Whipplewood Advisors, LLC
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed April 10, 2025), Whipplewood Advisors, LLC reported 1,209 stock positions worth $168.8 million. Its top holding was Janus Henderson Aaa Clo ETF (JAAA) at 5.6% of the portfolio, followed by Vanguard Ftse Developed ETF (VEA, 2.4%) and Apple (AAPL, 2.3%). Compared with Q4 2024, it opened 56 new positions, sold out of 32, added to 582 and reduced 562. The biggest buy was a new position in Innov Prem Inc. 20 Barr-July (JULH) and the biggest sale Janus Henderson Aaa Clo ETF (JAAA, shares −100%).
- Most Recent 13F
- Q2 2026
- Location
- LITTLETON, CO
- CIK
- 0002052510
- Portfolio Value
- $168.8M (Q1 2025)
- SEC Filing
- 0002052510-25-000002 ↗ filed Apr 10, 2025
Holdings Value
Holdings 1,209 stocks · $168.8M
| JAAA Janus Henderson Aaa Clo ETF | 5.59% | 44 | $9.4M | Reduce -100.0% |
| VEA Vanguard Ftse Developed ETF | 2.45% | 84,690 | $4.1M | Add +4.4% |
| AAPL Apple Inc. | 2.31% | 18,981 | $3.9M | Add +5.8% |
| JEPI JPMorgan Equity Premium Inco | 2.14% | 22,966 | $3.6M | Reduce -39.6% |
| VIG Vanguard Dividend Apprec ETF | 2.04% | 3,352 | $3.4M | Reduce -81.1% |
| MSFT Microsoft Corp. | 1.86% | 8,217 | $3.1M | Reduce -6.7% |
| VT Vanguard Tot World STK ETF | 1.86% | 6,656 | $3.1M | Reduce -74.8% |
| BALT Inn Defined Wealth Shield | 1.80% | 150 | $3.0M | Reduce -99.8% |
| MTUM iShares MSCI USA Momentum Fa | 1.75% | 7,528 | $2.9M | Reduce -49.4% |
| WEA Western Asset Premier Bond | 1.74% | 85,024 | $2.9M | Reduce -66.7% |
| RDVI FT Vest Rising Dividend Achi | 1.70% | 4,907 | $2.9M | Reduce -96.0% |
| VIGI Vanguard Int Div App Indx FD | 1.69% | 167 | $2.9M | Reduce -99.5% |
| DFP Flaherty & Crumrine DYN Pref | 1.69% | 3,250 | $2.9M | Reduce -97.7% |
| TSLA Tesla Inc. | 1.68% | 10,957 | $2.8M | Reduce -9.2% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 1.40% | 61,177 | $2.4M | Reduce -0.9% |
| HYT BlackRock Corp. Hi YLD | 1.37% | 163,588 | $2.3M | Reduce -31.0% |
| MSD Morgan Stanley Emrg MKT Debt | 1.34% | 18 | $2.3M | Reduce -100.0% |
| EPD Enterprise Products Partners | 1.24% | 79 | $2.1M | Reduce -99.9% |
| NVDA Nvidia Corp. | 1.22% | 18,468 | $2.1M | Reduce -12.2% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 1.18% | 2,873 | $2.0M | Reduce -92.3% |
| MOAT Vaneck Morningstar Wide Moat | 1.17% | 395 | $2.0M | Reduce -98.3% |
| ARKK ARK Innovation ETF | 1.10% | 1,407 | $1.9M | Reduce -96.5% |
| IVV iShares Core S&P 500 ETF | 1.08% | 49 | $1.8M | Reduce -98.5% |
| VWO Vanguard Ftse Emerging Marke | 1.02% | 31,702 | $1.7M | Reduce -12.6% |
| DSU BlackRock Debt Strategies | 1.01% | 29 | $1.7M | Reduce -100.0% |
| AMZN Amazon.com Inc. | 0.92% | 8,265 | $1.6M | Reduce -4.0% |
| MCD McDonald's Corp. | 0.88% | 4,797 | $1.5M | No change |
| PRF Invesco Rafi US 1000 ETF | 0.88% | 600 | $1.5M | Reduce -98.4% |
| FNDX Schwab Fndmntl US LRG Co. ETF | 0.86% | 927 | $1.4M | Reduce -98.5% |
| NIM Nuveen Select Maturit Muni | 0.81% | 69,299 | $1.4M | Reduce -53.1% |
