First Trust Alt Abs Ret ETFFAARETF
13F holders, Q4 2024 (December 31)70holders −2
7new positions
13sold out
$28.01avg. 13F price*
At the end of Q4 2024, 70 institutions reported holding First Trust Alt Abs Ret ETF (FAAR) in their 13F filings, down 2 from Q3 2024. 7 opened new positions and 13 sold out. The largest holders were Envestnet Asset Management Inc. ($9.9M), LPL Financial LLC ($6.0M) and Captrust Financial Advisors ($4.0M).
- Company
- First Trust Alt Abs Ret ETF
- CUSIP
- 33740Y101
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 7 | $633K |
| Exits | 13 | $23.7M |
All 13F filers, Q3 2024 → Q4 2024: 198,075 shares bought and 987,551 shares sold, net −789,476 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 70 holders
| Envestnet Asset Management Inc. | 0.00% | Add +2.8% | 352,997 | $9.9M |
| LPL Financial LLC | 0.00% | Add +11.8% | 214,734 | $6.0M |
| Captrust Financial Advisors | 0.01% | Reduce -1.7% | 143,131 | $4.0M |
| Cetera Investment Advisers | 0.01% | Add +16.4% | 137,629 | $3.9M |
| Assetmark, Inc. | 0.01% | Add +9.7% | 126,933 | $3.6M |
| Authentikos Wealth Advisory, LLC | 3.04% | Reduce -2.9% | 109,937 | $3.1M |
| First Trust Advisors LP | 0.00% | Add +29.3% | 106,076 | $3.0M |
| Raymond James Financial Inc. | 0.00% | — | 84,379 | $2.4M |
| Avantax Advisory Services, Inc. | 0.01% | Reduce -16.3% | 68,722 | $1.9M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +3.5% | 61,976 | $1.7M |
| AE Wealth Management LLC | 0.01% | Add +3.6% | 57,181 | $1.6M |
| Osaic Holdings, Inc. | 0.00% | Reduce -44.7% | 55,913 | $1.6M |
| Bank of New York Mellon Corp | 0.00% | Reduce -20.3% | 54,238 | $1.5M |
| CreativeOne Wealth, LLC | 0.04% | Add +31.8% | 48,278 | $1.4M |
| IFP Advisors, Inc | 0.04% | Add +24.9% | 43,900 | $1.2M |
| Coppell Advisory Solutions LLC | 0.17% | Add +45.6% | 43,637 | $1.2M |
| Orion Porfolio Solutions, LLC | 0.01% | Add +4.8% | 43,385 | $1.2M |
| Orion Portfolio Solutions, LLC | 0.01% | Add +4.8% | 43,385 | $1.2M |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Add +4.7% | 36,182 | $1.0M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -7.3% | 33,884 | $949K |
| Atria Wealth Solutions, Inc. | 0.01% | Reduce -30.9% | 29,064 | $814K |
| Benjamin Edwards Inc. | 0.01% | Add +90.5% | 28,058 | $786K |
| GeoWealth Management, LLC | 0.02% | Reduce -27.0% | 27,104 | $759K |
| Pinnacle Family Advisors, LLC | 0.36% | Add +6.4% | 26,376 | $739K |
| Flow Traders U.S. LLC | 0.03% | Add +21.1% | 25,304 | $709K |
| Walkner Condon Financial Advisors LLC | 0.14% | Reduce -13.2% | 24,410 | $684K |
| PFG Advisors | 0.04% | Add +81.2% | 22,264 | $624K |
| Gateway Wealth Partners, LLC | 0.16% | Add +1.9% | 22,216 | $622K |
| Iams Wealth Management, LLC | 0.28% | Add +8.1% | 21,867 | $612K |
| Royal Bank of Canada | 0.00% | Add +0.3% | 20,272 | $568K |
| NewEdge Wealth, LLC | 0.01% | Add +1.8% | 18,948 | $531K |
| BlueChip Wealth Advisors LLC | 0.27% | Reduce -34.8% | 17,201 | $482K |
| World Investment Advisors | 0.01% | Add +17.1% | 16,711 | $468K |
| Scotia Capital Inc. | 0.00% | Reduce -0.4% | 16,574 | $464K |
| Park Avenue Securities LLC | 0.00% | Add +4.3% | 15,800 | $443K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -12.3% | 15,051 | $422K |
| Jane Street Group, LLC | 0.00% | Add +14.4% | 14,968 | $419K |
| Janney Montgomery Scott LLC | 0.00% | Add +49.3% | 14,345 | $402K |
| LaSalle St. Investment Advisors, LLC | 0.12% | New | 14,258 | $399K |
| Focus Financial Network, Inc. | 0.02% | Reduce -2.8% | 13,543 | $379K |
| Richmond Investment Services, LLC | 0.18% | — | 11,547 | $323K |
| Snowden Capital Advisors LLC | 0.01% | Reduce -2.9% | 11,262 | $315K |
| Atria Investments, Inc | 0.00% | Reduce -38.2% | 11,120 | $311K |
| Mutual Advisors, LLC | 0.01% | Reduce -1.0% | 9,950 | $285K |
| 1776 Wealth LLC | 0.12% | Reduce -10.1% | 9,319 | $261K |
| TFB Advisors LLC | 0.07% | Add +26.3% | 9,136 | $256K |
| Global Retirement Partners, LLC | 0.01% | Reduce -6.7% | 8,647 | $242K |
| FSB Premier Wealth Management, Inc. | 0.10% | Reduce -1.3% | 8,474 | $237K |
| RFG Advisory, LLC | 0.01% | Reduce -1.4% | 8,154 | $228K |
| Signal Advisors Wealth, LLC | 0.03% | Reduce -8.2% | 7,928 | $222K |
| Maripau Wealth Management LLC | 0.13% | New | 7,591 | $213K |
| Harbour Investments, Inc. | 0.01% | Reduce -0.6% | 6,365 | $178K |
| Concourse Financial Group Securities, Inc. | 0.01% | Add +7.5% | 5,452 | $155K |
| Allworth Financial LP | 0.00% | Reduce -53.7% | 3,969 | $113K |
| Synergy Investment Management, LLC | 0.04% | — | 3,410 | $96K |
| Tucker Asset Management LLC | 0.02% | Add +54.0% | 2,508 | $70K |
| Principal Securities, Inc. | 0.00% | Add +10.5% | 2,007 | $56K |
| Sunbelt Securities, Inc. | 0.00% | No change | 1,217 | $34K |
| Quest 10 Wealth Builders, Inc. | 0.01% | — | 409 | $11K |
| Spire Wealth Management | 0.00% | New | 356 | $10K |
| Private Trust Co. NA | 0.00% | New | 233 | $7K |
| Geneos Wealth Management Inc. | 0.00% | New | 88 | $2K |
| Morgan Stanley | 0.00% | Add +30.2% | 69 | $2K |
| Medallion Wealth Advisors, LLC | 0.00% | — | 67 | $2K |
| Kestra Investment Management, LLC | 0.00% | New | 44 | $1K |
| Tower Research Capital LLC (TRC) | 0.00% | New | 25 | $700 |
| DHJJ Financial Advisors, Ltd. | 0.00% | No change | 10 | $281 |
| Transce3nd, LLC | 0.00% | — | 10 | $280 |
| Larson Financial Group LLC | 0.00% | Reduce -99.8% | 3 | $76 |
| Wells Fargo & Company | 0.00% | No change | 1 | $28 |
"% of holder's portfolio" is FAAR's weight in each manager's 13F, not the share of First Trust Alt Abs Ret ETF the manager owns.