WNY Asset Management, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 14, 2025), WNY Asset Management, LLC reported 237 stock positions worth $1.0 billion. Its top holding was Cap Group Core Plus Income (CGCP) at 9.1% of the portfolio, followed by Cap Group Growth Equity (CGGR, 8.9%) and Cap Group Dividend Value (CGDV, 8.1%). Compared with Q2 2025, it opened 23 new positions, sold out of 8, added to 106 and reduced 81. The biggest buy was a new position in Vanguard Core-Plus Bond ETF (VPLS) and the biggest sale Fidelity Total Bond ETF (FBND, shares −62%).
- Most Recent 13F
- Q2 2026
- Location
- Williamsville, NY
- CIK
- 0001803296
- Portfolio Value
- $1.0B (Q3 2025)
- SEC Filing
- 0002085853-25-000279 ↗ filed Nov 14, 2025
Holdings Value
Holdings 237 stocks · $1.0B
| CGCP Cap Group Core Plus Income | 9.12% | 4,169,081 | $94.7M | Add +3.0% |
| CGGR Cap Group Growth Equity | 8.91% | 2,105,722 | $92.5M | Add +1.7% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 8.15% | 2,012,901 | $84.6M | Add +3.2% |
| DFAC Dimensional US Core Equity 2 | 7.45% | 2,006,133 | $77.4M | Add +8.5% |
| DFAI Dimensional International Co. | 6.01% | 1,716,123 | $62.4M | Add +1.8% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 4.39% | 792,148 | $45.6M | Add +272.7% |
| VPLS Vanguard Core-Plus Bond ETF | 3.57% | 470,969 | $37.0M | New |
| FLOT iShares Floating Rate Bond E | 3.07% | 624,333 | $31.9M | Add +23.6% |
| JAVA JPMorgan Active Value ETF | 2.78% | 418,977 | $28.9M | Add +5.0% |
| GLD SPDR Gold Shares | 2.56% | 74,694 | $26.6M | Add +2.4% |
| CGSD Cap Group Short Duration | 2.50% | 997,621 | $25.9M | Add +3.9% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 2.18% | 662,480 | $22.6M | Add +4.0% |
| VOO Vanguard S&P 500 ETF | 2.05% | 34,776 | $21.3M | Reduce -1.6% |
| JEPI JPMorgan Equity Premium Inco | 1.88% | 341,189 | $19.5M | Reduce -38.4% |
| XLE SS Energy Select Sector | 1.86% | 215,701 | $19.3M | Add +2116.6% |
| AAPL Apple Inc. | 1.59% | 65,026 | $16.6M | Add +12.0% |
| FBND Fidelity Total Bond ETF | 1.29% | 290,490 | $13.4M | Reduce -61.9% |
| BBIN JPM Betabuilders Intl Eqty filed as J P MORGAN EXCHANGE TRADED F | 1.22% | 180,710 | $12.7M | Add +3.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.88% | 15,263 | $9.2M | Reduce -2.5% |
| XLK SS Technology Select Sector | 0.88% | 32,503 | $9.2M | Add +1.1% |
| VMBS Vanguard Mortgage-Backed Sec | 0.85% | 189,018 | $8.9M | Add +0.5% |
| JPST JPMorgan Ultra-Short Income | 0.79% | 162,586 | $8.2M | Add +5.0% |
| VZ Verizon Communications Inc. | 0.79% | 185,639 | $8.2M | Reduce -1.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.71% | 14,703 | $7.4M | Reduce -1.4% |
| CGMU Cap Group Municipal Income | 0.69% | 262,906 | $7.2M | Add +4.6% |
| MSFT Microsoft Corp. | 0.66% | 13,191 | $6.8M | Reduce -3.5% |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 0.64% | 48,258 | $6.6M | Reduce -0.7% |
| DFUV Dimensional US Marketwide Va | 0.60% | 140,154 | $6.3M | Reduce -1.3% |
| XAODX Abrdn Total Dynamic Dividend | 0.60% | 659,170 | $6.2M | Add +1.4% |
| SCHO Schwab Short-Term US Treas | 0.58% | 247,446 | $6.0M | Reduce -5.7% |
