 | $6.3M | Reduce -4.2% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.94% | 126,764 | $5.9M | Add +0.5% |
| XLK SS Technology Select Sector | 0.94% | 40,766 | $5.9M | Reduce -2.3% |
| COHR Coherent Corp. | 0.93% | 31,510 | $5.8M | Reduce -11.7% |
| FCAL First Trust California Munic | 0.84% | 106,615 | $5.3M | Reduce -3.5% |
| AVUV Avantis US Small Cap Value | 0.84% | 51,483 | $5.3M | Add +6.4% |
| SDY SS SPDR S&P Dividend ETF | 0.83% | 37,505 | $5.2M | Add +4.9% |
| XLV SS Health Care Select Sector | 0.83% | 33,561 | $5.2M | Add +2.9% |
| CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED | 0.83% | 146,270 | $5.2M | Add +22.7% |
| MUB iShares National Muni Bond E | 0.79% | 46,338 | $5.0M | Add +30.3% |
| MU Micron Technology Inc. | 0.79% | 16,597 | $4.9M | Reduce -1.8% |
| NOC Northrop Grumman Corp. | 0.77% | 8,309 | $4.8M | Reduce -1.6% |
| MINT PIMCO Enhanced Short Maturit | 0.76% | 47,073 | $4.7M | Reduce -7.0% |
| URI United Rentals Inc. | 0.72% | 5,550 | $4.5M | Reduce -0.6% |
| XLF SS Financial Select Sector | 0.69% | 78,723 | $4.3M | Reduce -0.3% |
| QQQM Invesco Nasdaq 100 ETF | 0.67% | 16,500 | $4.2M | Reduce -3.2% |
| SWVXX Schwa Prime Adv Money FD-Inv filed as SCHWAB PRIME ADVANTAGE MONEY INVESTOR | 0.64% | 4,006,139 | $4.0M | Reduce -9.6% |
| QCOM Qualcomm Inc. | 0.62% | 22,725 | $3.9M | Reduce -1.9% |
| ABBV Abbvie Inc. | 0.61% | 16,722 | $3.8M | Reduce -1.5% |
| SMH Vaneck Semiconductor ETF | 0.60% | 10,395 | $3.7M | Add +0.5% |
| MLN Vaneck Long Muni ETF | 0.60% | 213,626 | $3.7M | Add +32.0% |
| JPST JPMorgan Ultra-Short Income | 0.58% | 72,169 | $3.7M | Reduce -2.5% |
| CVS CVS Health Corp. | 0.58% | 45,809 | $3.6M | Reduce -3.6% |
| BCO The Brink's Co. | 0.57% | 30,273 | $3.5M | Reduce -0.9% |
| IEMG iShares Core MSCI Emerging | 0.56% | 52,168 | $3.5M | Add +1.5% |
| FMB First Trust Managed Municipa | 0.56% | 68,259 | $3.5M | Reduce -0.9% |
| VHT Vanguard Health Care ETF | 0.54% | 11,715 | $3.4M | No change |
| VXUS Vanguard Total Intl Stock | 0.53% | 44,126 | $3.3M | Add +2.1% |
| SMMU PIMCO SHRT TRM Muni BND ETF | 0.52% | 64,890 | $3.3M | Reduce -6.8% |
| AMGN Amgen Inc. | 0.52% | 9,921 | $3.2M | Reduce -0.3% |
| ORCL Oracle Corp. | 0.49% | 15,837 | $3.1M | Reduce -2.3% |
| IBB iShares Biotechnology ETF | 0.49% | 17,970 | $3.0M | Add +0.5% |
| FIXD First Trust Smith Opportunis | 0.48% | 67,595 | $3.0M | Add +8.2% |
| SNOW Snowflake Inc. | 0.47% | 13,544 | $3.0M | Reduce -0.6% |
| IJR iShares Core S&P Small-Cap E | 0.47% | 24,389 | $2.9M | Add +0.1% |
| GILD Gilead Sciences Inc. | 0.46% | 23,514 | $2.9M | Reduce -2.2% |
| AMD Advanced Micro Devices | 0.45% | 12,890 | $2.8M | Reduce -0.2% |
| SHY iShares 1-3 Year Treasury Bo | 0.44% | 33,275 | $2.8M | Reduce -0.1% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.44% | 10,550 | $2.7M | Add +16.4% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.40% | 30,675 | $2.5M | Add +0.2% |
