Pgim S&P 500 Buffer 20-OctPBOCETF

13F holders, Q2 2026 (June 30)
15holders −1
2new positions
3sold out
$30.67avg. 13F price*

At the end of Q2 2026, 15 institutions reported holding Pgim S&P 500 Buffer 20-Oct (PBOC) in their 13F filings, down 1 from Q1 2026. 2 opened new positions and 3 sold out. The largest holders were Prudential Financial Inc. ($15.2M), Foguth Wealth Management, LLC. ($14.3M) and Spire Wealth Management ($3.1M).

Company
Pgim S&P 500 Buffer 20-Oct
Filed as
PGIM ROCK ETF TR (Q2 2026)
CUSIP
69420N775
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q2 2024: 1Q2 2024Q3 2024: 1Q3 2024Q4 2024: 5Q4 2024Q1 2025: 5Q1 2025Q2 2025: 9Q2 2025Q3 2025: 9Q3 2025Q4 2025: 14Q4 2025Q1 2026: 16Q1 2026Q2 2026: 15Q2 2026

Total Exit/New Position Q1 2026 → Q2 2026

InstitutionsTotal Value
New Positions2$740K
Exits3$280K

All 13F filers, Q1 2026 → Q2 2026: 246,232 shares bought and 30,487 shares sold, net +215,745 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 15 holders

Prudential Financial Inc. 0.02% Add +64.5% 495,916 $15.2M
Foguth Wealth Management, LLC. 1.62% Add +6.4% 464,103 $14.3M
Spire Wealth Management 0.09% Reduce -4.4% 101,099 $3.1M
Commonwealth Equity Services, LLC 0.00% Reduce -13.3% 64,216 $2.0M
American Asset Management Inc. 1.27% No change 50,877 $1.6M
Jim Saulnier & Associates, LLC 0.56% No change 45,254 $1.4M
Raymond James Financial Inc. 0.00% Reduce -0.1% 31,950 $979K
Centaurus Financial, Inc. 0.03% No change 24,278 $744K
Kestra Advisory Services, LLC 0.00% Reduce -0.8% 14,675 $450K
Old Mission Capital LLC 0.01% New 14,412 $442K
Pinnacle Financial Partners, Inc. 0.00% No change 11,900 $365K
Kintra Wealth, LLC 0.02% New 9,559 $298K
Royal Bank of Canada 0.00% Reduce -55.6% 4,825 $148K
PNC Financial Services Group, Inc. 0.00% Reduce -0.8% 2,984 $91K
DHJJ Financial Advisors, Ltd. 0.02% No change 1,744 $53K

"% of holder's portfolio" is PBOC's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Oct the manager owns.