WNY Asset Management, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 7, 2024), WNY Asset Management, LLC reported 233 stock positions worth $655.2 million. Its top holding was Cap Group Core Plus Income (CGCP) at 8.5% of the portfolio, followed by Cap Group Dividend Value (CGDV, 7.7%) and iShares 20+ Year Treasury BD (TLT, 6.3%). Compared with Q4 2023, it opened 22 new positions, sold out of 6, added to 89 and reduced 99. The biggest buy was St Sr Utl SL SE SPDR ETF-Usd (XLU, shares +1826%) and the biggest sale SPDR Gold Shares (GLD, shares −31%).
- Most Recent 13F
- Q2 2026
- Location
- Williamsville, NY
- CIK
- 0001803296
- Portfolio Value
- $655.2M (Q1 2024)
- SEC Filing
- 0001803296-24-000002 ↗ filed May 7, 2024
Holdings Value
Holdings 233 stocks · $655.2M
| CGCP Cap Group Core Plus Income | 8.53% | 2,488,083 | $55.9M | Add +15.6% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 7.72% | 1,555,808 | $50.6M | Reduce -0.5% |
| TLT iShares 20+ Year Treasury BD | 6.29% | 435,260 | $41.2M | Add +4.4% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 5.41% | 1,231,510 | $35.5M | Reduce -1.1% |
| JAVA JPMorgan Active Value ETF | 3.71% | 405,350 | $24.3M | Reduce -1.6% |
| GLD SPDR Gold Shares | 3.52% | 112,136 | $23.1M | Reduce -31.1% |
| IVOO Vanguard S&P Mid-Cap 400 ETF | 3.07% | 195,109 | $20.1M | Reduce -0.1% |
| HDV iShares Core High Dividend E | 2.63% | 156,486 | $17.2M | Add +1.3% |
| JEPI JPMorgan Equity Premium Inco | 2.18% | 246,442 | $14.3M | Add +9.8% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 2.15% | 214,719 | $14.1M | Add +1826.1% |
| CGSD Cap Group Short Duration | 1.99% | 514,624 | $13.1M | Add +1207.3% |
| VOO Vanguard S&P 500 ETF | 1.86% | 25,414 | $12.2M | Add +2.6% |
| TDVG T Rowe Price Dividend Growth | 1.78% | 306,347 | $11.6M | Add +0.1% |
| AAPL Apple Inc. | 1.63% | 62,231 | $10.7M | Reduce -3.6% |
| XLE SS Energy Select Sector | 1.61% | 111,726 | $10.5M | Add +1.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.43% | 37,583 | $9.4M | Add +0.8% |
| VZ Verizon Communications Inc. | 1.41% | 219,442 | $9.2M | Add +0.4% |
| VMBS Vanguard Mortgage-Backed Sec | 1.30% | 186,875 | $8.5M | Add +92.6% |
| BBIN JPM Betabuilders Intl Eqty filed as J P MORGAN EXCHANGE TRADED F | 1.28% | 139,592 | $8.4M | Add +1.7% |
| JPST JPMorgan Ultra-Short Income | 1.25% | 162,115 | $8.2M | Add +5.3% |
| DFIV Dimensional International Va | 1.12% | 199,045 | $7.3M | Reduce -0.4% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 1.06% | 24,309 | $7.0M | Add +3.7% |
| DFUV Dimensional US Marketwide Va | 1.03% | 164,230 | $6.7M | Add +1.9% |
| MSFT Microsoft Corp. | 1.00% | 15,563 | $6.5M | Reduce -1.3% |
| AMZN Amazon.com Inc. | 0.92% | 33,236 | $6.0M | Add +4.6% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.91% | 93,319 | $6.0M | Reduce -2.6% |
| T AT&T Inc. | 0.90% | 334,376 | $5.9M | Add +2.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.84% | 13,018 | $5.5M | Add +1.1% |
