WNY Asset Management, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 12, 2024), WNY Asset Management, LLC reported 231 stock positions worth $856.7 million. Its top holding was Cap Group Core Plus Income (CGCP) at 10.3% of the portfolio, followed by Cap Group Dividend Value (CGDV, 8.9%) and T Rowe Price Dividend Growth (TDVG, 7.8%). Compared with Q2 2024, it opened 19 new positions, sold out of 23, added to 75 and reduced 116. The biggest buy was Cap Group Core Plus Income (CGCP, shares +40%) and the biggest sale Cap Group Global Growth (CGGO, shares −39%).
- Most Recent 13F
- Q2 2026
- Location
- Williamsville, NY
- CIK
- 0001803296
- Portfolio Value
- $856.7M (Q3 2024)
- SEC Filing
- 0001803296-24-000004 ↗ filed Nov 12, 2024
Holdings Value
Holdings 231 stocks · $856.7M
| CGCP Cap Group Core Plus Income | 10.31% | 3,819,672 | $88.3M | Add +39.9% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 8.90% | 2,091,148 | $76.2M | Add +16.7% |
| TDVG T Rowe Price Dividend Growth | 7.81% | 1,633,296 | $66.9M | Add +30.4% |
| DFAI Dimensional International Co. | 5.98% | 1,613,286 | $51.3M | Add +57.0% |
| DFAC Dimensional US Core Equity 2 | 4.32% | 1,079,989 | $37.0M | Add +23.7% |
| GLD SPDR Gold Shares | 3.94% | 138,715 | $33.7M | Reduce -3.5% |
| JAVA JPMorgan Active Value ETF | 3.17% | 423,332 | $27.1M | Reduce -21.4% |
| CGSD Cap Group Short Duration | 2.60% | 860,214 | $22.3M | Reduce -9.6% |
| REM iShares Mortgage Real Estate | 2.30% | 829,979 | $19.7M | Reduce -2.0% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 2.21% | 629,180 | $19.0M | Reduce -39.1% |
| JEPI JPMorgan Equity Premium Inco | 2.05% | 295,380 | $17.6M | Add +17.2% |
| FBND Fidelity Total Bond ETF | 1.99% | 364,165 | $17.0M | Add +241.8% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 1.90% | 200,984 | $16.2M | Reduce -3.8% |
| VOO Vanguard S&P 500 ETF | 1.89% | 30,688 | $16.2M | Add +10.0% |
| IVOO Vanguard S&P Mid-Cap 400 ETF | 1.65% | 134,142 | $14.2M | Reduce -27.1% |
| AAPL Apple Inc. | 1.62% | 59,690 | $13.9M | Reduce -3.1% |
| TLT iShares 20+ Year Treasury BD | 1.30% | 113,685 | $11.2M | Add +29.2% |
| XLE SS Energy Select Sector | 1.23% | 120,037 | $10.5M | Add +7.1% |
| JPST JPMorgan Ultra-Short Income | 1.13% | 190,596 | $9.7M | Add +12.7% |
| IEF iShares 7-10 Year Treasury B | 1.09% | 95,395 | $9.4M | Add +4208.7% |
| BBIN JPM Betabuilders Intl Eqty filed as J P MORGAN EXCHANGE TRADED F | 1.07% | 145,202 | $9.1M | Add +0.3% |
| VZ Verizon Communications Inc. | 1.06% | 202,137 | $9.1M | Reduce -5.5% |
| VMBS Vanguard Mortgage-Backed Sec | 1.03% | 187,661 | $8.9M | Reduce -5.6% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.94% | 146,629 | $8.1M | Add +434.9% |
| T AT&T Inc. | 0.81% | 316,197 | $7.0M | Reduce -7.5% |
| DFUV Dimensional US Marketwide Va | 0.75% | 154,365 | $6.4M | Reduce -4.1% |
| MSFT Microsoft Corp. | 0.73% | 14,460 | $6.2M | Reduce -6.5% |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 0.70% | 46,515 | $6.0M | Add +190.4% |
