Alps Clean Energy ETFACESETF

13F holders, Q1 2026 (March 31)
51holders +1
13new positions
12sold out
2famous investors
$33.50avg. 13F price*

At the end of Q1 2026, 51 institutions reported holding Alps Clean Energy ETF (ACES) in their 13F filings, up 1 from Q4 2025. 13 opened new positions and 12 sold out. The largest holders were CIBC Bancorp USA Inc. ($46.6M), Goldman Sachs Group Inc. ($3.5M) and Wealthfront Advisers LLC ($3.3M). 2 famous investors held it, including David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).

Company
Alps Clean Energy ETF
Filed as
ALPS ETF TR (Q1 2026)
CUSIP
00162Q460
Latest filing quarter
Q2 2026

History

Number of 13F holders

020406080 Q1 2024: 69Q1 2024Q2 2024: 57Q2 2024Q3 2024: 52Q3 2024Q4 2024: 44Q4 2024Q1 2025: 42Q1 2025Q2 2025: 41Q2 2025Q3 2025: 43Q3 2025Q4 2025: 50Q4 2025Q1 2026: 51Q1 2026Q2 2026: 50Q2 2026

Total Exit/New Position Q4 2025 → Q1 2026

InstitutionsTotal Value
New Positions13$5.7M
Exits12$3.1M

All 13F filers, Q4 2025 → Q1 2026: 222,830 shares bought and 109,183 shares sold, net +113,647 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 51 holders

CIBC Bancorp USA Inc. 0.06% — 1,391,917 $46.6M
Goldman Sachs Group Inc. 0.00% New 104,263 $3.5M
Wealthfront Advisers LLC 0.01% Add +2.2% 97,030 $3.3M
Bank of America Corp. 0.00% Add +99.8% 62,709 $2.1M
Jane Street Group, LLC 0.00% Add +30.9% 40,696 $1.4M
Focus Partners Wealth 0.00% Add +16.1% 37,201 $1.2M
D. E. Shaw & Co. 0.00% Reduce -10.3% 35,711 $1.2M
Susquehanna International Group, LLP 0.00% Add +0.5% 30,279 $1.0M
Citadel Advisors 0.00% New 28,964 $971K
Northwestern Mutual Wealth Management Co. 0.00% Add +0.4% 20,956 $702K
LPL Financial LLC 0.00% Add +4.0% 20,198 $677K
Morgan Stanley 0.00% Reduce -16.0% 18,262 $612K
Waystone Advisors LLC 0.51% Add +35.2% 17,029 $571K
Massar Capital Management, LP 0.11% New 15,792 $529K
Wells Fargo & Company 0.00% Reduce -2.5% 13,832 $463K
UBS Group AG 0.00% Reduce -6.0% 11,435 $383K
HRT Financial LP 0.00% New 9,810 $328K
TigerOak Management, L.L.C. 0.09% No change 8,622 $289K
Trillium Asset Management, LLC 0.01% Reduce -15.0% 8,500 $285K
US Bancorp \de 0.00% Reduce -17.0% 7,242 $243K
Cetera Investment Advisers 0.00% New 6,323 $212K
LaSalle St. Investment Advisors, LLC 0.03% Reduce -0.4% 6,318 $212K
O'shaughnessy Asset Management, LLC 0.00% No change 3,695 $124K
Belvedere Trading LLC 0.01% New 3,300 $111K
Royal Bank of Canada 0.00% No change 1,495 $50K
Smithfield Trust Co 0.00% No change 1,412 $47K
Farther Finance Advisors, LLC 0.00% Add +31.0% 964 $32K
Allworth Financial LP 0.00% No change 578 $19K
Osaic Holdings, Inc. 0.00% Reduce -76.7% 447 $15K
Steward Partners Investment Advisory, LLC 0.00% No change 302 $10K
Rockefeller Capital Management L.P. 0.00% No change 267 $9K
Geneos Wealth Management Inc. 0.00% No change 245 $8K
NewEdge Advisors, LLC 0.00% Add +2.0% 204 $7K
Tsfg, LLC 0.00% No change 183 $6K
FMR LLC 0.00% New 169 $6K
Harbour Investments, Inc. 0.00% Add +20.0% 120 $4K
PlanVest Financial, Inc 0.00% — 100 $3K
Godfrey Financial Associates, Inc. 0.00% No change 100 $3K
Fourth Dimension Wealth, LLC 0.00% New 100 $3K
Advisory Services Network, LLC 0.00% New 100 $3K
Qube Research & Technologies Ltd 0.00% Add +25.8% 83 $3K
Thompson Investment Management, Inc. 0.00% No change 59 $2K
MAI Capital Management 0.00% No change 50 $2K
Ascentis Independent Advisors 0.00% New 37 $1K
Wolff Wiese Magana LLC 0.00% No change 37 $1K
Financial Management Professionals, Inc. 0.00% No change 25 $838
Cassaday & Co Wealth Management LLC 0.00% New 20 $671
Ashton Thomas Private Wealth, LLC 0.00% New 10 $351
National Bank of Canada 0.00% Add +133.3% 7 $234
Blue Trust, Inc. 0.00% New 3 $101
JPMorgan Chase & Co. 0.00% Reduce -50.0% 1 $59

"% of holder's portfolio" is ACES's weight in each manager's 13F, not the share of Alps Clean Energy ETF the manager owns.