Pgim Laddered S&P 500 BufferBUFPETF
13F holders, Q3 2025 (September 30)18holders +3
6new positions
3sold out
$29.37avg. 13F price*
At the end of Q3 2025, 18 institutions reported holding Pgim Laddered S&P 500 Buffer (BUFP) in their 13F filings, up 3 from Q2 2025. 6 opened new positions and 3 sold out. The largest holders were Raymond James Financial Inc. ($14.8M), Commonwealth Equity Services, LLC ($5.9M) and Fermata Advisors, LLC ($5.4M).
- Company
- Pgim Laddered S&P 500 Buffer
- Filed as
- PGIM ROCK ETF TR (Q3 2025)
- CUSIP
- 69420N718
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 6 | $5.9M |
| Exits | 3 | $1.9M |
All 13F filers, Q2 2025 → Q3 2025: 506,513 shares bought and 74,985 shares sold, net +431,528 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 18 holders
| Raymond James Financial Inc. | 0.00% | Add +44.6% | 502,629 | $14.8M |
| Commonwealth Equity Services, LLC | 0.01% | Add +79.8% | 201,441 | $5.9M |
| Fermata Advisors, LLC | 1.36% | Add +9.8% | 183,184 | $5.4M |
| Maltin Wealth Management, Inc. | 1.65% | Reduce -1.5% | 134,940 | $4.0M |
| Centaurus Financial, Inc. | 0.11% | New | 79,099 | $2.3M |
| Cetera Investment Advisers | 0.00% | Add +25.4% | 71,492 | $2.1M |
| Victory Financial Group, LLC | 0.18% | New | 45,315 | $1.3M |
| Envestnet Asset Management Inc. | 0.00% | Add +29.8% | 40,867 | $1.2M |
| Jane Street Group, LLC | 0.00% | New | 36,091 | $1.1M |
| MML Investors Services, LLC | 0.00% | Add +8.1% | 33,653 | $988K |
| NewEdge Advisors, LLC | 0.00% | Add +23.2% | 22,758 | $668K |
| AssuredPartners Investment Advisors, LLC | 0.14% | New | 21,515 | $632K |
| PKS Advisory Services, LLC | 0.14% | New | 20,315 | $597K |
| DHJJ Financial Advisors, Ltd. | 0.18% | Add +13.7% | 17,708 | $520K |
| PNC Financial Services Group, Inc. | 0.00% | Add +530.6% | 11,471 | $337K |
| Financial Connections Group, Inc. | 0.03% | Add +52.6% | 2,588 | $76K |
| Royal Bank of Canada | 0.00% | Reduce -93.4% | 412 | $12K |
| Advisory Services Network, LLC | 0.00% | New | 85 | $2K |
"% of holder's portfolio" is BUFP's weight in each manager's 13F, not the share of Pgim Laddered S&P 500 Buffer the manager owns.