| VYMI Vanguard Int High DVD YLD Inc. | 0.56% | 68,179 | $5.8M | Add +0.2% |
| AMZN Amazon.com Inc. | 0.55% | 25,781 | $5.7M | Add +3.2% |
| ITA iShares U.S. Aerospace & Def | 0.53% | 26,365 | $5.5M | Add +19.7% |
| NVDA Nvidia Corp. | 0.52% | 28,849 | $5.4M | Reduce -9.6% |
| BIV Vanguard Intermediate-Term B | 0.48% | 64,487 | $5.0M | Add +2.3% |
| XLF SS Financial Select Sector | 0.41% | 79,796 | $4.3M | Reduce -2.1% |
| LLY Eli Lilly & Co. | 0.41% | 5,614 | $4.3M | Add +8.2% |
| COWZ Pacer US Cash Cows 100 ETF | 0.41% | 73,624 | $4.2M | Add +12.8% |
| MUNI PIMCO Intermediate Municipal | 0.40% | 78,451 | $4.1M | Add +117.9% |
| IVV iShares Core S&P 500 ETF | 0.39% | 6,092 | $4.1M | Reduce -6.4% |
| HQH Abrdn Healthcare Investors | 0.38% | 213,950 | $3.9M | Add +7.0% |
| VOD Vodafone Group PLC-SP ADR | 0.37% | 329,195 | $3.8M | Reduce -3.8% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.35% | 9,153 | $3.7M | Reduce -9.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.34% | 10,611 | $3.5M | Add +20.8% |
| XBGYX BlackRock Enh Intl DVD TR | 0.33% | 603,239 | $3.5M | Add +14.9% |
| PYLD PIMCO Multisector Bond Actv | 0.32% | 122,699 | $3.3M | Add +14.6% |
| NFG National Fuel Gas Co. | 0.29% | 32,452 | $3.0M | Add +4.2% |
| VGIT Vanguard Intermediate-Term T | 0.29% | 49,644 | $3.0M | Reduce -45.2% |
| GCOW Pacer Global Cash Cows Divid | 0.27% | 71,975 | $2.9M | Add +1.8% |
| META Meta Platforms Inc. Class A | 0.27% | 3,855 | $2.8M | Reduce -1.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.26% | 4,060 | $2.7M | Add +2.6% |
| GOOG Alphabet Inc. Class C | 0.25% | 10,786 | $2.6M | Add +25.3% |
| VGLT Vanguard Long-Term Treasury | 0.25% | 46,049 | $2.6M | Reduce -56.1% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.25% | 56,523 | $2.6M | Reduce -0.9% |
| VIG Vanguard Dividend Apprec ETF | 0.24% | 11,763 | $2.5M | Add +11.7% |
| GPIX GLDM SA S&P 500 PR in ETF-US | 0.20% | 39,117 | $2.0M | New |
| XOM Exxon Mobil Corp. | 0.20% | 18,035 | $2.0M | Reduce -11.3% |
| MELI MercadoLibre Inc. | 0.20% | 867 | $2.0M | Add +0.1% |
| DTE DTE Energy Company | 0.19% | 14,119 | $2.0M | No change |
| IEI iShares 3-7 Year Treasury Bo | 0.18% | 15,466 | $1.8M | Add +0.1% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.17% | 41,186 | $1.8M | Add +4.7% |
| VHT Vanguard Health Care ETF | 0.17% | 6,904 | $1.8M | Add +23.7% |
| GOOGL Alphabet Inc. Class A | 0.17% | 7,307 | $1.8M | Add +4.7% |
| DFUS Dimensional US Eq MKT ETF | 0.17% | 24,047 | $1.7M | Add +0.1% |
| NYF iShares New York Muni Bond E | 0.17% | 32,190 | $1.7M | Add +55.4% |
| CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED | 0.16% | 48,635 | $1.7M | Add +15.6% |
| VIGI Vanguard Int Div App Indx FD | 0.16% | 18,684 | $1.7M | Add +0.1% |
| ICOW Pacer Developed Markets Inte | 0.16% | 45,498 | $1.7M | Add +0.5% |
| MCD McDonald's Corp. | 0.15% | 5,296 | $1.6M | Reduce -1.3% |
| T AT&T Inc. | 0.15% | 56,971 | $1.6M | Reduce -15.1% |
| ESGU iShares ESG Aware MSCI USA | 0.15% | 10,954 | $1.6M | Add +17.0% |
| NCV Virtus Convertible & Income | 0.15% | 104,704 | $1.6M | Reduce -1.3% |