| FNDE Schwab Fndmntl Em MRK Eq ETF | 0.78% | 10 | $1.3M | Reduce -100.0% |
| EEMV iShares MSCI Emg MKT Min Vol | 0.74% | 188 | $1.3M | Reduce -99.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.70% | 6,317 | $1.2M | Add +98.3% |
| MOTI Vaneck Mstar Int Moat ETF | 0.65% | 22,522 | $1.1M | Reduce -28.0% |
| BJUN Innovator U.S. Equity Buffer | 0.65% | 935 | $1.1M | Reduce -96.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.65% | 17,975 | $1.1M | Add +186.8% |
| SCHM Schwab US Mid Cap ETF | 0.64% | 8,746 | $1.1M | Reduce -79.1% |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | 0.62% | 42 | $1.0M | Reduce -99.8% |
| SFLR Innovator Eqty MGD Floor ETF | 0.61% | 22,012 | $1.0M | Reduce -34.6% |
| APP AppLovin Corp. Class A | 0.60% | 3,750 | $1.0M | Reduce -12.6% |
| JPST JPMorgan Ultra-Short Income | 0.58% | 57,718 | $974K | Add +477.0% |
| MFIC Midcap Financial Investment | 0.57% | 3 | $955K | Reduce -100.0% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.56% | 1,482 | $941K | Reduce -95.6% |
| EFAX State Street SPDR MSCI Eafe | 0.55% | 335 | $926K | Reduce -98.4% |
| EVN Eaton Vance Muni Inc. TR | 0.55% | 127 | $923K | Reduce -99.9% |
| GBAB Guggenheim Taxable Municipal | 0.55% | 17 | $922K | Reduce -100.0% |
| VBF Invesco Bond Fund | 0.54% | 1,468 | $916K | Reduce -97.4% |
| IIM Invesco Value Municipal Inco | 0.54% | 231 | $915K | Reduce -99.7% |
| SDVY First Trust Smid Cap Rising | 0.53% | 8,350 | $896K | Reduce -68.5% |
| VKI Invesco Adv Muni Inc. TR II | 0.53% | 76,404 | $892K | Reduce -27.8% |
| GPIX GLDM SA S&P 500 PR in ETF-US | 0.52% | 300 | $877K | Reduce -98.4% |
| GBDC Golub Capital BDC Inc. | 0.51% | 451 | $859K | Reduce -99.2% |
| NVG Nuveen Amt-FR Muni CRDT | 0.50% | 61 | $848K | Reduce -99.9% |
| GOOGL Alphabet Inc. Class A | 0.48% | 5,438 | $817K | Add +1.3% |
| SPLV Invesco S&P 500 Low Volatili | 0.46% | 20,490 | $784K | Add +97.2% |
| META Meta Platforms Inc. Class A | 0.46% | 1,365 | $779K | Reduce -1.9% |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 0.46% | 42,400 | $776K | Reduce -39.6% |
| VKQ Invesco Municipal Trust | 0.46% | 65,026 | $772K | Reduce -19.5% |
| BAB Invesco Taxable Municipal Bo | 0.45% | 4,721 | $764K | Reduce -82.9% |
| JULH Innov Prem Inc. 20 Barr-July | 0.42% | 29,015 | $713K | New |
| APRH Innov Prem Inc. 20 Barr-April | 0.42% | 29,244 | $712K | New |
| OCTH Innvtr PR INC20 Bar ETF-Oct | 0.42% | 28,722 | $711K | New |
| JANH Innov Prem Inc. 20 Barr - Jan | 0.42% | 32,583 | $710K | New |
| V Visa Inc. Class A | 0.41% | 1,992 | $696K | Reduce -0.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.41% | 547 | $688K | Reduce -61.4% |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | 0.40% | 420 | $675K | Reduce -87.4% |
| SBI Western Asset Intermediate | 0.39% | 104 | $663K | Reduce -99.9% |
| VGM Invesco Trust for Investmen | 0.38% | 104,427 | $648K | Add +59.6% |
| EPRF Innovat S&P Invest GRD Pref | 0.38% | 97,059 | $633K | Add +178.8% |
| UNH Unitedhealth Group Inc. | 0.37% | 1,122 | $621K | Reduce -9.2% |
