Capital SouthwestCSWC
13F holders, Q4 2024 (December 31)160holders +11
26new positions
19sold out
3famous investors
$21.83avg. 13F price*
At the end of Q4 2024, 160 institutions reported holding Capital Southwest Corp. (CSWC) in their 13F filings, up 11 from Q3 2024. 26 opened new positions and 19 sold out. The largest holders were Van Eck Associates Corp. ($26.0M), Balyasny Asset Management L.P. ($21.8M) and Sanders Morris Harris LLC ($17.6M). 3 famous investors held it, including Israel Englander (0.0% of Millennium Management's portfolio), David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Capital Southwest Corp.
- CUSIP
- 140501107
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 26 | $42.7M |
| Exits | 19 | $4.4M |
All 13F filers, Q3 2024 → Q4 2024: 3,886,131 shares bought and 805,757 shares sold, net +3,080,374 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 160 holders
| Van Eck Associates Corp. | 0.03% | Add +3.3% | 1,190,204 | $26.0M |
| Balyasny Asset Management L.P. | 0.05% | New | 1,001,199 | $21.8M |
| Sanders Morris Harris LLC | 2.64% | Add +28.1% | 814,584 | $17.6M |
| Two Sigma Advisers, LP | 0.04% | Add +17.3% | 774,600 | $16.9M |
| Zuckerman Investment Group, LLC | 1.44% | Add +4.8% | 672,468 | $15.0M |
| Two Sigma Investments, LP | 0.04% | Add +42.2% | 673,778 | $14.7M |
| Punch & Associates Investment Management, Inc. | 0.81% | Reduce -0.5% | 672,367 | $14.7M |
| Sound Income Strategies, LLC | 0.78% | Add +2.9% | 578,541 | $12.6M |
| Beacon Pointe Advisors, LLC | 0.12% | Add +1481.6% | 490,291 | $10.7M |
| Melia Wealth LLC | 4.57% | Add +3.3% | 401,581 | $8.8M |
| Harbor Capital Advisors, Inc. | 0.38% | Add +2.9% | 398,887 | $8.7M |
| Tectonic Advisors LLC | 0.57% | Add +21.0% | 398,008 | $8.7M |
| Legal & General Group Plc | 0.00% | Reduce -6.7% | 310,285 | $6.8M |
| First Manhattan Co. Llc. | 0.02% | Reduce -1.6% | 301,950 | $6.6M |
| Millennium Management | 0.01% | New | 257,378 | $5.6M |
| BlackRock, Inc. | 0.00% | Add +17.3% | 233,520 | $5.1M |
| Morgan Stanley | 0.00% | Add +29.8% | 213,448 | $4.7M |
| Franklin Resources Inc. | 0.00% | Add +34.6% | 207,330 | $4.5M |
| Qube Research & Technologies Ltd | 0.01% | New | 197,629 | $4.3M |
| Raymond James Financial Inc. | 0.00% | — | 194,755 | $4.2M |
| Womack Financial LLC | 3.63% | — | 187,388 | $4.1M |
| Hennion & Walsh Asset Management, Inc. | 0.18% | Reduce -14.5% | 179,426 | $3.9M |
| Grace & White Inc. | 0.73% | No change | 176,597 | $3.9M |
| LPL Financial LLC | 0.00% | Reduce -11.9% | 169,054 | $3.7M |
| Advisors Asset Management, Inc. | 0.06% | Reduce -18.1% | 149,543 | $3.3M |
| HRT Financial LP | 0.01% | Add +76.5% | 126,700 | $2.8M |
| Citadel Advisors | 0.00% | Add +525.8% | 120,317 | $2.6M |
| MML Investors Services, LLC | 0.01% | Add +16.5% | 119,721 | $2.6M |
| Muzinich & Co., Inc. | 1.70% | Add +4.1% | 110,422 | $2.4M |
| Denali Advisors LLC | 0.24% | Reduce -16.2% | 104,496 | $2.3M |
