Cathay General BancorpCATY

13F holders, Q3 2025 (September 30)
260holders −12
18new positions
28sold out
4famous investors
$48.02avg. 13F price*

At the end of Q3 2025, 260 institutions reported holding Cathay General Bancorp (CATY) in their 13F filings, down 12 from Q2 2025. 18 opened new positions and 28 sold out. The largest holders were BlackRock, Inc. ($478.6M), Vanguard Group Inc. ($363.7M) and Dimensional Fund Advisors LP ($195.3M). 4 famous investors held it, including Israel Englander (0.0% of Millennium Management's portfolio), David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).

Company
Cathay General Bancorp
CUSIP
149150104
Latest filing quarter
Q2 2026

History

Number of 13F holders

0100200300400 Q1 2024: 255Q1 2024Q2 2024: 237Q2 2024Q3 2024: 248Q3 2024Q4 2024: 244Q4 2024Q1 2025: 259Q1 2025Q2 2025: 272Q2 2025Q3 2025: 260Q3 2025Q4 2025: 269Q4 2025Q1 2026: 289Q1 2026Q2 2026: 305Q2 2026

Total Exit/New Position Q2 2025 → Q3 2025

InstitutionsTotal Value
New Positions18$12.3M
Exits28$18.1M

All 13F filers, Q2 2025 → Q3 2025: 1,550,440 shares bought and 2,543,328 shares sold, net −992,888 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 260 holders

