Alps Clean Energy ETFACESETF

13F holders, Q3 2024 (September 30)
52holders −5
7new positions
12sold out
3famous investors
$29.55avg. 13F price*

At the end of Q3 2024, 52 institutions reported holding Alps Clean Energy ETF (ACES) in their 13F filings, down 5 from Q2 2024. 7 opened new positions and 12 sold out. The largest holders were CIBC Private Wealth Group LLC ($92.5M), Northwestern Mutual Wealth Management Co. ($7.3M) and Morgan Stanley ($2.4M). 3 famous investors held it, including David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio), Israel Englander (0.0% of Millennium Management's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).

Company
Alps Clean Energy ETF
Filed as
ALPS ETF TR (Q3 2024)
CUSIP
00162Q460
Latest filing quarter
Q2 2026

History

Number of 13F holders

020406080 Q1 2024: 69Q1 2024Q2 2024: 57Q2 2024Q3 2024: 52Q3 2024Q4 2024: 44Q4 2024Q1 2025: 42Q1 2025Q2 2025: 41Q2 2025Q3 2025: 43Q3 2025Q4 2025: 50Q4 2025Q1 2026: 51Q1 2026Q2 2026: 50Q2 2026

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions7$6.3M
Exits12$2.5M

All 13F filers, Q2 2024 → Q3 2024: 222,786 shares bought and 647,912 shares sold, net −425,126 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 52 holders

CIBC Private Wealth Group LLC 0.17% Reduce -3.7% 3,146,224 $92.5M
Northwestern Mutual Wealth Management Co. 0.01% Reduce -29.8% 248,001 $7.3M
Morgan Stanley 0.00% Reduce -40.5% 82,963 $2.4M
Jane Street Group, LLC 0.00% New 80,898 $2.4M
Millennium Management 0.00% Reduce -41.9% 58,077 $1.7M
Money Design Co.,Ltd. 0.08% Reduce -3.1% 57,901 $1.7M
International Assets Investment Management, LLC 0.13% New 34,943 $1.6M
Wealthfront Advisers LLC 0.00% Reduce -25.1% 49,780 $1.5M
D. E. Shaw & Co. 0.00% Reduce -29.5% 45,278 $1.3M
LPL Financial LLC 0.00% Reduce -12.3% 41,811 $1.2M
Bank of America Corp. 0.00% Reduce -29.2% 34,736 $1.0M
UBS Group AG 0.00% Reduce -3.3% 30,136 $886K
Susquehanna International Group, LLP 0.00% New 27,278 $802K
Truist Financial Corp. 0.00% Add +0.0% 26,309 $774K
GTS Securities LLC 0.01% Add +71.6% 24,162 $711K
Navis Wealth Advisors, LLC 0.71% Reduce -0.7% 22,261 $655K
Flow Traders U.S. LLC 0.03% New 20,864 $614K
Virtu Financial LLC 0.03% New 20,558 $605K
Wells Fargo & Company 0.00% Add +661.8% 19,874 $585K
Trillium Asset Management, LLC 0.01% No change 10,000 $294K
Freedom Investment Management, Inc. 0.02% Add +0.2% 8,761 $258K
US Bancorp \de 0.00% Reduce -25.6% 8,726 $257K
Tempus Wealth Planning, LLC 0.09% Add +2.3% 8,050 $237K
MML Investors Services, LLC 0.00% Reduce -6.2% 7,963 $234K
Citadel Advisors 0.00% New 7,843 $231K
Envestnet Asset Management Inc. 0.00% Reduce -4.1% 7,742 $228K
Focus Partners Wealth 0.00% Add +0.4% 7,146 $210K
Royal Bank of Canada 0.00% Reduce -16.5% 5,562 $163K
Kepos Capital LP 0.05% Reduce -32.2% 4,186 $123K
Blume Capital Management, Inc. 0.03% No change 4,000 $118K
Concourse Financial Group Securities, Inc. 0.01% Add +9.2% 2,927 $86K
Cwm, LLC 0.00% Add +4212.0% 2,156 $63K
Osaic Holdings, Inc. 0.00% Reduce -28.9% 2,080 $61K
Citigroup Inc. 0.00% Reduce -99.4% 900 $26K
PNC Financial Services Group, Inc. 0.00% Reduce -89.6% 800 $24K
Allworth Financial LP 0.00% No change 578 $17K
NCP Inc. 0.01% Add +0.2% 563 $17K
FMR LLC 0.00% Reduce -12.7% 350 $10K
Rothschild Investment LLC 0.00% No change 300 $9K
Qube Research & Technologies Ltd 0.00% New 267 $8K
Harbour Investments, Inc. 0.00% Reduce -31.8% 257 $8K
Geneos Wealth Management Inc. 0.00% No change 245 $7K
JPMorgan Chase & Co. 0.00% Add +10000.0% 202 $6K
PFG Private Wealth Management, LLC 0.00% No change 200 $6K
NewEdge Advisors, LLC 0.00% No change 200 $6K
Tsfg, LLC 0.00% No change 183 $5K
Steward Partners Investment Advisory, LLC 0.00% Reduce -53.4% 104 $3K
Financial Management Professionals, Inc. 0.00% No change 25 $1K
Simplex Trading, LLC 0.00% Reduce -95.1% 38 $1K
Principal Securities, Inc. 0.00% No change 29 $853
AdvisorNet Financial, Inc 0.00% No change 12 $353
Key Financial Inc 0.00% No change 5 $147

"% of holder's portfolio" is ACES's weight in each manager's 13F, not the share of Alps Clean Energy ETF the manager owns.