Capital Southwest Corp. (cswc 5.125 11/15/29)
13F holders, Q1 2025 (March 31)7holders −1
0new positions
2sold out
$0.97avg. 13F price*
At the end of Q1 2025, 7 institutions reported holding Capital Southwest Corp. (cswc 5.125 11/15/29) in their 13F filings, down 1 from Q4 2024. 0 opened new positions and 2 sold out. The largest holders were SMH Capital Advisors Inc. ($11.6M), Income Research & Management ($8.7M) and Catalyst Capital Advisors LLC ($1.4M).
- Company
- Capital Southwest Corp. (cswc 5.125 11/15/29)
- CUSIP
- 140501AE7
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 0 | $0 |
| Exits | 2 | $7.2M |
All 13F filers, Q4 2024 → Q1 2025: 3,739,010 shares bought and 7,400,000 shares sold, net −3,660,990 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 7 holders
| SMH Capital Advisors Inc. | 26.92% | Add +45.2% | 11,940,000 | $11.6M |
| Income Research & Management | 3.72% | No change | 9,000,000 | $8.7M |
| Catalyst Capital Advisors LLC | 0.03% | No change | 1,387,000 | $1.4M |
| &partners | 0.00% | Add +16.9% | 159,000 | $155K |
| Envestnet Asset Management Inc. | 0.00% | No change | 23,000 | $22K |
| Lanark Financial, Inc. | 0.00% | — | 13,000 | $12K |
| Laffer Tengler Investments, Inc. | 0.00% | Add +0.4% | 2,554 | $3K |
"% of holder's portfolio" is CAPITAL SOUTHWEST CORP (CSWC 5.125 11/15/29)'s weight in each manager's 13F, not the share of Capital Southwest Corp. (cswc 5.125 11/15/29) the manager owns.