Essential 40 Stock ETFESNETF
13F holders, Q3 2025 (September 30)15holders +2
6new positions
2sold out
$17.06avg. 13F price*
At the end of Q3 2025, 15 institutions reported holding Essential 40 Stock ETF (ESN) in their 13F filings, up 2 from Q2 2025. 6 opened new positions and 2 sold out. The largest holders were Sanctuary Advisors, LLC ($55.3M), Legacy Financial Group LLC ($31.3M) and Breakthru Advisory Services, LLC ($16.2M).
- Company
- Essential 40 Stock ETF
- Filed as
- NORTHERN LTS FD TR II (Q3 2025)
- CUSIP
- 664925708
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 6 | $18.8M |
| Exits | 2 | $464K |
All 13F filers, Q2 2025 → Q3 2025: 1,921,141 shares bought and 103,847 shares sold, net +1,817,294 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 15 holders
| Sanctuary Advisors, LLC | 0.32% | Add +5.8% | 3,242,554 | $55.3M |
| Legacy Financial Group LLC | 4.09% | Add +4.6% | 1,831,863 | $31.3M |
| Breakthru Advisory Services, LLC | 10.65% | New | 948,931 | $16.2M |
| UBS Group AG | 0.00% | Reduce -7.7% | 885,120 | $15.1M |
| KKM Financial LLC | 3.17% | Reduce -0.3% | 591,038 | $10.1M |
| Atria Investments, Inc | 0.08% | Add +39.4% | 415,038 | $7.1M |
| Harbour Investments, Inc. | 0.13% | Add +665.4% | 329,680 | $5.6M |
| Rockefeller Capital Management L.P. | 0.01% | Add +367.9% | 197,268 | $3.4M |
| Bank of New York Mellon Corp | 0.00% | Add +0.2% | 127,928 | $2.2M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +1.8% | 63,068 | $1.1M |
| LPL Financial LLC | 0.00% | New | 62,038 | $1.1M |
| Equitable Holdings, Inc. | 0.01% | New | 40,617 | $693K |
| Quantum Private Wealth, LLC | 0.15% | New | 31,000 | $529K |
| Cwm, LLC | 0.00% | New | 19,973 | $341K |
| Allworth Financial LP | 0.00% | Add +1.8% | 19,894 | $339K |
"% of holder's portfolio" is ESN's weight in each manager's 13F, not the share of Essential 40 Stock ETF the manager owns.