Pgim Laddered S&P 500 BufferBUFPETF
13F holders, Q1 2026 (March 31)30holders +6
9new positions
3sold out
$29.89avg. 13F price*
At the end of Q1 2026, 30 institutions reported holding Pgim Laddered S&P 500 Buffer (BUFP) in their 13F filings, up 6 from Q4 2025. 9 opened new positions and 3 sold out. The largest holders were Raymond James Financial Inc. ($34.2M), Commonwealth Equity Services, LLC ($10.3M) and AA Financial Advisors, LLC ($7.8M).
- Company
- Pgim Laddered S&P 500 Buffer
- Filed as
- PGIM ROCK ETF TR (Q1 2026)
- CUSIP
- 69420N718
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 9 | $2.7M |
| Exits | 3 | $96K |
All 13F filers, Q4 2025 → Q1 2026: 944,181 shares bought and 12,093 shares sold, net +932,088 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 30 holders
| Raymond James Financial Inc. | 0.01% | Add +28.2% | 1,149,118 | $34.2M |
| Commonwealth Equity Services, LLC | 0.01% | Add +55.0% | 345,243 | $10.3M |
| AA Financial Advisors, LLC | 1.11% | Add +203.5% | 264,055 | $7.8M |
| Foguth Wealth Management, LLC. | 0.86% | Add +23.7% | 230,335 | $7.4M |
| Fermata Advisors, LLC | 1.27% | Add +0.9% | 189,105 | $5.6M |
| AssuredPartners Investment Advisors, LLC | 0.49% | Reduce -2.1% | 149,072 | $4.5M |
| Maltin Wealth Management, Inc. | 1.63% | Reduce -0.4% | 143,119 | $4.3M |
| Cetera Investment Advisers | 0.00% | Add +36.0% | 115,477 | $3.4M |
| Envestnet Asset Management Inc. | 0.00% | Add +102.3% | 114,935 | $3.4M |
| Kestra Advisory Services, LLC | 0.01% | Add +25.9% | 110,151 | $3.3M |
| Centaurus Financial, Inc. | 0.14% | Add +41.3% | 99,221 | $2.9M |
| PNC Financial Services Group, Inc. | 0.00% | Add +284.8% | 80,278 | $2.4M |
| Victory Financial Group, LLC | 0.24% | Add +17.4% | 64,498 | $1.9M |
| OneDigital Investment Advisors LLC | 0.01% | Add +412.6% | 42,543 | $1.3M |
| MML Investors Services, LLC | 0.00% | Reduce -8.7% | 35,432 | $1.1M |
| NewEdge Advisors, LLC | 0.00% | Add +7.3% | 33,701 | $1.0M |
| LPL Financial LLC | 0.00% | New | 29,433 | $875K |
| DHJJ Financial Advisors, Ltd. | 0.28% | Add +19.0% | 28,081 | $835K |
| Susquehanna International Group, LLP | 0.00% | New | 22,489 | $668K |
| PKS Advisory Services, LLC | 0.15% | Add +1.0% | 21,846 | $649K |
| Kingsview Wealth Management, LLC | 0.01% | New | 18,011 | $535K |
| Horizon Wealth Management, LLC | 0.05% | New | 11,000 | $327K |
| IHT Wealth Management, LLC | 0.01% | New | 9,600 | $285K |
| Old Mission Capital LLC | 0.01% | Reduce -15.9% | 9,347 | $278K |
| Financial Connections Group, Inc. | 0.06% | Add +127.1% | 5,878 | $174K |
| Ankerstar Wealth, LLC | 0.11% | Add +1.1% | 3,571 | $106K |
| Cwm, LLC | 0.00% | New | 971 | $29K |
| Steward Partners Investment Advisory, LLC | 0.00% | New | 355 | $11K |
| Advisory Services Network, LLC | 0.00% | New | 85 | $3K |
| Wells Fargo & Company | 0.00% | New | 14 | $416 |
"% of holder's portfolio" is BUFP's weight in each manager's 13F, not the share of Pgim Laddered S&P 500 Buffer the manager owns.