| KYN Kayne Anderson Energy Infra | 0.69% | 540,849 | $5.9M | Reduce -0.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.69% | 12,108 | $5.9M | Add +16.7% |
| XLK SS Technology Select Sector | 0.68% | 25,727 | $5.8M | Add +25.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.67% | 12,452 | $5.7M | Reduce -1.8% |
| VYMI Vanguard Int High DVD YLD Inc. | 0.57% | 66,717 | $4.9M | Reduce -0.3% |
| CGMU Cap Group Municipal Income | 0.52% | 162,484 | $4.5M | Add +3.1% |
| AMZN Amazon.com Inc. | 0.52% | 23,893 | $4.5M | Reduce -27.1% |
| LLY Eli Lilly & Co. | 0.51% | 4,944 | $4.4M | Reduce -0.3% |
| NVDA Nvidia Corp. | 0.50% | 35,123 | $4.3M | Add +4.2% |
| NULV Nuveen ESG Large-Cap Val ETF | 0.42% | 85,978 | $3.6M | Reduce -1.9% |
| VGLT Vanguard Long-Term Treasury | 0.41% | 56,679 | $3.5M | Reduce -39.2% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.41% | 76,552 | $3.5M | Add +12.8% |
| VOD Vodafone Group PLC-SP ADR | 0.41% | 347,607 | $3.5M | Add +1.8% |
| IVV iShares Core S&P 500 ETF | 0.40% | 5,868 | $3.4M | Reduce -0.7% |
| IQLT iShares MSCI International Q | 0.39% | 80,037 | $3.3M | Reduce -4.8% |
| NCV Virtus Convertible & Income | 0.38% | 933,224 | $3.3M | Add +0.7% |
| XLF SS Financial Select Sector | 0.37% | 70,572 | $3.2M | Add +602.1% |
| COWZ Pacer US Cash Cows 100 ETF | 0.36% | 53,858 | $3.1M | Add +10.4% |
| GILD Gilead Sciences Inc. | 0.33% | 33,911 | $2.8M | Reduce -35.9% |
| XAODX Abrdn Total Dynamic Dividend | 0.32% | 303,955 | $2.8M | Add +3.1% |
| ENFR Alerian Energy Infrastructur | 0.32% | 95,925 | $2.7M | Reduce -6.0% |
| CGGR Cap Group Growth Equity | 0.31% | 76,736 | $2.7M | Add +2.6% |
| XBGYX BlackRock Enh Intl DVD TR | 0.30% | 441,098 | $2.6M | Add +58.4% |
| GCOW Pacer Global Cash Cows Divid | 0.30% | 69,423 | $2.5M | Add +192.8% |
| HQH Abrdn Healthcare Investors | 0.28% | 130,588 | $2.4M | Add +38.9% |
| SCHO Schwab Short-Term US Treas | 0.27% | 47,865 | $2.3M | Add +90.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.27% | 4,068 | $2.3M | Add +1.7% |
| SUB iShares Short-Term National | 0.27% | 21,978 | $2.3M | Add +29.8% |
| META Meta Platforms Inc. Class A | 0.27% | 4,031 | $2.3M | Add +0.9% |
| XOM Exxon Mobil Corp. | 0.26% | 18,998 | $2.2M | Reduce -2.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.25% | 5,644 | $2.2M | Reduce -2.9% |
| VIG Vanguard Dividend Apprec ETF | 0.24% | 10,512 | $2.1M | No change |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.22% | 5,933 | $1.9M | Reduce -77.6% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.22% | 22,809 | $1.9M | Reduce -3.9% |
| MELI MercadoLibre Inc. | 0.21% | 884 | $1.8M | No change |
| VGIT Vanguard Intermediate-Term T | 0.20% | 28,920 | $1.7M | Add +64.4% |
| NFG National Fuel Gas Co. | 0.20% | 28,567 | $1.7M | Reduce -17.6% |
| VIGI Vanguard Int Div App Indx FD | 0.20% | 19,239 | $1.7M | Add +0.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.19% | 9,279 | $1.6M | Add +4.6% |
| GOOG Alphabet Inc. Class C | 0.19% | 9,676 | $1.6M | Reduce -38.4% |