| XLE SS Energy Select Sector | 0.40% | 56,124 | $2.5M | Add +2.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.40% | 3,622 | $2.5M | Add +4.0% |
| LLY Eli Lilly & Co. | 0.39% | 2,290 | $2.5M | Reduce -1.2% |
| CMF iShares California Muni Bond | 0.38% | 41,386 | $2.4M | Add +4.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.38% | 43,015 | $2.4M | Reduce -0.7% |
| JPM JPMorgan Chase & Co. | 0.37% | 7,181 | $2.3M | Reduce -1.7% |
| VDC Vanguard Consumer Staple ETF | 0.37% | 10,956 | $2.3M | Add +0.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.37% | 4,636 | $2.3M | Reduce -0.5% |
| FDN First Trust DJ Internet Ind | 0.35% | 8,038 | $2.2M | Reduce -2.3% |
| FVD First Trust Value Line DVD | 0.34% | 46,615 | $2.1M | Add +0.8% |
| VWO Vanguard Ftse Emerging Marke | 0.34% | 39,778 | $2.1M | Add +0.0% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.34% | 4,488 | $2.1M | Reduce -4.1% |
| FZIIX Fidelity Adv Interm Muni-I | 0.33% | 202,369 | $2.1M | Add +1.5% |
| SWTXX Schwab Municipal Money-Inv | 0.31% | 1,954,239 | $2.0M | Add +49.6% |
| XLP SS Consumer Staples Sel Sect | 0.31% | 25,060 | $1.9M | Add +1.7% |
| ITOT iShares Core S&P Total U.S. | 0.31% | 12,991 | $1.9M | Reduce -0.1% |
| SPLB SS SPDR P Long Term C ETF | 0.31% | 85,128 | $1.9M | Add +31.4% |
| HPE Hewlett Packard Enterprise | 0.30% | 77,195 | $1.9M | Add +9.3% |
| BX Blackstone Inc. | 0.29% | 11,904 | $1.8M | Add +0.0% |
| AMAT Applied Materials Inc. | 0.29% | 7,113 | $1.8M | Reduce -0.2% |
| TRMB Trimble Inc. | 0.29% | 23,262 | $1.8M | Reduce -0.9% |
| INEQ Columbia Intl Eqty Inc. ETF | 0.29% | 48,128 | $1.8M | Add +1.0% |
| FDVV Fidelity High Dividend ETF | 0.29% | 31,511 | $1.8M | Add +14.0% |
| DKNG Draftkings Inc. Class A | 0.28% | 51,633 | $1.8M | Add +10.6% |
| MDT Medtronic PLC | 0.28% | 18,277 | $1.8M | Reduce -0.6% |
| GBIL Goldman Sachs Access Treasur | 0.28% | 17,518 | $1.8M | Add +1.4% |
| BND Vanguard Total Bond Market | 0.28% | 23,561 | $1.7M | Reduce -3.6% |
| CI The Cigna Group | 0.27% | 6,194 | $1.7M | Add +16.3% |
| SBUX Starbucks Corp. | 0.26% | 19,025 | $1.6M | Add +18.8% |
| MUNI PIMCO Intermediate Municipal | 0.25% | 30,392 | $1.6M | Reduce -11.6% |
| BNDX Vanguard Total Intl Bond ETF | 0.25% | 32,958 | $1.6M | Add +4.4% |
| TSLA Tesla Inc. | 0.25% | 3,577 | $1.6M | Add +2.4% |
| SHM SS SPDR N Ice St Muni ETF | 0.25% | 32,536 | $1.6M | Add +3.7% |
| HYD Vaneck High Yield Muni ETF | 0.25% | 30,417 | $1.6M | Add +3.5% |
| ANCFX Amer FND Fndmntl Invst-A filed as AMERICAN FUNDS FUNDAMENTAL INVS A | 0.25% | 16,506 | $1.5M | Add +3.3% |
| FDX FedEx Corp. | 0.24% | 5,263 | $1.5M | Reduce -0.7% |
| RVTY Revvity Inc. | 0.24% | 15,479 | $1.5M | Reduce -0.7% |
| UNH Unitedhealth Group Inc. | 0.23% | 4,373 | $1.4M | Reduce -9.1% |
| LRCX Lam Research Corp. | 0.23% | 8,250 | $1.4M | Add +0.5% |
Other holdings (1): bonds, preferreds, convertibles and warrants · $4 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 2 | $4 | No change |
Total filed on the 13F, all lines: $625.1M.