| KYN Kayne Anderson Energy Infra | 0.79% | 519,498 | $5.2M | Add +5.7% |
| AOK iShares Core 30/70 Conservat | 0.74% | 132,032 | $4.9M | Reduce -13.0% |
| VYMI Vanguard Int High DVD YLD Inc. | 0.69% | 65,742 | $4.5M | Add +0.0% |
| CGMU Cap Group Municipal Income | 0.63% | 153,985 | $4.2M | Add +8.9% |
| XLK SS Technology Select Sector | 0.63% | 19,720 | $4.1M | Reduce -0.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.63% | 9,250 | $4.1M | Add +4.9% |
| FBND Fidelity Total Bond ETF | 0.61% | 87,583 | $4.0M | Add +192.6% |
| DFAC Dimensional US Core Equity 2 | 0.60% | 123,138 | $3.9M | Add +2.4% |
| LLY Eli Lilly & Co. | 0.58% | 4,844 | $3.8M | Reduce -0.3% |
| QCOM Qualcomm Inc. | 0.56% | 21,491 | $3.6M | Reduce -13.3% |
| NULV Nuveen ESG Large-Cap Val ETF | 0.52% | 87,365 | $3.4M | Add +4.8% |
| IQLT iShares MSCI International Q | 0.51% | 83,631 | $3.3M | Add +6.0% |
| WBA Walgreens Boots Alliance Inc. | 0.50% | 152,127 | $3.3M | Add +0.8% |
| IVV iShares Core S&P 500 ETF | 0.46% | 5,690 | $3.0M | Reduce -5.3% |
| VOD Vodafone Group PLC-SP ADR | 0.45% | 332,720 | $3.0M | Add +6.0% |
| NVDA Nvidia Corp. | 0.44% | 3,198 | $2.9M | Add +39.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.44% | 5,508 | $2.9M | Reduce -0.4% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.43% | 64,765 | $2.8M | Add +2.7% |
| ENFR Alerian Energy Infrastructur | 0.38% | 99,076 | $2.5M | Add +13.6% |
| NCV Virtus Convertible & Income | 0.38% | 748,526 | $2.5M | Add +22.2% |
| GOOG Alphabet Inc. Class C | 0.38% | 16,347 | $2.5M | Reduce -1.9% |
| GILD Gilead Sciences Inc. | 0.38% | 33,792 | $2.5M | Add +10.0% |
| XAODX Abrdn Total Dynamic Dividend | 0.38% | 297,314 | $2.5M | Add +3.9% |
| COWZ Pacer US Cash Cows 100 ETF | 0.36% | 41,158 | $2.4M | Add +42.1% |
| CGGR Cap Group Growth Equity | 0.36% | 73,620 | $2.4M | Add +2.9% |
| XOM Exxon Mobil Corp. | 0.34% | 19,119 | $2.2M | Reduce -0.3% |
| VIG Vanguard Dividend Apprec ETF | 0.34% | 12,032 | $2.2M | Add +0.4% |
| DFAI Dimensional International Co. | 0.33% | 72,616 | $2.2M | New |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 0.33% | 18,170 | $2.2M | Reduce -7.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.30% | 5,638 | $1.9M | Add +1.0% |
| META Meta Platforms Inc. Class A | 0.29% | 3,975 | $1.9M | Reduce -8.0% |
| VTIP Vanguard Short-Term Tips | 0.28% | 38,905 | $1.9M | Reduce -45.0% |
| SUB iShares Short-Term National | 0.28% | 17,507 | $1.8M | Add +4.5% |
| NFG National Fuel Gas Co. | 0.27% | 33,421 | $1.8M | Add +0.9% |
| VCR Vanguard Consumer Discre ETF | 0.27% | 5,617 | $1.8M | Add +2.6% |
| NOBL Proshares S&P 500 Dividend A | 0.27% | 17,489 | $1.8M | Reduce -5.8% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.26% | 23,264 | $1.7M | Add +4.6% |
| VIGI Vanguard Int Div App Indx FD | 0.24% | 19,562 | $1.6M | Reduce -1.1% |
| VHT Vanguard Health Care ETF | 0.24% | 5,777 | $1.6M | Reduce -4.4% |
| PEP Pepsico Inc. | 0.23% | 8,757 | $1.5M | Reduce -0.5% |