| Schonfeld Strategic Advisors LLC | 0.01% | New | 103,043 | $2.2M |
| Sumitomo Mitsui Trust Group, Inc. | 0.00% | No change | 102,879 | $2.2M |
| Marshall Wace, LLP | 0.00% | Add +41.6% | 102,485 | $2.2M |
| UBS Group AG | 0.00% | Add +79.4% | 102,406 | $2.2M |
| D. E. Shaw & Co. | 0.00% | New | 101,638 | $2.2M |
| Foundations Investment Advisors, LLC | 0.04% | Add +24.8% | 101,234 | $2.2M |
| Confluence Investment Management LLC | 0.03% | Add +1.8% | 100,242 | $2.2M |
| Hodges Capital Management Inc. | 0.12% | Add +17.2% | 91,753 | $2.0M |
| Ameriprise Financial Inc. | 0.00% | Add +8.0% | 91,237 | $2.0M |
| Naviter Wealth, LLC | 0.22% | New | 83,531 | $1.8M |
| Benjamin Edwards Inc. | 0.03% | Add +2.7% | 82,375 | $1.8M |
| Argent Trust Co | 0.07% | Reduce -7.5% | 77,998 | $1.7M |
| Barclays PLC | 0.00% | Add +1.8% | 77,436 | $1.7M |
| Goldman Sachs Group Inc. | 0.00% | Add +480.3% | 74,359 | $1.6M |
| Moerus Capital Management LLC | 0.59% | Reduce -9.9% | 73,983 | $1.6M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -4.9% | 71,112 | $1.6M |
| Envestnet Asset Management Inc. | 0.00% | Add +457.4% | 70,310 | $1.5M |
| Sovereign's Capital Management, LLC | 0.94% | — | 67,575 | $1.5M |
| First Dallas Securities Inc. | 0.60% | Add +18.8% | 67,108 | $1.5M |
| Redmont Wealth Advisors LLC | 2.52% | Reduce -2.5% | 66,939 | $1.5M |
| Legacy Capital Wealth Partners, LLC | 0.34% | Reduce -4.4% | 62,302 | $1.4M |
| Royal Bank of Canada | 0.00% | Reduce -2.3% | 60,951 | $1.3M |
| Aquatic Capital Management LLC | 0.03% | Add +488.6% | 58,864 | $1.3M |
| Total Clarity Wealth Management, Inc. | 0.40% | Reduce -31.3% | 56,305 | $1.2M |
| Cetera Investment Advisers | 0.00% | Add +56.5% | 53,524 | $1.2M |
| B. Riley Wealth Advisors, Inc. | 0.04% | Add +8.4% | 50,626 | $1.1M |
| SMH Capital Advisors Inc. | 2.48% | Add +195.0% | 47,043 | $1.0M |
| Kestra Advisory Services, LLC | 0.01% | Add +5.4% | 44,691 | $975K |
| Mraz, Amerine & Associates, Inc. | 0.17% | Reduce -3.8% | 43,521 | $950K |
| Caldwell Sutter Capital, Inc. | 0.43% | Reduce -1.9% | 42,428 | $926K |
| Cozad Asset Management Inc. | 0.09% | Reduce -31.3% | 41,834 | $913K |
| JPMorgan Chase & Co. | 0.00% | Add +934.8% | 39,259 | $857K |
| Cornerstone Wealth Management, LLC | 0.06% | Add +4.1% | 39,166 | $855K |
| Sunbelt Securities, Inc. | 0.07% | Add +52.4% | 37,215 | $811K |
| Quantbot Technologies LP | 0.03% | Add +190.2% | 36,631 | $799K |
| Virtus Advisers, LLC | 0.32% | Add +36.4% | 35,931 | $784K |
| Campbell & CO Investment Adviser LLC | 0.06% | New | 35,100 | $766K |
| CANADA LIFE ASSURANCE Co | 0.00% | Reduce -7.0% | 34,994 | $763K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +6.4% | 33,307 | $727K |
| Invesco Ltd. | 0.00% | Reduce -92.1% | 31,493 | $687K |
| Northern Trust Corp. | 0.00% | Add +20.8% | 29,382 | $641K |
| Wells Fargo & Company | 0.00% | Add +0.2% | 28,022 | $611K |
