Whipplewood Advisors, LLC
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed July 27, 2026), Whipplewood Advisors, LLC reported 636 stock positions worth $148.6 million. Its top holding was Janus Henderson Aaa Clo ETF (JAAA) at 11.1% of the portfolio, followed by NPF Core Equity ETF (NPFE, 8.2%) and JPMorgan Ltd. Duration ETF (JPLD, 4.1%). Compared with Q1 2026, it opened 4 new positions, sold out of 434, added to 51 and reduced 507. The biggest buy was Ares Capital (ARCC, shares +38%) and the biggest sale Tesla (TSLA, shares −98%).
- Most Recent 13F
- Q2 2026
- Location
- LITTLETON, CO
- CIK
- 0002052510
- Portfolio Value
- $148.6M (Q2 2026)
- SEC Filing
- 0002052510-26-000003 ↗ filed Jul 27, 2026
Holdings Value
Holdings 636 stocks · $148.6M
| JAAA Janus Henderson Aaa Clo ETF | 11.10% | 326,599 | $16.5M | Reduce -5.0% |
| NPFE NPF Core Equity ETF | 8.18% | 437,689 | $12.2M | Reduce -2.5% |
| JPLD JPMorgan Ltd. Duration ETF | 4.07% | 115,738 | $6.0M | Reduce -23.0% |
| MTUM iShares MSCI USA Momentum Fa | 2.72% | 11,804 | $4.0M | Reduce -12.8% |
| VIG Vanguard Dividend Apprec ETF | 2.65% | 16,664 | $3.9M | Reduce -3.0% |
| WEA Western Asset Premier Bond | 2.56% | 357,034 | $3.8M | Reduce -3.5% |
| BALT Inn Defined Wealth Shield | 2.26% | 98,097 | $3.4M | Reduce -31.2% |
| ARCC Ares Capital Corp. | 2.22% | 177,662 | $3.3M | Add +38.1% |
| VEA Vanguard Ftse Developed ETF | 2.11% | 44,020 | $3.1M | Reduce -15.7% |
| VIGI Vanguard Int Div App Indx FD | 2.08% | 33,159 | $3.1M | Reduce -4.8% |
| BXSL Blackstone Secured Lending F | 1.94% | 121,437 | $2.9M | Add +46.5% |
| VT Vanguard Tot World STK ETF | 1.84% | 17,407 | $2.7M | Reduce -4.6% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 1.79% | 50,512 | $2.7M | Reduce -11.7% |
| AAPL Apple Inc. | 1.50% | 7,727 | $2.2M | Reduce -43.8% |
| EPD Enterprise Products Partners | 1.48% | 59,945 | $2.2M | No change |
| TAFI AB Tax Aware Short Dur Muni filed as AB ACTIVE ETFS INC | 1.47% | 86,368 | $2.2M | Add +9.6% |
| JEPI JPMorgan Equity Premium Inco | 1.47% | 38,554 | $2.2M | Reduce -1.3% |
| DFP Flaherty & Crumrine DYN Pref | 1.30% | 93,297 | $1.9M | Reduce -1.6% |
| FNDX Schwab Fndmntl US LRG Co. ETF | 1.21% | 57,624 | $1.8M | Reduce -2.3% |
| VWO Vanguard Ftse Emerging Marke | 1.13% | 28,031 | $1.7M | Reduce -10.8% |
| IVV iShares Core S&P 500 ETF | 1.11% | 2,197 | $1.6M | Reduce -4.3% |
| EEMV iShares MSCI Emg MKT Min Vol | 1.04% | 20,554 | $1.5M | Reduce -7.7% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 1.03% | 24,815 | $1.5M | Reduce -45.2% |
| PRF Invesco Rafi US 1000 ETF | 1.00% | 27,479 | $1.5M | Reduce -13.0% |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | 0.99% | 26,292 | $1.5M | Reduce -6.4% |
| SCHM Schwab US Mid Cap ETF | 0.99% | 39,709 | $1.5M | Reduce -6.0% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.98% | 36,668 | $1.5M | Reduce -6.1% |
| GBDC Golub Capital BDC Inc. | 0.97% | 112,027 | $1.4M | Add +33.3% |
| NIM Nuveen Select Maturit Muni | 0.96% | 151,035 | $1.4M | Reduce -1.5% |
