Pgim Laddered S&P 500 BufferBUFPETF

13F holders, Q4 2025 (December 31)
24holders +6
6new positions
2sold out
$30.12avg. 13F price*

At the end of Q4 2025, 24 institutions reported holding Pgim Laddered S&P 500 Buffer (BUFP) in their 13F filings, up 6 from Q3 2025. 6 opened new positions and 2 sold out. The largest holders were Raymond James Financial Inc. ($27.0M), Commonwealth Equity Services, LLC ($6.7M) and Fermata Advisors, LLC ($5.6M).

Company
Pgim Laddered S&P 500 Buffer
Filed as
PGIM ROCK ETF TR (Q4 2025)
CUSIP
69420N718
Latest filing quarter
Q2 2026

History

Number of 13F holders

010203040 Q2 2024: 1Q2 2024Q3 2024: 4Q3 2024Q4 2024: 8Q4 2024Q1 2025: 11Q1 2025Q2 2025: 15Q2 2025Q3 2025: 18Q3 2025Q4 2025: 24Q4 2025Q1 2026: 30Q1 2026Q2 2026: 39Q2 2026

Total Exit/New Position Q3 2025 → Q4 2025

InstitutionsTotal Value
New Positions6$5.9M
Exits2$1.1M

All 13F filers, Q3 2025 → Q4 2025: 824,601 shares bought and 45,040 shares sold, net +779,561 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 24 holders

Raymond James Financial Inc. 0.01% Add +78.3% 896,237 $27.0M
Commonwealth Equity Services, LLC 0.01% Add +10.5% 222,682 $6.7M
Fermata Advisors, LLC 1.35% Add +2.3% 187,325 $5.6M
Foguth Wealth Management, LLC. 0.87% — 186,221 $5.6M
AssuredPartners Investment Advisors, LLC 0.68% Add +607.5% 152,228 $4.6M
Maltin Wealth Management, Inc. 1.72% Add +6.5% 143,727 $4.3M
Kestra Advisory Services, LLC 0.01% New 87,495 $2.6M
AA Financial Advisors, LLC 0.48% New 87,016 $2.6M
Cetera Investment Advisers 0.00% Add +18.8% 84,937 $2.6M
Centaurus Financial, Inc. 0.10% Reduce -11.2% 70,235 $2.1M
Envestnet Asset Management Inc. 0.00% Add +39.0% 56,811 $1.7M
Victory Financial Group, LLC 0.21% Add +21.2% 54,940 $1.7M
MML Investors Services, LLC 0.00% Add +15.3% 38,802 $1.2M
NewEdge Advisors, LLC 0.00% Add +38.0% 31,401 $946K
DHJJ Financial Advisors, Ltd. 0.24% Add +33.3% 23,604 $711K
PKS Advisory Services, LLC 0.15% Add +6.5% 21,630 $652K
PNC Financial Services Group, Inc. 0.00% Add +81.8% 20,860 $628K
Old Mission Capital LLC 0.01% New 11,114 $335K
OneDigital Investment Advisors LLC 0.00% New 8,300 $250K
Ankerstar Wealth, LLC 0.11% — 3,531 $106K
Royal Bank of Canada 0.00% Add +582.8% 2,813 $85K
Financial Connections Group, Inc. 0.03% No change 2,588 $77K
UBS Group AG 0.00% New 302 $9K
Root Financial Partners, LLC 0.00% New 77 $2K

"% of holder's portfolio" is BUFP's weight in each manager's 13F, not the share of Pgim Laddered S&P 500 Buffer the manager owns.