Portfolio Sells Q3 2025 → Q4 2025
| IEFA iShares Core MSCI Eafe ETF | Reduce -97.9% | 0.04% | −1.59 |
| AIVL Wisdomtree US AI Enhanced Va | Reduce -98.3% | 0.01% | −0.37 |
| ETON Eton Pharmaceuticals Inc. | Reduce -0.3% | 1.27% | −0.37 |
| UBER Uber Technologies Inc. | Reduce -3.4% | 1.52% | −0.35 |
| ORCL Oracle Corp. | Reduce -2.3% | 0.49% | −0.24 |
| IAU iShares Gold Trust | Reduce -99.0% | 0.00% | −0.24 |
| ADBE Adobe Inc. | Reduce -91.2% | 0.01% | −0.16 |
| URI United Rentals Inc. | Reduce -0.6% | 0.72% | −0.13 |
| GDX Vaneck Gold Miners ETF | Sold out | 0.00% | −0.13 |
| TCAF T Rowe PRC Cap Appreciation | Sold out | 0.00% | −0.11 |
| PM Philip Morris International | Reduce -83.9% | 0.02% | −0.08 |
| OK CNTY FIN AUTH (OK OKSGEN 5 12/01/2025) | Sold out | 0.00% | −0.08 |
| ATOM Atomera Inc. | Reduce -20.5% | 0.05% | −0.08 |
| SWVXX Schwa Prime Adv Money FD-Inv | Reduce -9.6% | 0.64% | −0.07 |
| MINT PIMCO Enhanced Short Maturit | Reduce -7.0% | 0.76% | −0.06 |
| PCIYX Putnam Ca Tax Exmpt Inc. Class Y | Sold out | 0.00% | −0.05 |
| CHTR Charter Communications Inc. Class A | Reduce -10.6% | 0.11% | −0.05 |
| NOC Northrop Grumman Corp. | Reduce -1.6% | 0.77% | −0.05 |
| BABA Alibaba Group Holding-SP ADR | Reduce -2.4% | 0.17% | −0.04 |
| PYPL PayPal Holdings Inc. | Reduce -15.1% | 0.11% | −0.04 |
| SMMU PIMCO SHRT TRM Muni BND ETF | Reduce -6.8% | 0.52% | −0.04 |
| SNAXX Schwa Prime Adv Money FD-Ult | Reduce -23.3% | 0.12% | −0.04 |
| AMLP Alerian MLP ETF | Reduce -15.2% | 0.21% | −0.04 |
| UNH Unitedhealth Group Inc. | Reduce -9.1% | 0.23% | −0.03 |
| O Realty Income Corp. | Reduce -81.7% | 0.01% | −0.03 |
| MUNI PIMCO Intermediate Municipal | Reduce -11.6% | 0.25% | −0.03 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -4.1% | 0.34% | −0.03 |
| FDLO Fidelity Low Volat Fact ETF | Reduce -23.0% | 0.11% | −0.03 |
| TLT iShares 20+ Year Treasury BD | Reduce -25.4% | 0.07% | −0.03 |
| NVNO Envveno Medical Corporation | Reduce -56.5% | 0.00% | −0.03 |
| HPQ HP Inc. | Reduce -7.5% | 0.08% | −0.03 |
| EOG EOG Resources Inc. | Reduce -50.5% | 0.02% | −0.03 |
| PENN Penn Entertainment Inc. | Reduce -94.7% | 0.00% | −0.02 |
| AXON Axon Enterprise Inc. | Reduce -57.6% | 0.01% | −0.02 |
| AWK American Water Works Co. Inc. | Sold out | 0.00% | −0.02 |
| FDN First Trust DJ Internet Ind | Reduce -2.3% | 0.35% | −0.02 |
