Whipplewood Advisors, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 30, 2026), Whipplewood Advisors, LLC reported 1,065 stock positions worth $192.7 million. Its top holding was Janus Henderson Aaa Clo ETF (JAAA) at 9.0% of the portfolio, followed by NPF Core Equity ETF (NPFE, 5.6%) and JPMorgan Ltd. Duration ETF (JPLD, 4.1%). Compared with Q4 2025, it opened 595 new positions, sold out of 34, added to 325 and reduced 73. The biggest buy was a new position in NPF Core Equity ETF (NPFE) and the biggest sale Vanguard Tot World STK ETF (VT, shares −26%).
- Most Recent 13F
- Q2 2026
- Location
- LITTLETON, CO
- CIK
- 0002052510
- Portfolio Value
- $192.7M (Q1 2026)
- SEC Filing
- 0002052510-26-000002 ↗ filed Apr 30, 2026
Holdings Value
Holdings 1,065 stocks · $192.7M
| JAAA Janus Henderson Aaa Clo ETF | 8.98% | 343,726 | $17.3M | Add +121.5% |
| NPFE NPF Core Equity ETF | 5.64% | 449,083 | $10.9M | New |
| JPLD JPMorgan Ltd. Duration ETF | 4.07% | 150,354 | $7.8M | New |
| BALT Inn Defined Wealth Shield | 2.48% | 142,568 | $4.8M | Add +0.1% |
| WEA Western Asset Premier Bond | 2.03% | 369,988 | $3.9M | Add +0.8% |
| TSLA Tesla Inc. | 2.01% | 10,399 | $3.9M | Add +0.9% |
| RDVI FT Vest Rising Dividend Achi | 1.97% | 148,254 | $3.8M | Add +1.0% |
| VIG Vanguard Dividend Apprec ETF | 1.92% | 17,187 | $3.7M | Reduce -5.0% |
| AAPL Apple Inc. | 1.81% | 13,748 | $3.5M | Add +5.3% |
| VEA Vanguard Ftse Developed ETF | 1.74% | 52,208 | $3.3M | Add +8.9% |
| MTUM iShares MSCI USA Momentum Fa | 1.69% | 13,537 | $3.2M | Reduce -0.8% |
| VIGI Vanguard Int Div App Indx FD | 1.60% | 34,812 | $3.1M | Reduce -0.5% |
| ARKK ARK Innovation ETF | 1.46% | 41,676 | $2.8M | Reduce -0.9% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 1.45% | 57,232 | $2.8M | Reduce -4.3% |
| VT Vanguard Tot World STK ETF | 1.31% | 18,241 | $2.5M | Reduce -25.8% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 1.30% | 45,295 | $2.5M | Reduce -1.5% |
| ARCC Ares Capital Corp. | 1.20% | 128,608 | $2.3M | Add +14.3% |
| EPD Enterprise Products Partners | 1.18% | 59,945 | $2.3M | No change |
| NVDA Nvidia Corp. | 1.16% | 12,823 | $2.2M | Add +45.2% |
| JEPI JPMorgan Equity Premium Inco | 1.15% | 39,043 | $2.2M | Reduce -10.7% |
| TAFI AB Tax Aware Short Dur Muni filed as AB ACTIVE ETFS INC | 1.03% | 78,790 | $2.0M | Reduce -2.9% |
| BXSL Blackstone Secured Lending F | 1.02% | 82,867 | $2.0M | Add +17.2% |
| DFP Flaherty & Crumrine DYN Pref | 0.99% | 94,779 | $1.9M | Reduce -0.1% |
| SFLR Innovator Eqty MGD Floor ETF | 0.97% | 52,967 | $1.9M | Reduce -0.6% |
| MSFT Microsoft Corp. | 0.92% | 4,782 | $1.8M | Add +9.8% |
| VWO Vanguard Ftse Emerging Marke | 0.88% | 31,429 | $1.7M | Add +6.2% |
| ALAI Alger AI Enable & Adopt ETF | 0.87% | 50,556 | $1.7M | Add +4.0% |
| FNDX Schwab Fndmntl US LRG Co. ETF | 0.85% | 58,968 | $1.6M | Reduce -6.2% |
| MSD Morgan Stanley Emrg MKT Debt | 0.78% | 214,786 | $1.5M | Add +0.5% |
| PRF Invesco Rafi US 1000 ETF | 0.78% | 31,580 | $1.5M | Reduce -3.3% |
