WNY Asset Management, LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 21, 2025), WNY Asset Management, LLC reported 219 stock positions worth $806.6 million. Its top holding was Cap Group Core Plus Income (CGCP) at 10.6% of the portfolio, followed by Cap Group Dividend Value (CGDV, 9.4%) and Cap Group Growth Equity (CGGR, 7.4%). Compared with Q3 2024, it opened 9 new positions, sold out of 21, added to 69 and reduced 123. The biggest buy was Cap Group Growth Equity (CGGR, shares +2003%) and the biggest sale T Rowe Price Dividend Growth (TDVG, shares −87%).
- Most Recent 13F
- Q2 2026
- Location
- Williamsville, NY
- CIK
- 0001803296
- Portfolio Value
- $806.6M (Q4 2024)
- SEC Filing
- 0001667731-25-000314 ↗ filed Feb 21, 2025
Holdings Value
Holdings 219 stocks · $806.6M
| CGCP Cap Group Core Plus Income | 10.56% | 3,835,572 | $85.1M | Add +0.4% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 9.36% | 2,140,939 | $75.5M | Add +2.4% |
| CGGR Cap Group Growth Equity | 7.44% | 1,613,840 | $60.0M | Add +2003.1% |
| DFAI Dimensional International Co. | 5.93% | 1,638,621 | $47.8M | Add +1.6% |
| DFAC Dimensional US Core Equity 2 | 5.16% | 1,204,351 | $41.7M | Add +11.5% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 3.49% | 499,396 | $28.2M | Add +240.6% |
| JAVA JPMorgan Active Value ETF | 3.44% | 438,396 | $27.8M | Add +3.6% |
| XLE SS Energy Select Sector | 3.18% | 299,004 | $25.6M | Add +149.1% |
| CGSD Cap Group Short Duration | 2.75% | 866,609 | $22.2M | Add +0.7% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 2.38% | 656,384 | $19.2M | Add +4.3% |
| FBND Fidelity Total Bond ETF | 2.30% | 414,209 | $18.6M | Add +13.7% |
| VOO Vanguard S&P 500 ETF | 2.14% | 32,021 | $17.3M | Add +4.3% |
| QQQ Invesco QQQ Trust Series 1 | 2.05% | 32,315 | $16.5M | Add +166.9% |
| AAPL Apple Inc. | 1.82% | 58,493 | $14.6M | Reduce -2.0% |
| IVOO Vanguard S&P Mid-Cap 400 ETF | 1.81% | 138,762 | $14.6M | Add +3.4% |
| GLD SPDR Gold Shares | 1.76% | 58,556 | $14.2M | Reduce -57.8% |
| JEPI JPMorgan Equity Premium Inco | 1.54% | 216,206 | $12.4M | Reduce -26.8% |
| VMBS Vanguard Mortgage-Backed Sec | 1.08% | 192,589 | $8.7M | Add +2.6% |
| BBIN JPM Betabuilders Intl Eqty filed as J P MORGAN EXCHANGE TRADED F | 1.02% | 144,131 | $8.2M | Reduce -0.7% |
| TDVG T Rowe Price Dividend Growth | 1.02% | 207,295 | $8.2M | Reduce -87.3% |
| VZ Verizon Communications Inc. | 0.93% | 186,586 | $7.5M | Reduce -7.7% |
| TLT iShares 20+ Year Treasury BD | 0.90% | 82,889 | $7.2M | Reduce -27.1% |
| XLK SS Technology Select Sector | 0.84% | 29,006 | $6.7M | Add +12.8% |
| KYN Kayne Anderson Energy Infra | 0.81% | 513,512 | $6.5M | Reduce -5.0% |
| DFUV Dimensional US Marketwide Va | 0.77% | 152,636 | $6.2M | Reduce -1.1% |
| MSFT Microsoft Corp. | 0.72% | 13,831 | $5.8M | Reduce -4.3% |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 0.72% | 46,420 | $5.8M | Reduce -0.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.70% | 12,495 | $5.7M | Add +0.3% |
| CGMU Cap Group Municipal Income | 0.65% | 194,612 | $5.2M | Add +19.8% |
