Whipplewood Advisors, LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 17, 2026), Whipplewood Advisors, LLC reported 503 stock positions worth $155.6 million. Its top holding was Janus Henderson Aaa Clo ETF (JAAA) at 5.0% of the portfolio, followed by Inn Defined Wealth Shield (BALT, 3.1%) and Tesla (TSLA, 3.0%). Compared with Q3 2025, it opened 216 new positions, sold out of 6, added to 120 and reduced 59. The biggest buy was BlackRock Corp. Hi YLD (HYT, shares +1753%) and the biggest sale Eagle Point Income Co.-USA (EIC, shares −100%).
- Most Recent 13F
- Q2 2026
- Location
- LITTLETON, CO
- CIK
- 0002052510
- Portfolio Value
- $155.6M (Q4 2025)
- SEC Filing
- 0002052510-26-000001 ↗ filed Feb 17, 2026
Holdings Value
Holdings 503 stocks · $155.6M
| JAAA Janus Henderson Aaa Clo ETF | 5.04% | 155,169 | $7.8M | Reduce -6.7% |
| BALT Inn Defined Wealth Shield | 3.07% | 142,459 | $4.8M | Reduce -0.1% |
| TSLA Tesla Inc. | 2.98% | 10,304 | $4.6M | Reduce -0.5% |
| WEA Western Asset Premier Bond | 2.60% | 366,867 | $4.0M | Add +34.1% |
| VIG Vanguard Dividend Apprec ETF | 2.56% | 18,095 | $4.0M | Reduce -0.7% |
| RDVI FT Vest Rising Dividend Achi | 2.47% | 146,740 | $3.9M | Add +14.6% |
| AAPL Apple Inc. | 2.28% | 13,055 | $3.5M | Add +0.4% |
| VT Vanguard Tot World STK ETF | 2.23% | 24,589 | $3.5M | Reduce -0.9% |
| MTUM iShares MSCI USA Momentum Fa | 2.19% | 13,640 | $3.4M | Reduce -2.3% |
| ARKK ARK Innovation ETF | 2.08% | 42,052 | $3.2M | Add +0.6% |
| VIGI Vanguard Int Div App Indx FD | 2.06% | 34,992 | $3.2M | Add +1.1% |
| VEA Vanguard Ftse Developed ETF | 1.93% | 47,958 | $3.0M | Reduce -1.8% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 1.74% | 59,819 | $2.7M | Reduce -5.2% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 1.72% | 45,968 | $2.7M | Add +18.2% |
| JEPI JPMorgan Equity Premium Inco | 1.61% | 43,735 | $2.5M | Reduce -35.4% |
| ARCC Ares Capital Corp. | 1.46% | 112,490 | $2.3M | Add +53.9% |
| MSFT Microsoft Corp. | 1.35% | 4,355 | $2.1M | Add +2.0% |
| TAFI AB Tax Aware Short Dur Muni filed as AB ACTIVE ETFS INC | 1.31% | 81,172 | $2.0M | Add +0.8% |
| IVV iShares Core S&P 500 ETF | 1.27% | 2,896 | $2.0M | Reduce -1.1% |
| DFP Flaherty & Crumrine DYN Pref | 1.27% | 94,845 | $2.0M | Reduce -1.3% |
| SFLR Innovator Eqty MGD Floor ETF | 1.26% | 53,268 | $2.0M | Add +6.4% |
| EPD Enterprise Products Partners | 1.23% | 59,945 | $1.9M | Reduce -2.0% |
| BXSL Blackstone Secured Lending F | 1.20% | 70,686 | $1.9M | Add +29.7% |
| ALAI Alger AI Enable & Adopt ETF | 1.13% | 48,630 | $1.8M | Add +18.7% |
| FNDX Schwab Fndmntl US LRG Co. ETF | 1.10% | 62,868 | $1.7M | Reduce -1.4% |
| NVDA Nvidia Corp. | 1.06% | 8,832 | $1.6M | Add +3.0% |
| VWO Vanguard Ftse Emerging Marke | 1.02% | 29,589 | $1.6M | Reduce -3.3% |
| MSD Morgan Stanley Emrg MKT Debt | 1.01% | 213,708 | $1.6M | Add +3.4% |
| PRF Invesco Rafi US 1000 ETF | 0.98% | 32,669 | $1.5M | Reduce -0.9% |