| IVV iShares Core S&P 500 ETF | 0.78% | 2,295 | $1.5M | Reduce -20.8% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.78% | 39,058 | $1.5M | Reduce -2.5% |
| NIM Nuveen Select Maturit Muni | 0.75% | 153,276 | $1.4M | Reduce -1.5% |
| GOOGL Alphabet Inc. Class A | 0.75% | 5,020 | $1.4M | Add +26.3% |
| EEMV iShares MSCI Emg MKT Min Vol | 0.75% | 22,264 | $1.4M | Add +1.1% |
| SCHM Schwab US Mid Cap ETF | 0.68% | 42,259 | $1.3M | Reduce -3.5% |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | 0.67% | 28,100 | $1.3M | Reduce -1.8% |
| SDVD FT Vest Smid Rising Dividend | 0.66% | 58,986 | $1.3M | Reduce -0.0% |
| HYT BlackRock Corp. Hi YLD | 0.64% | 144,130 | $1.2M | Add +6.2% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.59% | 33,750 | $1.1M | Add +0.3% |
| MCD McDonald's Corp. | 0.56% | 3,454 | $1.1M | Reduce -23.3% |
| GBDC Golub Capital BDC Inc. | 0.55% | 84,040 | $1.1M | Add +6.7% |
| MOTI Vaneck Mstar Int Moat ETF | 0.55% | 31,113 | $1.1M | Add +2.7% |
| QFLR Innovator Nasdaq-100 MF ETF | 0.53% | 30,494 | $1.0M | Reduce -5.4% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.53% | 23,827 | $1.0M | Add +8.4% |
| MOAT Vaneck Morningstar Wide Moat | 0.53% | 10,466 | $1.0M | Reduce -1.9% |
| IIM Invesco Value Municipal Inco | 0.52% | 81,888 | $996K | Reduce -1.3% |
| IGI Western Asst Inv GR Oppor TR | 0.51% | 61,234 | $985K | Add +1.7% |
| DSU BlackRock Debt Strategies | 0.51% | 102,704 | $985K | Add +2.5% |
| VKI Invesco Adv Muni Inc. TR II | 0.51% | 113,584 | $984K | Reduce -0.3% |
| EVN Eaton Vance Muni Inc. TR | 0.51% | 94,081 | $979K | Add +1.4% |
| FRTY Alger Mid Cap 40 ETF | 0.50% | 49,827 | $971K | No change |
| EFAX State Street SPDR MSCI Eafe | 0.50% | 19,201 | $956K | Reduce -3.4% |
| PHK PIMCO High Income Fund | 0.49% | 205,862 | $953K | Reduce -0.5% |
| PFN PIMCO Income Strategy FD II | 0.49% | 136,256 | $939K | Add +1.8% |
| JPST JPMorgan Ultra-Short Income | 0.49% | 18,494 | $936K | Add +1.2% |
| AMZN Amazon.com Inc. | 0.48% | 4,397 | $916K | Add +44.4% |
| GPIX GLDM SA S&P 500 PR in ETF-US | 0.47% | 18,247 | $913K | Add +22.2% |
| NVG Nuveen Amt-FR Muni CRDT | 0.47% | 72,954 | $900K | Reduce -2.5% |
| HTGC Hercules Capital Inc. | 0.45% | 59,045 | $872K | Add +66.1% |
| VKQ Invesco Municipal Trust | 0.44% | 88,727 | $845K | Reduce -1.3% |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 0.43% | 74,281 | $834K | Reduce -0.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.43% | 1,443 | $833K | Reduce -2.0% |
| MGNR Amer Beac GLG NTRL Rsrcs ETF filed as AMERICAN BEACON SELECT FUNDS | 0.43% | 16,130 | $832K | Reduce -6.3% |
| SPLV Invesco S&P 500 Low Volatili | 0.43% | 11,296 | $826K | Reduce -0.1% |
| BAB Invesco Taxable Municipal Bo | 0.42% | 29,733 | $802K | Add +0.6% |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | 0.41% | 3,327 | $786K | Add +1.4% |
| JULH Innov Prem Inc. 20 Barr-July | 0.40% | 31,301 | $773K | Add +4.4% |
| APRH Innov Prem Inc. 20 Barr-April | 0.40% | 31,480 | $772K | Add +3.8% |