| Osaic Holdings, Inc. | 0.00% | Add +14.5% | 26,415 | $576K |
| Global Retirement Partners, LLC | 0.02% | Reduce -30.0% | 25,581 | $558K |
| Guggenheim Capital LLC | 0.00% | Add +5.6% | 23,612 | $515K |
| Samalin Investment Counsel, LLC | 0.21% | Add +10.9% | 22,704 | $495K |
| Jane Street Group, LLC | 0.00% | New | 21,748 | $475K |
| Apollon Wealth Management, LLC | 0.01% | Add +0.6% | 20,681 | $451K |
| Autumn Glory Partners, LLC | 0.21% | Add +53.9% | 20,000 | $436K |
| Catalyst Capital Advisors LLC | 0.01% | New | 20,000 | $436K |
| NewEdge Advisors, LLC | 0.00% | New | 19,129 | $417K |
| Dearborn Partners LLC | 0.02% | Reduce -3.7% | 18,955 | $414K |
| 1900 Wealth Management LLC | 0.03% | No change | 18,272 | $399K |
| LBMC Investment Advisors, LLC | 0.03% | No change | 18,250 | $398K |
| Bank of America Corp. | 0.00% | Add +135.3% | 17,710 | $386K |
| Bard Associates Inc. | 0.13% | Reduce -5.1% | 17,256 | $377K |
| Susquehanna International Group, LLP | 0.00% | New | 17,223 | $376K |
| Corient Private Wealth LP | 0.00% | Add +49.5% | 16,581 | $362K |
| BNP Paribas Financial Markets | 0.00% | New | 16,407 | $358K |
| Avantax Advisory Services, Inc. | 0.00% | Reduce -2.8% | 16,120 | $352K |
| U.S. Capital Wealth Advisors, LLC | 0.01% | No change | 16,000 | $349K |
| Palisade Capital Management, LP | 0.01% | New | 15,647 | $341K |
| Oppenheimer & Co. Inc. | 0.00% | New | 14,955 | $326K |
| Mariner, LLC | 0.00% | Reduce -3.7% | 14,914 | $325K |
| Concurrent Investment Advisors, LLC | 0.01% | Reduce -12.6% | 13,842 | $302K |
| Independent Financial Group, LLC | 0.01% | Add +5.0% | 13,785 | $301K |
| US Bancorp \de | 0.00% | Reduce -0.3% | 13,700 | $299K |
| Union Bancaire Privee, UBP SA | 0.01% | — | 13,655 | $298K |
| Y-Intercept (Hong Kong) Ltd | 0.02% | New | 13,559 | $296K |
| Catalina Capital Group, LLC | 0.10% | New | 13,240 | $289K |
| Core Wealth Partners LLC | 0.14% | No change | 11,520 | $251K |
| Geode Capital Management, LLC | 0.00% | No change | 11,251 | $245K |
| Mirae Asset Global Investments Co., Ltd. | 0.00% | Reduce -14.2% | 10,882 | $237K |
| Gsa Capital Partners LLP | 0.02% | New | 10,880 | $237K |
| Vident Advisory, LLC | 0.00% | Reduce -28.5% | 10,421 | $227K |
| TCFG Wealth Management, LLC | 0.11% | No change | 9,800 | $214K |
| Evergreen Capital Management LLC | 0.01% | Reduce -1.2% | 9,750 | $213K |
| Focus Partners Wealth | 0.00% | Add +6.6% | 9,464 | $207K |
| HighTower Advisors, LLC | 0.00% | Reduce -20.9% | 9,315 | $203K |
| Wolverine Trading, LLC | 0.00% | New | 9,265 | $202K |
| Lido Advisors, LLC | 0.00% | Reduce -36.0% | 9,244 | $202K |
| Hollencrest Capital Management | 0.01% | Add +2.7% | 6,701 | $146K |
| Comerica Bank | 0.00% | No change | 5,556 | $121K |
| Washington Trust Advisors, Inc. | 0.01% | No change | 5,000 | $109K |
| Creative Planning | 0.00% | Reduce -55.2% | 5,000 | $109K |
| Rialto Wealth Management, LLC | 0.03% | — | 4,809 | $105K |