| HTGC Hercules Capital Inc. | 0.89% | 83,463 | $1.3M | Add +41.4% |
| LEND Sei HY Bnd&alt CRDT filed as SEI EXCHANGE TRADED FUNDS | 0.87% | 51,192 | $1.3M | New |
| MOTI Vaneck Mstar Int Moat ETF | 0.78% | 34,730 | $1.2M | Add +11.6% |
| HYT BlackRock Corp. Hi YLD | 0.76% | 131,117 | $1.1M | Reduce -9.0% |
| VKI Invesco Adv Muni Inc. TR II | 0.72% | 112,493 | $1.1M | Reduce -1.0% |
| EFAX State Street SPDR MSCI Eafe | 0.71% | 19,623 | $1.1M | Add +2.2% |
| EVN Eaton Vance Muni Inc. TR | 0.71% | 93,479 | $1.1M | Reduce -0.6% |
| IIM Invesco Value Municipal Inco | 0.69% | 80,630 | $1.0M | Reduce -1.5% |
| MOAT Vaneck Morningstar Wide Moat | 0.68% | 9,736 | $1.0M | Reduce -7.0% |
| BX Blackstone Inc. | 0.67% | 8,501 | $1.0M | Add +40.0% |
| ARES Ares Management Corp. Class A | 0.66% | 8,788 | $978K | Add +45.4% |
| NVG Nuveen Amt-FR Muni CRDT | 0.65% | 75,042 | $961K | Add +2.9% |
| DSU BlackRock Debt Strategies | 0.65% | 98,931 | $960K | Reduce -3.7% |
| PFN PIMCO Income Strategy FD II | 0.64% | 134,055 | $956K | Reduce -1.6% |
| PHK PIMCO High Income Fund | 0.63% | 202,151 | $942K | Reduce -1.8% |
| IGI Western Asst Inv GR Oppor TR | 0.63% | 58,440 | $941K | Reduce -4.6% |
| MCD McDonald's Corp. | 0.61% | 3,328 | $900K | Reduce -3.6% |
| SPLV Invesco S&P 500 Low Volatili | 0.59% | 11,697 | $876K | Add +3.5% |
| VKQ Invesco Municipal Trust | 0.59% | 87,183 | $875K | Reduce -1.7% |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 0.58% | 73,837 | $867K | Reduce -0.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.57% | 1,155 | $851K | Reduce -20.0% |
| JPST JPMorgan Ultra-Short Income | 0.55% | 16,258 | $822K | Reduce -12.1% |
| MSFT Microsoft Corp. | 0.55% | 2,199 | $820K | Reduce -54.0% |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | 0.55% | 2,969 | $812K | Reduce -10.8% |
| MMD Nylim Mackay Definedterm Mun filed as NYLI MACKAY DEFINEDTERM MUNI | 0.53% | 50,902 | $789K | Add +4.3% |
| JANH Innov Prem Inc. 20 Barr - Jan | 0.53% | 31,743 | $785K | Add +0.6% |
| APRH Innov Prem Inc. 20 Barr-April | 0.53% | 31,381 | $782K | Reduce -0.3% |
| JULH Innov Prem Inc. 20 Barr-July | 0.53% | 31,382 | $781K | Add +0.3% |
| OCTH Innvtr PR INC20 Bar ETF-Oct | 0.53% | 32,539 | $781K | Add +1.6% |
| GBAB Guggenheim Taxable Municipal | 0.51% | 52,364 | $757K | Reduce -0.8% |
| BAB Invesco Taxable Municipal Bo | 0.51% | 28,096 | $754K | Reduce -5.5% |
| TSI TCW Strategic Income Fund | 0.51% | 166,871 | $753K | Add +0.7% |
| VGM Invesco Trust for Investmen | 0.50% | 69,481 | $736K | Reduce -1.3% |
| SBI Western Asset Intermediate | 0.48% | 91,425 | $720K | Reduce -0.5% |
| TSLX Sixth Street Specialty Lendi | 0.47% | 40,558 | $696K | Add +48.9% |
| EPRF Innovat S&P Invest GRD Pref | 0.46% | 41,532 | $684K | Add +2.2% |
| GPIX GLDM SA S&P 500 PR in ETF-US | 0.42% | 11,294 | $628K | Reduce -38.1% |
| RDVI FT Vest Rising Dividend Achi | 0.42% | 21,256 | $625K | Reduce -85.7% |
| PML PIMCO Municipal Income FD II | 0.39% | 76,724 | $584K | Add +4.9% |
