First Trust Active Factor SMAFSMETF
13F holders, Q3 2025 (September 30)31holders +5
9new positions
3sold out
1famous investor
$32.70avg. 13F price*
At the end of Q3 2025, 31 institutions reported holding First Trust Active Factor SM (AFSM) in their 13F filings, up 5 from Q2 2025. 9 opened new positions and 3 sold out. The largest holders were Envestnet Asset Management Inc. ($9.6M), Truist Financial Corp. ($9.3M) and Cwm, LLC ($5.1M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Active Factor SM
- CUSIP
- 33740F797
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 9 | $6.8M |
| Exits | 3 | $232K |
All 13F filers, Q2 2025 → Q3 2025: 351,977 shares bought and 75,885 shares sold, net +276,092 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 31 holders
| Envestnet Asset Management Inc. | 0.00% | Add +3.0% | 292,610 | $9.6M |
| Truist Financial Corp. | 0.01% | Add +2.8% | 284,550 | $9.3M |
| Cwm, LLC | 0.02% | Add +51.1% | 156,854 | $5.1M |
| Federation des caisses Desjardins du Quebec | 0.02% | Add +4.4% | 127,314 | $4.2M |
| Cetera Investment Advisers | 0.00% | Add +39.1% | 86,067 | $2.8M |
| LPL Financial LLC | 0.00% | Add +15.8% | 64,226 | $2.1M |
| Rockport Wealth LLC | 0.43% | New | 64,046 | $2.1M |
| IFG Advisory, LLC | 0.09% | Add +4.2% | 60,948 | $2.0M |
| Osaic Holdings, Inc. | 0.00% | Add +131.9% | 49,153 | $1.6M |
| Citadel Advisors | 0.00% | New | 43,360 | $1.4M |
| Ethos Financial Group, LLC | 0.11% | New | 42,341 | $1.4M |
| Snowden Capital Advisors LLC | 0.03% | Add +9.5% | 36,146 | $1.2M |
| JPMorgan Chase & Co. | 0.00% | New | 29,617 | $969K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -14.5% | 28,128 | $920K |
| Creative Financial Designs Inc. | 0.04% | Reduce -0.1% | 17,001 | $556K |
| Prospera Financial Services Inc | 0.01% | No change | 16,718 | $547K |
| Moors & Cabot, Inc. | 0.02% | Add +2.0% | 15,538 | $508K |
| Beacon Financial Advisory LLC | 0.11% | Reduce -81.6% | 14,061 | $460K |
| World Equity Group, Inc. | 0.10% | Reduce -4.2% | 13,223 | $432K |
| Mgo One Seven LLC | 0.01% | New | 10,770 | $352K |
| Smith, Moore & Co. | 0.02% | Add +7.7% | 9,417 | $308K |
| Kestra Private Wealth Services, LLC | 0.00% | Add +14.9% | 9,136 | $299K |
| FSB Premier Wealth Management, Inc. | 0.09% | New | 8,174 | $267K |
| Goldman Sachs Group Inc. | 0.00% | New | 6,127 | $200K |
| Tower Research Capital LLC (TRC) | 0.00% | New | 3,823 | $125K |
| Farther Finance Advisors, LLC | 0.00% | No change | 2,000 | $65K |
| Harbour Investments, Inc. | 0.00% | No change | 1,215 | $40K |
| National Bank of Canada | 0.00% | No change | 1,206 | $39K |
| Founders Financial Alliance, LLC | 0.00% | New | 250 | $8K |
| UBS Group AG | 0.00% | Reduce -66.2% | 154 | $5K |
| Morgan Stanley | 0.00% | No change | 1 | $46 |
"% of holder's portfolio" is AFSM's weight in each manager's 13F, not the share of First Trust Active Factor SM the manager owns.