| Parallel Advisors, LLC | 0.00% | Reduce -4.9% | 4,614 | $101K |
| Northwestern Mutual Wealth Management Co. | 0.00% | No change | 4,000 | $87K |
| Nisa Investment Advisors, LLC | 0.00% | Reduce -35.7% | 2,700 | $59K |
| Brown Brothers Harriman & Co. | 0.00% | New | 2,683 | $59K |
| MAI Capital Management | 0.00% | New | 2,676 | $58K |
| Blue Trust, Inc. | 0.00% | Reduce -62.6% | 2,674 | $58K |
| Citigroup Inc. | 0.00% | Add +23.5% | 2,587 | $56K |
| Capital Analysts, LLC | 0.00% | Add +35.6% | 2,550 | $56K |
| EverSource Wealth Advisors, LLC | 0.00% | Add +1.1% | 2,365 | $52K |
| Nomura Asset Management Co. Ltd. | 0.00% | Add +243.2% | 2,217 | $48K |
| TCTC Holdings, LLC | 0.00% | No change | 2,136 | $47K |
| Quarry LP | 0.01% | Add +52.5% | 2,126 | $46K |
| Geneos Wealth Management Inc. | 0.00% | No change | 2,090 | $46K |
| Cwm, LLC | 0.00% | Add +101.5% | 2,065 | $45K |
| CIBC Private Wealth Group LLC | 0.00% | Add +29.2% | 1,890 | $41K |
| Signaturefd, LLC | 0.00% | Reduce -34.6% | 1,785 | $39K |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -84.0% | 1,566 | $34K |
| Ameriflex Group, Inc. | 0.02% | — | 1,462 | $33K |
| Promus Capital, LLC | 0.02% | — | 1,384 | $30K |
| WR Wealth Planners, LLC | 0.01% | New | 1,000 | $22K |
| Larson Financial Group LLC | 0.00% | No change | 1,000 | $22K |
| Toth Financial Advisory Corp. | 0.00% | Add +11.7% | 670 | $15K |
| IFP Advisors, Inc | 0.00% | No change | 650 | $14K |
| Spire Wealth Management | 0.00% | No change | 600 | $13K |
| Concourse Financial Group Securities, Inc. | 0.00% | Reduce -75.6% | 500 | $11K |
| Ridgewood Investments LLC | 0.01% | No change | 500 | $11K |
| HHM Wealth Advisors, LLC | 0.00% | No change | 500 | $11K |
| Raleigh Capital Management Inc. | 0.00% | Reduce -22.7% | 425 | $9K |
| Jones Financial Companies LLLP | 0.00% | New | 325 | $7K |
| Spectrum Wealth Counsel, LLC | 0.00% | No change | 230 | $5K |
| Wingate Wealth Advisors, Inc. | 0.00% | — | 210 | $5K |
| Atlantic Edge Private Wealth Management, LLC | 0.00% | No change | 200 | $4K |
| FMR LLC | 0.00% | New | 150 | $3K |
| Quadrant Capital Group LLC | 0.00% | Reduce -67.3% | 105 | $2K |
| Caitong International Asset Management Co., Ltd | 0.00% | — | 99 | $2K |
| Delta Asset Management LLC | 0.00% | No change | 70 | $2K |
| Tower Research Capital LLC (TRC) | 0.00% | Reduce -95.1% | 64 | $1K |
| Archer Investment Corp | 0.00% | Add +3.9% | 54 | $1K |
| Mainstream Capital Management LLC | 0.00% | New | 35 | $764 |
| Farther Finance Advisors, LLC | 0.00% | No change | 19 | $415 |
| Lindbrook Capital, LLC | 0.00% | No change | 13 | $284 |
| SOA Wealth Advisors, LLC. | 0.00% | New | 11 | $240 |
| DHJJ Financial Advisors, Ltd. | 0.00% | New | 5 | $110 |
| Huntington National Bank | 0.00% | No change | 2 | $44 |
"% of holder's portfolio" is CSWC's weight in each manager's 13F, not the share of Capital Southwest Corp. the manager owns.