Capital Southwest Corp. (cswc 5.125 11/15/29)
13F holders, Q1 2026 (March 31)10holders −1
1new positions
2sold out
$1.02avg. 13F price*
At the end of Q1 2026, 10 institutions reported holding Capital Southwest Corp. (cswc 5.125 11/15/29) in their 13F filings, down 1 from Q4 2025. 1 opened new positions and 2 sold out. The largest holders were Victory Capital Management Inc. ($14.4M), SMH Capital Advisors Inc. ($11.6M) and Income Research & Management ($10.3M).
- Company
- Capital Southwest Corp. (cswc 5.125 11/15/29)
- CUSIP
- 140501AE7
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $2.5M |
| Exits | 2 | $884K |
All 13F filers, Q4 2025 → Q1 2026: 3,375,000 shares bought and 1,692,449 shares sold, net +1,682,551 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 10 holders
| Victory Capital Management Inc. | 0.01% | Add +6.6% | 14,110,000 | $14.4M |
| SMH Capital Advisors Inc. | 32.84% | Reduce -6.6% | 11,394,000 | $11.6M |
| Income Research & Management | 6.17% | No change | 10,127,000 | $10.3M |
| Ssi Investment Management LLC | 0.21% | New | 2,500,000 | $2.5M |
| &partners | 0.00% | No change | 229,000 | $233K |
| Wealthstar Advisors, LLC | 0.07% | No change | 108,000 | $112K |
| Planning Directions Inc. | 0.03% | No change | 50,000 | $51K |
| Envestnet Asset Management Inc. | 0.00% | No change | 49,000 | $50K |
| Cetera Investment Advisers | 0.00% | No change | 16,000 | $16K |
| LaSalle St. Investment Advisors, LLC | 0.00% | No change | 15,000 | $15K |
"% of holder's portfolio" is CAPITAL SOUTHWEST CORP (CSWC 5.125 11/15/29)'s weight in each manager's 13F, not the share of Capital Southwest Corp. (cswc 5.125 11/15/29) the manager owns.