| NIM Nuveen Select Maturit Muni | 0.93% | 155,596 | $1.4M | Add +1.6% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.93% | 40,046 | $1.4M | Reduce -3.5% |
| EEMV iShares MSCI Emg MKT Min Vol | 0.91% | 22,014 | $1.4M | Add +1.9% |
| MCD McDonald's Corp. | 0.88% | 4,501 | $1.4M | Add +0.1% |
| SCHM Schwab US Mid Cap ETF | 0.85% | 43,806 | $1.3M | Add +1.4% |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | 0.84% | 28,609 | $1.3M | Reduce -2.1% |
| SDVD FT Vest Smid Rising Dividend | 0.81% | 59,001 | $1.3M | Add +0.6% |
| GOOGL Alphabet Inc. Class A | 0.80% | 3,976 | $1.2M | Add +1.8% |
| HYT BlackRock Corp. Hi YLD | 0.78% | 135,753 | $1.2M | Add +1752.8% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.74% | 33,659 | $1.2M | Add +4.3% |
| MOTI Vaneck Mstar Int Moat ETF | 0.71% | 30,292 | $1.1M | Reduce -4.3% |
| QFLR Innovator Nasdaq-100 MF ETF | 0.71% | 32,243 | $1.1M | Add +11.4% |
| MOAT Vaneck Morningstar Wide Moat | 0.71% | 10,672 | $1.1M | Reduce -1.3% |
| GBDC Golub Capital BDC Inc. | 0.69% | 78,795 | $1.1M | Reduce -24.3% |
| FRTY Alger Mid Cap 40 ETF | 0.67% | 49,827 | $1.0M | Add +0.1% |
| OBDC Blue Owl Capital Corp. | 0.67% | 84,091 | $1.0M | Add +12.4% |
| VKI Invesco Adv Muni Inc. TR II | 0.67% | 113,977 | $1.0M | Reduce -0.7% |
| IIM Invesco Value Municipal Inco | 0.66% | 82,956 | $1.0M | Reduce -1.0% |
| DSU BlackRock Debt Strategies | 0.66% | 100,247 | $1.0M | Add +3.6% |
| PHK PIMCO High Income Fund | 0.65% | 206,849 | $1.0M | Add +0.8% |
| PFN PIMCO Income Strategy FD II | 0.65% | 133,917 | $1.0M | Add +0.8% |
| EFAX State Street SPDR MSCI Eafe | 0.64% | 19,870 | $1.0M | Reduce -2.1% |
| EVN Eaton Vance Muni Inc. TR | 0.64% | 92,780 | $998K | Reduce -0.9% |
| IGI Western Asst Inv GR Oppor TR | 0.64% | 60,188 | $993K | Add +0.7% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.62% | 21,970 | $959K | Add +104.0% |
| NVG Nuveen Amt-FR Muni CRDT | 0.61% | 74,789 | $947K | Add +0.5% |
| JPST JPMorgan Ultra-Short Income | 0.59% | 18,267 | $924K | Reduce -2.2% |
| QQQ Invesco QQQ Trust Series 1 | 0.58% | 1,473 | $905K | Reduce -0.7% |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 0.56% | 74,893 | $871K | Reduce -0.4% |
| VKQ Invesco Municipal Trust | 0.56% | 89,846 | $867K | Reduce -0.5% |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | 0.53% | 3,280 | $824K | Reduce -2.9% |
| SPLV Invesco S&P 500 Low Volatili | 0.52% | 11,310 | $808K | Add +5.2% |
| BAB Invesco Taxable Municipal Bo | 0.52% | 29,555 | $804K | Reduce -0.6% |
| TSI TCW Strategic Income Fund | 0.51% | 161,434 | $797K | Add +1.2% |
| GPIX GLDM SA S&P 500 PR in ETF-US | 0.51% | 14,927 | $788K | Add +158.0% |
| GBAB Guggenheim Taxable Municipal | 0.51% | 52,821 | $788K | Add +0.1% |
| MGNR Amer Beac GLG NTRL Rsrcs ETF filed as AMERICAN BEACON SELECT FUNDS | 0.49% | 17,212 | $759K | Add +176.5% |
| OCTH Innvtr PR INC20 Bar ETF-Oct | 0.49% | 31,643 | $758K | Add +2.6% |
| APRH Innov Prem Inc. 20 Barr-April | 0.48% | 30,336 | $750K | Add +1.7% |
| JANH Innov Prem Inc. 20 Barr - Jan | 0.48% | 30,388 | $749K | Add +1.9% |
