Capital Southwest Corp. (cswc 5.125 11/15/29)
13F holders, Q3 2025 (September 30)7holders −2
1new positions
2sold out
$0.98avg. 13F price*
At the end of Q3 2025, 7 institutions reported holding Capital Southwest Corp. (cswc 5.125 11/15/29) in their 13F filings, down 2 from Q2 2025. 1 opened new positions and 2 sold out. The largest holders were SMH Capital Advisors Inc. ($11.9M), Income Research & Management ($9.6M) and Fort Baker Capital Management LP ($2.6M).
- Company
- Capital Southwest Corp. (cswc 5.125 11/15/29)
- CUSIP
- 140501AE7
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $16K |
| Exits | 2 | $13.2M |
All 13F filers, Q2 2025 → Q3 2025: 542,000 shares bought and 14,440,501 shares sold, net −13,898,501 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 7 holders
| SMH Capital Advisors Inc. | 24.25% | Reduce -4.1% | 12,286,000 | $11.9M |
| Income Research & Management | 4.72% | Add +5.6% | 9,757,000 | $9.6M |
| Fort Baker Capital Management LP | 0.45% | No change | 2,630,000 | $2.6M |
| Catalyst Capital Advisors LLC | 0.02% | Reduce -36.0% | 887,000 | $878K |
| &partners | 0.00% | Reduce -5.7% | 200,000 | $197K |
| Envestnet Asset Management Inc. | 0.00% | Add +47.8% | 34,000 | $33K |
| Cetera Investment Advisers | 0.00% | New | 16,000 | $16K |
"% of holder's portfolio" is CAPITAL SOUTHWEST CORP (CSWC 5.125 11/15/29)'s weight in each manager's 13F, not the share of Capital Southwest Corp. (cswc 5.125 11/15/29) the manager owns.