First Trust Active Factor SMAFSMETF
13F holders, Q1 2026 (March 31)32holders +2
5new positions
3sold out
1famous investor
$32.80avg. 13F price*
At the end of Q1 2026, 32 institutions reported holding First Trust Active Factor SM (AFSM) in their 13F filings, up 2 from Q4 2025. 5 opened new positions and 3 sold out. The largest holders were James J. Burns & Company, LLC ($18.1M), Cwm, LLC ($13.9M) and Envestnet Asset Management Inc. ($6.6M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Active Factor SM
- CUSIP
- 33740F797
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 5 | $3.8M |
| Exits | 3 | $3.0M |
All 13F filers, Q4 2025 → Q1 2026: 368,127 shares bought and 120,056 shares sold, net +248,071 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 32 holders
| James J. Burns & Company, LLC | 2.46% | Add +4.8% | 551,235 | $18.1M |
| Cwm, LLC | 0.04% | Add +25.6% | 422,615 | $13.9M |
| Envestnet Asset Management Inc. | 0.00% | Add +6.0% | 200,984 | $6.6M |
| Truist Financial Corp. | 0.01% | Add +4.3% | 193,088 | $6.3M |
| LPL Financial LLC | 0.00% | Add +54.5% | 182,365 | $6.0M |
| JPMorgan Chase & Co. | 0.00% | Add +28.4% | 136,237 | $4.3M |
| Cetera Investment Advisers | 0.00% | Reduce -4.5% | 84,058 | $2.8M |
| Federation des caisses Desjardins du Quebec | 0.01% | Add +2.0% | 78,734 | $2.6M |
| Mgo One Seven LLC | 0.05% | Add +4.2% | 73,518 | $2.4M |
| U.S. Capital Wealth Advisors, LLC | 0.05% | New | 63,919 | $2.1M |
| Snowden Capital Advisors LLC | 0.04% | Add +27.9% | 50,189 | $1.6M |
| Ethos Financial Group, LLC | 0.11% | Add +10.2% | 45,344 | $1.5M |
| Osaic Holdings, Inc. | 0.00% | Reduce -17.9% | 45,126 | $1.5M |
| Tower Research Capital LLC (TRC) | 0.03% | New | 29,686 | $975K |
| Kestra Advisory Services, LLC | 0.00% | Add +4.6% | 28,109 | $924K |
| Crusonia Wealth Advisors LLC | 0.13% | Add +0.0% | 18,801 | $618K |
| Advisortrust Partners, LLC | 0.23% | No change | 17,162 | $564K |
| Moors & Cabot, Inc. | 0.02% | Add +22.1% | 16,682 | $548K |
| Citadel Advisors | 0.00% | New | 14,125 | $464K |
| FSB Premier Wealth Management, Inc. | 0.11% | Add +13.7% | 10,651 | $350K |
| World Equity Group, Inc. | 0.09% | Add +1.6% | 10,292 | $338K |
| Smith, Moore & Co. | 0.02% | Add +13.4% | 9,971 | $328K |
| Kestra Private Wealth Services, LLC | 0.00% | Add +0.0% | 9,142 | $300K |
| Wedbush Securities Inc. | 0.01% | No change | 7,000 | $230K |
| RFG Advisory, LLC | 0.00% | New | 6,875 | $226K |
| Arkadios Wealth Advisors | 0.00% | Add +0.4% | 6,296 | $207K |
| Farther Finance Advisors, LLC | 0.00% | Add +56.1% | 3,123 | $104K |
| Harbour Investments, Inc. | 0.00% | No change | 1,215 | $40K |
| Creative Financial Designs Inc. | 0.00% | Reduce -93.2% | 1,154 | $38K |
| National Bank of Canada | 0.00% | Reduce -4.4% | 1,118 | $37K |
| Morgan Stanley | 0.00% | Add +40900.0% | 410 | $13K |
| Founders Financial Alliance, LLC | 0.00% | New | 250 | $8K |
"% of holder's portfolio" is AFSM's weight in each manager's 13F, not the share of First Trust Active Factor SM the manager owns.