Pgim S&P 500 Buffer 20-OctPBOCETF
13F holders, Q3 2025 (September 30)9holders
1new positions
1sold out
$28.63avg. 13F price*
At the end of Q3 2025, 9 institutions reported holding Pgim S&P 500 Buffer 20-Oct (PBOC) in their 13F filings, unchanged from Q2 2025. 1 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($5.2M), Jim Saulnier & Associates, LLC ($881K) and Commonwealth Equity Services, LLC ($718K).
- Company
- Pgim S&P 500 Buffer 20-Oct
- Filed as
- PGIM ROCK ETF TR (Q3 2025)
- CUSIP
- 69420N775
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $231K |
| Exits | 1 | $286K |
All 13F filers, Q2 2025 → Q3 2025: 44,243 shares bought and 45,667 shares sold, net −1,424 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 9 holders
| Prudential Financial Inc. | 0.01% | Add +11.6% | 182,740 | $5.2M |
| Jim Saulnier & Associates, LLC | 0.49% | No change | 30,780 | $881K |
| Commonwealth Equity Services, LLC | 0.00% | Add +115.5% | 25,070 | $718K |
| Centaurus Financial, Inc. | 0.03% | Reduce -54.3% | 24,326 | $696K |
| Old Mission Capital LLC | 0.01% | Add +24.4% | 13,739 | $393K |
| Raymond James Financial Inc. | 0.00% | New | 8,067 | $231K |
| Royal Bank of Canada | 0.00% | Reduce -68.3% | 2,952 | $85K |
| PNC Financial Services Group, Inc. | 0.00% | Add +340.2% | 1,052 | $30K |
| UBS Group AG | 0.00% | Add +19900.0% | 200 | $6K |
"% of holder's portfolio" is PBOC's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Oct the manager owns.