WNY Asset Management, LLC
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 5, 2025), WNY Asset Management, LLC reported 227 stock positions worth $841.0 million. Its top holding was Cap Group Core Plus Income (CGCP) at 10.7% of the portfolio, followed by Cap Group Dividend Value (CGDV, 9.1%) and Cap Group Growth Equity (CGGR, 8.3%). Compared with Q4 2024, it opened 15 new positions, sold out of 7, added to 119 and reduced 74. The biggest buy was a new position in SS SPDR PF LNG TRM TSY E-Usd (SPTL) and the biggest sale SS Energy Select Sector (XLE, shares −96%).
- Most Recent 13F
- Q2 2026
- Location
- Williamsville, NY
- CIK
- 0001803296
- Portfolio Value
- $841.0M (Q1 2025)
- SEC Filing
- 0001667731-25-000592 ↗ filed May 5, 2025
Holdings Value
Holdings 227 stocks · $841.0M
| CGCP Cap Group Core Plus Income | 10.74% | 4,021,493 | $90.3M | Add +4.8% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 9.06% | 2,137,481 | $76.2M | Reduce -0.2% |
| CGGR Cap Group Growth Equity | 8.33% | 2,045,331 | $70.1M | Add +26.7% |
| DFAI Dimensional International Co. | 6.07% | 1,633,937 | $51.0M | Reduce -0.3% |
| DFAC Dimensional US Core Equity 2 | 4.29% | 1,094,462 | $36.1M | Reduce -9.1% |
| FBND Fidelity Total Bond ETF | 3.56% | 655,444 | $29.9M | Add +58.2% |
| JAVA JPMorgan Active Value ETF | 3.31% | 437,826 | $27.8M | Reduce -0.1% |
| CGSD Cap Group Short Duration | 2.77% | 901,933 | $23.3M | Add +4.1% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 2.56% | 415,327 | $21.5M | Reduce -16.8% |
| JEPI JPMorgan Equity Premium Inco | 2.28% | 335,828 | $19.2M | Add +55.3% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 2.24% | 663,646 | $18.8M | Add +1.1% |
| GLD SPDR Gold Shares | 2.03% | 59,388 | $17.1M | Add +1.4% |
| VOO Vanguard S&P 500 ETF | 1.78% | 29,167 | $15.0M | Reduce -8.9% |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | 1.69% | 522,536 | $14.2M | New |
| IVOO Vanguard S&P Mid-Cap 400 ETF | 1.62% | 137,796 | $13.6M | Reduce -0.7% |
| AAPL Apple Inc. | 1.54% | 58,387 | $13.0M | Reduce -0.2% |
| QQQ Invesco QQQ Trust Series 1 | 1.44% | 25,841 | $12.1M | Reduce -20.0% |
| BBIN JPM Betabuilders Intl Eqty filed as J P MORGAN EXCHANGE TRADED F | 1.10% | 149,798 | $9.2M | Add +3.9% |
| VMBS Vanguard Mortgage-Backed Sec | 1.04% | 188,358 | $8.7M | Reduce -2.2% |
| VZ Verizon Communications Inc. | 1.02% | 188,972 | $8.6M | Add +1.3% |
| JPST JPMorgan Ultra-Short Income | 0.95% | 157,356 | $8.0M | Add +118.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.86% | 13,506 | $7.2M | Add +8.1% |
| XLK SS Technology Select Sector | 0.77% | 31,422 | $6.5M | Add +8.3% |
| TLT iShares 20+ Year Treasury BD | 0.77% | 71,053 | $6.5M | Reduce -14.3% |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 0.73% | 47,912 | $6.2M | Add +3.2% |
| DFUV Dimensional US Marketwide Va | 0.72% | 146,338 | $6.0M | Reduce -4.1% |
| SCHO Schwab Short-Term US Treas | 0.68% | 235,834 | $5.7M | Add +43.6% |
| CGMU Cap Group Municipal Income | 0.67% | 211,598 | $5.7M | Add +8.7% |
| VGLT Vanguard Long-Term Treasury | 0.67% | 97,824 | $5.6M | Add +31.0% |