| NZF Nuveen Municipal Credit Inc. | 0.39% | 45,158 | $573K | Reduce -2.6% |
| ET Energy Transfer LP | 0.37% | 28,923 | $553K | No change |
| CGBD Carlyle Secured Lending Inc. | 0.37% | 51,820 | $546K | Add +48.7% |
| XYLG Global X S&P 500 Covc & GRW | 0.36% | 18,768 | $541K | Add +0.4% |
| SPGP Invesco S&P 500 Garp ETF | 0.36% | 4,412 | $540K | Add +0.7% |
| XMMO Invesco S&P Midcap Momentum | 0.35% | 3,092 | $526K | Reduce -14.1% |
| MSD Morgan Stanley Emrg MKT Debt | 0.34% | 69,383 | $506K | Reduce -67.7% |
| FDEM Fidelity Emrg MRKT Multifact | 0.33% | 13,674 | $497K | Reduce -5.0% |
| JPRE JPMorgan Realty Income ETF | 0.31% | 8,870 | $463K | Reduce -16.0% |
| ARKK ARK Innovation ETF | 0.31% | 5,726 | $463K | Reduce -86.3% |
| UNP Union Pacific Corp. | 0.28% | 1,542 | $419K | Reduce -8.5% |
| MAIN Main Street Capital Corp. | 0.28% | 8,054 | $418K | Add +54.6% |
| MGNR Amer Beac GLG NTRL Rsrcs ETF filed as AMERICAN BEACON SELECT FUNDS | 0.27% | 8,262 | $401K | Reduce -48.8% |
| WELL Welltower Inc. | 0.26% | 1,697 | $385K | Reduce -15.4% |
| SMMU PIMCO SHRT TRM Muni BND ETF | 0.26% | 7,627 | $385K | Add +0.8% |
| MQY BlackRock Muniyield Quality | 0.26% | 32,930 | $382K | Add +10.1% |
| VTWO Vanguard Russell 2000 ETF | 0.23% | 2,847 | $346K | Reduce -11.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.22% | 437 | $326K | Reduce -0.5% |
| VOO Vanguard S&P 500 ETF | 0.22% | 468 | $321K | Reduce -1.1% |
| BXMT Blackstone Mortgage Tru Class A | 0.21% | 18,577 | $315K | Reduce -9.6% |
| AMAT Applied Materials Inc. | 0.20% | 419 | $303K | Add +310.8% |
| PAAA Pgim Aaa Clo ETF | 0.19% | 5,629 | $289K | New |
| ALAI Alger AI Enable & Adopt ETF | 0.19% | 6,157 | $281K | Reduce -87.8% |
| VFL Abrdn National Municipal Inc. | 0.18% | 25,961 | $269K | Add +4.2% |
| JIRE JPMorgan Int Res Enh Eqty | 0.18% | 3,244 | $268K | Reduce -0.6% |
| SPFF Global X Superincome Prefer | 0.17% | 26,418 | $248K | Reduce -0.9% |
| AMZN Amazon.com Inc. | 0.14% | 869 | $207K | Reduce -80.2% |
| CEV Eaton Vance Ca Muni Inc. TRST | 0.13% | 18,727 | $197K | Add +4.4% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.13% | 5,364 | $196K | Reduce -84.1% |
| XPCQX PIMCO California Muni Inc. FD | 0.13% | 21,442 | $192K | Add +4.7% |
| ORCL Oracle Corp. | 0.13% | 1,268 | $186K | Add +21.6% |
| AMD Advanced Micro Devices | 0.12% | 312 | $181K | Reduce -87.5% |
Portfolio Sells Q1 2026 → Q2 2026
| TSLA Tesla Inc. | Reduce -97.9% | 0.06% | −1.94 |
| RDVI FT Vest Rising Dividend Achi | Reduce -85.7% | 0.42% | −1.55 |
| ARKK ARK Innovation ETF | Reduce -86.3% | 0.31% | −1.15 |
| NVDA Nvidia Corp. | Reduce -95.8% | 0.07% | −1.09 |
| SFLR Innovator Eqty MGD Floor ETF | Reduce -94.2% | 0.08% | −0.89 |
| GOOGL Alphabet Inc. Class A | Reduce -95.0% | 0.06% | −0.69 |
| ALAI Alger AI Enable & Adopt ETF | Reduce -87.8% | 0.19% | −0.68 |
| SDVD FT Vest Smid Rising Dividend | Reduce -96.1% | 0.04% | −0.63 |
| CGDV Cap Group Dividend Value | Reduce -98.9% | 0.01% | −0.52 |
| FRTY Alger Mid Cap 40 ETF | Reduce -97.5% | 0.02% | −0.48 |