| MCD McDonald's Corp. | 0.19% | 5,241 | $1.6M | Add +7.6% |
| DFUS Dimensional US Eq MKT ETF | 0.19% | 25,582 | $1.6M | Add +2.7% |
| NOBL Proshares S&P 500 Dividend A | 0.18% | 14,694 | $1.6M | Reduce -11.7% |
| VTI VG Morningstar TS MKT ETF-US | 0.18% | 5,425 | $1.5M | Reduce -0.7% |
| ICOW Pacer Developed Markets Inte | 0.18% | 48,273 | $1.5M | New |
| PG The Procter & Gamble Co. | 0.18% | 8,778 | $1.5M | Reduce -2.0% |
| VHT Vanguard Health Care ETF | 0.17% | 5,209 | $1.5M | Reduce -3.6% |
| WBA Walgreens Boots Alliance Inc. | 0.17% | 159,776 | $1.4M | Add +1.0% |
| ECF Ellsworth Growth and Income | 0.16% | 156,057 | $1.4M | Reduce -6.2% |
| PEP Pepsico Inc. | 0.16% | 8,236 | $1.4M | Reduce -3.9% |
| VIOO Vanguard S&P Small-Cap 600 E | 0.16% | 12,817 | $1.4M | Reduce -6.0% |
| MRK Merck & Co. Inc. | 0.14% | 10,441 | $1.2M | Reduce -0.2% |
| JNJ Johnson & Johnson | 0.14% | 7,159 | $1.2M | Reduce -0.1% |
| MOG.A Moog Inc. Class A | 0.13% | 5,602 | $1.1M | Reduce -6.2% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.13% | 11,670 | $1.1M | Reduce -0.6% |
| PFE Pfizer Inc. | 0.13% | 38,747 | $1.1M | Reduce -2.2% |
| TCHP T Rowe Price Blue Chip Growt | 0.13% | 28,159 | $1.1M | Reduce -4.3% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.12% | 22,978 | $1.1M | New |
| NYF iShares New York Muni Bond E | 0.12% | 19,442 | $1.1M | Add +0.1% |
| WMT Walmart Inc. | 0.12% | 12,671 | $1.0M | Reduce -4.6% |
| COKE Coca-Cola Consolidated Inc. | 0.12% | 769 | $1.0M | No change |
| JPM JPMorgan Chase & Co. | 0.11% | 4,660 | $983K | Add +3.0% |
| GOOGL Alphabet Inc. Class A | 0.11% | 5,842 | $969K | Reduce -20.5% |
| DVN Devon Energy Corp. | 0.11% | 24,309 | $951K | Add +0.5% |
| BGR BlackRock Enrgy & Res TR | 0.11% | 73,621 | $948K | New |
| ESML iShares ESG Aware MSCI USA S | 0.11% | 22,063 | $923K | Reduce -1.7% |
| ABT Abbott Laboratories | 0.11% | 7,928 | $904K | Reduce -1.7% |
| IWF iShares Russell 1000 Growth | 0.11% | 2,405 | $903K | Reduce -3.0% |
| PYLD PIMCO Multisector Bond Actv | 0.10% | 33,520 | $893K | New |
| ABBV Abbvie Inc. | 0.10% | 4,507 | $890K | Reduce -10.7% |
| VGT Vanguard Info Tech ETF | 0.10% | 1,461 | $857K | Add +3.5% |
| BSTZ BlackRock Sci & Tech TRM TR | 0.10% | 44,543 | $855K | Add +4.9% |
Portfolio Sells Q2 2024 → Q3 2024
| CGGO Cap Group Global Growth | Reduce -39.1% | 2.21% | −1.81 |
| JAVA JPMorgan Active Value ETF | Reduce -21.4% | 3.17% | −1.06 |
| SPMO Invesco S&P 500 Momentum ETF | Reduce -95.9% | 0.03% | −0.89 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -77.6% | 0.22% | −0.88 |
| DFIV Dimensional International Va | Reduce -95.8% | 0.03% | −0.85 |
| IVOO Vanguard S&P Mid-Cap 400 ETF | Reduce -27.1% | 1.65% | −0.76 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -87.0% | 0.10% | −0.69 |
| CGSD Cap Group Short Duration | Reduce -9.6% | 2.60% | −0.60 |
| AMZN Amazon.com Inc. | Reduce -27.1% | 0.52% | −0.32 |
| QCOM Qualcomm Inc. | Reduce -81.7% | 0.05% | −0.32 |
| VGLT Vanguard Long-Term Treasury | Reduce -39.2% | 0.41% | −0.31 |