| VIOO Vanguard S&P Small-Cap 600 E | 0.23% | 15,097 | $1.5M | Reduce -3.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.23% | 5,772 | $1.5M | Add +5.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.23% | 12,223 | $1.5M | Reduce -1.8% |
| NYF iShares New York Muni Bond E | 0.22% | 27,122 | $1.5M | Add +11.5% |
| TIP iShares Tips Bond ETF | 0.22% | 13,456 | $1.4M | Reduce -37.7% |
| PG The Procter & Gamble Co. | 0.22% | 8,761 | $1.4M | Reduce -0.6% |
| DFUS Dimensional US Eq MKT ETF | 0.22% | 24,905 | $1.4M | No change |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.22% | 8,697 | $1.4M | Add +1.3% |
| MRK Merck & Co. Inc. | 0.21% | 10,521 | $1.4M | No change |
| WMT Walmart Inc. | 0.21% | 22,798 | $1.4M | Reduce -1.9% |
| ECF Ellsworth Growth and Income | 0.21% | 167,797 | $1.4M | Reduce -3.3% |
| MELI MercadoLibre Inc. | 0.20% | 888 | $1.3M | New |
| MCD McDonald's Corp. | 0.19% | 4,486 | $1.3M | Reduce -0.8% |
| DVN Devon Energy Corp. | 0.19% | 24,311 | $1.2M | Add +5.5% |
| BDJ BlackRock Enhanced Eqty DVD | 0.19% | 147,271 | $1.2M | Reduce -15.4% |
| SHEL Shell PLC-ADR | 0.18% | 17,352 | $1.2M | Reduce -4.0% |
| AGG iShares Core U.S. Aggregate | 0.17% | 11,705 | $1.1M | Add +23.6% |
| GOOGL Alphabet Inc. Class A | 0.17% | 7,351 | $1.1M | Add +6.3% |
| GE General Electric | 0.17% | 6,257 | $1.1M | Reduce -1.9% |
| FLOT iShares Floating Rate Bond E | 0.17% | 21,329 | $1.1M | Reduce -5.0% |
| TCHP T Rowe Price Blue Chip Growt | 0.17% | 30,834 | $1.1M | Reduce -2.0% |
| PFE Pfizer Inc. | 0.16% | 37,806 | $1.0M | Reduce -12.1% |
| JNJ Johnson & Johnson | 0.16% | 6,424 | $1.0M | Reduce -0.3% |
| XBGYX BlackRock Enh Intl DVD TR | 0.15% | 175,770 | $972K | Add +55.4% |
| ARKK ARK Innovation ETF | 0.14% | 18,581 | $931K | Reduce -9.6% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.14% | 24,130 | $915K | Reduce -8.3% |
| VYM Vanguard High DVD Yield ETF | 0.14% | 7,531 | $911K | Reduce -4.8% |
| ESML iShares ESG Aware MSCI USA S | 0.14% | 22,399 | $902K | Add +3.8% |
| ABT Abbott Laboratories | 0.14% | 7,861 | $893K | Add +4.0% |
| ABBV Abbvie Inc. | 0.14% | 4,905 | $893K | Add +5.6% |
| IWF iShares Russell 1000 Growth | 0.14% | 2,646 | $892K | Add +3.9% |
| ICSH iShares Ultra Short Duration | 0.14% | 17,602 | $890K | Add +3.0% |
Portfolio Sells Q4 2023 → Q1 2024
| GLD SPDR Gold Shares | Reduce -31.1% | 3.52% | −1.73 |
| SPAB SS SPDR P Agg Bond ETF | Sold out | 0.00% | −0.93 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -85.2% | 0.08% | −0.50 |
| AAPL Apple Inc. | Reduce -3.6% | 1.63% | −0.47 |
| VTIP Vanguard Short-Term Tips | Reduce -45.0% | 0.28% | −0.28 |
| AOK iShares Core 30/70 Conservat | Reduce -13.0% | 0.74% | −0.19 |
| TIP iShares Tips Bond ETF | Reduce -37.7% | 0.22% | −0.17 |
| CGDV Cap Group Dividend Value | Reduce -0.5% | 7.72% | −0.17 |
| JAVA JPMorgan Active Value ETF | Reduce -1.6% | 3.71% | −0.17 |
| IJS iShares S&P Small-Cap 600 Va | Sold out | 0.00% | −0.11 |
| SGOV iShares 0-3 Month Treasury B | Sold out | 0.00% | −0.07 |