| GBAB Guggenheim Taxable Municipal | 0.40% | 52,806 | $766K | Reduce -0.0% |
| JANH Innov Prem Inc. 20 Barr - Jan | 0.39% | 31,563 | $757K | Add +3.9% |
| OCTH Innvtr PR INC20 Bar ETF-Oct | 0.39% | 32,034 | $752K | Add +1.2% |
| TSI TCW Strategic Income Fund | 0.39% | 165,778 | $744K | Add +2.7% |
| MMD Nylim Mackay Definedterm Mun filed as NYLI MACKAY DEFINEDTERM MUNI | 0.38% | 48,812 | $725K | Reduce -1.9% |
| SBI Western Asset Intermediate | 0.37% | 91,874 | $706K | Add +0.9% |
| BX Blackstone Inc. | 0.36% | 6,073 | $698K | Add +202.3% |
| VGM Invesco Trust for Investmen | 0.36% | 70,408 | $695K | Reduce -1.1% |
| EPRF Innovat S&P Invest GRD Pref | 0.35% | 40,641 | $674K | Add +2.3% |
| ARES Ares Management Corp. Class A | 0.34% | 6,046 | $660K | New |
| GOOG Alphabet Inc. Class C | 0.34% | 2,280 | $654K | Add +49.3% |
| NZF Nuveen Municipal Credit Inc. | 0.29% | 46,383 | $565K | Add +0.8% |
| ET Energy Transfer LP | 0.29% | 28,923 | $558K | Reduce -2.6% |
| PML PIMCO Municipal Income FD II | 0.29% | 73,133 | $554K | Reduce -0.1% |
| XMMO Invesco S&P Midcap Momentum | 0.27% | 3,601 | $522K | Add +3.0% |
| AMD Advanced Micro Devices | 0.26% | 2,505 | $510K | Add +8.9% |
| JPRE JPMorgan Realty Income ETF | 0.26% | 10,564 | $508K | Reduce -1.0% |
| TSLX Sixth Street Specialty Lendi | 0.26% | 27,244 | $501K | Add +177.6% |
| TSM Taiwan Semiconductor-SP ADR | 0.26% | 1,473 | $498K | Add +484.5% |
| XYLG Global X S&P 500 Covc & GRW | 0.26% | 18,696 | $491K | Add +5.2% |
| SPGP Invesco S&P 500 Garp ETF | 0.24% | 4,383 | $472K | Reduce -11.6% |
| FDEM Fidelity Emrg MRKT Multifact | 0.24% | 14,390 | $454K | Reduce -4.1% |
| UNP Union Pacific Corp. | 0.21% | 1,686 | $409K | Add +3.1% |
| WELL Welltower Inc. | 0.21% | 2,005 | $396K | Reduce -26.5% |
| BXMT Blackstone Mortgage Tru Class A | 0.20% | 20,551 | $394K | Add +6.0% |
| PREF Pri Spe Pre Sec Acti-Usd Inc. | 0.20% | 20,311 | $382K | Add +1.1% |
| SMMU PIMCO SHRT TRM Muni BND ETF | 0.20% | 7,565 | $382K | Add +1.8% |
| CGBD Carlyle Secured Lending Inc. | 0.20% | 34,853 | $381K | Add +99.4% |
| XOM Exxon Mobil Corp. | 0.18% | 2,071 | $351K | Add +15.8% |
| HELO JPMorgan Hedged Equity ETF | 0.17% | 5,202 | $332K | Add +2.1% |
| V Visa Inc. Class A | 0.17% | 1,095 | $331K | Add +109.4% |
Portfolio Sells Q4 2025 → Q1 2026
| VT Vanguard Tot World STK ETF | Reduce -25.8% | 1.31% | −0.92 |
| OBDC Blue Owl Capital Corp. | Sold out | 0.00% | −0.67 |
| VIG Vanguard Dividend Apprec ETF | Reduce -5.0% | 1.92% | −0.64 |
| ARKK ARK Innovation ETF | Reduce -0.9% | 1.46% | −0.62 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -0.8% | 1.69% | −0.51 |
| IVV iShares Core S&P 500 ETF | Reduce -20.8% | 0.78% | −0.50 |
| JEPI JPMorgan Equity Premium Inco | Reduce -10.7% | 1.15% | −0.46 |
| VIGI Vanguard Int Div App Indx FD | Reduce -0.5% | 1.60% | −0.46 |
| JEPQ JPM Nasdaq Equity Premium | Reduce -1.5% | 1.30% | −0.41 |
| OWL Blue Owl Capital Inc. | Reduce -96.2% | 0.01% | −0.39 |
| MCD McDonald's Corp. | Reduce -23.3% | 0.56% | −0.33 |
