First Trust Alt Abs Ret ETFFAARETF
13F holders, Q1 2026 (March 31)74holders +7
14new positions
6sold out
$33.74avg. 13F price*
At the end of Q1 2026, 74 institutions reported holding First Trust Alt Abs Ret ETF (FAAR) in their 13F filings, up 7 from Q4 2025. 14 opened new positions and 6 sold out. The largest holders were LPL Financial LLC ($17.7M), Envestnet Asset Management Inc. ($13.2M) and First Trust Advisors LP ($10.2M).
- Company
- First Trust Alt Abs Ret ETF
- CUSIP
- 33740Y101
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 14 | $4.9M |
| Exits | 6 | $8.7M |
All 13F filers, Q4 2025 → Q1 2026: 692,270 shares bought and 767,401 shares sold, net −75,131 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 74 holders
| LPL Financial LLC | 0.00% | Add +25.1% | 525,733 | $17.7M |
| Envestnet Asset Management Inc. | 0.00% | Add +5.9% | 390,484 | $13.2M |
| First Trust Advisors LP | 0.01% | Add +11.0% | 302,639 | $10.2M |
| Morgan Stanley | 0.00% | Add +298.4% | 283,123 | $9.6M |
| Assetmark, Inc. | 0.02% | Reduce -57.2% | 277,837 | $9.4M |
| Cetera Investment Advisers | 0.01% | Add +9.1% | 247,593 | $8.4M |
| RFG Advisory, LLC | 0.07% | Add +47.9% | 120,564 | $4.1M |
| Center For Asset Management LLC | 1.88% | Reduce -7.2% | 112,098 | $3.8M |
| Susquehanna International Group, LLP | 0.00% | New | 99,397 | $3.4M |
| Benjamin Edwards Inc. | 0.03% | Reduce -4.0% | 96,005 | $3.2M |
| Osaic Holdings, Inc. | 0.00% | Reduce -5.4% | 92,796 | $3.1M |
| Captrust Financial Advisors | 0.01% | Add +5.2% | 88,033 | $3.0M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +5.0% | 80,906 | $2.7M |
| Raymond James Financial Inc. | 0.00% | Add +13.8% | 78,335 | $2.6M |
| Gateway Wealth Partners, LLC | 0.10% | Add +128.3% | 75,573 | $2.6M |
| CreativeOne Wealth, LLC | 0.04% | Reduce -2.6% | 55,673 | $1.9M |
| Simplicity Wealth,LLC | 0.10% | Add +19.5% | 52,185 | $1.8M |
| Bank of New York Mellon Corp | 0.00% | Reduce -19.2% | 47,811 | $1.6M |
| AE Wealth Management LLC | 0.01% | Add +122.5% | 45,729 | $1.5M |
| LexAurum Advisors, LLC | 0.20% | — | 45,204 | $1.5M |
| Orion Porfolio Solutions, LLC | 0.01% | Reduce -3.1% | 44,203 | $1.5M |
| Janney Montgomery Scott LLC | 0.00% | Add +21.9% | 36,140 | $1.2M |
| Pinnacle Family Advisors, LLC | 0.50% | Add +7.7% | 31,513 | $1.1M |
| IFP Advisors, Inc | 0.02% | Reduce -32.1% | 29,733 | $1.0M |
| GeoWealth Management, LLC | 0.04% | Reduce -8.3% | 29,231 | $986K |
| World Investment Advisors | 0.01% | Reduce -1.8% | 20,880 | $705K |
| Richmond Investment Services, LLC | 0.10% | Reduce -6.0% | 18,214 | $615K |
| NewEdge Wealth, LLC | 0.01% | Reduce -0.7% | 18,175 | $613K |
| Balboa Wealth Partners | 0.10% | Add +3.1% | 17,866 | $603K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -22.1% | 16,753 | $565K |
| Park Avenue Securities LLC | 0.00% | Add +6.0% | 15,759 | $532K |