| TLH iShares 10-20 Year Treasury | Reduce -23.6% | 0.12% | −0.06 |
| XLF SS Financial Select Sector | Reduce -37.5% | 0.10% | −0.06 |
| SLV iShares Silver Trust | Sold out | 0.00% | −0.06 |
| BA The Boeing Co. | Reduce -0.5% | 0.11% | −0.05 |
| QCOM Qualcomm Inc. | Reduce -13.3% | 0.56% | −0.05 |
| TSLA Tesla Inc. | Reduce -4.6% | 0.08% | −0.05 |
| PFE Pfizer Inc. | Reduce -12.1% | 0.16% | −0.05 |
| DFIV Dimensional International Va | Reduce -0.4% | 1.12% | −0.04 |
| BDJ BlackRock Enhanced Eqty DVD | Reduce -15.4% | 0.19% | −0.04 |
| ARKK ARK Innovation ETF | Reduce -9.6% | 0.14% | −0.04 |
| GM General Motors Co. | Sold out | 0.00% | −0.04 |
| BX Blackstone Inc. | Reduce -18.8% | 0.10% | −0.04 |
| IVOO Vanguard S&P Mid-Cap 400 ETF | Reduce -0.1% | 3.07% | −0.04 |
| SHOP Shopify Inc. Class A | Sold out | 0.00% | −0.03 |
| STIP iShares 0-5 Year Tips Bond E | Reduce -18.5% | 0.10% | −0.03 |
| MCD McDonald's Corp. | Reduce -0.8% | 0.19% | −0.03 |
| WBD Warner Bros Discovery Inc. | Reduce -7.4% | 0.06% | −0.03 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -2.6% | 0.91% | −0.03 |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | Reduce -7.8% | 0.33% | −0.03 |
| BBDC Barings BDC Inc. | Reduce -28.6% | 0.07% | −0.03 |
| ECF Ellsworth Growth and Income | Reduce -3.3% | 0.21% | −0.03 |
| IVV iShares Core S&P 500 ETF | Reduce -5.3% | 0.46% | −0.03 |
| NOBL Proshares S&P 500 Dividend A | Reduce -5.8% | 0.27% | −0.03 |
| VIOO Vanguard S&P Small-Cap 600 E | Reduce -3.3% | 0.23% | −0.03 |
| INTC Intel Corp. | Reduce -4.7% | 0.09% | −0.03 |
| FLOT iShares Floating Rate Bond E | Reduce -5.0% | 0.17% | −0.03 |
| SCHR Schwab Intermediate-Term US | Reduce -8.3% | 0.12% | −0.03 |
| FLTB Fidelity Ltd. TRM BND ETF | Reduce -8.9% | 0.11% | −0.03 |
| SHEL Shell PLC-ADR | Reduce -4.0% | 0.18% | −0.02 |
| VIGI Vanguard Int Div App Indx FD | Reduce -1.1% | 0.24% | −0.02 |
| MTB M & T Bank Corp. | Reduce -14.8% | 0.09% | −0.02 |
| XLK SS Technology Select Sector | Reduce -0.8% | 0.63% | −0.02 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -23.5% | 0.04% | −0.02 |
| PEP Pepsico Inc. | Reduce -0.5% | 0.23% | −0.02 |
| PLUG Plug Power Inc. | Reduce -5.6% | 0.03% | −0.02 |
| VHT Vanguard Health Care ETF | Reduce -4.4% | 0.24% | −0.02 |
| GOOG Alphabet Inc. Class C | Reduce -1.9% | 0.38% | −0.02 |
| IBM Intl Business Machines Corp. | Reduce -15.8% | 0.13% | −0.02 |
| HNDL Nasdaq 7 Handl Index ETF | Reduce -9.4% | 0.09% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +1826.1% | 2.15% | +2.03 |
| CGSD Cap Group Short Duration | Add +1207.3% | 1.99% | +1.83 |
| VMBS Vanguard Mortgage-Backed Sec | Add +92.6% | 1.30% | +0.54 |
| FBND Fidelity Total Bond ETF | Add +192.6% | 0.61% | +0.37 |
| DFAI Dimensional International Co. | New | 0.33% | +0.33 |
| CGCP Cap Group Core Plus Income | Add +15.6% | 8.53% | +0.27 |
| NVDA Nvidia Corp. | Add +39.6% | 0.44% | +0.25 |
| MELI MercadoLibre Inc. | New | 0.20% | +0.20 |
| COWZ Pacer US Cash Cows 100 ETF | Add +42.1% | 0.36% | +0.11 |