| NOBL Proshares S&P 500 Dividend A | 0.15% | 14,876 | $1.5M | Reduce -0.5% |
| JPM JPMorgan Chase & Co. | 0.13% | 4,277 | $1.3M | Reduce -12.6% |
| HELO JPMorgan Hedged Equity ETF | 0.13% | 20,510 | $1.3M | Reduce -1.2% |
| ENFR Alerian Energy Infrastructur | 0.13% | 40,526 | $1.3M | Reduce -33.3% |
| PAAA Pgim Aaa Clo ETF | 0.13% | 25,478 | $1.3M | Add +238.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.12% | 11,084 | $1.3M | Add +0.1% |
| PG The Procter & Gamble Co. | 0.12% | 8,227 | $1.3M | Reduce -4.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.12% | 6,675 | $1.2M | Reduce -20.8% |
| JNJ Johnson & Johnson | 0.12% | 6,658 | $1.2M | Add +1.0% |
| KYN Kayne Anderson Energy Infra | 0.12% | 98,939 | $1.2M | Reduce -47.0% |
| PEP Pepsico Inc. | 0.12% | 8,533 | $1.2M | Reduce -0.9% |
| PFE Pfizer Inc. | 0.11% | 45,892 | $1.2M | Add +17.4% |
| TSLA Tesla Inc. | 0.11% | 2,590 | $1.2M | Add +2.0% |
| WMT Walmart Inc. | 0.11% | 10,970 | $1.1M | Reduce -6.0% |
| IWF iShares Russell 1000 Growth | 0.11% | 2,395 | $1.1M | Add +0.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.11% | 2,330 | $1.1M | Add +2.3% |
| MOG.A Moog Inc. Class A | 0.10% | 5,190 | $1.1M | Add +1.8% |
| VGT Vanguard Info Tech ETF | 0.10% | 1,443 | $1.1M | No change |
| IQLT iShares MSCI International Q | 0.10% | 24,024 | $1.1M | Reduce -6.8% |
| NULV Nuveen ESG Large-Cap Val ETF | 0.10% | 23,863 | $1.0M | Reduce -58.4% |
| MRK Merck & Co. Inc. | 0.10% | 12,365 | $1.0M | Add +28.1% |
| ABBV Abbvie Inc. | 0.10% | 4,475 | $1.0M | Add +28.9% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.10% | 19,921 | $1.0M | Reduce -1.3% |
| GS Goldman Sachs Group Inc. | 0.10% | 1,276 | $1.0M | Reduce -0.6% |
| WEC WEC Energy Group Inc. | 0.10% | 8,640 | $990K | Add +0.1% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 0.09% | 4,772 | $943K | Add +0.0% |
| ABT Abbott Laboratories | 0.09% | 6,802 | $911K | Reduce -0.8% |
| DVN Devon Energy Corp. | 0.09% | 25,918 | $909K | Reduce -0.6% |
Options reported separately and not counted above: DELL calls ($85K), NVDA calls ($60K), AVGO calls ($35K), NVO calls ($5K), BMY calls ($1K), PFE calls ($690).
Portfolio Sells Q2 2025 → Q3 2025
| FBND Fidelity Total Bond ETF | Reduce -61.9% | 1.29% | −2.55 |
| JEPI JPMorgan Equity Premium Inco | Reduce -38.4% | 1.88% | −1.59 |
| VGLT Vanguard Long-Term Treasury | Reduce -56.1% | 0.25% | −0.40 |
| VGIT Vanguard Intermediate-Term T | Reduce -45.2% | 0.29% | −0.31 |
| WBA Walgreens Boots Alliance Inc. | Sold out | 0.00% | −0.19 |
| NULV Nuveen ESG Large-Cap Val ETF | Reduce -58.4% | 0.10% | −0.16 |
| VOO Vanguard S&P 500 ETF | Reduce -1.6% | 2.05% | −0.16 |
| KYN Kayne Anderson Energy Infra | Reduce -47.0% | 0.12% | −0.14 |
| SCHO Schwab Short-Term US Treas | Reduce -5.7% | 0.58% | −0.12 |
| VZ Verizon Communications Inc. | Reduce -1.6% | 0.79% | −0.11 |
| MSFT Microsoft Corp. | Reduce -3.5% | 0.66% | −0.09 |
| ENFR Alerian Energy Infrastructur | Reduce -33.3% | 0.13% | −0.09 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -1.4% | 0.71% | −0.09 |