BlackRock, Inc. 0.01% Reduce -1.9% 9,969,641 $478.6M
Vanguard Group Inc. 0.01% Reduce -2.9% 7,576,062 $363.7M
Dimensional Fund Advisors LP 0.04% Reduce -0.5% 4,068,002 $195.3M
State Street Corp. 0.01% Reduce -0.8% 3,479,977 $167.1M
Charles Schwab Investment Management Inc. 0.02% Reduce -0.7% 2,935,049 $140.9M
Geode Capital Management, LLC 0.01% Add +0.1% 1,739,771 $83.5M
Invesco Ltd. 0.01% Add +3.5% 1,579,719 $75.8M
American Century Companies Inc. 0.03% Reduce -1.3% 1,292,815 $62.1M
T. Rowe Price Investment Management, Inc. 0.04% Reduce -0.1% 1,268,776 $60.9M
Massachusetts Financial Services Co. 0.02% Reduce -2.2% 1,022,315 $49.1M
Northern Trust Corp. 0.01% Reduce -0.6% 866,554 $41.6M
LSV Asset Management 0.07% Reduce -3.6% 683,703 $32.8M
Wellington Management Group LLP 0.01% Reduce -12.7% 665,961 $32.0M
Boston Trust Walden Corp 0.23% Reduce -1.7% 640,416 $30.7M
Bank of New York Mellon Corp 0.01% Reduce -3.1% 621,493 $29.8M
Morgan Stanley 0.00% Reduce -5.1% 616,301 $29.6M
GW&K Investment Management, LLC 0.26% Reduce -2.7% 612,930 $29.4M
Goldman Sachs Group Inc. 0.00% Reduce -9.2% 512,140 $24.6M
Nuveen, LLC 0.01% Reduce -3.8% 421,272 $20.2M
Millennium Management 0.02% Add +375.1% 420,509 $20.2M
Bank of America Corp. 0.00% Add +25.0% 386,291 $18.5M
Glenmede Investment Management, LP 0.09% Reduce -5.8% 383,140 $18.4M
Principal Financial Group Inc. 0.01% Reduce -4.0% 333,639 $16.0M
Public Sector Pension Investment Board 0.05% Add +8.8% 305,043 $14.6M
UBS Group AG 0.00% Reduce -14.2% 273,027 $13.1M
Edgestream Partners, L.P. 0.35% Add +21.9% 246,948 $11.9M
D. E. Shaw & Co. 0.01% Add +461.5% 234,399 $11.3M
Rhumbline Advisers 0.01% Reduce -0.5% 216,990 $10.4M
Hotchkis & Wiley Capital Management LLC 0.03% Add +18.8% 197,969 $9.5M
Nordea Investment Management AB 0.01% Add +3.6% 181,351 $8.6M
Legal & General Group Plc 0.00% Reduce -5.5% 176,466 $8.5M
CSM Advisors, LLC 0.23% Add +10.0% 170,906 $8.2M
Ameriprise Financial Inc. 0.00% Reduce -9.9% 164,787 $7.9M
Citadel Advisors 0.01% Reduce -12.1% 159,885 $7.7M
Brandywine Global Investment Management, LLC 0.05% Reduce -3.6% 153,759 $7.4M
Denali Advisors LLC 0.83% Add +3.5% 153,474 $7.4M
Two Sigma Investments, LP 0.01% Add +100.6% 152,802 $7.3M
JPMorgan Chase & Co. 0.00% Add +39.8% 150,601 $7.2M
Swiss National Bank 0.00% Add +1.6% 129,100 $6.2M
Pure Portfolios Holdings LLC 1.92% Reduce -11.4% 127,579 $6.1M
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% Reduce -42.8% 126,755 $6.1M
New York State Teachers Retirement System 0.01% Add +2.5% 122,591 $5.9M
First Trust Advisors LP 0.00% Reduce -76.8% 118,352 $5.7M
ExodusPoint Capital Management, LP 0.08% New 118,317 $5.7M
Jane Street Group, LLC 0.01% Reduce -19.6% 117,973 $5.7M
Barclays PLC 0.00% Reduce -34.0% 100,983 $4.8M
Algert Global LLC 0.08% Add +17.9% 100,976 $4.8M
Universal- Beteiligungs- und Servicegesellschaft mbH 0.01% Add +3.2% 97,460 $4.7M
Qube Research & Technologies Ltd 0.01% Add +674.4% 93,282 $4.5M
Alliancebernstein L.P. 0.00% No change 87,295 $4.2M
