Capital Southwest Corp. (cswc 5.125 11/15/29)
13F holders, Q4 2025 (December 31)11holders +4
5new positions
1sold out
$0.99avg. 13F price*
At the end of Q4 2025, 11 institutions reported holding Capital Southwest Corp. (cswc 5.125 11/15/29) in their 13F filings, up 4 from Q3 2025. 5 opened new positions and 1 sold out. The largest holders were Victory Capital Management Inc. ($13.1M), SMH Capital Advisors Inc. ($12.0M) and Income Research & Management ($10.0M).
- Company
- Capital Southwest Corp. (cswc 5.125 11/15/29)
- CUSIP
- 140501AE7
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 5 | $13.3M |
| Exits | 1 | $2.6M |
All 13F filers, Q3 2025 → Q4 2025: 13,825,449 shares bought and 2,720,000 shares sold, net +11,105,449 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 11 holders
| Victory Capital Management Inc. | 0.01% | New | 13,235,000 | $13.1M |
| SMH Capital Advisors Inc. | 24.51% | Reduce -0.7% | 12,196,000 | $12.0M |
| Income Research & Management | 5.29% | Add +3.8% | 10,127,000 | $10.0M |
| Catalyst Capital Advisors LLC | 0.02% | No change | 887,000 | $880K |
| &partners | 0.00% | Add +14.5% | 229,000 | $226K |
| Wealthstar Advisors, LLC | 0.06% | New | 108,000 | $107K |
| Planning Directions Inc. | 0.03% | New | 50,000 | $50K |
| Envestnet Asset Management Inc. | 0.00% | Add +44.1% | 49,000 | $48K |
| Cetera Investment Advisers | 0.00% | No change | 16,000 | $16K |
| LaSalle St. Investment Advisors, LLC | 0.00% | New | 15,000 | $14K |
| Laffer Tengler Investments, Inc. | 0.00% | New | 3,449 | $3K |
"% of holder's portfolio" is CAPITAL SOUTHWEST CORP (CSWC 5.125 11/15/29)'s weight in each manager's 13F, not the share of Capital Southwest Corp. (cswc 5.125 11/15/29) the manager owns.