| AMZN Amazon.com Inc. | 0.62% | 22,746 | $5.0M | Reduce -4.8% |
| NVDA Nvidia Corp. | 0.57% | 34,435 | $4.6M | Reduce -2.0% |
| VYMI Vanguard Int High DVD YLD Inc. | 0.57% | 67,331 | $4.6M | Add +0.9% |
| VGLT Vanguard Long-Term Treasury | 0.51% | 74,654 | $4.1M | Add +31.7% |
| IVV iShares Core S&P 500 ETF | 0.50% | 6,871 | $4.0M | Add +17.1% |
| SCHO Schwab Short-Term US Treas | 0.49% | 164,242 | $4.0M | Add +71.6% |
| LLY Eli Lilly & Co. | 0.46% | 4,791 | $3.7M | Reduce -3.1% |
| XLF SS Financial Select Sector | 0.45% | 75,718 | $3.7M | Add +7.3% |
| JPST JPMorgan Ultra-Short Income | 0.45% | 71,971 | $3.6M | Reduce -62.2% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.43% | 76,705 | $3.4M | Add +0.2% |
| VGIT Vanguard Intermediate-Term T | 0.41% | 57,439 | $3.3M | Add +98.6% |
| NULV Nuveen ESG Large-Cap Val ETF | 0.41% | 84,422 | $3.3M | Reduce -1.8% |
| XAODX Abrdn Total Dynamic Dividend | 0.40% | 386,248 | $3.2M | Add +27.1% |
| T AT&T Inc. | 0.39% | 136,428 | $3.1M | Reduce -56.9% |
| VOD Vodafone Group PLC-SP ADR | 0.37% | 350,112 | $3.0M | Add +0.7% |
| NCV Virtus Convertible & Income | 0.37% | 853,827 | $3.0M | Reduce -8.5% |
| IQLT iShares MSCI International Q | 0.36% | 78,657 | $2.9M | Reduce -1.7% |
| ENFR Alerian Energy Infrastructur | 0.35% | 89,879 | $2.8M | Reduce -6.3% |
| SUB iShares Short-Term National | 0.35% | 26,525 | $2.8M | Add +20.7% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.35% | 8,105 | $2.8M | Add +36.6% |
| XBGYX BlackRock Enh Intl DVD TR | 0.34% | 515,039 | $2.7M | Add +16.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.30% | 4,135 | $2.4M | Add +1.6% |
| HQH Abrdn Healthcare Investors | 0.29% | 144,653 | $2.3M | Add +10.8% |
| GCOW Pacer Global Cash Cows Divid | 0.28% | 66,619 | $2.2M | Reduce -4.0% |
| META Meta Platforms Inc. Class A | 0.25% | 3,508 | $2.1M | Reduce -13.0% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.25% | 22,839 | $2.0M | Add +0.1% |
| XOM Exxon Mobil Corp. | 0.23% | 17,251 | $1.9M | Reduce -9.2% |
| GILD Gilead Sciences Inc. | 0.22% | 19,465 | $1.8M | Reduce -42.6% |
| VTI VG Morningstar TS MKT ETF-US | 0.19% | 5,410 | $1.6M | Reduce -0.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.19% | 9,239 | $1.6M | Reduce -0.4% |
| DFUS Dimensional US Eq MKT ETF | 0.19% | 23,940 | $1.5M | Reduce -6.4% |
| ESML iShares ESG Aware MSCI USA S | 0.19% | 26,334 | $1.5M | Add +19.4% |
| COWZ Pacer US Cash Cows 100 ETF | 0.19% | 26,771 | $1.5M | Reduce -50.3% |
| WBA Walgreens Boots Alliance Inc. | 0.19% | 161,227 | $1.5M | Add +0.9% |
| MELI MercadoLibre Inc. | 0.19% | 880 | $1.5M | Reduce -0.5% |
| VIGI Vanguard Int Div App Indx FD | 0.19% | 18,686 | $1.5M | Reduce -2.9% |
| NOBL Proshares S&P 500 Dividend A | 0.18% | 14,377 | $1.4M | Reduce -2.2% |
| VIG Vanguard Dividend Apprec ETF | 0.18% | 7,265 | $1.4M | Reduce -30.9% |
| ICOW Pacer Developed Markets Inte | 0.18% | 48,509 | $1.4M | Add +0.5% |
| NFG National Fuel Gas Co. | 0.18% | 23,289 | $1.4M | Reduce -18.5% |
| MCD McDonald's Corp. | 0.17% | 4,793 | $1.4M | Reduce -8.6% |