| QFLR Innovator Nasdaq-100 MF ETF | 0.35% | 51 | $595K | Reduce -99.8% |
| SDVD FT Vest Smid Rising Dividend | 0.34% | 121,257 | $574K | Add +330.6% |
| ET Energy Transfer LP | 0.33% | 4 | $552K | Reduce -100.0% |
| GOOG Alphabet Inc. Class C | 0.31% | 3,288 | $521K | Add +3.9% |
| NZF Nuveen Municipal Credit Inc. | 0.31% | 68,474 | $519K | Add +59.3% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.30% | 5,291 | $512K | Reduce -61.5% |
| XPMFX PIMCO Municipal Income Fund | 0.30% | 12,601 | $512K | Reduce -77.8% |
| SCHX Schwab US Large-Cap ETF | 0.30% | 2,953 | $510K | Reduce -87.7% |
| NFLX Netflix Inc. | 0.30% | 515 | $500K | Reduce -3.6% |
| RWJ Invesco S&P Smallcap 600 | 0.29% | 28,629 | $498K | Add +134.2% |
| TSM Taiwan Semiconductor-SP ADR | 0.29% | 2,866 | $487K | Reduce -14.5% |
| OCSL Oaktree Specialty Lending Co. | 0.28% | 53 | $474K | Reduce -99.8% |
| VFL Abrdn National Municipal Inc. | 0.28% | 84 | $473K | Reduce -99.8% |
| SPGP Invesco S&P 500 Garp ETF | 0.28% | 27,480 | $472K | Add +477.2% |
| MMD Nylim Mackay Definedterm Mun filed as NYLI MACKAY DEFINEDTERM MUNI | 0.27% | 228 | $463K | Reduce -99.2% |
| XYLG Global X S&P 500 Covc & GRW | 0.27% | 53 | $462K | New |
| GSBD Goldman Sachs BDC Inc. | 0.27% | 507 | $455K | Reduce -98.6% |
| QCOM Qualcomm Inc. | 0.27% | 3,025 | $454K | Add +6.8% |
| CION Cion Investment Corp. | 0.27% | 25 | $453K | Reduce -99.9% |
| SE Sea Ltd.-ADR | 0.26% | 6,895 | $437K | Add +231.7% |
| IEFA iShares Core MSCI Eafe ETF | 0.26% | 21,884 | $434K | Add +308.6% |
| WELL Welltower Inc. | 0.25% | 2,765 | $430K | Reduce -5.0% |
| UNP Union Pacific Corp. | 0.25% | 1,865 | $423K | Add +4.2% |
| HEEM iShares Crncy Hedgd MSCI Em | 0.25% | 580 | $423K | Reduce -96.0% |
| PREF Pri Spe Pre Sec Acti-Usd Inc. | 0.24% | 700 | $407K | Reduce -96.5% |
| IEMG iShares Core MSCI Emerging | 0.24% | 15,052 | $406K | Add +100.0% |
| BCD Abrdn Bloomberg All Commodit filed as ABRDN ETFS | 0.24% | 12 | $403K | Reduce -99.9% |
| JPRE JPMorgan Realty Income ETF | 0.23% | 3,433 | $396K | Reduce -55.4% |
| MCI Barings Corporate Investors | 0.23% | 299 | $394K | Reduce -98.3% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.23% | 5,567 | $390K | Reduce -7.0% |
Portfolio Sells Q4 2024 → Q1 2025
| JAAA Janus Henderson Aaa Clo ETF | Reduce -100.0% | 5.59% | −1.14 |
| TSLA Tesla Inc. | Reduce -9.2% | 1.68% | −1.09 |
| PMAY Innovator U.S. Equity Power | Sold out | 0.00% | −0.62 |
| EOCT Innovator Emer MKT PWR Buff | Reduce -99.5% | 0.02% | −0.60 |
| BUFD FT VST Lad Deep Buf ETF-Usdi | Sold out | 0.00% | −0.56 |
| NVDA Nvidia Corp. | Reduce -12.2% | 1.22% | −0.38 |
| KOCT Innovator U.S. Small Cap Pow | Sold out | 0.00% | −0.33 |
| KAPR Innovator U.S. Small Cap Pow | Reduce -94.0% | 0.04% | −0.33 |
| OBDE Blue Owl Capital Corp. III | Sold out | 0.00% | −0.32 |
| PFEB Innovator U.S. Equity Power | Sold out | 0.00% | −0.27 |
| MSFT Microsoft Corp. | Reduce -6.7% | 1.86% | −0.25 |
| APP AppLovin Corp. Class A | Reduce -12.6% | 0.60% | −0.19 |