| QFLR Innovator Nasdaq-100 MF ETF | Reduce -91.9% | 0.06% | −0.47 |
| BUFR FT Vest Lad Buffervetf-Usd I | Reduce -84.1% | 0.13% | −0.46 |
| MSD Morgan Stanley Emrg MKT Debt | Reduce -67.7% | 0.34% | −0.44 |
| MSFT Microsoft Corp. | Reduce -54.0% | 0.55% | −0.37 |
| AMZN Amazon.com Inc. | Reduce -80.2% | 0.14% | −0.34 |
| GOOG Alphabet Inc. Class C | Reduce -94.4% | 0.03% | −0.31 |
| AAPL Apple Inc. | Reduce -43.8% | 1.50% | −0.31 |
| JEPQ JPM Nasdaq Equity Premium | Reduce -45.2% | 1.03% | −0.28 |
| BALT Inn Defined Wealth Shield | Reduce -31.2% | 2.26% | −0.21 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -87.9% | 0.06% | −0.20 |
| XOM Exxon Mobil Corp. | Reduce -95.9% | 0.01% | −0.17 |
| VFC VF Corp. | Sold out | 0.00% | −0.17 |
| KYN Kayne Anderson Energy Infra | Sold out | 0.00% | −0.17 |
| MGNR Amer Beac GLG NTRL Rsrcs ETF | Reduce -48.8% | 0.27% | −0.16 |
| USB US Bancorp | Reduce -99.5% | 0.00% | −0.16 |
| QCOM Qualcomm Inc. | Reduce -99.2% | 0.00% | −0.16 |
| LRCX Lam Research Corp. | Reduce -97.3% | 0.01% | −0.15 |
| CVX Chevron Corp. | Reduce -92.9% | 0.01% | −0.15 |
| MO Altria Group Inc. | Reduce -95.2% | 0.01% | −0.15 |
| RDVY First Trust Rising Dividend | Sold out | 0.00% | −0.15 |
| V Visa Inc. Class A | Reduce -89.5% | 0.03% | −0.15 |
| AMD Advanced Micro Devices | Reduce -87.5% | 0.12% | −0.14 |
| META Meta Platforms Inc. Class A | Reduce -87.8% | 0.03% | −0.14 |
| PDI PIMCO Dynamic Income Fund | Reduce -96.8% | 0.01% | −0.13 |
| WMT Walmart Inc. | Reduce -91.6% | 0.01% | −0.12 |
| HELO JPMorgan Hedged Equity ETF | Reduce -77.4% | 0.05% | −0.12 |
| TFC Truist Financial Corp. | Reduce -82.9% | 0.04% | −0.12 |
| RTX RTX Corp. | Reduce -95.4% | 0.01% | −0.12 |
| JNJ Johnson & Johnson | Reduce -86.3% | 0.03% | −0.11 |
| MTN Vail Resorts Inc. | Sold out | 0.00% | −0.11 |
| PM Philip Morris International | Reduce -85.4% | 0.03% | −0.10 |
| ARKG ARK Genomic Revolution ETF | Sold out | 0.00% | −0.10 |
| EIPI FT Energy Income ETF | Sold out | 0.00% | −0.10 |
| XEL Xcel Energy Inc. | Sold out | 0.00% | −0.10 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -98.6% | 0.00% | −0.10 |
| WSM Williams-Sonoma Inc. | Reduce -99.3% | 0.00% | −0.09 |
| ISCG iShares Morningstar Small-Ca | Sold out | 0.00% | −0.09 |
| COIN Coinbase Global Inc. Class A | Sold out | 0.00% | −0.09 |
| PREF Pri Spe Pre Sec Acti-Usd Inc. | Reduce -58.5% | 0.11% | −0.09 |
| SDVY First Trust Smid Cap Rising | Reduce -90.2% | 0.01% | −0.09 |
Portfolio Buys Q1 2026 → Q2 2026
| ARCC Ares Capital Corp. | Add +38.1% | 2.22% | +1.01 |
| BXSL Blackstone Secured Lending F | Add +46.5% | 1.94% | +0.92 |
| LEND Sei HY Bnd&alt CRDT | New | 0.87% | +0.87 |
| TAFI AB Tax Aware Short Dur Muni | Add +9.6% | 1.47% | +0.44 |
| HTGC Hercules Capital Inc. | Add +41.4% | 0.89% | +0.43 |
| GBDC Golub Capital BDC Inc. | Add +33.3% | 0.97% | +0.42 |
| ARES Ares Management Corp. Class A | Add +45.4% | 0.66% | +0.32 |
| BX Blackstone Inc. | Add +40.0% | 0.67% | +0.31 |
