First Trust Active Factor SMAFSMETF

13F holders, Q4 2024 (December 31)

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q3 2024Q2 2024Q1 2024

20holders +8

8new positions

1sold out

$30.08avg. 13F price*

At the end of Q4 2024, 20 institutions reported holding First Trust Active Factor SM (AFSM) in their 13F filings, up 8 from Q3 2024. 8 opened new positions and 1 sold out. The largest holders were Envestnet Asset Management Inc. ($6.6M), Truist Financial Corp. ($6.6M) and Federation des caisses Desjardins du Quebec ($3.4M).

Company: First Trust Active Factor SM
CUSIP: 33740F797
Latest filing quarter: Q2 2026

History

Number of 13F holders

Total Exit/New Position Q3 2024 → Q4 2024

	Institutions	Total Value
New Positions	8	$16.0M
Exits	1	$401K

All 13F filers, Q3 2024 → Q4 2024: 719,322 shares bought and 28,120 shares sold, net +691,202 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 20 holders


Envestnet Asset Management Inc.	0.00%	New	220,664	$6.6M
Truist Financial Corp.	0.01%	New	219,786	$6.6M
Federation des caisses Desjardins du Quebec	0.02%	Add +15926.7%	112,187	$3.4M
Beacon Financial Advisory LLC	1.08%	Reduce -11.9%	110,543	$3.3M
Cary Street Partners Financial LLC	0.06%	—	61,925	$1.9M
Cetera Investment Advisers	0.00%	New	56,574	$1.7M
Boyce & Associates Wealth Consulting, Inc.	1.61%	Add +60.9%	52,824	$1.6M
World Equity Group, Inc.	0.17%	Add +177.7%	26,229	$789K
Snowden Capital Advisors LLC	0.02%	Add +57.2%	25,909	$779K
Osaic Holdings, Inc.	0.00%	Add +2763.4%	18,612	$560K
Prospera Financial Services Inc	0.01%	No change	18,450	$555K
Creative Financial Designs Inc.	0.04%	Add +11.9%	18,227	$548K
Avantax Advisory Services, Inc.	0.00%	New	16,263	$489K
Kestra Advisory Services, LLC	0.00%	Add +137.4%	15,664	$471K
Sigma Planning Corp	0.01%	Add +6.6%	9,646	$290K
Smith, Moore & Co.	0.02%	New	8,075	$243K
Independent Financial Group, LLC	0.01%	Reduce -2.9%	7,030	$211K
Moors & Cabot, Inc.	0.01%	New	6,919	$208K
Tower Research Capital LLC (TRC)	0.00%	New	2,788	$84K
National Bank of Canada	0.00%	New	1,000	$30K

"% of holder's portfolio" is AFSM's weight in each manager's 13F, not the share of First Trust Active Factor SM the manager owns.