| JULH Innov Prem Inc. 20 Barr-July | 0.48% | 29,970 | $747K | Add +0.6% |
| MMD Nylim Mackay Definedterm Mun filed as NYLI MACKAY DEFINEDTERM MUNI | 0.48% | 49,772 | $740K | Add +0.4% |
| VGM Invesco Trust for Investmen | 0.47% | 71,160 | $738K | Reduce -0.5% |
| AMZN Amazon.com Inc. | 0.45% | 3,045 | $703K | Add +4.3% |
| SBI Western Asset Intermediate | 0.45% | 91,087 | $700K | Add +1.9% |
| EPRF Innovat S&P Invest GRD Pref | 0.45% | 39,733 | $699K | Add +5.1% |
| HTGC Hercules Capital Inc. | 0.43% | 35,554 | $669K | Add +132.1% |
| OWL Blue Owl Capital Inc. | 0.40% | 41,903 | $626K | New |
| NZF Nuveen Municipal Credit Inc. | 0.37% | 46,022 | $579K | Reduce -0.3% |
| SPGP Invesco S&P 500 Garp ETF | 0.36% | 4,960 | $565K | Add +1.1% |
| PML PIMCO Municipal Income FD II | 0.35% | 73,225 | $552K | Add +0.3% |
| WELL Welltower Inc. | 0.33% | 2,727 | $506K | Add +0.8% |
| JPRE JPMorgan Realty Income ETF | 0.32% | 10,674 | $499K | Add +31.4% |
| AMD Advanced Micro Devices | 0.32% | 2,300 | $493K | No change |
| ET Energy Transfer LP | 0.31% | 29,691 | $490K | No change |
| XYLG Global X S&P 500 Covc & GRW | 0.31% | 17,778 | $489K | Reduce -0.1% |
| XMMO Invesco S&P Midcap Momentum | 0.31% | 3,497 | $484K | Reduce -0.3% |
| GOOG Alphabet Inc. Class C | 0.31% | 1,527 | $479K | Add +1.8% |
| FDEM Fidelity Emrg MRKT Multifact | 0.30% | 15,002 | $463K | New |
| QCOM Qualcomm Inc. | 0.28% | 2,537 | $434K | Reduce -1.3% |
| TRIN Trinity Capital Inc. | 0.27% | 28,327 | $415K | New |
| PREF Pri Spe Pre Sec Acti-Usd Inc. | 0.25% | 20,087 | $383K | Add +1.4% |
| VFC VF Corp. | 0.25% | 21,125 | $382K | No change |
| UNP Union Pacific Corp. | 0.24% | 1,636 | $378K | Add +0.4% |
| SMMU PIMCO SHRT TRM Muni BND ETF | 0.24% | 7,433 | $375K | Add +0.4% |
| BXMT Blackstone Mortgage Tru Class A | 0.24% | 19,393 | $371K | Add +88.2% |
| WSM Williams-Sonoma Inc. | 0.23% | 2,000 | $357K | No change |
| XMQTX BlackRock Muniyield QLTY II | 0.23% | 35,418 | $356K | Add +1.1% |
| HELO JPMorgan Hedged Equity ETF | 0.22% | 5,097 | $339K | Add +26.2% |
| USB US Bancorp | 0.21% | 6,192 | $330K | Add +16.1% |
| TFC Truist Financial Corp. | 0.21% | 6,609 | $325K | No change |
Portfolio Sells Q3 2025 → Q4 2025
| EIC Eagle Point Income Co.-USA Inc. | Reduce -99.8% | 0.00% | −1.41 |
| JEPI JPMorgan Equity Premium Inco | Reduce -35.4% | 1.61% | −0.93 |
| JAAA Janus Henderson Aaa Clo ETF | Reduce -6.7% | 5.04% | −0.51 |
| MFIC Midcap Financial Investment | Reduce -99.9% | 0.00% | −0.33 |
| FSK FS KKR Capital Corp. | Sold out | 0.00% | −0.32 |
| PIE Invesco Dorsey Wright Emergi | Reduce -97.5% | 0.01% | −0.32 |
| HEEM iShares Crncy Hedgd MSCI Em | Reduce -97.5% | 0.01% | −0.31 |
| MPV Barings Participation Invest | Reduce -93.5% | 0.01% | −0.25 |
| GBDC Golub Capital BDC Inc. | Reduce -24.3% | 0.69% | −0.25 |
| BCD Abrdn Bloomberg All Commodit | Reduce -93.8% | 0.01% | −0.24 |
| CGBD Carlyle Secured Lending Inc. | Reduce -54.1% | 0.14% | −0.17 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -2.3% | 2.19% | −0.16 |