| MOTI Vaneck Mstar Int Moat ETF | Add +11.6% | 0.78% | +0.23 |
| EFAX State Street SPDR MSCI Eafe | Add +2.2% | 0.71% | +0.22 |
| TSLX Sixth Street Specialty Lendi | Add +48.9% | 0.47% | +0.21 |
| PAAA Pgim Aaa Clo ETF | New | 0.19% | +0.19 |
| AMAT Applied Materials Inc. | Add +310.8% | 0.20% | +0.19 |
| NVG Nuveen Amt-FR Muni CRDT | Add +2.9% | 0.65% | +0.18 |
| CGBD Carlyle Secured Lending Inc. | Add +48.7% | 0.37% | +0.17 |
| SPLV Invesco S&P 500 Low Volatili | Add +3.5% | 0.59% | +0.16 |
| MMD Nylim Mackay Definedterm Mun | Add +4.3% | 0.53% | +0.15 |
| MAIN Main Street Capital Corp. | Add +54.6% | 0.28% | +0.14 |
| JANH Innov Prem Inc. 20 Barr - Jan | Add +0.6% | 0.53% | +0.14 |
| OCTH Innvtr PR INC20 Bar ETF-Oct | Add +1.6% | 0.53% | +0.14 |
| JULH Innov Prem Inc. 20 Barr-July | Add +0.3% | 0.53% | +0.12 |
| TSI TCW Strategic Income Fund | Add +0.7% | 0.51% | +0.12 |
| SPGP Invesco S&P 500 Garp ETF | Add +0.7% | 0.36% | +0.12 |
| EPRF Innovat S&P Invest GRD Pref | Add +2.2% | 0.46% | +0.11 |
| XYLG Global X S&P 500 Covc & GRW | Add +0.4% | 0.36% | +0.11 |
| PML PIMCO Municipal Income FD II | Add +4.9% | 0.39% | +0.11 |
| MQY BlackRock Muniyield Quality | Add +10.1% | 0.26% | +0.09 |
| SMMU PIMCO SHRT TRM Muni BND ETF | Add +0.8% | 0.26% | +0.06 |
| VFL Abrdn National Municipal Inc. | Add +4.2% | 0.18% | +0.05 |
| ORCL Oracle Corp. | Add +21.6% | 0.13% | +0.05 |
| CEV Eaton Vance Ca Muni Inc. TRST | Add +4.4% | 0.13% | +0.04 |
| XPCQX PIMCO California Muni Inc. FD | Add +4.7% | 0.13% | +0.04 |
| SEIE Sei Select Intl Equity | Add +273.1% | 0.05% | +0.04 |
| MCI Barings Corporate Investors | Add +40.3% | 0.04% | +0.02 |
| SEIS Sei Select Small Cap ETF | Add +183.4% | 0.02% | +0.02 |
| SCHG Schwab US Large-Cap Growth | Add +3.8% | 0.05% | +0.02 |
| SEEM Sei Select Em MRKT Eq | Add +213.4% | 0.02% | +0.01 |
| EDV Vanguard Extended Dur Treas | Add +1.5% | 0.02% | +0.00 |
| MPV Barings Participation Invest | Add +3.0% | 0.02% | +0.00 |
| WSE Wise Group PLC Class A | New | 0.00% | +0.00 |
| CCJ Cameco Corp. | Add +19.4% | 0.00% | +0.00 |
| CWEN Clearway Energy Inc. Class C | New | 0.00% | +0.00 |
| CRBG Corebridge Financial Inc. | Add +19.2% | 0.00% | +0.00 |
| FNB FNB Corp. | Add +12.0% | 0.00% | +0.00 |
| MAA Mid-America Apartment Comm | Add +15.4% | 0.00% | +0.00 |
| VTR Ventas Inc. | Add +17.4% | 0.00% | +0.00 |
| FR First Industrial Realty TR | Add +21.7% | 0.00% | +0.00 |
| HBAN Huntington Bancshares Inc. | Add +9.5% | 0.00% | +0.00 |
| KEX Kirby Corp. | Add +15.4% | 0.00% | +0.00 |
| BIZD Vaneck BDC Income ETF | Add +11.4% | 0.00% | +0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 636 | $148.6M | JAAA, NPFE, JPLD, MTUM, VIG |
| Q1 2026 | 1,065 | $192.7M | JAAA, NPFE, JPLD, BALT, WEA |
| Q4 2025 | 503 | $155.6M | JAAA, BALT, TSLA, WEA, VIG |
| Q3 2025 | 293 | $152.0M | JAAA, BALT, TSLA, VIG, JEPI |
| Q2 2025 | 1,202 | $182.0M | JAAA, VEA, BALT, MSFT, JEPI |
| Q1 2025 | 1,209 | $168.8M | JAAA, VEA, AAPL, JEPI, VIG |
| Q4 2024 | 1,183 | $175.9M | JAAA, TSLA, AAPL, VEA, MSFT |