Franklin Resources Inc. 0.00% Add +1.9% 85,631 $4.1M
Dean Investment Associates, LLC 0.56% Add +28.7% 82,789 $4.0M
Victory Capital Management Inc. 0.00% Add +1.8% 81,849 $3.9M
Moody Aldrich Partners LLC 0.74% Add +96.7% 81,799 $3.9M
Dark Forest Capital Management LP 0.15% New 81,434 $3.9M
Prudential Financial Inc. 0.00% Add +5.2% 76,301 $3.7M
Citigroup Inc. 0.00% Reduce -32.4% 73,280 $3.5M
Rafferty Asset Management, LLC 0.01% Add +20.0% 70,089 $3.4M
AQR Capital Management 0.00% Add +12.6% 69,733 $3.3M
Dean Capital Management 1.28% Add +32.0% 68,344 $3.3M
Mirae Asset Global Investments Co., Ltd. 0.01% Add +1.0% 64,438 $3.1M
Wedge Capital Management L L P 0.05% Reduce -4.0% 64,230 $3.1M
New York State Common Retirement Fund 0.00% No change 63,487 $3.0M
Voya Investment Management LLC 0.00% Reduce -16.1% 62,484 $3.0M
California State Teachers Retirement System 0.00% Reduce -3.6% 61,010 $2.9M
T. Rowe Price Associates Inc. 0.00% Add +5.9% 59,392 $2.9M
SG Americas Securities, LLC 0.01% Add +389.1% 58,995 $2.8M
CANADA LIFE ASSURANCE Co 0.00% Reduce -0.5% 57,345 $2.7M
Wells Fargo & Company 0.00% Add +23.4% 56,366 $2.7M
NorthCrest Asset Manangement, LLC 0.06% Add +9.5% 54,437 $2.7M
Deutsche Bank AG 0.00% Add +13.1% 53,160 $2.6M
Kondo Wealth Advisors, Inc. 0.99% Reduce -0.1% 50,981 $2.4M
Thrivent Financial for Lutherans 0.00% Reduce -5.7% 50,777 $2.4M
Mitsubishi UFJ Trust & Banking Corp 0.01% Reduce -13.7% 49,730 $2.4M
Susquehanna International Group, LLP 0.00% Reduce -62.2% 49,680 $2.4M
Dana Investment Advisors, Inc. 0.07% Reduce -3.0% 49,132 $2.4M
Royce & Associates LP 0.02% Reduce -18.9% 47,090 $2.3M
Legato Capital Management LLC 0.22% Add +31.9% 42,779 $2.1M
Willner & Heller, LLC 1.56% Reduce -1.7% 42,432 $2.0M
VIRGINIA RETIREMENT SYSTEMS ET Al 0.01% Add +6.9% 40,237 $1.9M
Russell Investments Group, Ltd. 0.00% Add +6.1% 39,323 $1.9M
MetLife Investment Management, LLC 0.01% Reduce -2.5% 39,190 $1.9M
State of Alaska, Department of Revenue 0.02% Reduce -9.7% 37,676 $1.8M
Illinois Municipal Retirement Fund 0.02% Add +1.2% 37,153 $1.8M
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.04% Add +16.6% 36,452 $1.8M
Comerica Bank 0.01% Reduce -7.5% 36,172 $1.7M
Bridgeway Capital Management, LLC 0.04% Reduce -41.3% 35,500 $1.7M
Intech Investment Management LLC 0.01% Reduce -7.9% 35,029 $1.7M
Mercer Global Advisors Inc. 0.00% Add +0.5% 34,825 $1.7M
Osaic Holdings, Inc. 0.00% Add +0.0% 33,339 $1.6M
Manufacturers Life Insurance Company, The 0.00% Reduce -6.0% 33,168 $1.6M
Cetera Investment Advisers 0.00% Add +1.3% 32,561 $1.6M
Louisiana State Employees Retirement System 0.03% Reduce -3.0% 31,800 $1.5M
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% Reduce -15.2% 31,317 $1.5M
Iron Gate Global Advisors LLC 0.15% Reduce -50.0% 31,125 $1.5M
ORG Partners LLC 0.28% No change 30,815 $1.5M
State of Tennessee, Department of Treasury 0.00% Reduce -28.0% 30,129 $1.4M
Citizens Business Bank 0.23% No change 14,520 $1.4M
AlphaQuest LLC 0.09% Add +34.1% 28,733 $1.4M