| SKYY First Trust Cloud Computing | Reduce -53.0% | 0.13% | −0.16 |
| DFP Flaherty & Crumrine DYN Pref | Reduce -1.3% | 1.27% | −0.10 |
| VWO Vanguard Ftse Emerging Marke | Reduce -3.3% | 1.02% | −0.07 |
| FNDE Schwab Fndmntl Em MRK Eq ETF | Reduce -3.5% | 0.93% | −0.06 |
| MOTI Vaneck Mstar Int Moat ETF | Reduce -4.3% | 0.71% | −0.06 |
| TSLA Tesla Inc. | Reduce -0.5% | 2.98% | −0.05 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Reduce -5.2% | 1.74% | −0.05 |
| EVN Eaton Vance Muni Inc. TR | Reduce -0.9% | 0.64% | −0.04 |
| IIM Invesco Value Municipal Inco | Reduce -1.0% | 0.66% | −0.04 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -32.6% | 0.06% | −0.03 |
| VIG Vanguard Dividend Apprec ETF | Reduce -0.7% | 2.56% | −0.03 |
| JPST JPMorgan Ultra-Short Income | Reduce -2.2% | 0.59% | −0.03 |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | Reduce -2.1% | 0.84% | −0.03 |
| EPD Enterprise Products Partners | Reduce -2.0% | 1.23% | −0.02 |
| XYLG Global X S&P 500 Covc & GRW | Reduce -0.1% | 0.31% | −0.02 |
| VT Vanguard Tot World STK ETF | Reduce -0.9% | 2.23% | −0.02 |
| OXY Occidental Petroleum Corp. | Sold out | 0.00% | −0.02 |
| OCSL Oaktree Specialty Lending Co. | Sold out | 0.00% | −0.02 |
| FLNG Flex LNG Ltd. | Reduce -30.8% | 0.04% | −0.02 |
| BAB Invesco Taxable Municipal Bo | Reduce -0.6% | 0.52% | −0.02 |
| VKQ Invesco Municipal Trust | Reduce -0.5% | 0.56% | −0.02 |
| IVV iShares Core S&P 500 ETF | Reduce -1.1% | 1.27% | −0.01 |
| EFAX State Street SPDR MSCI Eafe | Reduce -2.1% | 0.64% | −0.01 |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | Reduce -2.9% | 0.53% | −0.01 |
| BALT Inn Defined Wealth Shield | Reduce -0.1% | 3.07% | −0.01 |
| SYY Sysco Corp. | Reduce -5.3% | 0.06% | −0.01 |
| ARKG ARK Genomic Revolution ETF | Reduce -8.3% | 0.13% | −0.01 |
| NZF Nuveen Municipal Credit Inc. | Reduce -0.3% | 0.37% | −0.01 |
| CION Cion Investment Corp. | Sold out | 0.00% | −0.01 |
| GSBD Goldman Sachs BDC Inc. | Sold out | 0.00% | −0.01 |
| SCHG Schwab US Large-Cap Growth | Reduce -13.4% | 0.04% | −0.01 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -0.7% | 0.58% | −0.00 |
| PAYX Paychex Inc. | Reduce -40.0% | 0.00% | −0.00 |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | Reduce -0.4% | 0.56% | −0.00 |
| VTWO Vanguard Russell 2000 ETF | Reduce -1.2% | 0.20% | −0.00 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Reduce -1.4% | 1.10% | −0.00 |
| YSEP FT VST Int Eq MB ETF-Usd Inc. | Reduce -7.7% | 0.04% | −0.00 |
| JIRE JPMorgan Int Res Enh Eqty | Reduce -1.2% | 0.16% | −0.00 |
Portfolio Buys Q3 2025 → Q4 2025
| HYT BlackRock Corp. Hi YLD | Add +1752.8% | 0.78% | +0.73 |
| WEA Western Asset Premier Bond | Add +34.1% | 2.60% | +0.58 |
| ARCC Ares Capital Corp. | Add +53.9% | 1.46% | +0.48 |
| OWL Blue Owl Capital Inc. | New | 0.40% | +0.40 |
| MGNR Amer Beac GLG NTRL Rsrcs ETF | Add +176.5% | 0.49% | +0.32 |
| CGDV Cap Group Dividend Value | Add +104.0% | 0.62% | +0.32 |
| GPIX GLDM SA S&P 500 PR in ETF-US | Add +158.0% | 0.51% | +0.31 |