| VIOO Vanguard S&P Small-Cap 600 E | 0.17% | 12,965 | $1.4M | Add +1.1% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.16% | 29,540 | $1.3M | Add +28.6% |
| PG The Procter & Gamble Co. | 0.16% | 7,540 | $1.3M | Reduce -14.1% |
| ECF Ellsworth Growth and Income | 0.16% | 130,171 | $1.3M | Reduce -16.6% |
| GOOG Alphabet Inc. Class C | 0.15% | 6,465 | $1.2M | Reduce -33.2% |
| PEP Pepsico Inc. | 0.15% | 8,011 | $1.2M | Reduce -2.7% |
| TCHP T Rowe Price Blue Chip Growt | 0.15% | 28,159 | $1.2M | No change |
| JPM JPMorgan Chase & Co. | 0.13% | 4,504 | $1.1M | Reduce -3.4% |
| MOG.A Moog Inc. Class A | 0.13% | 5,432 | $1.1M | Reduce -3.0% |
| VHT Vanguard Health Care ETF | 0.13% | 4,096 | $1.0M | Reduce -21.4% |
| WMT Walmart Inc. | 0.13% | 11,237 | $1.0M | Reduce -11.3% |
| FLOT iShares Floating Rate Bond E | 0.12% | 19,713 | $1.0M | Add +19.8% |
| TSLA Tesla Inc. | 0.12% | 2,436 | $984K | Reduce -15.7% |
| COKE Coca-Cola Consolidated Inc. | 0.12% | 769 | $970K | No change |
| IWF iShares Russell 1000 Growth | 0.12% | 2,405 | $966K | No change |
| GOOGL Alphabet Inc. Class A | 0.12% | 4,990 | $945K | Reduce -14.6% |
| BGR BlackRock Enrgy & Res TR | 0.11% | 72,217 | $911K | Reduce -1.9% |
| VGT Vanguard Info Tech ETF | 0.11% | 1,461 | $908K | No change |
| TCAF T Rowe PRC Cap Appreciation | 0.11% | 26,817 | $892K | Add +18.0% |
| TYG Tortoise Energy Infrastruct | 0.11% | 21,090 | $886K | Add +6.8% |
| JNJ Johnson & Johnson | 0.11% | 6,107 | $883K | Reduce -14.7% |
| PYLD PIMCO Multisector Bond Actv | 0.11% | 34,056 | $883K | Add +1.6% |
| BSTZ BlackRock Sci & Tech TRM TR | 0.11% | 42,050 | $871K | Reduce -5.6% |
| VCR Vanguard Consumer Discre ETF | 0.10% | 2,225 | $835K | Reduce -2.8% |
| MRK Merck & Co. Inc. | 0.10% | 8,361 | $832K | Reduce -19.9% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.10% | 7,368 | $820K | Reduce -36.9% |
| ABT Abbott Laboratories | 0.10% | 7,179 | $812K | Reduce -9.4% |
| WEC WEC Energy Group Inc. | 0.10% | 8,627 | $811K | Add +0.1% |
| GS Goldman Sachs Group Inc. | 0.10% | 1,392 | $797K | Reduce -0.7% |
| PFE Pfizer Inc. | 0.10% | 29,686 | $788K | Reduce -23.4% |
Options reported separately and not counted above: NVO calls ($43K), NVDA calls ($23K).
Portfolio Sells Q3 2024 → Q4 2024
| TDVG T Rowe Price Dividend Growth | Reduce -87.3% | 1.02% | −6.79 |
| REM iShares Mortgage Real Estate | Sold out | 0.00% | −2.30 |
| GLD SPDR Gold Shares | Reduce -57.8% | 1.76% | −2.18 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -97.4% | 0.05% | −1.85 |
| IEF iShares 7-10 Year Treasury B | Reduce -95.2% | 0.05% | −1.04 |
| JPST JPMorgan Ultra-Short Income | Reduce -62.2% | 0.45% | −0.68 |
| JEPI JPMorgan Equity Premium Inco | Reduce -26.8% | 1.54% | −0.51 |
| T AT&T Inc. | Reduce -56.9% | 0.39% | −0.43 |
| TLT iShares 20+ Year Treasury BD | Reduce -27.1% | 0.90% | −0.40 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -50.3% | 0.19% | −0.18 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -67.9% | 0.09% | −0.16 |
| VZ Verizon Communications Inc. | Reduce -7.7% | 0.93% | −0.13 |
| GILD Gilead Sciences Inc. | Reduce -42.6% | 0.22% | −0.11 |