Gsa Capital Partners LLP 0.11% Add +252.7% 28,518 $1.4M
Janus Henderson Group PLC 0.00% Add +9.4% 28,326 $1.4M
Quantinno Capital Management LP 0.00% Add +244.8% 25,967 $1.2M
Captrust Financial Advisors 0.00% Add +5.1% 25,541 $1.2M
Connor, Clark & Lunn Investment Management Ltd. 0.00% Add +14.3% 22,906 $1.1M
Pathstone Holdings, LLC 0.00% Add +0.7% 22,222 $1.1M
Sei Investments Co. 0.00% Add +10.3% 21,903 $1.1M
Yousif Capital Management, LLC 0.01% Reduce -18.8% 21,351 $1.0M
Access Investment Management LLC 0.27% Add +1.2% 21,145 $1.0M
Jupiter Asset Management Ltd. 0.01% Add +14.2% 20,849 $1.0M
Two Sigma Advisers, LP 0.00% Add +65.6% 20,700 $994K
Brevan Howard Capital Management LP 0.01% Reduce -9.1% 20,564 $987K
Natixis Advisors, LLC 0.00% Reduce -0.6% 20,198 $970K
Teachers Retirement System of the State of Kentucky 0.01% Reduce -13.8% 20,060 $963K
HRT Financial LP 0.00% Reduce -77.2% 19,969 $958K
State Board of Administration of Florida Retirement System 0.00% No change 19,857 $953K
Amalgamated Bank 0.01% Reduce -0.3% 19,836 $952K
Arizona State Retirement System 0.01% Add +1.6% 19,703 $946K
Police & Firemen's Retirement System of New Jersey 0.01% Add +20.6% 18,660 $896K
Trexquant Investment LP 0.01% Reduce -61.2% 18,036 $866K
BNP Paribas Financial Markets 0.00% Reduce -14.2% 17,726 $851K
Commonwealth of Pennsylvania Public School Empls Retrmt SYS 0.00% Reduce -2.2% 17,596 $845K
SummerHaven Investment Management, LLC 0.49% Reduce -17.0% 17,516 $841K
FMR LLC 0.00% Reduce -62.0% 16,498 $792K
Macquarie Group Ltd. 0.00% No change 16,300 $783K
Unison Advisors LLC 0.07% Add +0.7% 16,260 $781K
Creative Planning 0.00% Add +10.2% 16,137 $775K
Handelsbanken Fonder AB 0.00% No change 16,088 $772K
Capital Fund Management S.A. 0.01% Reduce -46.7% 15,974 $767K
Quadrant Capital Group LLC 0.02% Reduce -4.7% 15,666 $752K
Oregon Public Employees Retirement Fund 0.01% Reduce -3.1% 15,600 $749K
Choreo, LLC 0.01% Add +3.9% 15,594 $749K
O'shaughnessy Asset Management, LLC 0.00% Add +11.6% 15,454 $742K
Elo Mutual Pension Insurance Co 0.01% New 15,015 $721K
Ensign Peak Advisors, Inc 0.00% Reduce -36.7% 14,775 $709K
Caprock Group, LLC 0.02% — 13,882 $698K
Amundi 0.00% Add +5.4% 14,116 $690K
Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% Reduce -32.0% 14,298 $686K
KLP Kapitalforvaltning As 0.00% No change 14,100 $677K
Snowden Capital Advisors LLC 0.02% Reduce -0.3% 13,976 $671K
Marshall Wace, LLP 0.00% Reduce -6.4% 13,374 $642K
ProShare Advisors LLC 0.00% Reduce -15.7% 12,729 $611K
NewEdge Wealth, LLC 0.01% Add +18.3% 13,105 $610K
Wealth Enhancement Advisory Services, LLC 0.00% Add +12.2% 11,688 $571K
iSAM Funds (UK) Ltd 0.11% New 11,579 $556K
Weiss Asset Management LP 0.01% Reduce -79.5% 10,650 $511K
Los Angeles Capital Management LLC 0.00% No change 10,643 $511K
IFG Advisory, LLC 0.02% Reduce -0.7% 10,120 $486K
Maryland State Retirement & Pension System 0.01% Reduce -51.8% 9,933 $477K
Pictet Asset Management Holding SA 0.00% No change 9,457 $454K
Envestnet Asset Management Inc. 0.00% Reduce -72.0% 9,033 $434K