| AMZN Amazon.com Inc. | Add +4.6% | 0.92% | +0.10 |
| JEPI JPMorgan Equity Premium Inco | Add +9.8% | 2.18% | +0.09 |
| KYN Kayne Anderson Energy Infra | Add +5.7% | 0.79% | +0.06 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +1.1% | 0.84% | +0.06 |
| XLE SS Energy Select Sector | Add +1.9% | 1.61% | +0.06 |
| TOTL SS Doubleline TR Tact ETF | New | 0.05% | +0.05 |
| VPU Vanguard Utilities ETF | New | 0.05% | +0.05 |
| XBGYX BlackRock Enh Intl DVD TR | Add +55.4% | 0.15% | +0.05 |
| PANW Palo Alto Networks Inc. | New | 0.05% | +0.05 |
| ENFR Alerian Energy Infrastructur | Add +13.6% | 0.38% | +0.04 |
| MUB iShares National Muni Bond E | New | 0.04% | +0.04 |
| ASML ASML Holding NV-NY Reg SHS | New | 0.04% | +0.04 |
| IEF iShares 7-10 Year Treasury B | New | 0.04% | +0.04 |
| VFH Vanguard Financials ETF | New | 0.04% | +0.04 |
| CIBR First Trust Nasdaq Cybersecu | New | 0.04% | +0.04 |
| BOTZ Global X Robotics & Artifici | New | 0.04% | +0.04 |
| VOO Vanguard S&P 500 ETF | Add +2.6% | 1.86% | +0.04 |
| AEP American Electric Power | New | 0.04% | +0.04 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +3.7% | 1.06% | +0.03 |
| MDY State Street SPDR S&P Midcap | New | 0.03% | +0.03 |
| AMD Advanced Micro Devices | New | 0.03% | +0.03 |
| CCL Carnival Corp. | New | 0.03% | +0.03 |
| JEPQ JPM Nasdaq Equity Premium | Add +61.4% | 0.09% | +0.03 |
| TSM Taiwan Semiconductor-SP ADR | New | 0.03% | +0.03 |
| NCV Virtus Convertible & Income | Add +22.2% | 0.38% | +0.03 |
| WM Waste Management Inc. | New | 0.03% | +0.03 |
| VDE Vanguard Energy ETF | New | 0.03% | +0.03 |
| LIN Linde PLC | New | 0.03% | +0.03 |
| IBB iShares Biotechnology ETF | New | 0.03% | +0.03 |
| LOW Lowe's Cos Inc. | New | 0.03% | +0.03 |
| DBO Invesco DB Oil Fund | New | 0.03% | +0.03 |
| HQH Abrdn Healthcare Investors | Add +86.8% | 0.07% | +0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +30.3% | 0.09% | +0.03 |
| JMUB JPMorgan Municipal ETF | Add +70.3% | 0.06% | +0.02 |
| CGGR Cap Group Growth Equity | Add +2.9% | 0.36% | +0.02 |
| QQQ Invesco QQQ Trust Series 1 | Add +4.9% | 0.63% | +0.02 |
| AGG iShares Core U.S. Aggregate | Add +23.6% | 0.17% | +0.02 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +4.6% | 0.26% | +0.02 |
| ABBV Abbvie Inc. | Add +5.6% | 0.14% | +0.01 |
| VEA Vanguard Ftse Developed ETF | Add +26.1% | 0.09% | +0.01 |
| JPM JPMorgan Chase & Co. | Add +6.1% | 0.12% | +0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 260 | $1.1B | CGGR, CGCP, DFAC, CGDV, DFAI |
| Q1 2026 | 249 | $967.1M | CGCP, CGGR, CGDV, DFAC, DFAI |
| Q3 2025 | 237 | $1.0B | CGCP, CGGR, CGDV, DFAC, DFAI |
| Q2 2025 | 222 | $907.5M | CGCP, CGGR, CGDV, DFAC, DFAI |
| Q1 2025 | 227 | $841.0M | CGCP, CGDV, CGGR, DFAI, DFAC |
| Q4 2024 | 219 | $806.6M | CGCP, CGDV, CGGR, DFAI, DFAC |
| Q3 2024 | 231 | $856.7M | CGCP, CGDV, TDVG, DFAI, DFAC |
| Q2 2024 | 235 | $755.1M | CGCP, CGDV, TDVG, JAVA, GLD |
| Q1 2024 | 233 | $655.2M | CGCP, CGDV, TLT, CGGO, JAVA |