First Trust Alt Abs Ret ETFFAARETF
13F holders, Q3 2024 (September 30)72holders −5
5new positions
7sold out
$27.83avg. 13F price*
At the end of Q3 2024, 72 institutions reported holding First Trust Alt Abs Ret ETF (FAAR) in their 13F filings, down 5 from Q2 2024. 5 opened new positions and 7 sold out. The largest holders were Horizon Advisory Services, Inc. ($18.2M), Envestnet Asset Management Inc. ($9.6M) and LPL Financial LLC ($5.3M).
- Company
- First Trust Alt Abs Ret ETF
- CUSIP
- 33740Y101
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 5 | $1.1M |
| Exits | 7 | $3.8M |
All 13F filers, Q2 2024 → Q3 2024: 261,099 shares bought and 460,462 shares sold, net −199,363 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 72 holders
| Horizon Advisory Services, Inc. | 8.31% | Add +3.0% | 654,551 | $18.2M |
| Envestnet Asset Management Inc. | 0.00% | Add +0.4% | 343,341 | $9.6M |
| LPL Financial LLC | 0.00% | Add +0.3% | 192,071 | $5.3M |
| Captrust Financial Advisors | 0.01% | Add +8.1% | 145,648 | $4.1M |
| Cetera Investment Advisers | 0.01% | Add +2.2% | 118,193 | $3.3M |
| Assetmark, Inc. | 0.01% | Add +138.1% | 115,762 | $3.2M |
| Authentikos Wealth Advisory, LLC | 3.04% | Reduce -16.3% | 113,261 | $3.2M |
| Osaic Holdings, Inc. | 0.01% | Reduce -28.7% | 101,086 | $2.8M |
| Raymond James Financial Services Advisors, Inc. | 0.00% | Add +7.9% | 82,759 | $2.3M |
| Avantax Advisory Services, Inc. | 0.01% | Add +6.8% | 82,074 | $2.3M |
| First Trust Advisors LP | 0.00% | Add +28.9% | 82,041 | $2.3M |
| Bank of New York Mellon Corp | 0.00% | Add +0.9% | 68,087 | $1.9M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +15.5% | 59,898 | $1.7M |
| Stifel Financial Corp. | 0.00% | Reduce -15.1% | 57,213 | $1.6M |
| AE Wealth Management LLC | 0.01% | Add +5.1% | 55,205 | $1.5M |
| Atria Wealth Solutions, Inc. | 0.01% | Add +1.3% | 42,040 | $1.2M |
| Orion Porfolio Solutions, LLC | 0.01% | Add +17.9% | 41,416 | $1.2M |
| Orion Portfolio Solutions, LLC | 0.01% | Add +17.9% | 41,416 | $1.2M |
| GeoWealth Management, LLC | 0.04% | Add +9.9% | 37,135 | $1.0M |
| CreativeOne Wealth, LLC | 0.03% | Add +129.8% | 36,632 | $1.0M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -0.5% | 36,554 | $1.0M |
| IFP Advisors, Inc | 0.04% | Reduce -1.9% | 35,137 | $978K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Reduce -0.7% | 34,551 | $962K |
| Vima LLC | 1.96% | Reduce -4.7% | 34,405 | $957K |
| Simplicity Wealth,LLC | 0.09% | Reduce -0.5% | 34,232 | $953K |
| Coppell Advisory Solutions LLC | 0.12% | Add +25.7% | 29,964 | $837K |
| Walkner Condon Financial Advisors LLC | 0.16% | Reduce -69.8% | 28,115 | $782K |
| BlueChip Wealth Advisors LLC | 0.38% | Add +1.3% | 26,382 | $734K |
| Pinnacle Family Advisors, LLC | 0.36% | Add +6.4% | 24,798 | $690K |
| Mercer Global Advisors Inc. | 0.00% | Reduce -12.9% | 24,550 | $683K |