| ARKK ARK Innovation ETF | Reduce -96.5% | 1.10% | −0.18 |
| AMZN Amazon.com Inc. | Reduce -4.0% | 0.92% | −0.15 |
| EDV Vanguard Extended Dur Treas | Reduce -97.9% | 0.02% | −0.15 |
| FICO Fair Isaac Corp. | Reduce -70.5% | 0.03% | −0.10 |
| VFC VF Corp. | Reduce -99.5% | 0.20% | −0.09 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -14.5% | 0.29% | −0.09 |
| AVGO Broadcom Inc. | Reduce -11.5% | 0.19% | −0.08 |
| DDOG Datadog Inc. Class A | Reduce -36.5% | 0.08% | −0.07 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -7.0% | 0.23% | −0.06 |
| BAH Booz Allen Hamilton Holdings | Reduce -98.0% | 0.02% | −0.06 |
| NOW ServiceNow Inc. | Reduce -6.3% | 0.10% | −0.05 |
| TTD Trade Desk Inc./the Class A | Reduce -94.6% | 0.00% | −0.04 |
| RDDT Reddit Inc. Class A | Reduce -74.2% | 0.03% | −0.04 |
| ILMN Illumina Inc. | Reduce -26.0% | 0.04% | −0.04 |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | Reduce -99.8% | 0.62% | −0.04 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -61.5% | 0.30% | −0.04 |
| DAL Delta Air Lines Inc. | Reduce -82.0% | 0.00% | −0.04 |
| SKYY First Trust Cloud Computing | Reduce -97.1% | 0.17% | −0.04 |
| CDNS Cadence Design SYS Inc. | Reduce -11.9% | 0.06% | −0.03 |
| GE General Electric | Reduce -29.4% | 0.17% | −0.03 |
| ARKG ARK Genomic Revolution ETF | Reduce -89.4% | 0.14% | −0.03 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -98.3% | 1.17% | −0.03 |
| PANW Palo Alto Networks Inc. | Reduce -99.5% | 0.02% | −0.03 |
| FRPT Freshpet Inc. | Reduce -27.9% | 0.02% | −0.03 |
| BUFR FT Vest Lad Buffervetf-Usd I | Reduce -95.6% | 0.56% | −0.03 |
| AMD Advanced Micro Devices | Reduce -12.7% | 0.13% | −0.03 |
| GLBE Global-E Online Ltd. | Reduce -53.6% | 0.01% | −0.03 |
| SCHM Schwab US Mid Cap ETF | Reduce -79.1% | 0.64% | −0.02 |
| NTRA Natera Inc. | Reduce -20.0% | 0.06% | −0.02 |
| RGA Reinsurance Group of America | Reduce -0.8% | 0.05% | −0.02 |
| DKNG Draftkings Inc. Class A | Reduce -36.8% | 0.06% | −0.02 |
| SFLR Innovator Eqty MGD Floor ETF | Reduce -34.6% | 0.61% | −0.02 |
| JEPQ JPM Nasdaq Equity Premium | Reduce -92.3% | 1.18% | −0.02 |
| IVV iShares Core S&P 500 ETF | Reduce -98.5% | 1.08% | −0.02 |
| USB US Bancorp | Reduce -3.2% | 0.19% | −0.02 |
| ALAI Alger AI Enable & Adopt ETF | Reduce -99.1% | 0.15% | −0.01 |
| MRVL Marvell Technology Inc. | Reduce -99.2% | 0.02% | −0.01 |
| DIS The Walt Disney Co. | Reduce -2.9% | 0.20% | −0.01 |
Portfolio Buys Q4 2024 → Q1 2025
| JULH Innov Prem Inc. 20 Barr-July | New | 0.42% | +0.42 |
| APRH Innov Prem Inc. 20 Barr-April | New | 0.42% | +0.42 |
| OCTH Innvtr PR INC20 Bar ETF-Oct | New | 0.42% | +0.42 |
| JANH Innov Prem Inc. 20 Barr - Jan | New | 0.42% | +0.42 |
| JPST JPMorgan Ultra-Short Income | Add +477.0% | 0.58% | +0.29 |
| XYLG Global X S&P 500 Covc & GRW | New | 0.27% | +0.27 |
| VEA Vanguard Ftse Developed ETF | Add +4.4% | 2.45% | +0.24 |
| SE Sea Ltd.-ADR | Add +231.7% | 0.26% | +0.13 |
| ANET Arista Networks Inc. | New | 0.12% | +0.12 |