| FDEM Fidelity Emrg MRKT Multifact | New | 0.30% | +0.30 |
| RDVI FT Vest Rising Dividend Achi | Add +14.6% | 2.47% | +0.30 |
| TRIN Trinity Capital Inc. | New | 0.27% | +0.27 |
| BXSL Blackstone Secured Lending F | Add +29.7% | 1.20% | +0.26 |
| JEPQ JPM Nasdaq Equity Premium | Add +18.2% | 1.72% | +0.25 |
| HTGC Hercules Capital Inc. | Add +132.1% | 0.43% | +0.24 |
| BX Blackstone Inc. | New | 0.20% | +0.20 |
| NCDL Nuveen Churchill Direct Lend | New | 0.20% | +0.20 |
| GOOGL Alphabet Inc. Class A | Add +1.8% | 0.80% | +0.18 |
| CCAP Crescent Capital BDC Inc. | New | 0.14% | +0.14 |
| TSLX Sixth Street Specialty Lendi | New | 0.14% | +0.14 |
| CGGR Cap Group Growth Equity | Add +415.1% | 0.16% | +0.13 |
| ALAI Alger AI Enable & Adopt ETF | Add +18.7% | 1.13% | +0.12 |
| BXMT Blackstone Mortgage Tru Class A | Add +88.2% | 0.24% | +0.11 |
| AAPL Apple Inc. | Add +0.4% | 2.28% | +0.10 |
| QFLR Innovator Nasdaq-100 MF ETF | Add +11.4% | 0.71% | +0.08 |
| SFLR Innovator Eqty MGD Floor ETF | Add +6.4% | 1.26% | +0.07 |
| GOOG Alphabet Inc. Class C | Add +1.8% | 0.31% | +0.07 |
| JPRE JPMorgan Realty Income ETF | Add +31.4% | 0.32% | +0.06 |
| HELO JPMorgan Hedged Equity ETF | Add +26.2% | 0.22% | +0.04 |
| OBDC Blue Owl Capital Corp. | Add +12.4% | 0.67% | +0.04 |
| CIBR First Trust Nasdaq Cybersecu | Add +835.1% | 0.05% | +0.04 |
| USB US Bancorp | Add +16.1% | 0.21% | +0.04 |
| NLR Vaneck Urani & Nuclr ETF-Usd | New | 0.04% | +0.04 |
| BUFQ FT VST Lad NSDQ Buf ETF-Usdi | Add +78.6% | 0.08% | +0.03 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +4.3% | 0.74% | +0.03 |
| AMZN Amazon.com Inc. | Add +4.3% | 0.45% | +0.03 |
| APP AppLovin Corp. Class A | New | 0.02% | +0.02 |
| JPM JPMorgan Chase & Co. | New | 0.02% | +0.02 |
| VIGI Vanguard Int Div App Indx FD | Add +1.1% | 2.06% | +0.02 |
| TMO Thermo Fisher Scientific Inc. | Add +1.0% | 0.11% | +0.02 |
| LLY Eli Lilly & Co. | Add +141.7% | 0.02% | +0.01 |
| TSM Taiwan Semiconductor-SP ADR | Add +26.0% | 0.05% | +0.01 |
| MSD Morgan Stanley Emrg MKT Debt | Add +3.4% | 1.01% | +0.01 |
| META Meta Platforms Inc. Class A | New | 0.01% | +0.01 |
| AVGO Broadcom Inc. | New | 0.01% | +0.01 |
| DHR Danaher Corp. | Add +0.9% | 0.10% | +0.01 |
| FDX FedEx Corp. | Add +1.0% | 0.06% | +0.01 |
| RTX RTX Corp. | Add +0.8% | 0.12% | +0.01 |
| WMT Walmart Inc. | Add +2.6% | 0.11% | +0.01 |
| WELL Welltower Inc. | Add +0.8% | 0.33% | +0.01 |
| XOM Exxon Mobil Corp. | Add +1.6% | 0.14% | +0.01 |
| HOOD Robinhood Markets Inc. Class A | New | 0.01% | +0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 636 | $148.6M | JAAA, NPFE, JPLD, MTUM, VIG |
| Q1 2026 | 1,065 | $192.7M | JAAA, NPFE, JPLD, BALT, WEA |
| Q4 2025 | 503 | $155.6M | JAAA, BALT, TSLA, WEA, VIG |
| Q3 2025 | 293 | $152.0M | JAAA, BALT, TSLA, VIG, JEPI |
| Q2 2025 | 1,202 | $182.0M | JAAA, VEA, BALT, MSFT, JEPI |
| Q1 2025 | 1,209 | $168.8M | JAAA, VEA, AAPL, JEPI, VIG |
| Q4 2024 | 1,183 | $175.9M | JAAA, TSLA, AAPL, VEA, MSFT |