Harvest Investment Services, LLC 0.09% New 8,896 $427K
Teacher Retirement System of Texas 0.00% Reduce -18.8% 8,729 $419K
Commonwealth Equity Services, LLC 0.00% Reduce -0.2% 8,425 $405K
Coldstream Capital Management Inc. 0.01% Reduce -4.1% 8,434 $405K
LPL Financial LLC 0.00% Add +42.4% 8,226 $395K
Commerce Bank 0.00% Reduce -5.3% 8,176 $393K
Mutual of America Capital Management LLC 0.00% Reduce -14.1% 7,740 $372K
Balyasny Asset Management L.P. 0.00% Add +4.2% 7,674 $368K
Cerity Partners LLC 0.00% Reduce -11.3% 7,598 $365K
Neuberger Berman Group LLC 0.00% Add +15.3% 7,339 $352K
CIBC Bancorp USA Inc. 0.00% — 7,186 $345K
Two Sigma Securities, LLC 0.05% Reduce -4.9% 6,913 $332K
Sterling Capital Management LLC 0.00% Reduce -49.5% 6,791 $326K
MQS Management LLC 0.19% New 6,774 $325K
Raymond James Financial Inc. 0.00% Reduce -1.8% 6,765 $325K
Headlands Technologies LLC 0.03% Reduce -15.7% 6,569 $315K
State of Wisconsin Investment Board 0.00% Add +4.1% 6,435 $309K
Vanguard Personalized Indexing Management, LLC 0.00% Add +32.7% 6,425 $309K
XTX Topco Ltd 0.02% Reduce -88.6% 6,280 $302K
PNC Financial Services Group, Inc. 0.00% Add +7.4% 6,227 $299K
Prime Capital Investment Advisors, LLC 0.00% No change 6,060 $291K
Bank of Montreal 0.00% Reduce -78.3% 6,032 $290K
Fiduciary Trust Co 0.00% No change 5,827 $280K
Ameritas Investment Partners, Inc. 0.01% Reduce -17.6% 5,632 $270K
Caxton Associates LLP 0.01% Reduce -25.4% 5,474 $263K
Aquatic Capital Management LLC 0.00% Reduce -46.6% 5,441 $261K
Profund Advisors LLC 0.01% Reduce -7.1% 5,318 $255K
Xponance LLC 0.00% Add +1.2% 5,305 $255K
Atria Investments, Inc 0.00% Add +0.1% 4,968 $239K
CIBC Asset Management Inc 0.00% Reduce -2.8% 4,464 $214K
Mackenzie Financial Corp. 0.00% No change 4,459 $214K
Tiaa Trust, National Association 0.00% New 4,279 $205K
Evergreen Capital Management LLC 0.00% New 4,189 $201K
Royal Bank of Canada 0.00% Reduce -69.8% 4,151 $199K
STRS Ohio 0.00% No change 4,000 $192K
Cwm, LLC 0.00% Add +37.6% 3,810 $183K
Highline Wealth Partners LLC 0.05% New 3,761 $181K
Smartleaf Asset Management LLC 0.01% Add +77.0% 3,483 $167K
US Bancorp \de 0.00% Reduce -1.7% 3,122 $150K
EMC Capital Management 0.07% No change 2,965 $142K
Parallel Advisors, LLC 0.00% Reduce -2.6% 2,788 $134K
GAMMA Investing LLC 0.01% Add +9.0% 2,641 $127K
Tower Research Capital LLC (TRC) 0.00% Reduce -77.1% 2,548 $122K
KBC Group NV 0.00% No change 2,191 $105K
Public Employees Retirement Association of Colorado 0.00% No change 1,965 $94K
NewEdge Advisors, LLC 0.00% Reduce -5.2% 1,615 $78K
Nisa Investment Advisors, LLC 0.00% Add +15.9% 1,470 $71K
Covestor Ltd 0.04% Reduce -0.1% 1,443 $69K
Arax Advisory Partners 0.00% Add +1676.9% 1,386 $67K
Vestcor Inc 0.00% Reduce -73.5% 1,320 $63K
Public Employees Retirement System of Ohio 0.00% Reduce -2.5% 1,205 $58K
Physician Wealth Advisors, Inc. 0.01% No change 1,161 $56K
Shell Asset Management Co. 0.01% Reduce -42.5% 1,122 $54K
Assetmark, Inc. 0.00% Reduce -0.3% 1,041 $50K
Danske Bank A/S 0.00% No change 1,000 $48K