| ESML iShares ESG Aware MSCI USA S | Sold out | 0.00% | −0.08 |
| GILD Gilead Sciences Inc. | Sold out | 0.00% | −0.07 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -2.5% | 0.88% | −0.07 |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | Reduce -0.7% | 0.64% | −0.06 |
| T AT&T Inc. | Reduce -15.1% | 0.15% | −0.06 |
| DFUV Dimensional US Marketwide Va | Reduce -1.3% | 0.60% | −0.06 |
| VDC Vanguard Consumer Staple ETF | Reduce -70.6% | 0.02% | −0.06 |
| XLF SS Financial Select Sector | Reduce -2.1% | 0.41% | −0.06 |
| IVV iShares Core S&P 500 ETF | Reduce -6.4% | 0.39% | −0.05 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -9.1% | 0.35% | −0.05 |
| XOM Exxon Mobil Corp. | Reduce -11.3% | 0.20% | −0.05 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -20.8% | 0.12% | −0.04 |
| META Meta Platforms Inc. Class A | Reduce -1.0% | 0.27% | −0.04 |
| TYG Tortoise Energy Infrastruct | Sold out | 0.00% | −0.04 |
| VIOO Vanguard S&P Small-Cap 600 E | Reduce -51.2% | 0.03% | −0.04 |
| NVDA Nvidia Corp. | Reduce -9.6% | 0.52% | −0.04 |
| VOD Vodafone Group PLC-SP ADR | Reduce -3.8% | 0.37% | −0.03 |
| NUBD Nuveen ESG US Aggregate Bond | Sold out | 0.00% | −0.03 |
| WBD Warner Bros Discovery Inc. | Sold out | 0.00% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -4.4% | 0.12% | −0.03 |
| JPM JPMorgan Chase & Co. | Reduce -12.6% | 0.13% | −0.03 |
| TIP iShares Tips Bond ETF | Sold out | 0.00% | −0.03 |
| BGR BlackRock Enrgy & Res TR | Reduce -29.2% | 0.04% | −0.02 |
| TOTL SS Doubleline TR Tact ETF | Reduce -28.8% | 0.04% | −0.02 |
| AGG iShares Core U.S. Aggregate | Reduce -37.3% | 0.03% | −0.02 |
| TLT iShares 20+ Year Treasury BD | Reduce -25.6% | 0.04% | −0.02 |
| IQLT iShares MSCI International Q | Reduce -6.8% | 0.10% | −0.02 |
| NOBL Proshares S&P 500 Dividend A | Reduce -0.5% | 0.15% | −0.02 |
| MCD McDonald's Corp. | Reduce -1.3% | 0.15% | −0.02 |
| WMT Walmart Inc. | Reduce -6.0% | 0.11% | −0.02 |
| XLI SS Industrial Select Sector | Reduce -21.0% | 0.04% | −0.02 |
| SPSM SS SPDR P S&P 600 Small Cap | Reduce -0.9% | 0.25% | −0.02 |
| BA The Boeing Co. | Reduce -12.2% | 0.06% | −0.02 |
| ABT Abbott Laboratories | Reduce -0.8% | 0.09% | −0.01 |
| KO The Coca-Cola Co. | Reduce -0.9% | 0.06% | −0.01 |
| NCV Virtus Convertible & Income | Reduce -1.3% | 0.15% | −0.01 |
| HELO JPMorgan Hedged Equity ETF | Reduce -1.2% | 0.13% | −0.01 |
Portfolio Buys Q2 2025 → Q3 2025
| VPLS Vanguard Core-Plus Bond ETF | New | 3.57% | +3.57 |
| JEPQ JPM Nasdaq Equity Premium | Add +272.7% | 4.39% | +3.11 |
| XLE SS Energy Select Sector | Add +2116.6% | 1.86% | +1.76 |
| AAPL Apple Inc. | Add +12.0% | 1.59% | +0.28 |
| FLOT iShares Floating Rate Bond E | Add +23.6% | 3.07% | +0.23 |
| GPIX GLDM SA S&P 500 PR in ETF-US | New | 0.20% | +0.20 |
| MUNI PIMCO Intermediate Municipal | Add +117.9% | 0.40% | +0.19 |
| DFAC Dimensional US Core Equity 2 | Add +8.5% | 7.45% | +0.15 |
| GLD SPDR Gold Shares | Add +2.4% | 2.56% | +0.11 |
| GOOG Alphabet Inc. Class C | Add +25.3% | 0.25% | +0.08 |
| PAAA Pgim Aaa Clo ETF | Add +238.8% | 0.13% | +0.08 |
| MYN BlackRock Muniyield NY QLTY | New | 0.08% | +0.08 |