| Gateway Wealth Partners, LLC | 0.17% | Reduce -2.6% | 21,805 | $607K |
| Flow Traders U.S. LLC | 0.03% | Reduce -36.9% | 20,891 | $581K |
| Iams Wealth Management, LLC | 0.28% | Add +36.2% | 20,238 | $563K |
| Royal Bank of Canada | 0.00% | Add +49.8% | 20,211 | $562K |
| NewEdge Wealth, LLC | 0.01% | Reduce -1.2% | 18,609 | $518K |
| Atria Investments, Inc | 0.01% | Reduce -4.4% | 17,982 | $500K |
| Patriot Financial Group Insurance Agency, LLC | 0.07% | Reduce -3.3% | 17,819 | $496K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -4.7% | 17,171 | $478K |
| Scotia Capital Inc. | 0.00% | Add +5.7% | 16,634 | $463K |
| Park Avenue Securities LLC | 0.00% | Reduce -5.7% | 15,153 | $422K |
| Benjamin Edwards Inc. | 0.01% | Add +2475.2% | 14,730 | $410K |
| World Investment Advisors | 0.01% | New | 14,275 | $397K |
| SMART Wealth LLC | 0.16% | Reduce -23.1% | 14,236 | $396K |
| Focus Financial Network, Inc. | 0.02% | Add +8.1% | 13,926 | $388K |
| Jane Street Group, LLC | 0.00% | Reduce -77.7% | 13,081 | $364K |
| PFG Advisors | 0.02% | Add +25.9% | 12,288 | $342K |
| Snowden Capital Advisors LLC | 0.01% | Add +1.1% | 11,602 | $323K |
| Susquehanna International Group, LLP | 0.00% | Reduce -86.3% | 11,200 | $312K |
| 1776 Wealth LLC | 0.13% | Reduce -18.4% | 10,366 | $288K |
| Mutual Advisors, LLC | 0.01% | Reduce -2.9% | 10,055 | $281K |
| Bank of Montreal | 0.00% | Reduce -62.0% | 10,000 | $280K |
| Janney Montgomery Scott LLC | 0.00% | New | 9,606 | $267K |
| SignalPoint Asset Management, LLC | 0.06% | Reduce -42.2% | 9,485 | $265K |
| Global Retirement Partners, LLC | 0.01% | Reduce -2.1% | 9,270 | $258K |
| StoneX Group Inc. | 0.02% | Reduce -45.1% | 9,162 | $255K |
| Signal Advisors Wealth, LLC | 0.03% | New | 8,634 | $240K |
| FSB Premier Wealth Management, Inc. | 0.10% | Reduce -36.3% | 8,584 | $239K |
| Allworth Financial LP | 0.00% | Reduce -15.9% | 8,566 | $238K |
| RFG Advisory, LLC | 0.01% | Add +1.9% | 8,269 | $230K |
| Stratos Wealth Partners, LTD. | 0.00% | Reduce -27.0% | 8,122 | $226K |
| TFB Advisors LLC | 0.06% | New | 7,232 | $201K |
| Harbour Investments, Inc. | 0.01% | Reduce -16.8% | 6,400 | $178K |
| Concourse Financial Group Securities, Inc. | 0.01% | Add +2.2% | 5,073 | $141K |
| Principal Securities, Inc. | 0.00% | Add +102.0% | 1,816 | $51K |
| Tucker Asset Management LLC | 0.01% | Reduce -10.8% | 1,628 | $45K |
| UBS Group AG | 0.00% | Add +972.7% | 1,609 | $45K |
| Larson Financial Group LLC | 0.00% | Add +0.1% | 1,451 | $40K |
| Sunbelt Securities, Inc. | 0.00% | Add +1.6% | 1,217 | $34K |
| Morgan Stanley | 0.00% | Reduce -73.1% | 53 | $2K |
| Cwm, LLC | 0.00% | New | 43 | $1K |
| DHJJ Financial Advisors, Ltd. | 0.00% | No change | 10 | $279 |
| Wells Fargo & Company | 0.00% | Reduce -50.0% | 1 | $26 |
"% of holder's portfolio" is FAAR's weight in each manager's 13F, not the share of First Trust Alt Abs Ret ETF the manager owns.