First Trust Active Factor SMAFSMETF
13F holders, Q2 2026 (June 30)38holders +6
9new positions
1sold out
$41.04avg. 13F price*
At the end of Q2 2026, 38 institutions reported holding First Trust Active Factor SM (AFSM) in their 13F filings, up 6 from Q1 2026. 9 opened new positions and 1 sold out. The largest holders were James J. Burns & Company, LLC ($22.9M), LPL Financial LLC ($11.4M) and Envestnet Asset Management Inc. ($8.2M).
- Company
- First Trust Active Factor SM
- CUSIP
- 33740F797
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 9 | $8.2M |
| Exits | 1 | $464K |
All 13F filers, Q1 2026 → Q2 2026: 390,900 shares bought and 46,716 shares sold, net +344,184 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 38 holders
| James J. Burns & Company, LLC | 2.48% | Add +1.1% | 557,503 | $22.9M |
| LPL Financial LLC | 0.00% | Add +51.7% | 276,705 | $11.4M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -0.5% | 200,060 | $8.2M |
| Truist Financial Corp. | 0.01% | Add +0.3% | 193,577 | $8.0M |
| JPMorgan Chase & Co. | 0.00% | Reduce -0.1% | 136,071 | $5.5M |
| Cetera Investment Advisers | 0.00% | Add +1.8% | 85,525 | $3.5M |
| Federation des caisses Desjardins du Quebec | 0.01% | Add +2.6% | 80,760 | $3.3M |
| Mgo One Seven LLC | 0.05% | Add +8.9% | 80,087 | $3.3M |
| Kestra Advisory Services, LLC | 0.01% | Add +166.9% | 75,033 | $3.1M |
| Arax Advisory Partners | 0.02% | New | 64,966 | $2.7M |
| IFG Advisory, LLC | 0.08% | New | 57,933 | $2.4M |
| Ethos Financial Group, LLC | 0.13% | Add +6.2% | 48,163 | $1.9M |
| Snowden Capital Advisors LLC | 0.04% | Reduce -11.3% | 44,509 | $1.8M |
| Osaic Holdings, Inc. | 0.00% | Reduce -13.9% | 38,843 | $1.6M |
| Susquehanna International Group, LLP | 0.00% | New | 37,996 | $1.6M |
| Advisortrust Partners, LLC | 0.32% | Add +32.3% | 22,705 | $933K |
| Farther Finance Advisors, LLC | 0.01% | Add +523.0% | 19,455 | $800K |
| Crusonia Wealth Advisors LLC | 0.12% | Reduce -5.2% | 17,824 | $733K |
| FSB Premier Wealth Management, Inc. | 0.18% | Add +46.4% | 15,591 | $641K |
| Moors & Cabot, Inc. | 0.02% | Reduce -10.8% | 14,880 | $612K |
| Tower Research Capital LLC (TRC) | 0.01% | Reduce -51.8% | 14,320 | $589K |
| Thrivent Financial for Lutherans | 0.00% | New | 12,793 | $526K |
| Smith, Moore & Co. | 0.03% | Add +22.1% | 12,176 | $500K |
| World Equity Group, Inc. | 0.10% | Add +5.7% | 10,873 | $447K |
| Kestra Private Wealth Services, LLC | 0.00% | Add +5.5% | 9,646 | $396K |
| Wedbush Securities Inc. | 0.01% | No change | 7,000 | $288K |
| Arkadios Wealth Advisors | 0.00% | Add +0.4% | 6,319 | $260K |
| RFG Advisory, LLC | 0.00% | Reduce -13.9% | 5,916 | $243K |
| Independent Financial Group, LLC | 0.00% | New | 5,434 | $223K |
| Prospera Financial Services Inc | 0.00% | New | 5,348 | $220K |
| Sigma Planning Corp | 0.01% | New | 5,198 | $214K |
| Commonwealth Equity Services, LLC | 0.00% | New | 5,053 | $208K |
| Jane Street Group, LLC | 0.00% | New | 4,995 | $205K |
| National Bank of Canada | 0.00% | No change | 1,118 | $46K |
| Creative Financial Designs Inc. | 0.00% | Reduce -15.9% | 970 | $40K |
| Harbour Investments, Inc. | 0.00% | Reduce -20.6% | 965 | $40K |
| Morgan Stanley | 0.00% | Add +37.6% | 564 | $23K |
| Founders Financial Alliance, LLC | 0.00% | No change | 250 | $10K |
"% of holder's portfolio" is AFSM's weight in each manager's 13F, not the share of First Trust Active Factor SM the manager owns.