| ITA iShares U.S. Aerospace & Def | Add +19.7% | 0.53% | +0.07 |
| QUAL iShares MSCI USA Quality Fac | New | 0.06% | +0.06 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | New | 0.06% | +0.06 |
| NYF iShares New York Muni Bond E | Add +55.4% | 0.17% | +0.05 |
| ENB Enbridge Inc. | New | 0.04% | +0.04 |
| VTI VG Morningstar TS MKT ETF-US | Add +20.8% | 0.34% | +0.04 |
| HQH Abrdn Healthcare Investors | Add +7.0% | 0.38% | +0.04 |
| ESGV Vanguard ESG US Stock ETF | New | 0.04% | +0.04 |
| GOOGL Alphabet Inc. Class A | Add +4.7% | 0.17% | +0.04 |
| BAI Ishrs AI in and Tech Act ETF | New | 0.04% | +0.04 |
| XRLV Invesco S&P 500 Ex-Rate Sens | New | 0.03% | +0.03 |
| GD General Dynamics Corp. | New | 0.03% | +0.03 |
| SCHQ Schwab Long-Term US Treasury | New | 0.03% | +0.03 |
| ABBV Abbvie Inc. | Add +28.9% | 0.10% | +0.03 |
| EPD Enterprise Products Partners | New | 0.03% | +0.03 |
| BMY Bristol-Myers Squibb Co. | Add +106.7% | 0.06% | +0.02 |
| GLW Corning Inc. | New | 0.02% | +0.02 |
| IAU iShares Gold Trust | New | 0.02% | +0.02 |
| AMD Advanced Micro Devices | New | 0.02% | +0.02 |
| TSLA Tesla Inc. | Add +2.0% | 0.11% | +0.02 |
| EFIV SS SPDR S&P 500 ESG ETF | New | 0.02% | +0.02 |
| BIDU Baidu Inc. - Spon ADR | New | 0.02% | +0.02 |
| IJJ iShares S&P Mid-Cap 400 Valu | New | 0.02% | +0.02 |
| VHT Vanguard Health Care ETF | Add +23.7% | 0.17% | +0.02 |
| GIS General Mills Inc. | New | 0.02% | +0.02 |
| CCL Carnival Corp. | New | 0.02% | +0.02 |
| PTNQ Pacer Trendpilot 100 ETF | New | 0.02% | +0.02 |
| NVO Novo-Nordisk A/S-Spons ADR | New | 0.02% | +0.02 |
| IBM Intl Business Machines Corp. | Add +50.8% | 0.09% | +0.02 |
| LMT Lockheed Martin Corp. | Add +66.3% | 0.05% | +0.02 |
| MRK Merck & Co. Inc. | Add +28.1% | 0.10% | +0.02 |
| RTX RTX Corp. | Add +27.8% | 0.07% | +0.02 |
| ESGU iShares ESG Aware MSCI USA | Add +17.0% | 0.15% | +0.01 |
| COWZ Pacer US Cash Cows 100 ETF | Add +12.8% | 0.41% | +0.01 |
| PTLC Pacer Trendpilot US Large Ca | Add +30.7% | 0.05% | +0.01 |
| PFE Pfizer Inc. | Add +17.4% | 0.11% | +0.01 |
| JNJ Johnson & Johnson | Add +1.0% | 0.12% | +0.01 |
| CGBL Cap Group Core Balanced | Add +15.6% | 0.16% | +0.01 |
Options Activity Q2 2025 → Q3 2025
| DELL Dell Technologies -C | call | New | 78,001 | $85K |
| NVDA Nvidia Corp. | call | New | 4 | $60K |
| AVGO Broadcom Inc. | call | New | 2 | $35K |
| NVO Novo-Nordisk A/S-Spons ADR | call | New | 5 | $5K |
| BMY Bristol-Myers Squibb Co. | call | New | 10 | $1K |
| PFE Pfizer Inc. | call | New | 10 | $690 |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 260 | $1.1B | CGGR, CGCP, DFAC, CGDV, DFAI |
| Q1 2026 | 249 | $967.1M | CGCP, CGGR, CGDV, DFAC, DFAI |
| Q3 2025 | 237 | $1.0B | CGCP, CGGR, CGDV, DFAC, DFAI |
| Q2 2025 | 222 | $907.5M | CGCP, CGGR, CGDV, DFAC, DFAI |
| Q1 2025 | 227 | $841.0M | CGCP, CGDV, CGGR, DFAI, DFAC |
| Q4 2024 | 219 | $806.6M | CGCP, CGDV, CGGR, DFAI, DFAC |
| Q3 2024 | 231 | $856.7M | CGCP, CGDV, TDVG, DFAI, DFAC |
| Q2 2024 | 235 | $755.1M | CGCP, CGDV, TDVG, JAVA, GLD |
| Q1 2024 | 233 | $655.2M | CGCP, CGDV, TLT, CGGO, JAVA |