Signaturefd, LLC 0.00% Reduce -5.4% 993 $48K
Hantz Financial Services, Inc. 0.00% Add +36.0% 979 $47K
Salomon & Ludwin, LLC 0.00% New 897 $43K
Nomura Asset Management Co. Ltd. 0.00% No change 850 $41K
Fifth Third Bancorp 0.00% Add +4.0% 810 $39K
Bessemer Group Inc. 0.00% Add +101.8% 781 $38K
Rockefeller Capital Management L.P. 0.00% New 701 $34K
Palouse Capital Management, Inc. 0.02% Reduce -45.5% 600 $29K
BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% Reduce -3.6% 556 $27K
Allworth Financial LP 0.00% Add +2.8% 556 $27K
EverSource Wealth Advisors, LLC 0.00% Reduce -4.7% 482 $23K
Wealthspire Advisors, LLC 0.00% New 393 $19K
UMB Bank, n.a. 0.00% Add +14.0% 383 $18K
CIBC Private Wealth Group LLC 0.00% Add +2.7% 376 $18K
Versant Capital Management, Inc 0.00% No change 375 $18K
Westside Investment Management, Inc. 0.00% Add +100.0% 344 $16K
Harbor Capital Advisors, Inc. 0.00% Reduce -28.1% 312 $15K
Smithfield Trust Co 0.00% No change 280 $14K
Optiver Holding B.V. 0.00% Add +135.7% 271 $13K
Medallion Wealth Advisors, LLC 0.00% No change 250 $12K
Root Financial Partners, LLC 0.00% New 239 $11K
Mather Group, Llc. 0.00% New 202 $10K
MassMutual Private Wealth & Trust, FSB 0.00% No change 172 $8K
Larson Financial Group LLC 0.00% Add +1281.8% 152 $7K
Bare Financial Services, Inc 0.00% Add +9.3% 152 $7K
Bell Investment Advisors, Inc 0.00% No change 151 $7K
IFP Advisors, Inc 0.00% Add +0.0% 124 $6K
Rothschild Investment LLC 0.00% Reduce -25.0% 120 $6K
Caitong International Asset Management Co., Ltd 0.00% New 111 $5K
Manchester Capital Management LLC 0.00% No change 105 $5K
Hemington Wealth Management 0.00% Add +16.0% 109 $5K
Farther Finance Advisors, LLC 0.00% Add +22.5% 87 $4K
Private Wealth Management Group, LLC 0.00% No change 78 $4K
Huntington National Bank 0.00% No change 57 $3K
High Note Wealth, LLC 0.00% Add +12.0% 56 $3K
Parkside Financial Bank & Trust 0.00% No change 41 $2K
Northwestern Mutual Wealth Management Co. 0.00% New 38 $2K
Essential Partners LLC 0.00% Add +111.8% 36 $2K
Quarry LP 0.00% New 33 $2K
Farmers & Merchants Investments Inc. 0.00% No change 33 $2K
Rialto Wealth Management, LLC 0.00% Add +6.9% 31 $1K
Glen Eagle Advisors, LLC 0.00% No change 25 $1K
Fortitude Family Office, LLC 0.00% No change 24 $1K
Spire Wealth Management 0.00% No change 17 $816
DiNuzzo Private Wealth, Inc. 0.00% Reduce -6.3% 15 $749
JFS Wealth Advisors, LLC 0.00% No change 14 $673
Bruce G. Allen Investments, LLC 0.00% No change 9 $432
SJS Investment Consulting Inc. 0.00% No change 8 $385
HFM Investment Advisors, LLC 0.00% No change 6 $288
Jones Financial Companies LLLP 0.00% No change 5 $243
MAI Capital Management 0.00% No change 4 $193
Bay Harbor Wealth Management, LLC 0.00% Add +33.3% 4 $192
True Wealth Design, LLC 0.00% No change 1 $49
Global Retirement Partners, LLC 0.00% No change 1 $48
Cloud Capital Management, LLC 0.00% New 17 $0

"% of holder's portfolio" is CATY's weight in each manager's 13F, not the share of Cathay General Bancorp the manager owns.