| NYF iShares New York Muni Bond E | Reduce -74.5% | 0.03% | −0.09 |
| FLTB Fidelity Ltd. TRM BND ETF | Sold out | 0.00% | −0.09 |
| IJJ iShares S&P Mid-Cap 400 Valu | Sold out | 0.00% | −0.08 |
| ESGU iShares ESG Aware MSCI USA | Sold out | 0.00% | −0.07 |
| VIG Vanguard Dividend Apprec ETF | Reduce -30.9% | 0.18% | −0.07 |
| PULS Pgim Ultra Short Bond ETF | Sold out | 0.00% | −0.05 |
| LLY Eli Lilly & Co. | Reduce -3.1% | 0.46% | −0.05 |
| BBIN JPM Betabuilders Intl Eqty | Reduce -0.7% | 1.02% | −0.05 |
| VHT Vanguard Health Care ETF | Reduce -21.4% | 0.13% | −0.04 |
| PTLC Pacer Trendpilot US Large Ca | Reduce -62.8% | 0.03% | −0.04 |
| GOOG Alphabet Inc. Class C | Reduce -33.2% | 0.15% | −0.04 |
| MRK Merck & Co. Inc. | Reduce -19.9% | 0.10% | −0.04 |
| TIP iShares Tips Bond ETF | Reduce -39.4% | 0.06% | −0.03 |
| DFIV Dimensional International Va | Sold out | 0.00% | −0.03 |
| KO The Coca-Cola Co. | Reduce -31.1% | 0.06% | −0.03 |
| PFE Pfizer Inc. | Reduce -23.4% | 0.10% | −0.03 |
| MUB iShares National Muni Bond E | Sold out | 0.00% | −0.03 |
| EFIV SS SPDR S&P 500 ESG ETF | Sold out | 0.00% | −0.03 |
| TOTL SS Doubleline TR Tact ETF | Reduce -50.7% | 0.03% | −0.03 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Sold out | 0.00% | −0.03 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -48.1% | 0.04% | −0.03 |
| XOM Exxon Mobil Corp. | Reduce -9.2% | 0.23% | −0.03 |
| DIS The Walt Disney Co. | Reduce -36.9% | 0.10% | −0.03 |
| VDC Vanguard Consumer Staple ETF | Reduce -38.6% | 0.05% | −0.03 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -41.2% | 0.04% | −0.03 |
| NFG National Fuel Gas Co. | Reduce -18.5% | 0.18% | −0.03 |
| MELI MercadoLibre Inc. | Reduce -0.5% | 0.19% | −0.03 |
| HDV iShares Core High Dividend E | Sold out | 0.00% | −0.03 |
| IFRA iShares US Infrastructure | Sold out | 0.00% | −0.03 |
| JNJ Johnson & Johnson | Reduce -14.7% | 0.11% | −0.03 |
| IQLT iShares MSCI International Q | Reduce -1.7% | 0.36% | −0.03 |
| ASML ASML Holding NV-NY Reg SHS | Sold out | 0.00% | −0.03 |
| TXN Texas Instruments Inc. | Sold out | 0.00% | −0.03 |
| LMT Lockheed Martin Corp. | Sold out | 0.00% | −0.03 |
| IBB iShares Biotechnology ETF | Sold out | 0.00% | −0.03 |
| MGM MGM Resorts International | Sold out | 0.00% | −0.02 |
| TMO Thermo Fisher Scientific Inc. | Sold out | 0.00% | −0.02 |
Portfolio Buys Q3 2024 → Q4 2024
| CGGR Cap Group Growth Equity | Add +2003.1% | 7.44% | +7.13 |
| JEPQ JPM Nasdaq Equity Premium | Add +240.6% | 3.49% | +2.55 |
| XLE SS Energy Select Sector | Add +149.1% | 3.18% | +1.95 |
| QQQ Invesco QQQ Trust Series 1 | Add +166.9% | 2.05% | +1.36 |
| DFAC Dimensional US Core Equity 2 | Add +11.5% | 5.16% | +0.84 |
| CGDV Cap Group Dividend Value | Add +2.4% | 9.36% | +0.46 |
| FBND Fidelity Total Bond ETF | Add +13.7% | 2.30% | +0.32 |
| JAVA JPMorgan Active Value ETF | Add +3.6% | 3.44% | +0.27 |
| VOO Vanguard S&P 500 ETF | Add +4.3% | 2.14% | +0.25 |
| CGCP Cap Group Core Plus Income | Add +0.4% | 10.56% | +0.25 |
| SCHO Schwab Short-Term US Treas | Add +71.6% | 0.49% | +0.22 |