| SFLR Innovator Eqty MGD Floor ETF | Reduce -0.6% | 0.97% | −0.29 |
| TAFI AB Tax Aware Short Dur Muni | Reduce -2.9% | 1.03% | −0.29 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Reduce -4.3% | 1.45% | −0.28 |
| DFP Flaherty & Crumrine DYN Pref | Reduce -0.1% | 0.99% | −0.28 |
| TRIN Trinity Capital Inc. | Sold out | 0.00% | −0.27 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Reduce -6.2% | 0.85% | −0.25 |
| PRF Invesco Rafi US 1000 ETF | Reduce -3.3% | 0.78% | −0.21 |
| NCDL Nuveen Churchill Direct Lend | Sold out | 0.00% | −0.20 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -1.9% | 0.53% | −0.18 |
| QFLR Innovator Nasdaq-100 MF ETF | Reduce -5.4% | 0.53% | −0.18 |
| NIM Nuveen Select Maturit Muni | Reduce -1.5% | 0.75% | −0.18 |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | Reduce -1.8% | 0.67% | −0.17 |
| SCHM Schwab US Mid Cap ETF | Reduce -3.5% | 0.68% | −0.17 |
| VKI Invesco Adv Muni Inc. TR II | Reduce -0.3% | 0.51% | −0.16 |
| FNDE Schwab Fndmntl Em MRK Eq ETF | Reduce -2.5% | 0.78% | −0.15 |
| PHK PIMCO High Income Fund | Reduce -0.5% | 0.49% | −0.15 |
| SDVD FT Vest Smid Rising Dividend | Reduce -0.0% | 0.66% | −0.15 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -2.0% | 0.43% | −0.15 |
| EFAX State Street SPDR MSCI Eafe | Reduce -3.4% | 0.50% | −0.15 |
| NVG Nuveen Amt-FR Muni CRDT | Reduce -2.5% | 0.47% | −0.14 |
| IIM Invesco Value Municipal Inco | Reduce -1.3% | 0.52% | −0.14 |
| CCAP Crescent Capital BDC Inc. | Sold out | 0.00% | −0.14 |
| WSM Williams-Sonoma Inc. | Reduce -49.7% | 0.10% | −0.13 |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | Reduce -0.8% | 0.43% | −0.13 |
| VONG Vanguard Russell 1000 Growth | Sold out | 0.00% | −0.12 |
| QCOM Qualcomm Inc. | Reduce -6.7% | 0.16% | −0.12 |
| WELL Welltower Inc. | Reduce -26.5% | 0.21% | −0.12 |
| VKQ Invesco Municipal Trust | Reduce -1.3% | 0.44% | −0.12 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -11.6% | 0.24% | −0.12 |
| VGM Invesco Trust for Investmen | Reduce -1.1% | 0.36% | −0.11 |
| GBAB Guggenheim Taxable Municipal | Reduce -0.0% | 0.40% | −0.11 |
| DIS The Walt Disney Co. | Reduce -33.4% | 0.09% | −0.10 |
| MMD Nylim Mackay Definedterm Mun | Reduce -1.9% | 0.38% | −0.10 |
| ABBV Abbvie Inc. | Reduce -66.5% | 0.03% | −0.09 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -0.1% | 0.43% | −0.09 |
| VEEV Veeva Systems Inc. Class A | Reduce -99.0% | 0.00% | −0.09 |
| O Realty Income Corp. | Reduce -66.4% | 0.04% | −0.09 |
| VFC VF Corp. | Reduce -8.1% | 0.17% | −0.07 |
| SKYY First Trust Cloud Computing | Reduce -36.4% | 0.05% | −0.07 |
Portfolio Buys Q4 2025 → Q1 2026
| NPFE NPF Core Equity ETF | New | 5.64% | +5.64 |
| JPLD JPMorgan Ltd. Duration ETF | New | 4.07% | +4.07 |
| JAAA Janus Henderson Aaa Clo ETF | Add +121.5% | 8.98% | +3.94 |
| ARES Ares Management Corp. Class A | New | 0.34% | +0.34 |
| TSM Taiwan Semiconductor-SP ADR | Add +484.5% | 0.26% | +0.21 |
| BX Blackstone Inc. | Add +202.3% | 0.36% | +0.16 |