| MSFT Microsoft Corp. | 0.61% | 13,649 | $5.1M | Reduce -1.3% |
| VYMI Vanguard Int High DVD YLD Inc. | 0.59% | 67,886 | $5.0M | Add +0.8% |
| VGIT Vanguard Intermediate-Term T | 0.58% | 81,529 | $4.8M | Add +41.9% |
| FLOT iShares Floating Rate Bond E | 0.57% | 94,344 | $4.8M | Add +378.6% |
| XAODX Abrdn Total Dynamic Dividend | 0.56% | 563,944 | $4.7M | Add +46.0% |
| AMZN Amazon.com Inc. | 0.55% | 24,204 | $4.6M | Add +6.4% |
| BIV Vanguard Intermediate-Term B | 0.53% | 58,547 | $4.5M | Add +1402.8% |
| NVDA Nvidia Corp. | 0.49% | 37,981 | $4.1M | Add +10.3% |
| LLY Eli Lilly & Co. | 0.49% | 4,962 | $4.1M | Add +3.6% |
| KYN Kayne Anderson Energy Infra | 0.48% | 316,354 | $4.1M | Reduce -38.4% |
| XLF SS Financial Select Sector | 0.48% | 81,398 | $4.1M | Add +7.5% |
| IVV iShares Core S&P 500 ETF | 0.45% | 6,672 | $3.7M | Reduce -2.9% |
| COWZ Pacer US Cash Cows 100 ETF | 0.42% | 64,801 | $3.5M | Add +142.1% |
| NULV Nuveen ESG Large-Cap Val ETF | 0.40% | 83,359 | $3.4M | Reduce -1.3% |
| VOD Vodafone Group PLC-SP ADR | 0.39% | 352,365 | $3.3M | Add +0.6% |
| SUB iShares Short-Term National | 0.39% | 30,948 | $3.3M | Add +16.7% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.39% | 79,565 | $3.2M | Add +3.7% |
| ITA iShares U.S. Aerospace & Def | 0.38% | 20,750 | $3.2M | Add +372.9% |
| XBGYX BlackRock Enh Intl DVD TR | 0.35% | 532,043 | $3.0M | Add +3.3% |
| HQH Abrdn Healthcare Investors | 0.35% | 182,505 | $3.0M | Add +26.2% |
| ENFR Alerian Energy Infrastructur | 0.32% | 82,088 | $2.7M | Reduce -8.7% |
| GCOW Pacer Global Cash Cows Divid | 0.31% | 71,146 | $2.6M | Add +6.8% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.31% | 8,410 | $2.6M | Add +3.8% |
| PYLD PIMCO Multisector Bond Actv | 0.31% | 98,116 | $2.6M | Add +188.1% |
| IQLT iShares MSCI International Q | 0.30% | 64,330 | $2.6M | Reduce -18.2% |
| NFG National Fuel Gas Co. | 0.29% | 30,767 | $2.4M | Add +32.1% |
| XOM Exxon Mobil Corp. | 0.28% | 19,690 | $2.3M | Add +14.1% |
| T AT&T Inc. | 0.28% | 82,541 | $2.3M | Reduce -39.5% |
| META Meta Platforms Inc. Class A | 0.28% | 4,024 | $2.3M | Add +14.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.27% | 4,026 | $2.3M | Reduce -2.6% |
| VIG Vanguard Dividend Apprec ETF | 0.22% | 9,478 | $1.8M | Add +30.5% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.20% | 9,943 | $1.7M | Add +7.6% |
| MELI MercadoLibre Inc. | 0.20% | 878 | $1.7M | Reduce -0.2% |
| WBA Walgreens Boots Alliance Inc. | 0.20% | 149,893 | $1.7M | Reduce -7.0% |
| NCV Virtus Convertible & Income | 0.19% | 126,743 | $1.6M | Reduce -40.6% |
| VTI VG Morningstar TS MKT ETF-US | 0.19% | 5,828 | $1.6M | Add +7.7% |
| VIGI Vanguard Int Div App Indx FD | 0.18% | 18,640 | $1.5M | Reduce -0.3% |
| ICOW Pacer Developed Markets Inte | 0.18% | 49,012 | $1.5M | Add +1.0% |
| MCD McDonald's Corp. | 0.18% | 4,911 | $1.5M | Add +2.5% |
| CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED | 0.18% | 47,906 | $1.5M | Add +99.8% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.17% | 39,002 | $1.5M | Add +32.0% |
| DFUS Dimensional US Eq MKT ETF | 0.17% | 23,972 | $1.4M | Add +0.1% |