| BlueChip Wealth Advisors LLC | 0.23% | Reduce -7.4% | 16,205 | $520K |
| LaSalle St. Investment Advisors, LLC | 0.07% | Reduce -1.0% | 15,298 | $516K |
| Iams Wealth Management, LLC | 0.17% | Reduce -20.1% | 14,176 | $478K |
| Snowden Capital Advisors LLC | 0.01% | Add +7.8% | 11,212 | $378K |
| Stifel Financial Corp. | 0.00% | Add +47.3% | 10,987 | $371K |
| Atria Investments, Inc | 0.00% | Reduce -9.7% | 10,473 | $353K |
| FSB Premier Wealth Management, Inc. | 0.11% | Reduce -1.4% | 10,222 | $345K |
| Signal Advisors Wealth, LLC | 0.02% | Reduce -8.6% | 9,179 | $310K |
| Jane Street Group, LLC | 0.00% | New | 8,988 | $303K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Add +0.5% | 8,548 | $288K |
| Mutual Advisors, LLC | 0.01% | Add +12.7% | 8,334 | $281K |
| Flow Traders U.S. LLC | 0.01% | New | 8,180 | $276K |
| HBW Advisory Services LLC | 0.03% | Add +7.0% | 8,028 | $271K |
| Maripau Wealth Management LLC | 0.12% | Reduce -6.0% | 7,950 | $268K |
| Advisors Preferred, LLC | 0.04% | New | 7,562 | $255K |
| Pacific Excel Wealth Advisors, Inc. | 0.26% | New | 7,264 | $245K |
| Parallel Advisors, LLC | 0.00% | Add +1222.0% | 7,139 | $241K |
| Triad Wealth Partners, LLC | 0.02% | Reduce -62.3% | 6,694 | $226K |
| Apollon Wealth Management, LLC | 0.00% | New | 6,552 | $221K |
| Mercer Global Advisors Inc. | 0.00% | Reduce -28.2% | 6,180 | $209K |
| Harbour Investments, Inc. | 0.00% | Add +3.6% | 5,849 | $197K |
| Rossby Financial, LCC | 0.04% | Add +14.8% | 4,987 | $168K |
| Ascentis Independent Advisors | 0.01% | New | 3,555 | $120K |
| Royal Bank of Canada | 0.00% | Add +0.3% | 3,397 | $115K |
| CoreCap Advisors, LLC | 0.00% | Add +31.2% | 2,892 | $98K |
| Synergy Investment Management, LLC | 0.03% | New | 2,414 | $81K |
| Sound Income Strategies, LLC | 0.00% | Reduce -20.6% | 881 | $30K |
| My Portfolio Guide, LLC | 0.01% | — | 607 | $20K |
| Cullen/Frost Bankers, Inc. | 0.00% | Add +16.9% | 534 | $18K |
| McGuire Capital Advisors Inc. | 0.01% | No change | 402 | $14K |
| Signature Equity Partners, LLC | 0.01% | Add +1.3% | 380 | $13K |
| Quest 10 Wealth Builders, Inc. | 0.01% | Reduce -8.7% | 368 | $12K |
| Gilpin Wealth Management, LLC | 0.01% | New | 349 | $12K |
| Spire Wealth Management | 0.00% | Add +39.8% | 253 | $9K |
| Cwm, LLC | 0.00% | New | 185 | $6K |
| BlackRock, Inc. | 0.00% | New | 185 | $6K |
| Toth Financial Advisory Corp. | 0.00% | New | 131 | $4K |
| MPWM Advisory Solutions, LLC | 0.00% | New | 114 | $4K |
| Medallion Wealth Advisors, LLC | 0.00% | No change | 75 | $3K |
| Farther Finance Advisors, LLC | 0.00% | No change | 58 | $2K |
| Allworth Financial LP | 0.00% | Reduce -94.6% | 50 | $2K |
| DHJJ Financial Advisors, Ltd. | 0.00% | No change | 10 | $338 |
| UBS Group AG | 0.00% | New | 6 | $202 |
"% of holder's portfolio" is FAAR's weight in each manager's 13F, not the share of First Trust Alt Abs Ret ETF the manager owns.