Pgim S&P 500 Buffer 20-OctPBOCETF
13F holders, Q4 2025 (December 31)14holders +5
5new positions
2sold out
$29.17avg. 13F price*
At the end of Q4 2025, 14 institutions reported holding Pgim S&P 500 Buffer 20-Oct (PBOC) in their 13F filings, up 5 from Q3 2025. 5 opened new positions and 2 sold out. The largest holders were Foguth Wealth Management, LLC. ($12.6M), Prudential Financial Inc. ($6.9M) and Spire Wealth Management ($3.3M).
- Company
- Pgim S&P 500 Buffer 20-Oct
- Filed as
- PGIM ROCK ETF TR (Q4 2025)
- CUSIP
- 69420N775
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 5 | $5.3M |
| Exits | 2 | $478K |
All 13F filers, Q3 2025 → Q4 2025: 340,590 shares bought and 16,739 shares sold, net +323,851 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 14 holders
| Foguth Wealth Management, LLC. | 1.96% | — | 432,355 | $12.6M |
| Prudential Financial Inc. | 0.01% | Add +30.3% | 238,179 | $6.9M |
| Spire Wealth Management | 0.11% | New | 112,067 | $3.3M |
| Commonwealth Equity Services, LLC | 0.00% | Add +256.0% | 89,238 | $2.6M |
| American Asset Management Inc. | 1.28% | New | 51,627 | $1.5M |
| Jim Saulnier & Associates, LLC | 0.68% | Add +47.0% | 45,254 | $1.3M |
| Raymond James Financial Inc. | 0.00% | Add +282.5% | 30,857 | $900K |
| Centaurus Financial, Inc. | 0.03% | Reduce -0.2% | 24,278 | $708K |
| Kestra Advisory Services, LLC | 0.00% | New | 14,800 | $432K |
| Pinnacle Financial Partners, Inc. | 0.00% | — | 11,900 | $347K |
| PNC Financial Services Group, Inc. | 0.00% | Add +185.9% | 3,008 | $88K |
| DHJJ Financial Advisors, Ltd. | 0.02% | New | 1,744 | $51K |
| Harbour Investments, Inc. | 0.00% | New | 1,495 | $44K |
| UBS Group AG | 0.00% | Add +15.0% | 230 | $7K |
"% of holder's portfolio" is PBOC's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Oct the manager owns.