| NOBL Proshares S&P 500 Dividend A | 0.17% | 13,852 | $1.4M | Reduce -3.6% |
| PG The Procter & Gamble Co. | 0.17% | 8,299 | $1.4M | Add +10.1% |
| VHT Vanguard Health Care ETF | 0.16% | 5,222 | $1.4M | Add +27.5% |
| GOOG Alphabet Inc. Class C | 0.16% | 8,770 | $1.4M | Add +35.6% |
| PEP Pepsico Inc. | 0.15% | 8,650 | $1.3M | Add +8.0% |
| VIOO Vanguard S&P Small-Cap 600 E | 0.15% | 13,023 | $1.3M | Add +0.5% |
| XLE SS Energy Select Sector | 0.14% | 12,791 | $1.2M | Reduce -95.7% |
| GILD Gilead Sciences Inc. | 0.14% | 10,506 | $1.2M | Reduce -46.0% |
| HELO JPMorgan Hedged Equity ETF | 0.13% | 18,897 | $1.1M | Add +124.9% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.13% | 11,225 | $1.1M | Add +52.4% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.13% | 13,595 | $1.1M | Reduce -40.5% |
| JNJ Johnson & Johnson | 0.13% | 6,563 | $1.1M | Add +7.5% |
| TCHP T Rowe Price Blue Chip Growt | 0.13% | 28,159 | $1.1M | No change |
| JPM JPMorgan Chase & Co. | 0.13% | 4,340 | $1.1M | Reduce -3.6% |
| WMT Walmart Inc. | 0.12% | 11,848 | $1.0M | Add +5.4% |
| GOOGL Alphabet Inc. Class A | 0.12% | 6,622 | $1.0M | Add +32.7% |
| RSP Invesco S&P 500 Equal Weight | 0.12% | 5,856 | $1.0M | Add +96.2% |
| VDE Vanguard Energy ETF | 0.12% | 7,648 | $992K | Add +358.2% |
| NYF iShares New York Muni Bond E | 0.12% | 18,529 | $976K | Add +274.0% |
| ABT Abbott Laboratories | 0.12% | 7,332 | $973K | Add +2.1% |
| PFE Pfizer Inc. | 0.12% | 38,353 | $972K | Add +29.2% |
| MOG.A Moog Inc. Class A | 0.11% | 5,429 | $941K | Reduce -0.1% |
| WEC WEC Energy Group Inc. | 0.11% | 8,631 | $941K | Add +0.1% |
| DVN Devon Energy Corp. | 0.11% | 25,040 | $936K | Add +7.0% |
| QYLD Global X Nasd 100 Cov Call | 0.11% | 55,389 | $921K | New |
| MRK Merck & Co. Inc. | 0.11% | 10,101 | $907K | Add +20.8% |
| COKE Coca-Cola Consolidated Inc. | 0.11% | 670 | $904K | Reduce -12.9% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 0.10% | 4,910 | $878K | Add +39.1% |
| IWF iShares Russell 1000 Growth | 0.10% | 2,393 | $864K | Reduce -0.5% |
Portfolio Sells Q4 2024 → Q1 2025
| XLE SS Energy Select Sector | Reduce -95.7% | 0.14% | −3.03 |
| TDVG T Rowe Price Dividend Growth | Reduce -96.4% | 0.04% | −0.98 |
| JEPQ JPM Nasdaq Equity Premium | Reduce -16.8% | 2.56% | −0.93 |
| DFAC Dimensional US Core Equity 2 | Reduce -9.1% | 4.29% | −0.87 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -20.0% | 1.44% | −0.61 |
| VOO Vanguard S&P 500 ETF | Reduce -8.9% | 1.78% | −0.36 |
| KYN Kayne Anderson Energy Infra | Reduce -38.4% | 0.48% | −0.33 |
| CGDV Cap Group Dividend Value | Reduce -0.2% | 9.06% | −0.30 |
| AAPL Apple Inc. | Reduce -0.2% | 1.54% | −0.27 |
| IVOO Vanguard S&P Mid-Cap 400 ETF | Reduce -0.7% | 1.62% | −0.20 |
| NCV Virtus Convertible & Income | Reduce -40.6% | 0.19% | −0.17 |
| JAVA JPMorgan Active Value ETF | Reduce -0.1% | 3.31% | −0.13 |
| TLT iShares 20+ Year Treasury BD | Reduce -14.3% | 0.77% | −0.13 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -40.5% | 0.13% | −0.12 |
| MSFT Microsoft Corp. | Reduce -1.3% | 0.61% | −0.11 |