| ABBV Abbvie Inc. | Reduce -1.5% | 0.61% | −0.02 |
| FCAL First Trust California Munic | Reduce -3.5% | 0.84% | −0.02 |
| SNOW Snowflake Inc. | Reduce -0.6% | 0.47% | −0.02 |
| TBCH Turtle Beach Corp. | Reduce -50.0% | 0.01% | −0.02 |
| EWZ iShares MSCI Brazil ETF | Reduce -92.7% | 0.00% | −0.02 |
| IDCC Interdigital Inc. | Reduce -1.3% | 0.18% | −0.02 |
| COST Costco Wholesale Corp. | Reduce -1.8% | 0.18% | −0.02 |
| HCA HCA Healthcare Inc. | Reduce -60.3% | 0.01% | −0.02 |
| JPST JPMorgan Ultra-Short Income | Reduce -2.5% | 0.58% | −0.02 |
| IWM iShares Russell 2000 ETF | Sold out | 0.00% | −0.02 |
| TRMB Trimble Inc. | Reduce -0.9% | 0.29% | −0.01 |
| ETR Entergy Corp. | Reduce -12.2% | 0.08% | −0.01 |
| BND Vanguard Total Bond Market | Reduce -3.6% | 0.28% | −0.01 |
| WHR Whirlpool Corp. | Reduce -48.4% | 0.01% | −0.01 |
Portfolio Buys Q3 2025 → Q4 2025
| MUB iShares National Muni Bond E | Add +30.3% | 0.79% | +0.19 |
| CGBL Cap Group Core Balanced | Add +22.7% | 0.83% | +0.17 |
| MLN Vaneck Long Muni ETF | Add +32.0% | 0.60% | +0.15 |
| FTMS FR Short-Term Muni Inc. ETF | New | 0.11% | +0.11 |
| VYM Vanguard High DVD Yield ETF | Add +1.1% | 3.58% | +0.11 |
| AMZN Amazon.com Inc. | Add +1.1% | 2.07% | +0.11 |
| SWTXX Schwab Municipal Money-Inv | Add +49.6% | 0.31% | +0.10 |
| XLV SS Health Care Select Sector | Add +2.9% | 0.83% | +0.10 |
| TMB Thornburg Multi Sector B ETF | New | 0.07% | +0.07 |
| IBB iShares Biotechnology ETF | Add +0.5% | 0.49% | +0.07 |
| AVUV Avantis US Small Cap Value | Add +6.4% | 0.84% | +0.07 |
| SPLB SS SPDR P Long Term C ETF | Add +31.4% | 0.31% | +0.07 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +16.4% | 0.44% | +0.07 |
| FTCA Franklin Ca Muni Inc. ETF | New | 0.07% | +0.07 |
| ICF iShares Select U.S. REIT ETF | Add +45.7% | 0.22% | +0.06 |
| SBND Columbia SHRT Dur BND ETF | New | 0.06% | +0.06 |
| SMH Vaneck Semiconductor ETF | Add +0.5% | 0.60% | +0.06 |
| GROWTH POOL | New | 0.06% | +0.06 |
| ALMU Aeluma Inc. | Add +51.8% | 0.14% | +0.05 |
| CGGR Cap Group Growth Equity | Add +34.1% | 0.20% | +0.05 |
| LRCX Lam Research Corp. | Add +0.5% | 0.23% | +0.05 |
| PAAA Pgim Aaa Clo ETF | Add +32.9% | 0.18% | +0.04 |
| SBUX Starbucks Corp. | Add +18.8% | 0.26% | +0.04 |
| FDVV Fidelity High Dividend ETF | Add +14.0% | 0.29% | +0.04 |
