Global X Adaptive US FactorAUSF ETF 13F holders, Q3 2024 (September 30) 38 holders +7
12 new positions
5 sold out
$42.69 avg. 13F price*
At the end of Q3 2024 , 38 institutions reported holding Global X Adaptive US Factor (AUSF) in their 13F filings, up 7 from Q2 2024. 12 opened new positions and 5 sold out. The largest holders were Wealth Enhancement Advisory Services, LLC ($202.7M), Tidemark, LLC ($11.4M) and LPL Financial LLC ($8.8M).
Company Global X Adaptive US Factor
CUSIP 37954Y574
Latest filing quarter Q2 2026 History Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024 Institutions Total Value New Positions 12 $11.7M Exits 5 $5.0M
All 13F filers, Q2 2024 → Q3 2024: 428,617 shares bought and 339,668 shares sold, net +88,949 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 38 holders Portfolio Manager % of Holder's Portfolio Change vs Q2 2024 Shares Value ▼ Wealth Enhancement Advisory Services, LLC 0.44% Reduce -3.7% 4,747,154 $202.7M Tidemark, LLC 4.66% Add +8.2% 266,110 $11.4M LPL Financial LLC 0.00% Add +33.6% 205,794 $8.8M Private Advisor Group, LLC 0.05% Add +7.3% 200,299 $8.6M Arq Wealth Advisors, LLC 1.93% New 120,159 $5.1M Concurrent Investment Advisors, LLC 0.09% Reduce -23.8% 72,033 $3.1M Equitable Holdings, Inc. 0.03% Add +77.3% 70,396 $3.0M Commonwealth Equity Services, LLC 0.00% New 53,646 $2.3M Able Wealth Management LLC 1.04% Add +19.9% 32,156 $1.4M Arete Wealth Advisors, LLC 0.10% Add +3.6% 27,603 $1.2M Osaic Holdings, Inc. 0.00% Add +308.1% 20,335 $868K &partners 0.02% New 20,138 $860K Merriman Wealth Management, LLC 0.03% Reduce -10.2% 19,716 $842K Envestnet Asset Management Inc. 0.00% New 18,150 $775K Muirfield Wealth Advisors LLC 0.64% Add +1.1% 17,673 $755K Raymond James Financial Services Advisors, Inc. 0.00% Add +81.8% 17,471 $746K Cetera Investment Advisers 0.00% Reduce -2.4% 17,391 $743K Sollinda Capital Management LLC 0.19% No change 15,486 $661K Raymond James & Associates 0.00% New 13,931 $595K Susquehanna International Group, LLP 0.00% Reduce -26.0% 13,658 $583K Visionary Wealth Advisors 0.03% Add +18.8% 13,252 $566K Thrivent Financial for Lutherans 0.00% Add +52.4% 11,754 $502K Cambridge Investment Research Advisors, Inc. 0.00% New 11,138 $476K Northwestern Mutual Wealth Management Co. 0.00% New 10,017 $428K DHK Financial Advisors, Inc. 0.26% New 10,000 $427K SteelPeak Wealth, LLC 0.02% New 7,990 $341K Creative Planning 0.00% New 6,554 $280K Avantax Advisory Services, Inc. 0.00% Add +13.6% 5,905 $252K Janney Montgomery Scott LLC 0.00% Add +1.3% 5,830 $249K Raleigh Capital Management Inc. 0.07% Add +0.7% 4,556 $195K Geneos Wealth Management Inc. 0.01% New 3,148 $134K Steward Partners Investment Advisory, LLC 0.00% New 778 $33K PNC Financial Services Group, Inc. 0.00% No change 300 $13K Bank of America Corp. 0.00% Reduce -47.2% 28 $1K Smartleaf Asset Management LLC 0.00% No change 8 $340 Parkside Financial Bank & Trust 0.00% No change 7 $299 Morgan Stanley 0.00% Reduce -99.0% 1 $53 Wells Fargo & Company 0.00% No change 1 $34
"% of holder's portfolio" is AUSF's weight in each manager's 13F, not the share of Global X Adaptive US Factor the manager owns.