| T AT&T Inc. | Reduce -39.5% | 0.28% | −0.11 |
| ESML iShares ESG Aware MSCI USA S | Reduce -19.7% | 0.10% | −0.09 |
| GILD Gilead Sciences Inc. | Reduce -46.0% | 0.14% | −0.08 |
| ECF Ellsworth Growth and Income | Reduce -36.0% | 0.09% | −0.07 |
| IQLT iShares MSCI International Q | Reduce -18.2% | 0.30% | −0.06 |
| DFUV Dimensional US Marketwide Va | Reduce -4.1% | 0.72% | −0.06 |
| IVV iShares Core S&P 500 ETF | Reduce -2.9% | 0.45% | −0.06 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Sold out | 0.00% | −0.05 |
| VMBS Vanguard Mortgage-Backed Sec | Reduce -2.2% | 1.04% | −0.05 |
| CCL Carnival Corp. | Sold out | 0.00% | −0.04 |
| PYPL PayPal Holdings Inc. | Reduce -19.1% | 0.06% | −0.04 |
| AOK iShares Core 30/70 Conservat | Sold out | 0.00% | −0.03 |
| BABA Alibaba Group Holding-SP ADR | Reduce -65.3% | 0.04% | −0.03 |
| RCL Royal Caribbean Cruises Ltd. | Sold out | 0.00% | −0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -2.6% | 0.27% | −0.03 |
| PSI Invesco Semiconductors ETF | Sold out | 0.00% | −0.03 |
| BX Blackstone Inc. | Reduce -11.2% | 0.06% | −0.03 |
| TIP iShares Tips Bond ETF | Reduce -49.5% | 0.03% | −0.03 |
| HNDL Nasdaq 7 Handl Index ETF | Reduce -42.3% | 0.03% | −0.03 |
| ENFR Alerian Energy Infrastructur | Reduce -8.7% | 0.32% | −0.03 |
| BSTZ BlackRock Sci & Tech TRM TR | Reduce -8.8% | 0.08% | −0.03 |
| BGR BlackRock Enrgy & Res TR | Reduce -24.9% | 0.09% | −0.03 |
| SCHZ Schwab US Aggregate Bond ETF | Sold out | 0.00% | −0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Sold out | 0.00% | −0.02 |
| TCAF T Rowe PRC Cap Appreciation | Reduce -15.4% | 0.09% | −0.02 |
| MOG.A Moog Inc. Class A | Reduce -0.1% | 0.11% | −0.02 |
| TYG Tortoise Energy Infrastruct | Reduce -16.9% | 0.09% | −0.02 |
| IWF iShares Russell 1000 Growth | Reduce -0.5% | 0.10% | −0.02 |
| AGG iShares Core U.S. Aggregate | Reduce -18.1% | 0.06% | −0.01 |
| XLI SS Industrial Select Sector | Reduce -14.8% | 0.06% | −0.01 |
| COKE Coca-Cola Consolidated Inc. | Reduce -12.9% | 0.11% | −0.01 |
| CSX CSX Corp. | Reduce -1.8% | 0.07% | −0.01 |
| NULV Nuveen ESG Large-Cap Val ETF | Reduce -1.3% | 0.40% | −0.01 |
| XT Ishar Fture Exp Tech ETF-Usd | Reduce -8.6% | 0.06% | −0.01 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -14.5% | 0.03% | −0.01 |
Portfolio Buys Q4 2024 → Q1 2025
| SPTL SS SPDR PF LNG TRM TSY E-Usd | New | 1.69% | +1.69 |
| FBND Fidelity Total Bond ETF | Add +58.2% | 3.56% | +1.25 |
| CGGR Cap Group Growth Equity | Add +26.7% | 8.33% | +0.89 |
| JEPI JPMorgan Equity Premium Inco | Add +55.3% | 2.28% | +0.74 |
| JPST JPMorgan Ultra-Short Income | Add +118.6% | 0.95% | +0.50 |
| BIV Vanguard Intermediate-Term B | Add +1402.8% | 0.53% | +0.50 |
| FLOT iShares Floating Rate Bond E | Add +378.6% | 0.57% | +0.45 |
| ITA iShares U.S. Aerospace & Def | Add +372.9% | 0.38% | +0.30 |
| GLD SPDR Gold Shares | Add +1.4% | 2.03% | +0.28 |
| COWZ Pacer US Cash Cows 100 ETF | Add +142.1% | 0.42% | +0.23 |
| PYLD PIMCO Multisector Bond Actv | Add +188.1% | 0.31% | +0.20 |
| SCHO Schwab Short-Term US Treas | Add +43.6% | 0.68% | +0.19 |
