Essential 40 Stock ETFESNETF
13F holders, Q4 2025 (December 31)20holders +5
5new positions
1sold out
$17.34avg. 13F price*
At the end of Q4 2025, 20 institutions reported holding Essential 40 Stock ETF (ESN) in their 13F filings, up 5 from Q3 2025. 5 opened new positions and 1 sold out. The largest holders were Sanctuary Advisors, LLC ($56.7M), Legacy Financial Group LLC ($34.4M) and Breakthru Advisory Services, LLC ($21.8M).
- Company
- Essential 40 Stock ETF
- Filed as
- NORTHERN LTS FD TR II (Q4 2025)
- CUSIP
- 664925708
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 5 | $15.1M |
| Exits | 1 | $0 |
All 13F filers, Q3 2025 → Q4 2025: 1,917,433 shares bought and 10,700 shares sold, net +1,906,733 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 20 holders
| Sanctuary Advisors, LLC | 0.31% | Add +1.9% | 3,302,710 | $56.7M |
| Legacy Financial Group LLC | 4.25% | Add +3.3% | 1,891,621 | $34.4M |
| Breakthru Advisory Services, LLC | 13.96% | Add +34.1% | 1,273,016 | $21.8M |
| UBS Group AG | 0.00% | Reduce -0.6% | 879,695 | $15.1M |
| Raymond James Financial Inc. | 0.00% | New | 743,509 | $12.8M |
| Harbour Investments, Inc. | 0.22% | Add +88.1% | 620,151 | $10.6M |
| KKM Financial LLC | 1.81% | Add +0.3% | 592,732 | $10.2M |
| Atria Investments, Inc | 0.09% | Add +16.9% | 485,069 | $8.3M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +209.2% | 194,983 | $3.3M |
| Rockefeller Capital Management L.P. | 0.01% | Reduce -2.7% | 191,993 | $3.3M |
| Bank of New York Mellon Corp | 0.00% | No change | 127,928 | $2.2M |
| LPL Financial LLC | 0.00% | Add +81.8% | 112,773 | $1.9M |
| GTS Securities LLC | 0.04% | New | 69,011 | $1.2M |
| Quantum Private Wealth, LLC | 0.30% | Add +90.3% | 59,000 | $1.0M |
| Equitable Holdings, Inc. | 0.01% | Add +17.6% | 47,748 | $819K |
| Janney Montgomery Scott LLC | 0.00% | New | 37,643 | $646K |
| Commonwealth Equity Services, LLC | 0.00% | New | 31,617 | $543K |
| Allworth Financial LP | 0.00% | Add +38.6% | 27,568 | $473K |
| Cwm, LLC | 0.00% | Add +18.0% | 23,565 | $404K |
| Bruce G. Allen Investments, LLC | 0.00% | New | 411 | $7K |
"% of holder's portfolio" is ESN's weight in each manager's 13F, not the share of Essential 40 Stock ETF the manager owns.