| GOOG Alphabet Inc. Class C | Reduce -38.4% | 0.19% | −0.19 |
| MSFT Microsoft Corp. | Reduce -6.5% | 0.73% | −0.19 |
| REM iShares Mortgage Real Estate | Reduce -2.0% | 2.30% | −0.19 |
| AOK iShares Core 30/70 Conservat | Reduce -81.3% | 0.04% | −0.18 |
| VTIP Vanguard Short-Term Tips | Sold out | 0.00% | −0.18 |
| VMBS Vanguard Mortgage-Backed Sec | Reduce -5.6% | 1.03% | −0.16 |
| GLD SPDR Gold Shares | Reduce -3.5% | 3.94% | −0.16 |
| SHEL Shell PLC-ADR | Sold out | 0.00% | −0.16 |
| GILD Gilead Sciences Inc. | Reduce -35.9% | 0.33% | −0.15 |
| VCR Vanguard Consumer Discre ETF | Reduce -59.5% | 0.09% | −0.14 |
| VZ Verizon Communications Inc. | Reduce -5.5% | 1.06% | −0.11 |
| VRIG Invesco Variable Rate Invest | Sold out | 0.00% | −0.11 |
| BDJ BlackRock Enhanced Eqty DVD | Sold out | 0.00% | −0.10 |
| AAPL Apple Inc. | Reduce -3.1% | 1.62% | −0.09 |
| DFUV Dimensional US Marketwide Va | Reduce -4.1% | 0.75% | −0.09 |
| LLY Eli Lilly & Co. | Reduce -0.3% | 0.51% | −0.08 |
| C Citigroup Inc. | Sold out | 0.00% | −0.07 |
| GOOGL Alphabet Inc. Class A | Reduce -20.5% | 0.11% | −0.06 |
| TIP iShares Tips Bond ETF | Reduce -34.9% | 0.09% | −0.06 |
| GE General Electric | Reduce -50.5% | 0.06% | −0.06 |
| FLOT iShares Floating Rate Bond E | Reduce -28.1% | 0.10% | −0.06 |
| T AT&T Inc. | Reduce -7.5% | 0.81% | −0.05 |
| VAW Vanguard Materials ETF | Sold out | 0.00% | −0.05 |
| INTC Intel Corp. | Sold out | 0.00% | −0.05 |
| VLO Valero Energy Corp. | Sold out | 0.00% | −0.05 |
| KYN Kayne Anderson Energy Infra | Reduce -0.8% | 0.69% | −0.05 |
| ICSH iShares Ultra Short Duration | Reduce -34.2% | 0.07% | −0.05 |
| FDX FedEx Corp. | Sold out | 0.00% | −0.05 |
| VGSH Vanguard Short-Term Treasury | Sold out | 0.00% | −0.05 |
| IQLT iShares MSCI International Q | Reduce -4.8% | 0.39% | −0.05 |
| NFG National Fuel Gas Co. | Reduce -17.6% | 0.20% | −0.05 |
| ENFR Alerian Energy Infrastructur | Reduce -6.0% | 0.32% | −0.04 |
| BBDC Barings BDC Inc. | Sold out | 0.00% | −0.04 |
| CRM Salesforce Inc. | Sold out | 0.00% | −0.04 |
| DOW Dow Inc. | Sold out | 0.00% | −0.04 |
| GEV GE Vernova Inc. | Sold out | 0.00% | −0.04 |
| IBM Intl Business Machines Corp. | Reduce -43.6% | 0.07% | −0.04 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -23.3% | 0.05% | −0.04 |
| XOM Exxon Mobil Corp. | Reduce -2.0% | 0.26% | −0.04 |
Portfolio Buys Q2 2024 → Q3 2024
| CGCP Cap Group Core Plus Income | Add +39.9% | 10.31% | +2.28 |
| DFAI Dimensional International Co. | Add +57.0% | 5.98% | +1.95 |
| TDVG T Rowe Price Dividend Growth | Add +30.4% | 7.81% | +1.43 |
| FBND Fidelity Total Bond ETF | Add +241.8% | 1.99% | +1.35 |
| CGDV Cap Group Dividend Value | Add +16.7% | 8.90% | +1.07 |
| IEF iShares 7-10 Year Treasury B | Add +4208.7% | 1.09% | +1.07 |
| JEPQ JPM Nasdaq Equity Premium | Add +434.9% | 0.94% | +0.74 |
| DFAC Dimensional US Core Equity 2 | Add +23.7% | 4.32% | +0.59 |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | Add +190.4% | 0.70% | +0.45 |
