Essential 40 Stock ETFESNETF
13F holders, Q1 2026 (March 31)24holders +4
5new positions
1sold out
$17.50avg. 13F price*
At the end of Q1 2026, 24 institutions reported holding Essential 40 Stock ETF (ESN) in their 13F filings, up 4 from Q4 2025. 5 opened new positions and 1 sold out. The largest holders were Sanctuary Advisors, LLC ($57.6M), Legacy Financial Group LLC ($33.3M) and Raymond James Financial Inc. ($26.6M).
- Company
- Essential 40 Stock ETF
- Filed as
- NORTHERN LTS FD TR II (Q1 2026)
- CUSIP
- 664925708
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 5 | $355K |
| Exits | 1 | $3.3M |
All 13F filers, Q4 2025 → Q1 2026: 1,472,645 shares bought and 1,364,158 shares sold, net +108,487 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 24 holders
| Sanctuary Advisors, LLC | 0.31% | Reduce -0.4% | 3,289,819 | $57.6M |
| Legacy Financial Group LLC | 4.18% | Add +0.4% | 1,899,212 | $33.3M |
| Raymond James Financial Inc. | 0.01% | Add +104.3% | 1,519,108 | $26.6M |
| UBS Group AG | 0.00% | Add +8.8% | 957,311 | $16.8M |
| Harbour Investments, Inc. | 0.20% | Add +17.2% | 727,093 | $12.7M |
| Atria Investments, Inc | 0.12% | Add +25.5% | 608,606 | $10.7M |
| KKM Financial LLC | 1.81% | No change | 592,732 | $10.2M |
| Cwm, LLC | 0.01% | Add +1238.9% | 315,502 | $5.5M |
| Rockefeller Capital Management L.P. | 0.01% | Reduce -1.2% | 189,624 | $3.3M |
| LPL Financial LLC | 0.00% | Add +25.6% | 141,679 | $2.5M |
| Breakthru Advisory Services, LLC | 3.95% | Reduce -88.9% | 140,802 | $2.5M |
| Bank of New York Mellon Corp | 0.00% | Reduce -4.7% | 121,969 | $2.1M |
| Quantum Private Wealth, LLC | 0.34% | Add +5.1% | 62,000 | $1.1M |
| Equitable Holdings, Inc. | 0.01% | Add +28.8% | 61,510 | $1.1M |
| Commonwealth Equity Services, LLC | 0.00% | Add +70.9% | 54,042 | $947K |
| GTS Securities LLC | 0.03% | Reduce -22.4% | 53,581 | $938K |
| Janney Montgomery Scott LLC | 0.00% | Add +2.8% | 38,706 | $678K |
| Allworth Financial LP | 0.00% | Reduce -1.1% | 27,256 | $477K |
| Independent Advisor Alliance | 0.00% | New | 16,453 | $288K |
| Farther Finance Advisors, LLC | 0.00% | New | 1,800 | $32K |
| Jones Financial Companies LLLP | 0.00% | New | 1,422 | $24K |
| BlackRock, Inc. | 0.00% | New | 591 | $10K |
| Bruce G. Allen Investments, LLC | 0.00% | No change | 411 | $7K |
| Royal Bank of Canada | 0.00% | New | 1 | $0 |
"% of holder's portfolio" is ESN's weight in each manager's 13F, not the share of Essential 40 Stock ETF the manager owns.