| META Meta Platforms Inc. Class A | Add +1765.5% | 0.16% | +0.15 |
| MAIN Main Street Capital Corp. | New | 0.14% | +0.14 |
| TSLX Sixth Street Specialty Lendi | Add +177.6% | 0.26% | +0.12 |
| NVDA Nvidia Corp. | Add +45.2% | 1.16% | +0.10 |
| AZN Astrazeneca PLC | Add +2287.5% | 0.10% | +0.09 |
| JNJ Johnson & Johnson | Add +221.2% | 0.14% | +0.09 |
| MCK McKesson Corp. | Add +3400.0% | 0.09% | +0.09 |
| COIN Coinbase Global Inc. Class A | New | 0.09% | +0.09 |
| SCHX Schwab US Large-Cap ETF | Add +1154.7% | 0.09% | +0.08 |
| ASML ASML Holding NV-NY Reg SHS | Add +453.9% | 0.10% | +0.08 |
| NVS Novartis AG-Sponsored ADR | Add +1548.5% | 0.09% | +0.08 |
| JPM JPMorgan Chase & Co. | Add +585.2% | 0.09% | +0.07 |
| LIN Linde PLC | Add +13950.0% | 0.07% | +0.07 |
| WDC Western Digital Corp. | Add +2495.0% | 0.07% | +0.07 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +146.6% | 0.15% | +0.07 |
| GEV GE Vernova Inc. | Add +1677.8% | 0.07% | +0.07 |
| NBIS Nebius Group NV | Add +5275.0% | 0.07% | +0.07 |
| GLW Corning Inc. | Add +433.0% | 0.08% | +0.06 |
| CVX Chevron Corp. | Add +47.0% | 0.16% | +0.06 |
| SEIM Sei Qim US Large Cap Momentu | Add +556.0% | 0.07% | +0.06 |
| APP AppLovin Corp. Class A | Add +726.1% | 0.08% | +0.06 |
| HOOD Robinhood Markets Inc. Class A | Add +1608.3% | 0.07% | +0.06 |
| TLN Talen Energy Corp. | Add +5933.3% | 0.06% | +0.06 |
| CGBD Carlyle Secured Lending Inc. | Add +99.4% | 0.20% | +0.06 |
| SEIV Sei Qim US Large Cap Value A | Add +371.9% | 0.08% | +0.06 |
| LRCX Lam Research Corp. | Add +49.2% | 0.17% | +0.06 |
| SE Sea Ltd.-ADR | Add +2032.3% | 0.06% | +0.05 |
| V Visa Inc. Class A | Add +109.4% | 0.17% | +0.05 |
| NFLX Netflix Inc. | Add +192.5% | 0.09% | +0.05 |
| COR Cencora Inc. | Add +5300.0% | 0.05% | +0.05 |
| CTVA Corteva Inc. | Add +5600.0% | 0.05% | +0.05 |
| AVGO Broadcom Inc. | Add +638.5% | 0.06% | +0.05 |
| COST Costco Wholesale Corp. | Add +1077.8% | 0.05% | +0.05 |
| GWW WW Grainger Inc. | New | 0.05% | +0.05 |
| ROST Ross Stores Inc. | Add +7316.7% | 0.05% | +0.05 |
| PM Philip Morris International | Add +98.5% | 0.12% | +0.05 |
| GE General Electric | Add +1356.0% | 0.05% | +0.05 |
| ASX Ase Technology Holding -ADR | Add +976.8% | 0.05% | +0.05 |
| VRTX Vertex Pharmaceuticals Inc. | Add +3000.0% | 0.05% | +0.05 |
| LOW Lowe's Cos Inc. | Add +4900.0% | 0.05% | +0.05 |
| CSCO Cisco Systems Inc. | Add +162.6% | 0.09% | +0.05 |
| RACE Ferrari NV | Add +934.5% | 0.05% | +0.05 |
| ISRG Intuitive Surgical Inc. | Add +2133.3% | 0.05% | +0.04 |
| CAH Cardinal Health Inc. | Add +422.0% | 0.06% | +0.04 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 636 | $148.6M | JAAA, NPFE, JPLD, MTUM, VIG |
| Q1 2026 | 1,065 | $192.7M | JAAA, NPFE, JPLD, BALT, WEA |
| Q4 2025 | 503 | $155.6M | JAAA, BALT, TSLA, WEA, VIG |
| Q3 2025 | 293 | $152.0M | JAAA, BALT, TSLA, VIG, JEPI |
| Q2 2025 | 1,202 | $182.0M | JAAA, VEA, BALT, MSFT, JEPI |
| Q1 2025 | 1,209 | $168.8M | JAAA, VEA, AAPL, JEPI, VIG |
| Q4 2024 | 1,183 | $175.9M | JAAA, TSLA, AAPL, VEA, MSFT |