| SPOT Spotify Technology SA | Add +93.6% | 0.16% | +0.08 |
| VRTX Vertex Pharmaceuticals Inc. | Add +74.8% | 0.16% | +0.08 |
| LRCX Lam Research Corp. | New | 0.07% | +0.07 |
| SPLV Invesco S&P 500 Low Volatili | Add +97.2% | 0.46% | +0.05 |
| JNJ Johnson & Johnson | Add +5.3% | 0.17% | +0.05 |
| MELI MercadoLibre Inc. | Add +71.5% | 0.17% | +0.04 |
| IEFA iShares Core MSCI Eafe ETF | Add +308.6% | 0.26% | +0.04 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +186.8% | 0.65% | +0.04 |
| CVX Chevron Corp. | Add +1.2% | 0.20% | +0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +41.7% | 0.07% | +0.03 |
| SHOP Shopify Inc. Class A | Add +243.4% | 0.04% | +0.03 |
| CYBR Cyberark Software Ltd./Israel | Add +135.3% | 0.04% | +0.03 |
| CGDV Cap Group Dividend Value | Add +18.9% | 0.18% | +0.03 |
| VCIT Vanguard Int-Term Corporate | New | 0.03% | +0.03 |
| AJG Arthur J Gallagher & Co. | Add +17.8% | 0.17% | +0.03 |
| MCK McKesson Corp. | Add +84.7% | 0.17% | +0.03 |
| ABBV Abbvie Inc. | Add +116.1% | 0.14% | +0.03 |
| RTX RTX Corp. | Add +0.4% | 0.13% | +0.02 |
| KMB Kimberly-Clark Corp. | Add +329.6% | 0.03% | +0.02 |
| IOT Samsara Inc. Class A | New | 0.02% | +0.02 |
| QCOM Qualcomm Inc. | Add +6.8% | 0.27% | +0.02 |
| NVS Novartis AG-Sponsored ADR | Add +8.0% | 0.10% | +0.02 |
| SHEL Shell PLC-ADR | Add +3.0% | 0.10% | +0.02 |
| O Realty Income Corp. | Add +2.2% | 0.17% | +0.02 |
| UNP Union Pacific Corp. | Add +4.2% | 0.25% | +0.02 |
| IEMG iShares Core MSCI Emerging | Add +100.0% | 0.24% | +0.02 |
| BLK BlackRock Inc. | New | 0.02% | +0.02 |
| FIX Comfort Systems USA Inc. | New | 0.02% | +0.02 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | New | 0.02% | +0.02 |
| NEM Newmont Corp. | Add +1.9% | 0.06% | +0.02 |
| ISRG Intuitive Surgical Inc. | Add +2.3% | 0.17% | +0.02 |
| EPRF Innovat S&P Invest GRD Pref | Add +178.8% | 0.38% | +0.02 |
| HOOD Robinhood Markets Inc. Class A | Add +564.4% | 0.02% | +0.02 |
| CSCO Cisco Systems Inc. | Add +0.7% | 0.11% | +0.01 |
| PWR Quanta Services Inc. | Add +18885.7% | 0.02% | +0.01 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +56.0% | 0.08% | +0.01 |
| TFI SS SPDR N Ice Muni Bond ETF | New | 0.01% | +0.01 |
| SNOW Snowflake Inc. | Add +51.0% | 0.04% | +0.01 |
| ORLY O'reilly Automotive Inc. | Add +204.3% | 0.04% | +0.01 |
| TJX TJX Companies Inc. | Add +24.9% | 0.04% | +0.01 |
| VOO Vanguard S&P 500 ETF | Add +61.7% | 0.12% | +0.01 |
Notes & Other Activity Q4 2024 → Q1 2025
| VEU Vanguard Ftse All-World Ex-U | ALLWRLD EX US | Sold out | 0 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 636 | $148.6M | JAAA, NPFE, JPLD, MTUM, VIG |
| Q1 2026 | 1,065 | $192.7M | JAAA, NPFE, JPLD, BALT, WEA |
| Q4 2025 | 503 | $155.6M | JAAA, BALT, TSLA, WEA, VIG |
| Q3 2025 | 293 | $152.0M | JAAA, BALT, TSLA, VIG, JEPI |
| Q2 2025 | 1,202 | $182.0M | JAAA, VEA, BALT, MSFT, JEPI |
| Q1 2025 | 1,209 | $168.8M | JAAA, VEA, AAPL, JEPI, VIG |
| Q4 2024 | 1,183 | $175.9M | JAAA, TSLA, AAPL, VEA, MSFT |