| CGCP Cap Group Core Plus Income | Add +4.8% | 10.74% | +0.18 |
| VGIT Vanguard Intermediate-Term T | Add +41.9% | 0.58% | +0.16 |
| XAODX Abrdn Total Dynamic Dividend | Add +46.0% | 0.56% | +0.16 |
| VGLT Vanguard Long-Term Treasury | Add +31.0% | 0.67% | +0.16 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +8.1% | 0.86% | +0.15 |
| NFG National Fuel Gas Co. | Add +32.1% | 0.29% | +0.11 |
| QYLD Global X Nasd 100 Cov Call | New | 0.11% | +0.11 |
| VZ Verizon Communications Inc. | Add +1.3% | 1.02% | +0.09 |
| VDE Vanguard Energy ETF | Add +358.2% | 0.12% | +0.09 |
| CGBL Cap Group Core Balanced | Add +99.8% | 0.18% | +0.08 |
| NYF iShares New York Muni Bond E | Add +274.0% | 0.12% | +0.08 |
| BBIN JPM Betabuilders Intl Eqty | Add +3.9% | 1.10% | +0.08 |
| ESGU iShares ESG Aware MSCI USA | New | 0.07% | +0.07 |
| HELO JPMorgan Hedged Equity ETF | Add +124.9% | 0.13% | +0.07 |
| FLTB Fidelity Ltd. TRM BND ETF | New | 0.07% | +0.07 |
| HQH Abrdn Healthcare Investors | Add +26.2% | 0.35% | +0.06 |
| QDPL Pacer Met US LRG Cap DVD 400 | New | 0.06% | +0.06 |
| MUNI PIMCO Intermediate Municipal | New | 0.06% | +0.06 |
| RSP Invesco S&P 500 Equal Weight | Add +96.2% | 0.12% | +0.06 |
| XOM Exxon Mobil Corp. | Add +14.1% | 0.28% | +0.05 |
| VIG Vanguard Dividend Apprec ETF | Add +30.5% | 0.22% | +0.04 |
| SUB iShares Short-Term National | Add +16.7% | 0.39% | +0.04 |
| IEI iShares 3-7 Year Treasury Bo | Add +121.9% | 0.08% | +0.04 |
| VHT Vanguard Health Care ETF | Add +27.5% | 0.16% | +0.04 |
| SHYG iShares 0-5 YR HY Corp. Bond | New | 0.03% | +0.03 |
| TOTL SS Doubleline TR Tact ETF | Add +112.8% | 0.07% | +0.03 |
| GCOW Pacer Global Cash Cows Divid | Add +6.8% | 0.31% | +0.03 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | New | 0.03% | +0.03 |
| GE General Electric | Add +52.4% | 0.07% | +0.03 |
| DIS The Walt Disney Co. | Add +52.4% | 0.13% | +0.03 |
| LLY Eli Lilly & Co. | Add +3.6% | 0.49% | +0.03 |
| SLV iShares Silver Trust | New | 0.03% | +0.03 |
| XLF SS Financial Select Sector | Add +7.5% | 0.48% | +0.03 |
| VYMI Vanguard Int High DVD YLD Inc. | Add +0.8% | 0.59% | +0.03 |
| STRL Sterling Infrastructure Inc. | New | 0.03% | +0.03 |
| KO The Coca-Cola Co. | Add +33.2% | 0.09% | +0.03 |
| DFIV Dimensional International Va | New | 0.03% | +0.03 |
| CGMU Cap Group Municipal Income | Add +8.7% | 0.67% | +0.03 |
Options Activity Q4 2024 → Q1 2025
| NVO Novo-Nordisk A/S-Spons ADR | call | Sold out | 500 | $43Kbefore exit |
| NVDA Nvidia Corp. | call | Sold out | 200 | $23Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 260 | $1.1B | CGGR, CGCP, DFAC, CGDV, DFAI |
| Q1 2026 | 249 | $967.1M | CGCP, CGGR, CGDV, DFAC, DFAI |
| Q3 2025 | 237 | $1.0B | CGCP, CGGR, CGDV, DFAC, DFAI |
| Q2 2025 | 222 | $907.5M | CGCP, CGGR, CGDV, DFAC, DFAI |
| Q1 2025 | 227 | $841.0M | CGCP, CGDV, CGGR, DFAI, DFAC |
| Q4 2024 | 219 | $806.6M | CGCP, CGDV, CGGR, DFAI, DFAC |
| Q3 2024 | 231 | $856.7M | CGCP, CGDV, TDVG, DFAI, DFAC |
| Q2 2024 | 235 | $755.1M | CGCP, CGDV, TDVG, JAVA, GLD |
| Q1 2024 | 233 | $655.2M | CGCP, CGDV, TLT, CGGO, JAVA |