| VGIT Vanguard Intermediate-Term T | Add +98.6% | 0.41% | +0.21 |
| CGGO Cap Group Global Growth | Add +4.3% | 2.38% | +0.16 |
| IVOO Vanguard S&P Mid-Cap 400 ETF | Add +3.4% | 1.81% | +0.16 |
| XLK SS Technology Select Sector | Add +12.8% | 0.84% | +0.16 |
| CGSD Cap Group Short Duration | Add +0.7% | 2.75% | +0.15 |
| CGMU Cap Group Municipal Income | Add +19.8% | 0.65% | +0.13 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +36.6% | 0.35% | +0.12 |
| IVV iShares Core S&P 500 ETF | Add +17.1% | 0.50% | +0.11 |
| VGLT Vanguard Long-Term Treasury | Add +31.7% | 0.51% | +0.11 |
| CGBL Cap Group Core Balanced | New | 0.09% | +0.09 |
| ESML iShares ESG Aware MSCI USA S | Add +19.4% | 0.19% | +0.08 |
| XLF SS Financial Select Sector | Add +7.3% | 0.45% | +0.08 |
| XAODX Abrdn Total Dynamic Dividend | Add +27.1% | 0.40% | +0.08 |
| SUB iShares Short-Term National | Add +20.7% | 0.35% | +0.07 |
| HELO JPMorgan Hedged Equity ETF | New | 0.06% | +0.06 |
| VMBS Vanguard Mortgage-Backed Sec | Add +2.6% | 1.08% | +0.05 |
| CSX CSX Corp. | Add +132.0% | 0.08% | +0.04 |
| XBGYX BlackRock Enh Intl DVD TR | Add +16.8% | 0.34% | +0.04 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Add +28.6% | 0.16% | +0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.3% | 0.70% | +0.03 |
| NFLX Netflix Inc. | New | 0.03% | +0.03 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +0.1% | 0.25% | +0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +1.6% | 0.30% | +0.03 |
| DTM DT Midstream Inc. | New | 0.03% | +0.03 |
| JSCP JPMorgan Short Duration Core | New | 0.03% | +0.03 |
| CIBR First Trust Nasdaq Cybersecu | New | 0.03% | +0.03 |
| FLOT iShares Floating Rate Bond E | Add +19.8% | 0.12% | +0.03 |
| VDE Vanguard Energy ETF | New | 0.03% | +0.03 |
| CSCO Cisco Systems Inc. | New | 0.03% | +0.03 |
| TCAF T Rowe PRC Cap Appreciation | Add +18.0% | 0.11% | +0.02 |
| SPSM SS SPDR P S&P 600 Small Cap | Add +0.2% | 0.43% | +0.02 |
| TYG Tortoise Energy Infrastruct | Add +6.8% | 0.11% | +0.02 |
| WBA Walgreens Boots Alliance Inc. | Add +0.9% | 0.19% | +0.02 |
| XLI SS Industrial Select Sector | Add +23.7% | 0.07% | +0.02 |
| BX Blackstone Inc. | Add +0.0% | 0.09% | +0.01 |
| RSP Invesco S&P 500 Equal Weight | Add +15.8% | 0.06% | +0.01 |
| VIOO Vanguard S&P Small-Cap 600 E | Add +1.1% | 0.17% | +0.01 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Add +19.8% | 0.04% | +0.01 |
| SPMO Invesco S&P 500 Momentum ETF | Add +8.7% | 0.04% | +0.01 |
Options Activity Q3 2024 → Q4 2024
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 260 | $1.1B | CGGR, CGCP, DFAC, CGDV, DFAI |
| Q1 2026 | 249 | $967.1M | CGCP, CGGR, CGDV, DFAC, DFAI |
| Q3 2025 | 237 | $1.0B | CGCP, CGGR, CGDV, DFAC, DFAI |
| Q2 2025 | 222 | $907.5M | CGCP, CGGR, CGDV, DFAC, DFAI |
| Q1 2025 | 227 | $841.0M | CGCP, CGDV, CGGR, DFAI, DFAC |
| Q4 2024 | 219 | $806.6M | CGCP, CGDV, CGGR, DFAI, DFAC |
| Q3 2024 | 231 | $856.7M | CGCP, CGDV, TDVG, DFAI, DFAC |
| Q2 2024 | 235 | $755.1M | CGCP, CGDV, TDVG, JAVA, GLD |
| Q1 2024 | 233 | $655.2M | CGCP, CGDV, TLT, CGGO, JAVA |