| HROW Harrow Inc. | Add +1.0% | 1.42% | +0.04 |
| AOR iShares Core 60/40 Balanced | Add +35.9% | 0.13% | +0.04 |
| CGDV Cap Group Dividend Value | Add +20.7% | 0.18% | +0.04 |
| FIXD First Trust Smith Opportunis | Add +8.2% | 0.48% | +0.04 |
| SDY SS SPDR S&P Dividend ETF | Add +4.9% | 0.83% | +0.03 |
| KZIA Kazia Therapeutics-Spon ADR | New | 0.03% | +0.03 |
| VNQ Vanguard Real Estate ETF | Add +23.9% | 0.20% | +0.03 |
| AGG iShares Core U.S. Aggregate | Add +2.6% | 1.43% | +0.03 |
| FCX Freeport-McMoran Inc. | Add +0.6% | 0.13% | +0.03 |
| NVDA Nvidia Corp. | Add +1.5% | 1.39% | +0.03 |
| CI The Cigna Group | Add +16.3% | 0.27% | +0.03 |
| C Citigroup Inc. | Add +0.7% | 0.19% | +0.03 |
| VXUS Vanguard Total Intl Stock | Add +2.1% | 0.53% | +0.03 |
| RSP Invesco S&P 500 Equal Weight | Add +25.2% | 0.12% | +0.02 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +4.0% | 0.40% | +0.02 |
| CAT Caterpillar Inc. | Add +8.2% | 0.09% | +0.02 |
| PSA Public Storage | New | 0.02% | +0.02 |
| MDYG SS SPDR S&P 400 MC GR ETF | Add +1356.0% | 0.02% | +0.02 |
| CMF iShares California Muni Bond | Add +4.7% | 0.38% | +0.02 |
| IEMG iShares Core MSCI Emerging | Add +1.5% | 0.56% | +0.02 |
| HPE Hewlett Packard Enterprise | Add +9.3% | 0.30% | +0.02 |
| LITE Lumentum Holdings Inc. | Add +2.9% | 0.03% | +0.02 |
| FIG Figma Inc. Class A | New | 0.02% | +0.02 |
| CGIC Cap Group Intl Core Eq | New | 0.02% | +0.02 |
| SNVXX Schwab Govt MNY FND-Inv | New | 0.02% | +0.02 |
| NEAR iShares SH Dba ETF Usd Inc. | Add +9.7% | 0.18% | +0.02 |
Notes & Other Activity Q3 2025 → Q4 2025
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | Sold out | 20,001 | $162before exit |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Sold out | 225 | $18before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,445 | $761.3M | AAPL, VYM, QQQ, VTI, GOOGL |
| Q1 2026 | 1,475 | $652.7M | VYM, AAPL, VTI, QQQ, TPC |
| Q4 2025 | 1,494 | $625.1M | AAPL, VYM, VTI, QQQ, TPC |
| Q3 2025 | 1,381 | $625.9M | AAPL, VYM, VTI, QQQ, TPC |
| Q2 2025 | 1,283 | $539.1M | VYM, VTI, AAPL, QQQ, MSFT |
| Q1 2025 | 976 | $469.4M | VYM, AAPL, VTI, QQQ, AMZN |
| Q4 2024 | 984 | $474.4M | AAPL, VYM, VTI, QQQ, AMZN |
| Q3 2024 | 987 | $469.5M | AAPL, VYM, VTI, QQQ, MSFT |
| Q2 2024 | 982 | $436.8M | AAPL, VYM, QQQ, VTI, MSFT |
| Q1 2024 | 896 | $417.1M | AAPL, VYM, VTI, QQQ, UBER |