| XLF SS Financial Select Sector | Add +602.1% | 0.37% | +0.32 |
| TLT iShares 20+ Year Treasury BD | Add +29.2% | 1.30% | +0.23 |
| GCOW Pacer Global Cash Cows Divid | Add +192.8% | 0.30% | +0.19 |
| ICOW Pacer Developed Markets Inte | New | 0.18% | +0.18 |
| JEPI JPMorgan Equity Premium Inco | Add +17.2% | 2.05% | +0.16 |
| CALF PCR US SM CP CSH CWS ETF-Usd | New | 0.12% | +0.12 |
| SCHO Schwab Short-Term US Treas | Add +90.0% | 0.27% | +0.11 |
| BGR BlackRock Enrgy & Res TR | New | 0.11% | +0.11 |
| PYLD PIMCO Multisector Bond Actv | New | 0.10% | +0.10 |
| XBGYX BlackRock Enh Intl DVD TR | Add +58.4% | 0.30% | +0.09 |
| VGIT Vanguard Intermediate-Term T | Add +64.4% | 0.20% | +0.07 |
| HQH Abrdn Healthcare Investors | Add +38.9% | 0.28% | +0.07 |
| XLK SS Technology Select Sector | Add +25.4% | 0.68% | +0.06 |
| THQ Abrdn Healthcare Opport | Add +172.5% | 0.09% | +0.06 |
| RSP Invesco S&P 500 Equal Weight | New | 0.05% | +0.05 |
| TCAF T Rowe PRC Cap Appreciation | Add +148.7% | 0.09% | +0.05 |
| VOO Vanguard S&P 500 ETF | Add +10.0% | 1.89% | +0.04 |
| AFL Aflac Inc. | New | 0.04% | +0.04 |
| SPTS SS SPDR P St Term TSY ETF | New | 0.04% | +0.04 |
| SUB iShares Short-Term National | Add +29.8% | 0.27% | +0.04 |
| HQL Abrdn Life Sciences Investor | New | 0.04% | +0.04 |
| VB Vanguard Most SM-Cap ETF-Usd | New | 0.04% | +0.04 |
| SPSM SS SPDR P S&P 600 Small Cap | Add +12.8% | 0.41% | +0.03 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | New | 0.03% | +0.03 |
| QQQ Invesco QQQ Trust Series 1 | Add +16.7% | 0.69% | +0.03 |
| JPEF JPMorgan Equity Focus ETF | New | 0.03% | +0.03 |
| LMT Lockheed Martin Corp. | New | 0.03% | +0.03 |
| CGXU Cap Group Intl Focus | New | 0.02% | +0.02 |
| RCL Royal Caribbean Cruises Ltd. | New | 0.02% | +0.02 |
| TMO Thermo Fisher Scientific Inc. | New | 0.02% | +0.02 |
| DE Deere & Co. | New | 0.02% | +0.02 |
| BLK BlackRock Finance Inc. | New | 0.02% | +0.02 |
| EMXC iShares MSCI Emr MRK Ex Chna | New | 0.02% | +0.02 |
| CMCSA Comcast Corp. Class A | New | 0.02% | +0.02 |
| MCD McDonald's Corp. | Add +7.6% | 0.19% | +0.02 |
| TOTL SS Doubleline TR Tact ETF | Add +58.8% | 0.06% | +0.02 |
| SHY iShares 1-3 Year Treasury Bo | Add +44.8% | 0.07% | +0.02 |
| BIV Vanguard Intermediate-Term B | Add +63.3% | 0.04% | +0.01 |
| JD Jd.com Inc.-ADR | Add +6.8% | 0.04% | +0.01 |
| VDC Vanguard Consumer Staple ETF | Add +24.6% | 0.08% | +0.01 |
| COWZ Pacer US Cash Cows 100 ETF | Add +10.4% | 0.36% | +0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 260 | $1.1B | CGGR, CGCP, DFAC, CGDV, DFAI |
| Q1 2026 | 249 | $967.1M | CGCP, CGGR, CGDV, DFAC, DFAI |
| Q3 2025 | 237 | $1.0B | CGCP, CGGR, CGDV, DFAC, DFAI |
| Q2 2025 | 222 | $907.5M | CGCP, CGGR, CGDV, DFAC, DFAI |
| Q1 2025 | 227 | $841.0M | CGCP, CGDV, CGGR, DFAI, DFAC |
| Q4 2024 | 219 | $806.6M | CGCP, CGDV, CGGR, DFAI, DFAC |
| Q3 2024 | 231 | $856.7M | CGCP, CGDV, TDVG, DFAI, DFAC |
| Q2 2024 | 235 | $755.1M | CGCP, CGDV, TDVG, JAVA, GLD |
| Q1 2024 | 233 | $655.2M | CGCP, CGDV, TLT, CGGO, JAVA |